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HomeMy WebLinkAboutAgenda Packet 06-25-2024ROLL CALL
INVOCATION
PLEDGE OF ALLEGIANCE
ADDITIONS/DELETIONS
NEW EMPLOYEE INTRODUCTIONS Interim Planning Director Carol Gault - M. SMOLEN
PRESENTATION Paducah Water Agency Overview - Jason Petersen
PUBLIC COMMENTS
MAYOR'S REMARKS
Items on the Consent Agenda are considered to be routine by the Board of Commissioners and will be enacted by one
motion and one vote. There will be no separate discussion of these items unless a Board member so requests, in which
I/a
CITY COMMISSION MEETING
AGENDA FOR JUNE 25, 2024
CONSENT AGENDA
5:00 PM
s -
CITY HALL COMMISSION CHAMBERS
Approve Minutes for the June 11, 2024, Board of Commissioners Meeting
300 SOUTH FIFTH STREET
B.
Any member of the public who wishes to make comments to the Board of Commissioners is asked to fill out a Public
Comment Sheet and place it in the box located at the end of the Commissioner's desk on the left side of the Commission
Chambers. The Mayor will call on you to speak during the Public Comments section of the Agenda.
ROLL CALL
INVOCATION
PLEDGE OF ALLEGIANCE
ADDITIONS/DELETIONS
NEW EMPLOYEE INTRODUCTIONS Interim Planning Director Carol Gault - M. SMOLEN
PRESENTATION Paducah Water Agency Overview - Jason Petersen
PUBLIC COMMENTS
MAYOR'S REMARKS
Items on the Consent Agenda are considered to be routine by the Board of Commissioners and will be enacted by one
motion and one vote. There will be no separate discussion of these items unless a Board member so requests, in which
event the item will be removed from the Consent Agenda and considered separately. The City Clerk will read the items
recommended for approval.
I.
CONSENT AGENDA
A.
Approve Minutes for the June 11, 2024, Board of Commissioners Meeting
B.
Receive & File Documents
C.
Appointment of Herbert Gregory to the Paducah -McCracken County Senior
Citizens Board
D.
Reappointment of Charles "Chip" Bohle, Patrick White and Joseph Benberry
to the Paducah Area Transit Authority Board
E.
Appointment of Jonathan Mark Davis and Joint Appointment of Will Cox to
the Paducah -McCracken County Joint Sewer Agency Board
F.
Reappointment of Mark Whitlow and Joint Reappointment of Alexandra
Sherwood to the Paducah -McCracken County Convention Center
Corporation
G.
Personnel Actions
H.
Reimbursement Agreement with Paducah Water for the S 24th Street
Waterline Relocation Expenses - G. GUEBERT
I.
Accept proposed premiums from the Kentucky League of Cities for Workers'
Compensation, Liability Insurance, and Property Insurance Coverage for a
total amount of $1,262,094.99 - S. WILCOX
J.
Approve Contract Modification 91 to BUILD Grant Contract for Professional
Services with HDR, Inc. for $40,000 - M. TOWNSEND
K.
Approve an Interlocal Participation Agreement for Cooperative Purchasing
with Buy Board, National Purchasing Cooperative to allow for the purchase
of certain services and goods at a cost savings to the City - C. YARBER
L.
Authorize the Acceptance of a 2024 Kentucky 911 Services Board Grant in
the Amount of $99,653 - B. LAIRD
M.
Authorize the Acceptance of a State and Local Cybersecurity Security Grant
in the Amount of $50,000 - E.STUBER
II.
BOARD APPOINTMENTS)
A.
Appointment of Paul Gouriex, Uppinder Mehan, Ashlea McMillan, Elisha
Winslow and Julie Harris to the Paducah Riverfront Development Authority
III.
MUNICIPAL ORDERS)
A.
City of Paducah Title VI Program Plan Adoption - S. WILCOX
B.
Accept recommendation from Sports Tourism Commission for evaluated bids
for Paducah Sports Park for Bid Package 01 - Site: Field Turf and approve
construction contracts with Sprinturf in the amount of $6,321,087.00 - A.
CLARK & D. JORDAN
C.
Accept recommendation from Sports Tourism Commission for evaluated bids
for Paducah Sports Park for Bid Package 01 - Site: Lighting and approve
construction contracts with Musco in the amount of $2,264,475.00 - A.
CLARK & D. JORDAN
D.
Accept recommendation from Sports Tourism Commission for evaluated bids
for Paducah Sports Park for Bid Package 01 - Site/Civil and Bid Package 02 -
Buildings and approve construction contracts with A&K Construction in the
amount of $47,771,839.00 - A. CLARK & D. JORDAN
E.
Accept recommendation from Sports Tourism Commission for Paducah
Sports Park for Bid Package 02 - Food and Beverage and approve contract
for services with Stafford Smith in the amount of $608,833.00 - A. CLARK
& D. JORDAN
IV.
ORDINANCE(S) - ADOPTION
V. I ORDINANCE(S) - INTRODUCTION
A.
Approve an Ordinance Creating a Real Estate Parcel Fee for the Funding of
911 Services, Maintenance, and Equipment - D. JORDAN
V. I ORDINANCE(S) - INTRODUCTION
VI. COMMENTS
A. Comments from the City Manager
B. Comments from the Board of Commissioners
VII. EXECUTIVE SESSION
A.
Approve Section 8 Housing Choice Voucher Program FY25
Budget - LASICA McEWEN
VI. COMMENTS
A. Comments from the City Manager
B. Comments from the Board of Commissioners
VII. EXECUTIVE SESSION
June 11, 2024
At a Regular Meeting of the Paducah Board of Commissioners held on Tuesday, June 11, 2024, at
5:00 p.m., in the Commission Chambers of City Hall located at 300 South 5th Street, Mayor George
Bray presided. Upon call of the roll by the City Clerk, the following answered to their names:
Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray (5).
INVOCATION
Commissioner Henderson led the Invocation.
PLEDGE OF ALLEGIANCE
Mayor Bray led the pledge.
CONSENT AGENDA
Mayor Bray asked if the Board wanted any items on the Consent Agenda removed for separate
consideration. No items were removed for separate consideration. Mayor Bray asked the City Clerk
to read the items on the Consent Agenda.
I(A)
Approve Minutes for the May 28, 2024, Board of Commissioners Meeting
I(B)
Receive and File Documents:
Minute File:
1. Notification by Jet Insurance Company regarding Bond cancellation for
Quad State Internet, LLC
Contract File:
1. Resignation and Release — Nic Hutchison
2. Letter to Automated Merchant Systems regarding termination of services
provided by AMS_Corebt. Signed by Assistant City Manager Michelle
Smolen
3. Contract with Jim Smith Contracting — Cherry Civic Center Parking Lot
Rehabilitation — MO #2888
4. LaBarri Subdivision - Termination of Residential Infill Development
Agreement — EMD Properties, LLC — MO #2892
5. LaBarri Subdivision - Residential Infill Development Agreement —
Willett Enterprises, Inc. MO #2893
6. Contract For Services — Rightway Janitorial Services — City Park
Facilities
MO #2897
7. Fleet Maintenance Service Agreement with Livingston County
Emergency Management — MO 92899
8. Fleet Maintenance Service Agreement with Barkley Regional Airport
Authority — MO #2900
9. Agreement to Purchase '/z ton pickup 4x4 SSV for Fire Department — MO
#2901
10. Contract For Services — Beautiful Paducah — BBQ on the River 2024 —
MO #2903
Deed File:
June 11, 2024
Commissioner Guess offered Motion, seconded by Commissioner Henderson, that the items on the
consent agenda be adopted as presented.
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5).
MUNICIPAL ORDERS
APPROVE INTERIM PLANNING DIRECTOR EMPLOYMENT AGREEMENT WITH
CAROL GAULT
Commissioner Henderson offered Motion, seconded by Commissioner Guess, that the Board of
Commissioners adopt a Municipal Order entitled, "A MUNICIPAL ORDER APPROVING AN
EMPLOYMENT AGREEMENT BETWEEN THE CITY OF PADUCAH AND CAROL GAULT
FOR EMPLOYMENT AS INTERIM PLANNING DIRECTOR, AND AUTHORIZING THE
MAYOR TO EXECUTE SAME."
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5). (MO #2906; BK 13)
APPROVE DEVELOPMENT AGREEMENT WITH C.LR.CO CONSTRUCTION FOR 318
BROADWAY STREET (Kresge)
1. Quitclaim Deed — City of Paducah to Paducah -McCracken County Senior
Citizens — Alley Closure — ORD 2024-04-8807
Financials:
1. Paducah Water Works —Month ended April 30, 2024
Bids and Proposals File:
1. Robert Cherry Civic Center Parking Lot Rehabilitation
a. Jim Smith Contracting (MO #2888)
b. Central Paving Co. of Paducah
2. Custodial Services for City Park Facilities
a. Rightway Janitorial Services (MO #2897)
3. Purchase of one '/z ton pickup 4x4 SSV for Fire Department
a. Linwood Motors (MO #2901)
b. John Jones Auto Group
I(C )
Reappointment of Carol Young to the Paducah -McCracken County Senior Citizens
Board. This term shall expire June 22, 2027
I(D)
Personnel Actions
I(E)
A MUNICIPAL ORDER AMENDING THE FY2023-2024 POSITION AND
PAY SCHEDULE FOR THE FULL-TIME EMPLOYEES OF THE CITY OF
PADUCAH, KENTUCKY MO #2904; BK 13
I(F)
A MUNICIPAL ORDER AMENDING THE FISCAL YEAR 2024 PAY
GRADE SCHEDULE FOR THE EMPLOYEES OF THE CITY OF PADUCAH,
KENTUCKY
MO #2905; BK 13
Commissioner Guess offered Motion, seconded by Commissioner Henderson, that the items on the
consent agenda be adopted as presented.
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5).
MUNICIPAL ORDERS
APPROVE INTERIM PLANNING DIRECTOR EMPLOYMENT AGREEMENT WITH
CAROL GAULT
Commissioner Henderson offered Motion, seconded by Commissioner Guess, that the Board of
Commissioners adopt a Municipal Order entitled, "A MUNICIPAL ORDER APPROVING AN
EMPLOYMENT AGREEMENT BETWEEN THE CITY OF PADUCAH AND CAROL GAULT
FOR EMPLOYMENT AS INTERIM PLANNING DIRECTOR, AND AUTHORIZING THE
MAYOR TO EXECUTE SAME."
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5). (MO #2906; BK 13)
APPROVE DEVELOPMENT AGREEMENT WITH C.LR.CO CONSTRUCTION FOR 318
BROADWAY STREET (Kresge)
June 11, 2024
Commissioner Smith offered Motion, seconded by Commissioner Wilson, that the Board of
Commissioners adopt a Municipal Order entitled, "A MUNICIPAL ORDER DECLARING THE
PROPERTY AT 318 BROADWAY TO BE SURPLUS, TRANSFERRING THE PROPERTY TO
C.I.R.CO, LLC FOR COMPENSATION IN THE AMOUNT OF $10,000, AND AUTHORIZING
THE MAYOR TO EXECUTE A DEVELOPMENT AGREEMENT BETWEEN THE CITY OF
PADUCAH, KENTUCKY, AND C.I.R.CO, LLC AND ALL DOCUMENTS RELATED TO
SAME."
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5). (MO # 2907; BK 13)
ACCEPT THE 2024-2026 HOUSE BILL 1 APPROPRIATION IN THE AMOUNT OF $3.5
MILLION FOR THE BUILD GRANT PROJECT
Commissioner Wilson offered Motion, seconded by Commissioner Smith, that the Board of
Commissioners adopt a Municipal Order entitled, "A MUNICIPAL ORDER ACCEPTING
GRANT FUNDS THROUGH THE DEPARTMENT FOR LOCAL GOVERNMENT FOR THE
BETTER UTILIZING INVESTMENTS TO LEVERAGE DEVELOPMENT (BUILD) GRANT
PROJECT IN AN AMOUNT OF $3,500,000 TO IMPROVE THE PADUCAH RIVERFRONT
AND PEDESTRIAN CORRIDOR FROM THE CONVENTION CENTER TO DOWNTOWN,
AUTHORIZING THE MAYOR TO EXECUTE A MEMORANDUM OF UNDERSTANDING
FOR THE FUNDS AND ALL OTHER DOCUMENTS RELATED TO SAME."
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5). (MO # 2908; BK 13)
ORDINANCE ADOPTIONS
AMEND CODE OF ORDINANCES CREATING A NEW SECTION OF THE CITY OF
PADUCAH ZONING CODE RELATED TO REASONABLE ACCOMMODATION FOR
RECOVERY HOMES
Commissioner Guess offered Motion, seconded by Commissioner Henderson, that the Board of
Commissioners adopt an Ordinance entitled, "AN ORDINANCE ESTABLISHING SECTION 126-
88, REASONABLE ACCOMMODATION FOR RECOVERY HOMES, OF THE CODE OF
ORDINANCES OF THE CITY OF PADUCAH KENTUCKY"
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5). (ORD NO. 2024-06-8814; BK 37)
APPROVE FISCAL YEAR 2025 BUDGET (07/01/2024-06/30/2025) FOR THE CITY OF
PADUCAH
Commissioner Henderson offered Motion, second by Commissioner Henderson, that the Board of
Commissioners adopt an Ordinance entitled, "AN ORDINANCE ADOPTING THE CITY OF
PADUCAH, KENTUCKY, ANNUAL OPERATING BUDGET FOR THE FISCAL YEAR JULY
1, 2024, THROUGH JUNE 30, 2025, BY ESTIMATING REVENUES AND RESOURCES AND
APPROPRIATING FUNDS FOR THE OPERATION OF CITY GOVERNMENT." This
Ordinance is summarized as follows: Adopting the City of Paducah annual budget for Fiscal Year
June 11, 2024
July 1, 2024, through June 30, 2025, by estimating revenues and resources and appropriating funds
for the operation of City Government at $120,854,935, and summarized by fund as follows:
$120,854,935
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5). (ORD NO. 2024-05-8815; BK 37)
ORDINANCE INTRODUCTION
APPROVE AN ORDINANCE CREATING A REAL ESTATE PARCEL FEE FOR THE
FUNDING OF 911 SERVICES, MAINTENANCE AND EQUIPMENT
Commissioner Smith offered Motion, seconded by Commissioner Wilson, that the Board of
Commissioners introduce an Ordinance entitled, "AN ORDINANCE ESTABLISHING AND
IMPOSING A FEE ON ALL OCCUPIED REAL ESTATE PARCELS LOCATED WITHIN THE
TERRITORIAL LIMITS OF THE CITY OF PADUCAH TO FACILITATE FUNDING FOR THE
PROVISION OF JOINT 911 SERVICES AS MORE FULLY SET FORTH IN THE INTERLOCAL
COOPERATION AGREEMENT BETWEEN THE CITY OF PADUCAH AND MCCRACKEN
COUNTY." This Ordinance is summarized as follows: This ordinance establishes an annual parcel
fee on all occupied individual residential units and all occupied individual commercial, religious,
charitable, educational, and public use units located within the territorial limits of the City of Paducah.
FUNDS
APPROPRIATIONS
1000
GENERAL
$57,637,779
2300
MAP
2,501,705
2400
INVESTMENT
8,315,330
2500
TIF
0
2000
E911
3,721,817
2200
OPIOID
64,200
2700
COURT AWARDS
116,165
2800
ROOM TAX
1,850,650
3000
DEBT
3,617,780
4000
CIP
11,296,250
4200
BOND FUND
15,000,000
5000
SOLID WASTE
6,937,075
TRANSIENT BOAT
5300
DOCK
442,681
1100
RENTAL
154,482
1200
RADIO DEPR
25,035
7000
FLEET MAINTENANCE
879,981
7100
FLEET LEASE TRUST
2,425,255
7200
INSURANCE
1,348,140
7300
HEALTH INSURANCE
3,659,420
8100
PFPF
786,765
8400
OTHER TRUSTS
74,425
$120,854,935
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5). (ORD NO. 2024-05-8815; BK 37)
ORDINANCE INTRODUCTION
APPROVE AN ORDINANCE CREATING A REAL ESTATE PARCEL FEE FOR THE
FUNDING OF 911 SERVICES, MAINTENANCE AND EQUIPMENT
Commissioner Smith offered Motion, seconded by Commissioner Wilson, that the Board of
Commissioners introduce an Ordinance entitled, "AN ORDINANCE ESTABLISHING AND
IMPOSING A FEE ON ALL OCCUPIED REAL ESTATE PARCELS LOCATED WITHIN THE
TERRITORIAL LIMITS OF THE CITY OF PADUCAH TO FACILITATE FUNDING FOR THE
PROVISION OF JOINT 911 SERVICES AS MORE FULLY SET FORTH IN THE INTERLOCAL
COOPERATION AGREEMENT BETWEEN THE CITY OF PADUCAH AND MCCRACKEN
COUNTY." This Ordinance is summarized as follows: This ordinance establishes an annual parcel
fee on all occupied individual residential units and all occupied individual commercial, religious,
charitable, educational, and public use units located within the territorial limits of the City of Paducah.
June 11, 2024
Parcel fees shall be placed upon the City of Paducah's property tax bills beginning with the 2024 tax
bill and continuing every year thereafter. The due dates will be the same as the property tax due dates
set by the Board of Commissioners. In the first year, occupied rental units will be eligible to claim a
credit of $22.50 per unit against the annual fee due.
In accordance with KRS 83A. 060, the following Section of the Ordinance which imposes fees is
hereby set forth in full:
The Board of Commissioners hereby imposes the following annual parcel fees on all parcels of
occupied real property, as more accurately defined in Sections 3 through 5 of this Ordinance,
which are located within the jurisdictional limits of the City of Paducah:
A. Super Commercial Retail Unit (contains structure in excess of
25,000 sq. ft.) $1,550
B. Large Commercial Retail Unit (contains structure between 7,500
and 25,000 sq. ft.) $860
C. Medium Commercial Retail Unit (contains structure between 2,500 and
7,500 sq. ft.) $325
D. Small Commercial Retail Unit (structure between 1 and 2,500 sq. ft.) $210
E. Non -Commercial Retail Unit (which shall include, but not be limited to,
parking lots, garages, or other areas designed for the parking of
motor vehicles as defined by KRS 186.010(4) whereby the owner,
occupant, lessee, or possessor of any portion of the parcel leases, rents,
licenses, bails, or otherwise allows the parking or storage of motor
vehicles in exchange for consideration) $150
F. Public Use Units (emergency service, governmental, religious,
charitable, and educational) $35
G. Residential Units
$45
In the event a parcel is mixed use, the parcel shall be assessed at the highest applicable
assessment rate.
DISCUSSION:
PADUCAH SPORTS PARK
Communications Manager Pam Spencer offered the following summary:
"McCracken County Community Development Project Manager Steve Ervin provided an update on
the Paducah Sports Park which will be constructed at the former Bluegrass Downs site and Stuart
Nelson Park. Earlier this year the City and County approved the construction documents with the
project placed out to bid this spring. At this time, bids have been submitted with bids received for
site work, buildings, food and beverage equipment, lighting, and field turf. Ervin said that on
June 11, 2024
Monday the McCracken County Sports Tourism Commission approved recommending the
construction contracts for the project to the City and County.
At January's meeting, it was announced that the estimated cost of the facility's construction is $65
million. However, the recent bids exceeded that amount leading to a need to remove some design
elements at this time including the grandstand rehabilitation, the championship field adjacent to the
grandstand, a small building, maintenance area, and the basketball and pickleball areas. These
features could be redesigned and added at a later date.
After these deductions, the design includes five rectangular fields and four diamond-shaped fields
that can be configured in a variety of ways and sizes. These multi -use, synthetic turf fields can
incorporate soccer, baseball, softball, rugby, or football. Other design features include a memorial
complex to Dr. Stuart Nelson, shelter and restroom facilities, concession facilities, picnic and
playground areas, and a significant amount of parking.
As outlined in the interlocal agreement, the City Commission and Fiscal Court have a 20 day
window to accept the McCracken County Sports Tourism Commission's recommendation to
proceed.
After a one-year construction period, the goal is for the facility to open in 2025. Over the past four
years, the project has included research and analysis, stakeholder engagement, and master planning.
The Paducah Sports Park has the following principles
Become a regional destination for athletic tournament play.
Provide high quality athletic experiences for the local community.
Further develop the unique brand and identity of Paducah and McCracken County.
With an expectation of holding 35 to 40 tournaments per year, the McCracken County Sports
Tourism Commission estimates that the facility could generate a local economic impact of
approximately $130 million in its first five years of use."
PUBLIC COMMENTS
Cheryl Glore Goodwin commented on the need for better amenities at Coleman Park, including a
permanent restroom facility.
EXECUTIVE SESSION
Commissioner Wilson offered Motion, seconded by Commissioner Smith, that the Board of
Commissioners go into closed session for discussion of matters pertaining to the following topics:
• A specific proposal by a business entity where public discussion of the subject matter
would jeopardize the location, retention, expansion or upgrading of a business entity, as
permitted by KRS 61.810(1)(g)
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, and Mayor Bray
(5).
RECONVENE IN OPEN SESSION
June 11, 2024
Commissioner Smith offered motion, seconded by Commissioner Guess, that the Paducah Board of
Commissioners reconvene in open session.
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, Mayor Bray (5).
ADJOURN
Commissioner Guess offered Motion, seconded by Commissioner Smith, that the meeting be
adj ourned.
Adopted on call of the roll yeas, Commissioners Guess, Henderson, Smith, Wilson, Mayor Bray (5).
TIME ADJOURNED: 7:28 p.m.
ADOPTED: June 25, 2024
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
June 25, 2024
RECEIVE AND FILE DOCUMENTS:
Minute File:
L Special called meeting notice of the Paducah Board of Ethics on June 12, 2024
Contract File:
1. Interim Planning Director Employment Agreement with Carol Gault — MO 92906
2. Development Agreement with C.LR.CO Construction for 318 Broadway Street (Kresge
lot) — MO 92907
Finnncink
Paducah Water Works — month ended May 31, 2024
Bids and Proposals File:
1. Brittany Wallin — 318 Broadway — May 2023
2. CIRCO Properties — 318 Broadway — April, 2023
CITY OF PADUCAH
June 25, 2024
Upon the recommendation of the City Managers Office, the Board of Commissioners of the
City of Paducah order that the personnel changes on the attached list be approved.
-P, mw; NJ
City Managers Office Signature
Wnllq
Date
CITY OF PADUCAH
PERSONNEL ACTIONS
June 25, 2024
NEW HIRES - FULL-TIME (F)l
PUBLIC WORKS
POSITION
RATE
NCSICS
FLSA
EFFECTIVE DATE
Davis, Matthew R.
Fleet Mechanic If
$22.251hr
NCS
Non -Ex
July 11, 2025
NEW HIRES - PART-TIME (PITT
FIRE - PREVENTION
POSITION
RATE
NCSICS
FLSA
EFFECTIVE DATE
Anderson, Samuel Potter
Admin Assistant - Temp
$12.001hr
NCS
Non -Ex
June 12, 2024
PARKS & RECREATION
Smith, Milleah L.
Recreation Leader - Camp Counselor
$12.001hr
NCS
Non -Ex
June 12, 2024
PAYROLL ADJUSTMENTSnRANSFERSIPROMOTIONSITEMPORARY ASSIGNMENTS (PART -TIMET
PREVIOUS POSITION
CURRENT POSITION
POLICE
AND BASE RATE OF PAY
AND BASE RATE OF PAY
NCSICS
FLSA
EFFECTIVE DATE
Boulton, Jon K.
Equipment Specialist
Equipment Specialist
NCS
Non -Ex
June 27, 2024
$16.381hr
$17.041hr
TECHNOLOGY
Saul, Alyson K.
GIS Intern
GIS Intern
NCS
Non -Ex
May 16, 2024
$17.001hr
$20.001hr
PAYROLL ABJUSTMENTSIIRANSFERSIPROMOTIONSITEMPORARY ASSIGNMENTS (FULL-TIME)
PREVIOUS POSITION
CURRENT POSITION
E911
AND BASE RATE OF PAY
AND BASE RATE OF PAY
NCSICS
FLSA
EFFECTIVE DATE
Kitty, Ariana R.
911 Division Manager
911 Division Manager
NCS
Ex
May 30, 2024
$46.811hr
$47.981hr
Kitty, Ariana R_
911 Division Manager
911 Division Manager
NCS
Ex
June 27, 2024
$47.981hr
$49.901hr
ADMINISTRATION
Smoien, Michelle L.
Assistant City Manager
Assistant City Manager
NCS
Ex
June 13, 2024
$59.661hr
$62.641hr
Smolen, Michelle L.
Assistant City Manager
Assistant City Manager
NCS
Ex
June 27. 2024
$62.64/hr
$65.15Ihr
CUSTOMER EXPERIENCE
Parish, Lindsay R.
City Clerk 1 CX Director
City Clerk I CX Director
NCS
Ex
June 13, 2024
$48.421hr
$50.841hr
Parish, Lindsay R.
City Clerk / CX Director
City Clerk 1 CX Director
NCS
Ex
June 27, 2024
$50.841hr
$52.871hr
FIRE - SUPPRESSION
Broadway, Michael A.
Firefighter Appointee
Firefighter
NCS
Non -Ex
June 13, 2024
$15.181hr
S15.18/hr
Gray, Jedediah K.
Firefighter Appointee
Firefighter
NCS
Non -Ex
June 13, 2024
$15.1811hr
$15.181hr
Hembd, Alfred Z.
Firefighter Appointee
Firefighter
NCS
Non -Ex
June 13, 2024
$15.181hr
$15.181hr
Kyle, Stephen D.
Fire Chief
Fire Chief
NCS
Ex
June 13, 2024
$73.331hr
$75.531hr
Kyle, Stephen D.
Fire Chief
Fire Chief
NCS
Ex
June 27, 2024
$75.531hr
$78.551hr
Loredo, Jose A.
Firefighter Appointee
Firefighter
NCS
Nan -Ex
June 13, 2024
$15.181hr
$15.181hr
HUMAN RESOURCES
Wilcox, Stefanie E.
HR Director
HR Director
NCS
Ex
June 13, 2024
$55.031hr
$57.781hr
Wilcox, Stefanie E.
Director of Human Resources
Director of Human Resources
NCS
Fx
June 27, 2024
$57.781hr
$60.091hr
PARKS & RECREATION
CITY OF PADUCAH
PERSONNEL ACTIONS
June 25, 2024
Askew, La miira A.
Administrative Assistant
Administrative Assistant
NCS
Nan -Ex May 16, 2024
$20.551hr
$20.86/hr
Askew, Lamiira A.
Administrative Assistant
Administrative Assistant
NCS
Non -Ex June 27, 2024
$20.861hr
$21.691h r
Clark, Amie R.
Director of Parks & Recreation
Director of Parks & Recreation
NCS
Ex June 13, 2024
$51.61 /hr
$53.161hr
Clark, Amie R.
Director of Parks & Recreation
Director of Parks & Recreation
NCS
Ex June 27, 2024
$53.16/hr
$55.291hr
Kirks, Kennedy M.
Recreation Specialist
Recreation Specialist
NCS
Ex May 2, 2024
$21.921hr
$22.141hr
POLICE
Laird, Brian G.
Police Chief
Police Chief
NCS
Ex June 13. 2024
$66.80/hr
$68.80/hr
Laird, Brian G.
Police Chief
Police Chief
NCS
Ex Juno 27, 2024
$68.801hr
$71.55/hr
Miller, Sabrina N.
Evidence Technician
Evidence Technician
NCS
Non -Ex June 13, 2024
$20.26/hr
$20.671hr
Miller, Sabrina N.
Evidence Technician
Evidence Technician
NGS
Non -Ex June 27, 2024
$20.67/hr
$21.501hr
Watson, Travis L.
Operations Captain
Support Services Captain
NCS
Ex June 13, 2024
$43.16/hr
$43.161hr
TECHNOLOGY
Benjamin, John
Software Specialist
Software Specialist
NCS
Ex June 13, 2024
$30.05/hr
$30.801hr
Benjamin, John
Software Specialist
Software Specialist
NCS
Ex June 13, 2024
$30.801hr
$32.03/hr
TERMINATIONS - PART-TIME
iP1T1
PARKS & RECREATION
POSITION
REASON
EFFECTIVE DATE
Dunn, Elisabeth
Recreation Leader - Camp Counselor
Seasonal Termination
June 25, 2024
Durfee, Weslyn
Lifeguard
Seasonal Termination
June 25, 2024
Edwards, Madeiyn
Lifeguard
Seasonal Termination
June 25, 2024
Garatt, Kennedy G.
Assistant Pool Manager
Seasonal Termination
June 25, 2024
Haley, Madisyn
Lifeguard
Seasonal Termination
June 25, 2024
Herndon, Leah
Recreation Leader - Camp Counselor
Seasonal Termination
June 25, 2024
Meadows, Elise
Pool Attendant
Seasonal Termination
June 25, 2024
Oliver, Tristan
Recreation Leader
Seasonal Termination
June 25, 2024
O'Malley, Kayla
Pool Attendant
Seasonal Termination
June 25, 2024
Owens, Dylan
Lifeguard
Seasonal Termination
June 25, 2024
Peoples, Grace
Recreation Leader - Camp Counselor
Seasonal Termination
June 25, 2024
Pugh, Chesleigh
Recreation Leader- Intern
Seasonal Termination
June 25, 2024
Reese, Katherine
Recreation Leader - Camp Counselor
Seasonal Termination
June 25, 2024
Schmidt, Olivia
Lifeguard
Seasonal Termination
Jure 25, 2024
Wiring, Abigail
Pool Attendant
Seasonal Termination
June 25, 2024
TERMINATIONS - FULL-TIME fFfr1
E911
POSITION
REASON
EFFECTIVE DATE
Loyd, Cierra M.
Telecommunicator
Resignation
May 28, 2024
PARKS & RECREATION
Shockley, David
Parks Laborer
Retirement
May 31, 2024
PUBLIC WORKS
Williams, Sean
Truck Driver
Resignation
May 31, 2024
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Reimbursement Agreement with Paducah Water for the S 24th Street Waterline Relocation
Expenses - G. GUEBERT
Category: Municipal Order
Staff Work By: Melanie Townsend,
Brandy Topper -Curtis
Presentation By: Greg Guebert
Background Information: To construct the S 24th Street Project, the water lines within the Roadway
Project area will require relocation, extension, and/or new construction, the "Water Construction." To reduce
the costs associated with the Roadway Project, Paducah Water has agreed to complete the "Water
Construction" at its own expense.
Upon completion of the "Water Construction" work by Paducah Water, the City will reimburse Paducah Water
for all costs involving the Water Construction, which is estimated at $157,000. This amount is an estimate
only. If the actual costs to complete the "Water Construction" exceed this estimate, payment for all materials
installed and the labor required for the "Water Construction" work shall be made by the City to Paducah
Water.
Does this Agenda Action Item align with a Commission Priority? Yes
If yes, please list the Commission Priority: Stormwater, Quality of Life, Southside Improvements
Communications Plan: Work with the Communications Manager to publicize and discuss the
project with the residents.
Funds Available: Account Name: S 24th Street
Account Number: ST0041
Staff Recommendation: Authorize the Mayor to execute a Reimbursement Agreement with Paducah Water
for "Water Construction" work related to the S 24th Street Improvement Project and authorize the Finance
Director to issue payment to Paducah Water for the actual total costs upon completion of the Water
Construction work, which is estimated to be $157,000,
Attachments:
1. MO Agree - Paducah Water Works Reimburse S 24th Waterline Relocation
2. Reimbursement Agreement
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER AUTHORIZING AND APPROVING A REIMBURSEMENT
AGREEMENT BETWEEN THE CITY OF PADUCAH AND PADUCAH WATER WORKS
FOR THE SOUTH 24TH STREET WATERLINE RELOCATION FOR REIMBUREMENT OF
ALL EXPENSES RELATING TO RELOCATION, EXTENSION AND/OR NEW
CONSTRUCTION, IN AN APPROXIMATE AMOUNT OF $157,000 AND AUTHORIZING
THE MAYOR TO EXECUTE THE AGREEMENT
BE IT ORDERED BY THE BOARD OF COMMISSIONERS OF THE CITY OF
PADUCAH, KENTUCKY, AS FOLLOWS:
SECTION 1. That the City hereby authorizes and approves a Reimbursement
Agreement with Paducah Water Works for all costs involving the relocation, extension and/or
new construction Beautiful Paducah. The cost of this project is estimated to be $157,000, and
authorizes the Mayor to execute said agreement.
SECTION 2. The actual total cost of this project shall be paid upon completion of
the work. The amount of $157,000 is an estimate only. In the event the costs exceed this
estimated amount, the City agrees to reimburse Paducah Water for the total costs required to
complete the Water Construction. The cost of this project shall be funded from Account Number
ST0041.
SECTION 3. This order shall be in full force and effect from and after the date of
its adoption.
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners, May 28, 2024
Recorded by Lindsay Parish, City Clerk, May 28, 2024
\1\40\agree- Paducah Water Works — S. 24' Street waterline relocation project
REIMBURSEMENT AGREEMENT
SOUTH 24th STREET IMPROVEMENT PROJECT
THIS REIMBURSEMENT AGREEMENT is made and executed on this day of
12024, by and between CITY OF PADUCAH, KENTUCKY, a Municipal Corporation
of the Second Class, with a mailing address of P.O. Box 2267, Paducah, Kentucky 42002-2267,
hereinafter referred to as "City," and PADUCAH WATER, with a mailing address of 1800 North
8th Street, Paducah, Kentucky 42001, hereinafter referred to as "PW;"
UJ�rr►���9�ra
WHEREAS, the City is in the process of constructing the South 24th Street Improvement
Project, hereinafter referred to as "Roadway Project,"; and
WHEREAS, PW currently owns, operates, and maintains the water lines within the
Roadway Project area; and
WHEREAS, the Roadway Project necessitates the relocation, extension, and/or
construction of the water lines, hereinafter referred to as "Water Construction"; and
WHEREAS, PW agrees to administer and oversee and/or perform the necessary work to
complete the Water Construction, and procure contractors/subcontractors as may be deemed
necessary by PW separately at its own expense; and
WHEREAS, the City will reimburse PW for all actual costs and expenditures associated
with the Water Construction upon completion of the work. Applicable costs and expenditures
shall include, but not be limited to, the following: engineering and design, permitting, materials,
construction, labor, equipment, inspection, certification, as-builts, advertisement and copy
expenditures/fees as incurred by PW.
NOW, THEREFORE, in consideration of the foregoing, the legal adequacy and
sufficiency of which is hereby acknowledged by both parties hereto, the parties do covenant and
agree as follows:
Construction. PW agrees to administer, oversee and/or perform the necessary
work to complete the Water Construction, and procure
contractors/subcontractors as may be deemed necessary by PW.
2. Reimbursement. The City agrees to reimburse PW the total actual costs
associated with the Water Construction upon completion, which is estimated at
$157,000. This amount is an estimate only. In the event the costs exceed this
estimated amount, the City agrees to reimburse PW for the total costs required to
complete the Water Construction. Further, the City agrees to reimburse PW
within sixty (60) consecutive calendar days upon receiving an itemized invoice.
5. Release of All Claims. Upon final payment to PW for the Water Construction, the
City shall have been deemed to release PW from any and all claims, demands,
and causes of action regarding any costs and expenses incurred by the City.
6. Miscellaneous Provisions. This Agreement represents the entire understanding
by and between the parties regarding the reimbursement of the costs and
expenses incurred by PW and all prior statements, promises, and agreements
are merged herein by reference. This Agreement shall be binding upon the
parties hereto, their heirs, successors, and assigns.
A111,19M:RTITMI=11V
By:
Title:
CITY OF PADUCAH, KENTUCKY
By:
Title:
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Accept proposed premiums from the Kentucky League of Cities for Workers' Compensation,
Liability Insurance, and Property Insurance Coverage for a total amount of $1,262,094.99 - S. WILCOX
Category: Municipal Order
Staff Work By: Stefanie Wilcox,
Braden Throgmorton
Presentation By: Stefanie Wilcox
Background Information: Each year, the City of Paducah receives from the Kentucky League of Cities
(KLC) the invoices for payment to cover the above-mentioned areas. Total fiscal year 2024 - 2025 (FY2025)
premiums are for the following: (1) Worker's Compensation $389,033.66, (2) Liability Insurance $703,803.82,
(3) Property Insurance Coverage $169,257.51. The Health Department to reimburse $3,650.36, for property
expenses associated with coverage of the Health Department. Paxton Park Golf Course to reimburse
$5,114.03, for property expenses associated with the Golf Course. After careful review and consideration, this
year we will be increasing the general liability deductible from $0 to $10,000 per occurrence, the auto
deductible from $0 to $10,000 per occurrence, and the overall liability limit from $2 million to $4 million.
Does this Agenda Action Item align with a Commission Priority? No
If yes, please list the Commission Priority:
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Recommend to continue with the Kentucky League of Cities for property, liability,
and worker's compensation insurance coverage.
Attachments:
1. MO insurance - KLC FY2025
2. FY25 KLC Invoices
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER AUTHORIZING THE FINANCE DIRECTOR
TO PAY KENTUCKY LEAGUE OF CITIES FOR WORKERS'
COMPENSATION, LIABILITY INSURANCE, AND PROPERTY
INSURANCE COVERAGE IN A TOTAL AMOUNT OF $1,262,094.99
FOR THE CITY OF PADUCAH AND AUTHORIZING THE MAYOR
TO EXECUTE ALL DOCUMENTS RELATED TO SAME
BE IT ORDERED BY THE CITY OF PADUCAH, KENTUCKY:
SECTION 1. That the City of Paducah hereby authorizes the Finance
Director to pay Kentucky League of Cities in the total amount of $1,262,094.99 for
Workers' Compensation, Liability Insurance, and Property Insurance Coverage for the
City of Paducah for Fiscal Year ending June 30, 2025, for the following policies:
Workers' Compensation $389,033.66
Liability Insurance $703,803.82
Property Insurance $169,257.51
SECTION 2. This expenditure shall be charged to the Insurance Fund
accounts. The Health Department will reimburse $3,650.36 for property expenses
associated with coverage of the Health Department. Paxton Park Golf Course will
reimburse $5,114.03 for property expenses associated with the Golf Park Course.
SECTION 3. That the City of Paducah hereby authorizes the Mayor to
execute all documents related to the Kentucky League of Cities Worker's Compensation,
Liability Insurance and Property Insurance Coverage for FY2025 as authorized in Section
1 above.
SECTION 4. This Order shall be in full force and effect from and after
the date of its adoption.
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners, June 25, 2024
Recorded by Lindsay Parish, City Clerk, June 25, 2024
\moAinsurance — klc fy2025
—AMKentucky
League Premium Summary
of Cities
F.E.I.N. 61-1238903 Make check payable and mail to:
Telephone: (800) 876-4552 Kentucky League of Cities Insurance
(859) 977-3700 Services
P.O. Box 34108
Lexington, KY 40588
Or pay via ACH at klc.org/Signln
City Of Paducah
P.O. Box 2267
Paducah, KY 42002
Policy Number: W5429-2024-24400
Date: 6/18/2024
Policy Number and Description Amount
Policy Period: 7/1/2024-7/1/2025 $ 389,033.66
Policy Number: W5429-2024-24400
A 5% late charge will be assessed on all late payments.
Unless payment is received when due, coverage provided by this
policy may be cancelled for nonpayment retroactive to the
beginning of the policy inception date.
Amount Due By 7/15/2024 $ 389,033.66
HUB International Midwest LTD DBA HUB International Mid -South
1120 Main Street
Benton, KY 42025
Return Original with Payment
Kentucky
League Premium Summary
of Cities
F.E.I.N. 61-1238903 Make check payable and mail to:
Telephone: (800) 876-4552 Kentucky League of Cities Insurance
(859) 977-3700 Services
P.O. Box 34108
Lexington, KY 40588
Or pay via ACH at klc.org/Signln
City Of Paducah
P.O. Box 2267
Paducah, KY 42002
Policy Number: L5429-2024-24544
Date: 6/18/2024
Policy Number and Description Amount
Policy Period: 7/1/2024-7/1/2025 $ 703,803.82
Policy Number: L5429-2024-24544
A 5% late charge will be assessed on all late payments.
Unless payment is received when due, coverage provided by this
policy may be cancelled for nonpayment retroactive to the
beginning of the policy inception date.
Amount Due By 7/15/2024 $ 703,803.82
HUB International Midwest LTD DBA HUB International Mid -South
1120 Main Street
Benton, KY 42025
Return Original with Payment
Kentucky
League Premium Summary
of Cities
F.E.I.N. 61-1238903 Make check payable and mail to:
Telephone: (800) 876-4552 Kentucky League of Cities Insurance
(859) 977-3700 Services
P.O. Box 34108
Lexington, KY 40588
Or pay via ACH at klc.org/Signln
City Of Paducah
P.O. Box 2267
Paducah, KY 42002
Policy Number: P6429-2024-24605
Date: 6/18/2024
Policy Number and Description Amount
Policy Period: 7/1/2024-7/1/2025 $ 169,257.51
Policy Number: P5429-2024-24605
A 5% late charge will be assessed on all late payments.
Unless payment is received when due, coverage provided by this
policy may be cancelled for nonpayment retroactive to the
beginning of the policy inception date.
Amount Due By 7/15/2024 $ 169,257.51
HUB International Midwest LTD DBA HUB International Mid -South
1120 Main Street
Benton, KY 42025
Return Original with Payment
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Approve Contract Modification 91 to BUILD Grant Contract for Professional Services with
HDR, Inc. for $40,000 - M. TOWNSEND
Category: Municipal Order
Staff Work
By: Melanie
Townsend
Presentation
By: Melanie
Townsend
Background Information: Background Information:
Summary: Approve Contract Modification for $40,000 for Supplemental Archaeological Surveying and other
out -of -scope work items requested since contract approval.
Background: In November 2019, the City of Paducah was notified of the award of $10AM from the Better
Utilizing Investments to Leverage Development (BUILD) grant program to be administered through the
Maritime Administration (MARAD). The City must complete all National Environmental Protection Act
(NEPA) regulatory requirements as part of the grant obligation process. In April 2020, the City entered into a
professional services contract with BFW to provide Environmental Assessment services per Ordinance 2020-
04-8632 to fulfill the NEPA requirements to obligate the grant money for the City. The grant obligation
deadline is September 30, 2022.
In September 2021, the City received MARAD approval to begin expending Pre -Incurred grant match funds on
design and engineering. Therefore, on October 26, 2021, the Engineering Department received Requests for
Qualifications for professional engineering design and construction administration services. HDR and
subcontractor BFW submitted the only Statement of Qualifications. The review team reviewed the submission
and found it responsive to the Request for Qualifications.
On March 23, 2022, the City and HDR, Inc. signed a Professional Services Contract for $2,039,500.00 as
approved by Ordinance 2022-23-8725.
During the design process, Task 12, "Modern Technology," was not performed, and the lump sum fee of
$32,000 will be used to cover work requested that was not in the original scope. As part of the Programmatic
Agreement, the City was required to perform Supplemental Archaeological Testing, which cost $40,000.
The total cost of work items not in the original scope is $72,000. However, with the $32,000 credit from Task
12, the total Contract Modification cost is $40,000, resulting in a total contract amount of $2,079,500.
Does this Agenda Action Item align with a Commission Priority? No
If yes, please list the Commission Priority: Downtown
Communications Plan: Work with the Communications Manager to provide public information
and updates as the project progresses.
Funds Available: Account Name: BUILD grant
Account Number: DT0050
Staff Recommendation: Authorize the Mayor to sign Contract Modification 91 with HDR, Inc. for $40,000
in Engineering Design and Construction Administration services for the BUILD FY2019 grant, for a total
contract amount of $2,079,500.00.
Attachments:
1. MO BUILD Grant HDR Contract Modification No 1
2. HDR—BUILD _EngDesConst CM 1—request
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER ADOPTING CONTRACT MODIFICATION NO. 1 TO
THE CONTRACT WITH HDR, INC., FOR PROFESSIONAL ENGINEERING
DESIGN AND CONSTRUCTION ADMINISTRATION, IN AN AMOUNT OF
$40,000 AND AUTHORIZING THE MAYOR TO EXECUTE THE CONTRACT
MODIFICATION AND ALL OTHER DOCUMENTS RELATED TO SAME
WHEREAS, by Ordinance Number 2020-04-8632, the City of Paducah entered
into a professional services contract with BFW to provide Environmental Assessment services to
fulfill the NEPA requirements; and
WHEREAS, by Ordinance Number 2022-23-8725, the City of Paducah
authorized an Agreement with HDR, INC. and subcontractor BFW to provide professional
engineering design and construction administration services; and
WHEREAS, during the design process, Task 12, "Modern Technology" was not
performed and the lump sum fee of $32,000 will be used to cover the work requested that was
not in the original scope; and
WHEREAS, the City requested Supplemental Archaeological Surveying and
other out -of -scope work required by MARAD, this additional work resulted in additional costs of
$72,000; however, $32,000 credit from Task 12, as part of the Programmatic Agreement brings
the total to $40,000. The total cost of the contract is now $2,079,500.
NOW, THEREFORE, BE IT ORDERED BY THE BOARD OF
COMMISSIONERS OF THE CITY OF PADUCAH, KENTUCKY:
SECTION 1. The City Commission hereby approves Contract Modification
No. 1 to the Agreement with HDR, Inc., in the amount of $40,000. This expenditure shall be
charged to Project Account No. DT0050.
SECTION 2. This Order shall be in full force and effect from and after the date
of its adoption.
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners,
Recorded by Lindsay Parish, City Clerk,
mo\contract modification 1 BUILD Grant — HDR, Inc.
F)R
hdrinc.com
June 4, 2024
City of Paducah
Attn: Melanie Townsend, Project Manager
300 South 5th Street
Paducah KY 42002
RE: Paducah Riverfront Infrastructure Improvement Project (10341124)
Contract Modification for engineering and related services.
Dear Melanie,
The HDR team continues to push toward construction of the Paducah Riverfront project. To that end,
we have developed a cost estimate and contract modification to satisfy the latest shovel testing
requirements from regulatory agencies. This contract modification will also update the current fee
based on the new work requested by the City, plus identify out of scope items we have accumulated
to date and reconcile that in Contract Modification 1 (CM -1). This submittal includes our
understanding of the request for additional work by the City, the proposed scope of services,
assumptions and clarifications, and our estimated fee and schedule.
The following is a listing of the out -of -scope items not included in the original scope:
1. Shovel testing to satisfy regulatory requirements with MARAD and the Osage Nation.
Attachment A (Cost Estimate, Scope of Work and Deliverables) for the shovel testing effort,
primarily performed by our subconsultant BFW (primary purpose of 32 sampling areas is to
satisfy requirements in the Programmatic Agreement).
2. HDR's effort to manage the current shovel testing scope of work, to attend the regulatory
agencies and City meetings on this subject, coordinate field and engineering efforts, update
the design plans as required, and assist with the deliverables to the regulatory agencies.
3. Three commissioner workshops at the 30% design milestone.
4. Two complete sets of comments from the City at the 30% design milestone, requiring
significant plan modifications and major design changes (original scope included one only).
5. Preparation of an Opinion of Probable Construction Cost near the 45% design milestone
(original scope included OPCC at 30%, 60%, 90% and 100%).
6. Creation of a white paper regarding anticipated construction cost overruns for discussion with
state legislators.
7. Request to change from Specs -Intact to KYTC Specifications which required a complete
rework of the specifications package.
8. Two additional requests for 60% design concept drawings (original scope included one only).
9. Three commissioner workshops at the 60% milestone.
10. Two additional change requests on the pile anchors, floating fender configuration, and pier
development at the 60% milestone (original scope included one only).
4645 Village Square Drive, Suite F I Paducah KY 42001
T 270.444.9691
11. Paver drawing development for SHPO.
12. Three major design change requests for the guardrail / handrail along the pier (original scope
included one only).
The out -of -scope work listed above yields a fee of $72,000. As part of this Contract Modification 1
(CM -1), HDR also has a task in the original scope which was not performed, and therefore can be
used as a credit toward the out of scope work. The task that was not performed was titled "Task 012
Modern Technology" with a lump sum fee of $32,000. As a reminder, it became apparent early in the
design development that the project construction budget would exceed the available grant funding.
So as a cost reducing measure, the City chose to not include the development of the Modern
Technology and requested this task be eliminated from our scope. We are now requesting that this
$32,000 in savings be used to help offset some of the costs of the out -of -scope items. This effectively
remedies the request for CM -1 to a total of $40,000 which is the fee for BFW to complete their portion
of the shovel testing and reporting.
The HDR team sincerely appreciates the opportunity to continue forward with this flagship project for
the City of Paducah. Please contact us at your convenience to discuss these updates.
Sincerely,
HDR Engineering, Inc.
Kyle G i , PE
Vice President/Area Manager
kyle.guthrieO-hdrinc.com
Attachment A:
BFW Cost Proposal with SOW and Deliverables
d"
itel C ino
Paducah Office Principal
sheryl.chinoO-hdrinc.com
ATTACHMENT A
BFW
May 8, 2024
Mr. Shannon Provance
HDR
4645 Village Square Drive Suite F
Paducah, Kentucky 42001
BACON I FARMER I WORKMAN
ENGINEERING & TESTING, INC.
500 SOUTH 17TH STREET I PADUCAH, KY 42003
RE: City of Paducah Riverfront Improvement Project — Shovel Testing Plan
Mr. Provance:
Bacon Farmer Workman Engineering & Testing, Inc. (BFW) is pleased to provide a proposal for the shovel testing plan in
reference to the City of Paducah's Riverfront Improvement Project. It is our understanding that thirty-two (32) sampling
areas have been identified based on the Paducah Riverfront Shovel Test Map attached to this letter. The sampling areas
have been approved by all signatory parties presented in the Programmatic Agreement for this project.
Sampling will be conducted in the proposed areas using the auger method of drilling, where holes will be drilled a minimum
of 50 centimeters. The sampling effort includes drilling operations, oversight and reporting of BFW's archeologist, and
time for management of the effort. The following breakdown identifies the categories of costs associated:
Drilling and Sampling Collection - $33,000.00
• Auguring and coring will occur in accordance with approved maps and deliverables associated with the sampling
plan.
Archaeologist Oversight and Reporting - $7,000.00
• BFW's archeologist will provide on-site supervision of drilling operations and provide a report of findings for the
Programmatic Agreement parties.
BFW proposes to perform the above defined scope of work for a cost of $40,000.00. Substantial deviation from these
bases could result in additional incurred costs.
This proposal is based on a lump -sum cost for the services listed in scope. Additional scope items and reimbursable
expenses such as permit fees, mailing expenses, etc. will be billed at BFW hourly rate schedule, incurred expenses or
agreed to negotiated lump sum. If you agree with these costs, please return the executed contract for BFW's authorization
to proceed.
We look forward to working with you in the future and should you have any questions or need further information, please
contact our office at (270) 443-1995.
Sincerely,
Bacon Farmer Workman Engineering & Testing, Inc.
Maegan Mansfield, P.E.
Project Manager
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Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Approve an Interlocal Participation Agreement for Cooperative Purchasing with Buy Board,
National Purchasing Cooperative to allow for the purchase of certain services and goods at a cost savings to the
City - C. YARBER
Category: Municipal Order
Staff Work
By: Debbie
Collins
Presentation
By: Chris
Yarber
Background Information: Buy Board, National Purchasing Cooperative, is an administrative agency of
cooperating local governments and other governmental entities. KRS allows for local governments to enter into
agreements for Cooperative Purchasing with other governmental purchasing units such as Buy Board. These
agreements allow for cities to purchase certain goods and services at better rates. In order to be able to purchase
cooperatively, the City must enter into an Interlocal Participation Agreement with Buy Board. This agreement
is for a term of I year and automatically renews unless terminated by either party. Once executed, the City will
be able to purchase from Buy Board agreements with providers who have participated in a sealed bid process in
accordance with the Kentucky Model Procurement Code.
Does this Agenda Action Item align with a Commission Priority? No
If yes, please list the Commission Priority:
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: To issue a Municipal Order to approve an Interlocal Agreement for Cooperative
Purchasing with Buy Board to allow for the purchase of certain services and goods at cost savings to the City.
Attachments:
1. MO Interlocal Agreement - Buy Board 2024
2. BuyBoard National Purchasing Cooperative
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER OF THE CITY OF PADUCAH, KENTUCKY,
AUTHORIZING AND APPROVING AN INTERLOCAL PARTICIPATION
AGREEMENT FOR COOPERATIVE PURCHASING WITH BUY BOARD,
NATIONAL PURCHASING COOPERATIVE, AND AUTHORIZING THE
EXECUTION OF ALL DOCUMENTS RELATED TO SAME
WHEREAS, KRS 45A.295 & KRS 45A.300 allow for Local Governments to enter into
cooperative purchasing agreements for the purchase of certain goods and services with an
Interlocal Participation Agreement entered into between the participants; and
WHEREAS, the City desires to enter into an Interlocal Contract for Cooperative
Purchasing with Buy Board for said purpose.
NOW THEREFORE, BE IT ORDERED BY THE CITY COMMISSION OF THE CITY
OF PADUCAH, KENTUCKY, AS FOLLOWS:
SECTION 1. Recitals and Authorization. The City hereby authorizes and
approves an Interlocal Contract for Cooperative Purchasing by and between the City of Paducah
and Buy Board in substantially the same form attached hereto and made part hereof as Exhibit A.
Further, the Mayor of the City is hereby authorized to execute the Interlocal Participation
Agreement and all documents relating to same with such changes in the agreements not
inconsistent with this Municipal Order and not substantially adverse to the City as may be
approved by the official executing the same on behalf of the City.
SECTION 2. Effective Date. This Order shall be in full force and effect from
and after the date of its adoption.
George Bray, Mayor
Attest:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners, June 25, 2024
Recorded by Lindsay Parish, City Clerk, June 25, 2024
\moA Interlocal Cooperative Purchasing — Buy Board
EXHIBIT A
NATIONAL PURCHASING COOPERATIVE
INTERLOCAL PARTICIPATION AGREEMENT
P.O. Box 400, Austin, Texas 78767
800.695.2919 • buyboard.aorn
This Interlocal Participation Agreement ("Agreement") is made and entered into on the date indicated
below by and between the National Purchasing Cooperative ("Cooperative"), an administrative agency of
cooperating local governments and other governmental entities, acting on its own behalf and the behalf of all
participating governmental entities, and the undersigned governmental entity ("Cooperative Member").
I. RECITALS
WHEREAS, the National Purchasing Cooperative was formed on May 26, 2010, by certain local
governments that entered into an Organizational Interlocal Agreement; and
WHEREAS, the purpose of the Cooperative is to facilitate compliance with state procurement
requirements, to identify qualified vendors of commodities, goods and services, to relieve the burdens of the
governmental purchasing function, and to realize potential economies of scale, including administrative cost
savings, for Cooperative Members;
NOW THEREFORE, in consideration of the mutual covenants, promises and obligations contained
herein, the undersigned Cooperative Member and the Cooperative agree as follows:
II. TERMS AND CONDITIONS
1. Adopt Organizational Interlocal Cooperation Agreement. The Cooperative Member by the
execution or acceptance of this Agreement hereby adopts and approves the Organizational Interlocal
Agreement, as last amended and restated, which agreement is incorporated herein by reference (and is available
from the Cooperative upon request). The Organizational Interlocal Agreement establishes the Cooperative as
an administrative agency of its collective participants, and Cooperative Member agrees to become a participant
or additional party to the Organizational Interlocal Agreement.
2. Term. The initial term of this Agreement shall commence on the date it is executed by both parties and
shall automatically renew for successive one-year terms unless sooner terminated in accordance with the
provisions of this Agreement. If the Cooperative Member is an existing Cooperative Member that joined the
Cooperative by executing a participation agreement which authorized amendment upon the Cooperative
providing prior written notice, then this Agreement will be deemed an Amendment by Notice, effective on the
6154 day that the Cooperative Member is sent notice of this Agreement. In addition, this Agreement will
continue to automatically renew for successive one-year terms on the anniversary date of the Cooperative
Member's initial term (not the effective date of the amendment), unless the Agreement is sooner terminated in
accordance with the provisions herein.
(Revised by the Cooperative Board of Trustees on August 9, 2(023.) Page I of 7
�r
0 met
1 1
3. Termination.
R.O. Box 400, Austin, Texas 78767
800.695.2919 - buyboard.com
(a) By the Cooperative Member. This Agreement may be terminated by the Cooperative
Member at any time by 30 days prior written notice to the Cooperative as provided in Article III, Section 14,
provided any amounts owed to any vendor have been fully paid.
(b) By the Cooperative. The Cooperative may terminate this Agreement by:
(1) Giving 10 days notice as provided in Article III, Section 14, to the Cooperative Member
if the Cooperative Member breaches this Agreement; or
(2) Giving 30 days notice as provided in Article III, Section 14, to the Cooperative Member
with or without cause.
(c) Termination Procedure. If the Cooperative Member terminates its participation under this
Agreement or breaches this Agreement, or if the Cooperative terminates participation of the Cooperative
Member, the Cooperative Member shall bear the full financial responsibility for all of its purchases made from
vendors under or through this Agreement. The Cooperative may seek the whole amount due, if any, from the
terminated Cooperative Member. In addition, the Cooperative Member agrees it will not be entitled to any
distribution which may occur after the Cooperative Member terminates from the Cooperative.
4. Payments by Cooperative Member. The Cooperative Member will make timely payments to the
vendor for the goods, materials and services received in accordance with the terms and conditions of the bid
invitation, instructions, and all other applicable procurement documents. Payment for goods, materials and
services and inspections and acceptance of goods, materials and services ordered by the procuring Cooperative
Member shall be the exclusive obligation of the procuring Cooperative Member, and not the Cooperative.
Furthermore, the Cooperative Member is solely responsible for negotiating and securing ancillary agreements
from the vendor on such other terms and conditions, including provisions relating to insurance or bonding, that
the Cooperative Member deems necessary or desirable under federal, state or local law, local policy or rule, or
within its business judgment.
S. Payments by Vendors. The parties agree that the Cooperative will require payment from vendors
which are selected to provide goods, materials or services to Cooperative Members. Such payment (hereafter
"Vendor Fees") may be up to two percent (2%) of the purchase price paid by Cooperative Members or a flat
fee amount that may be set from time to time by the Cooperative Board of Directors. Cooperative Member
agrees that these Vendor Fees fairly compensate the Cooperative for the services and functions performed
under this Agreement and that these Vendor Fees enable the Cooperative to pay the administrative, licensing,
marketing, and other expenses involved in successfully operating a program of electronic commerce for the
Cooperative Members. Further, Cooperative Member affirmatively disclaims any rights to such Vendor Fees,
acknowledging all such fees are the property of the Cooperative. Similarly, in no event shall a Cooperative
Member be responsible for payment of Vendor Fees..
(Revised by the Cooperative Board of Trustees on August 9, 2023.) Page 2 of 7
P.D. Box 400, Austin, Texas 78767
800.695.2919 • buyboard.com
6. Distribution. From time to time, and at the sole discretion of the Cooperative Board of Directors, the
Cooperative may issue a distribution to Cooperative Members under a plan developed by the Cooperative
Board of Directors. The Cooperative Member acknowledges that a distribution is never guaranteed and will
depend on the overall financial condition of the Cooperative at the time of the distribution and the purchases
made by the Cooperative Member.
7. Administration. The Cooperative may enter into contracts with others, including non-profit
associations, for the administration, operation and sponsorship of the purchasing program provided through
this Agreement. The Cooperative will provide reports, at least annually, to the Cooperative Member
electronically or by mail. Cooperative Member will report purchase orders generated under this Agreement to
the Cooperative or its designee, in accordance with instructions of the Cooperative.
8. BuyBoard@). Cooperative Member will have a non-exclusive license to use the BuyBoard electronic
purchasing application during the term of this Agreement. Cooperative Member acknowledges and agrees that
the BuyBoard electronic application and BuyBoard trade name are owned by the Texas Association of School
Boards, Inc. ("TASB"), and that neither the Cooperative nor the Cooperative Member has any proprietary
rights in the BuyBoard electronic application or trade name. The Cooperative Member will not attempt to
resell, rent, or otherwise distribute any part of BuyBoard to any other party; nor will it attempt to modify the
BuyBoard programs on the server or acquire the programming code. The Cooperative Member may not attempt
to modify, adapt, translate, distribute, reverse engineer, decompile, or disassemble any component of the
application. The Cooperative Member will use BuyBoard in accordance with instructions from the Cooperative
(or its designee) and will discontinue use upon termination of participation in the Cooperative. The Cooperative
Member will maintain equipment, software and conduct testing to operate the BuyBoard system at its own
expense.
1.1.1 l el DWI a1;7"" IT91"► R3 C13W
1. Amendment by Notice. The Board may amend this Agreement, provided that prior written notice is
sent to the Cooperative Member at least 60 days prior to the effective date of any change described in such
amendment and provided that the Cooperative Member does not terminate its participation in the Cooperative
before the expiration of said 60 days.
2. Authorization to Participate and Compliance with Local Policies. Each Cooperative Member
represents that its governing body has duly authorized its participation in the Cooperative and that the
Cooperative Member will comply with all state and local laws and policies pertaining to purchasing of goods
and services through its membership in the Cooperative.
3. Bylaws. The Cooperative Member agrees to abide by the Bylaws of the Cooperative, as they may be
amended, and any and all written policies and procedures established by the Cooperative that apply to
Cooperative Members. The Cooperative shall provide written notice to the Cooperative Member of any
amendment to the Bylaws of the Cooperative and any written policy or procedure of the Cooperative that is
intended to be binding on and applicable to the Cooperative Member. In addition to any other notice method
specified in this Agreement, notice under this Section may be satisfied by posting of the applicable bylaws,
(Revised by the Cooperative ,Board of Trustees on August 9, 2023.) Page 3 of 7
P.O. Box 400, Austin, Texas 78767
800.695.2919 . buyboard.com
policy, or procedure on the Cooperative's website or BuyBoard application landing page for Cooperative
Members.
4. Cooperation and Access. The Cooperative Member agrees that it will cooperate in compliance with
any reasonable requests for information and/or records made by the Cooperative. The Cooperative reserves
the right to review and audit the relevant and available records of any Cooperative Member. Any breach of this
provision shall be considered material and shall make the Agreement subject to termination on 10 days written
notice to the Cooperative Member.
5. Coordinator. The Cooperative Member agrees to appoint a program coordinator who shall have
express authority to represent and bind the Cooperative Member, and the Cooperative will not be required to
contact any other individual regarding program matters. Any notice to or any agreements with the coordinator
shall be binding upon the Cooperative Member. The Cooperative Member reserves the right to change the
coordinator as needed by giving written notice to the Cooperative. Such notice is not effective until actually
received by the Cooperative.
6. Current Revenue. The Cooperative Member hereby represents that all payments, fees, and
disbursements required of it hereunder shall be made from current revenues budgeted and available to the
Cooperative Member.
7. Defense and Prosecution of Claims. The Cooperative Member authorizes the Cooperative to handle
the commencement, defense, intervention, or participation in a judicial, administrative, or other governmental
proceeding or in an arbitration, mediation, or any other form of alternative dispute resolution, or other
appearances of the Cooperative (as an entity) in any litigation, claim or dispute which arises from the services
provided by the Cooperative. Neither this provision nor any other provision in this Agreement will create a
legal duty for the Cooperative to provide a defense or prosecute a claim; rather, the Cooperative may exercise
this right in its sole discretion and to the extent permitted or authorized by law. The Cooperative Member shall
reasonably cooperate and supply any information necessary or helpful in such prosecution or defense. Subject
to specific revocation, the Cooperative Member hereby designates the Cooperative to act as a class
representative on its behalf in matters arising out of this Agreement and pertaining to the collective or
predominant interest of Cooperative Members. Nothing herein grants the Cooperative any rights to file,
defend, or settle any claim on behalf of the Cooperative Member in its individual capacity.
8. Governance. The Board of Directors (Board) will govern the Cooperative in accordance with the
Bylaws.
9. Legal Authority. The Cooperative Member represents to the Cooperative the following;
a) The Cooperative Member has conferred with legal counsel and determined it is duly authorized
by the laws of the jurisdiction in which the Cooperative Member lies to participate in cooperative purchasing,
and specifically, the National Purchasing Cooperative.
b) The Cooperative Member possesses the legal authority to enter into this Agreement and can
allow this Agreement to automatically renew without subsequent action of its governing body.
c) Purchases made under this Agreement will satisfy all procedural procurement requirements that
the Cooperative Member must meet under all applicable local policy, regulation, or state law.
(Revised by tine Cooperative Board of Trustees on .August 9, 2023.) Page 4 of 7
P.O. Box 400, Austin, Texas 78767
800.695.2919 . buyboard.com
d) All requirements—local or state–for a third party to approve, record or authorize the Agreement
have been met.
10. Disclaimer. THE COOPERATIVE, ITS ENDORSERS, SPONSORS, AND SERVICING
CONTRACTORS, WHETHER CURRENT OR FORMER AND INCLUDING TASB, ("COOPERATIVE
AND ASSOCIATES") DO NOT WARRANT THAT THE OPERATION OR USE OF COOPERATIVE
SERVICES WILL BE UNINTERRUPTED OR ERROR FREE.
THE COOPERATIVE AND ASSOCIATES HEREBY DISCLAIM ANY AND ALL WARRANTIES,
EXPRESS OR IMPLIED, IN REGARD TO ANY INFORMATION, PRODUCT OR SERVICE FURNISHED
UNDER THIS AGREEMENT, INCLUDING WITHOUT LIMITATION, ANY AND ALL IMPLIED
WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
11. Limitation of Liability. To the extent permitted by law and without waiver of the disclaimer or other
limitation of liability in this Agreement, the parties agree that:
a) Neither party waives any immunity from liability afforded under law;
b) In regard to any lawsuit or formal adjudication arising out of or relating to this Agreement,
neither party shall be liable to the other under any circumstance for special, incidental, consequential, or
exemplary damages;
c) The maximum amount of damages recoverable will be limited to the amount of fees which the
Cooperative received as a direct result of the Cooperative Member's purchase activity, within 12 months of
when the lawsuit or action was filed; and
d) In the event of a lawsuit or formal adjudication the prevailing party will be entitled to recover
reasonable attorney's fees.
Without waiver of the disclaimer or other limitation of liability in this Agreement, the parties further agree to
limit the liability of Cooperative and Associates up to the maximum amount each received from or through the
Cooperative, as a direct result of the undersigned Cooperative Member's purchase activity, within 12 months
of the filing of any lawsuit or action.
12. Limitation of Rights. Except as otherwise expressly provided in this Agreement, nothing in this
Agreement is intended to confer upon any person, other than the parties hereto, any benefits, rights, or remedies
under or by reason of this Agreement.
13. Merger/Entirety. This Agreement, together with the Cooperative's Bylaws and Organizational
Interlocal Agreement, as amended and restated, represents the complete understanding of the Cooperative and
Cooperative Member. To the extent there exists any conflict between the terms of this Agreement and that of
prior agreements, the terms of this Agreement shall control and take precedence over all prior participation
agreements.
14. Notice. Any written notice to the Cooperative may be given by email to BuyBoard Administrator at
membership@buyboard.com; by U.S. mail, postage prepaid, and delivered to the National Purchasing
Cooperative, P.O. Box 400, Austin, Texas 78767-0400; by overnight courier or hand delivery to National
Purchasing Cooperative, 12007 Research Blvd., Austin, Texas 78759; or by other mode of delivery typically
(Revised by the Cooperative Board of Trustees on August 9, 2023.) Page 5 of 7
M U
YN
i 1 1 10 0
P.O. Box 400, Austin, Texas 78767
800.695.2979 • huyboard.com
used in commerce and accessible to the intended recipient. Notices to Cooperative Member may be given by
email to the Cooperative Member's Coordinator or other email address of record provided by the Cooperative
Member; by U.S. mail, postage prepaid, and delivered to the Cooperative Member's Coordinator or chief
executive officer (e.g., superintendent, city manager, county judge or mayor); or by other mode of delivery
typically used in commerce and accessible to the intended recipient.
15. Severability. If any portion of this Agreement shall be declared illegal or held unenforceable for any
reason, the remaining portions shall continue in full force and effect.
16. Signatures/Counterparts. The failure of a party to provide an original, manually executed signature
to the other party will not affect the validity, enforceability or binding effect of this Agreement because either
party may rely upon an electronic or facsimile signature as if it were an original, including any Cooperative
Member signature executed by click and accept or similar electronic signature and acceptance. Furthermore,
this Agreement may be executed in several separate counterparts, each of which shall be an original and all of
which shall constitute one and the same instrument.
17. Authority. By the execution and delivery of this Agreement, the undersigned individual represents that
the individual is duly authorized by all requisite administrative action required to enter into and bind the entity
that is a party to this Agreement.
[Signature page follows.]
(Revised by the Cooperative Board of Trustees on August 9, 2023.) Page 6 of 7
B
�� , � P.D. Bax 40D, Austin, Texas 78767
8170.695.2919 • buyboard.cam
WHEREFORE, the parties, acting through their duly authorized representatives, accept this Agreement.
NATIONAL PURCHASING COOPERATIVE:
.A
Dan Troxell, Ph.D.
.Assistant Secretary
Date:
COOPERATIVE MEMBER:
[Signature required unless accepted as an Amendment by Notice as described in the Agreement.]
(Government Entity Name)
UZ
Date:
Signature of authorized representative of Cooperative Member
Printed fame and title of authafized representative
Coordinator for the Cooperative Member is:
Name
Title
lrae) IJ
Mailing Address
Pad-t'-CcLh
City
State zip Code
,::270- V&-'qE /I
Telephone
Fax
Email
{Revised by the Cooperative Board of Trustees on August 9, 2023,} Page 7 of 7
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Authorize the Acceptance of a 2024 Kentucky 911 Services Board Grant in the Amount of
$99,653 - B. LAIRD
Category: Municipal Order
Staff Work By: Anthony Copeland, Ariana
Kitty, Hope Reasons
Presentation By: Brian Laird
Background Information: The 911 Services Board Grant Program was created in 2006 to help Public
Safety Answering Points (PSAP) acquire E911 equipment, and is now focused on supporting the Next Gen 911
Road Map and enhanced NG911 Mapping Guide standards. One of the basic components of the NG911 Road
Map is the capture of text, photo, and video data. The Paducah Police Department requested $99,653 for data
capture/recording hardware and software that will work in conjunction with the new radio system upgrade. The
Commission approved the application for this grant with MO 2869 on March 26, 2024. The grant requires a
10% match in the amount of $11,072 for a total project cost of $110,725.
Does this Agenda Action Item align with a Commission Priority? Yes
If yes, please list the Commission Priority: 911 Radio Upgrades
Communications Plan:
Funds Available: Account Name: Computer Software Maintenance
Account Number: 20004001 522020
Staff Recommendation: Authorize the acceptance of the 911 Services Board Grant and the Mayor to sign
all documentation related to same.
Attachments:
MO accept - 911 Services Board Grant 2024
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER AUTHORIZING THE MAYOR TO EXECUTE
ALL DOCUMENTS NECESSARY TO RECEIVE GRANT FUNDS
THROUGH THE 911 SERVICES BOARD GRANT PROGRAM IN THE
AMOUNT OF $99,653 FOR THE PURCHASE OF DATA
CAPTURE/RECORDING HARDWARE AND SOFTWARE FOR THE
PADUCAH POLICE DEPARTMENT
WHEREAS, on March 26, 2024, the Board of Commissioners approved
Municipal Order No. 2869, which authorized the submission of a 2024 Kentucky 911 Services
Board Grant, which has now been awarded to the City of Paducah; and
WHEREAS, the City has been notified of a total award of $99,653, which
requires a 10% match in the amount of $11,072 (for a total project cost of $110,725); and
KENTUCKY:
WHEREAS, the City of Paducah now wishes to accept all awarded grant funds.
NOW, THEREFORE, BE IT ORDERED BY THE CITY OF PADUCAH,
SECTION 1. That the City of Paducah hereby accepts grant funds in the amount
of $99,653 through the 911 Services Board Grant Program to purchase capture/recording
hardware and software for the Paducah Police Department that will work in conjunction with the
new radio system upgrade.
SECTION 2. That the Mayor is hereby authorized to execute the grant agreement
and all documents related to same, as authorized in Section 1, above.
SECTION 3. The 10% match in the amount of $11,072 shall be paid from
Computer Software Maintenance Account Number 20004001 522020.
SECTION 4. This order shall be in full force and effect from and after the date of
its adoption.
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners, June 25, 2024
Recorded by Claudia Meeks, Assistant City Clerk, June 25, 2024
\moAgrants\accept-911 Services Board Grant
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Authorize the Acceptance of a State and Local Cybersecurity Security Grant in the Amount of
$50,000 - E.STUBER
Category: Municipal Order
Staff Work By: Eric
Stuber, Hope Reasons
Presentation By: Eric
Stuber
Background Information: The FY 2023 State and Local Cybersecurity Grant Program (SLGCP) addresses
the 2020-2024 DHS Strategic Plan by helping DHS achieve Goal 3: Secure Cyberspace and Critical
Infrastructure. This includes assessing and countering evolving cybersecurity risks. Additionally, the FY 2023
SLCGP supports the 2022-2026 FEMA Strategic Plan, which outlines a bold vision with three ambitious goals,
including Promote and Sustain a Ready FEMA and Prepared Nation. The FY 2023 SLCGP also aligns with the
Cybersecurity and Infrastructure Security Agency's (CISA) 2023-2025 Strategic Plan, which encompasses
Goal l: Cyber Defense, Goal 2: Risk Reduction and Resilience and Goal 3: Operational Collaboration.
The City of Paducah Technology Department requested $40,000 to conduct internal and external cybersecurity
vulnerability assessments. Initially, the grant required a 20% match of $10,000 for a total project cost of
$50,000. However, since the application was submitted, the match requirement has been waived and the City is
being awarded the full amount of $50,000. Matching funds are no longer required. The Board of
Commissioners approved the application for this grant with MO 2783 on September 5, 2023.
Does this Agenda Action Item align with a Commission Priority? No
If yes, please list the Commission Priority:
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Authorize the acceptance of the State and Local Cybersecurity Grant and the
Mayor to sign all documentation related to same.
Attachments:
MO accept - Cybersecuity Grant
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER AUTHORIZING THE MAYOR TO EXECUTE
ALL DOCUMENTS NECESSARY TO RECEIVE GRANT FUNDS
THROUGH THE STATE AND LOCAL CYBERSECURITY SECURITY
GRANT (SLGCP) IN THE AMOUNT OF $50,000 TO CONDUCT
INTERNAL AND EXTERNAL CYBERSECURITY VULNERABILITY
ASSESSMENTS.
WHEREAS, on September 5, 2023, the Board of Commissioners approved
Municipal Order No. 2783, which authorized the submission of an application for a FY2023
State and Local Cybersecurity Grant, which has now been awarded to the City of Paducah; and
WHEREAS, the City requested a $40,000 grant, which required a 20% match for
a total project cost of $50,000; however, since the application was submitted, the match
requirement has been waived and the City is being awarded the full amount of $50,000 and
matching funds are no longer being required; and
KENTUCKY:
WHEREAS, the City of Paducah now wishes to accept all awarded grant funds.
NOW, THEREFORE, BE IT ORDERED BY THE CITY OF PADUCAH,
SECTION 1. That the City of Paducah hereby accepts grant funds in the amount
of $50,000 through the State and Local Cybersecurity Grant Program (SLGCP) to conduct
internal and external cybersecurity vulnerability assessments.
SECTION 2. That the Mayor is hereby authorized to execute the grant agreement
and all documents related to same, as authorized in Section 1, above.
SECTION 3. No match is required for this grant.
SECTION 4. This order shall be in full force and effect from and after the date of
its adoption.
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners, June 25, 2024
Recorded by Claudia Meeks, Assistant City Clerk, June 25, 2024
\moAgrants\accept — SLGCP Grant - Cybersecurity
Agenda Action Form
Paducah City Commission
Short Title: City of Paducah Title VI Program Plan Adoption - S. WILCOX
Category: Municipal Order
Meeting Date: June 25, 2024
Staff Work
By: Stefanie
Wilcox
Presentation
By: Stefanie
Wilcox
Background Information: The City of Paducah (City), as a federal grant recipient, is required by the
Federal Transit Administration (FTA) to conform to Title VI of the Civil Rights Act of 1964 and its
amendments. Section 601 of Title VI of the Civil Rights Act of 1964 requires that "No person in the United
States, on the grounds of race, color or national origin be excluded from participation in, be denied the benefits
of, or be subjected to discrimination, under any program or activity receiving Federal financial assistance."
Presidential Executive Order 12898 addresses environmental justice in minority and low-income populations.
Presidential Executive Order 13166 addresses services to those individuals with limited English
proficiency. The City is committed to enforcing the provisions of Title VI and protecting the rights and
opportunities of all persons associated with the agency. The city's commitment includes following all
applicable laws and regulations that affect the region and those organizations, both public and private, which
participate and benefit through our programs. The City will take positive and realistic affirmative steps to
ensure that all persons and/or firms wishing to participate in its programs are given an equal and equitable
chance to participate. Along with the Title VI Program, a Disability Nondiscrimination Policy and an
accommodation request process will be created as well.
Does this Agenda Action Item align with a Commission Priority? No
If yes, please list the Commission Priority:
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Approve and implement the City of Paducah Title VI Program Plan effective July
1, 2024, with the Disability Nondiscrimination Policy.
Attachments:
1. MO Title VI Program Plan FY25
2. FINAL COP Title VI Plan FY25
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER ADOPTING THE TITLE VI PROGRAM PLAN
FOR THE CITY OF PADUCAH FOR JULY 1, 2024 THROUGH JUNE 30,
2025
WHEREAS, the City of Paducah (City), as a federal grant recipient, is required by
the Federal Transit Administration (FTA) to conform to Title VI of the Civil Rights Act of 1964
and its amendments; and
WHEREAS, the City is committed to enforcing the provisions of Title VI and
protecting the rights and opportunities of all persons associated with the agency; and
WHEREAS, the City now wishes to approve and implement the City of Paducah
Title VI Program Plan.
KENTUCKY:
NOW, THEREFORE, BE IT ORDERED BY THE CITY OF PADUCAH,
SECTION 1. That the City of Paducah hereby approves and implements the City
of Paducah Title VI Program Plan, which shall be effective July 1, 2024, through June 30, 2025.
SECTION 2. That the Mayor is hereby authorized to execute all documents
necessary as authorized in Section 1, above.
SECTION 3. This order shall be in full force and effect from and after the date
of its adoption.
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners, June 25, 2024
Recorded by Claudia Meeks, Assistant City Clerk, June 25, 2024
\moATitle VI Program Plan FY25
PAD CAH
TITLE VI PROGRAM PLAN
City of Paducah
July 1, 2024 —June 30, 2025
Daron Jordan, City Manager
Stefanie Wilcox, Human Resources Director & Title VI Coordinator
TABLE OF CONTENTS
I.
Glossary/Definitions....................................................................................3
II.
Overview.....................................................................................................8
a. Policy Statement....................................................................................9
III.
General Reporting......................................................................................13
a. Organizational Chart ............................................................................18
IV.
Statement of Assurances............................................................................20
V.
Program Review Procedures.....................................................................23
a. Special Emphasis Program Areas........................................................23
b. Sub -Recipient Review Procedures......................................................24
VI.
Programs or Activities Subject to Title VI................................................25
VII.
Compliance................................................................................................27
VIII.
Environmental Justice................................................................................28
IX.
Training.....................................................................................................29
X.
Data Collection/Reporting Analysis..........................................................30
XI.
Complaint Procedure.................................................................................
31
a. CITY Title VI Investigations, Complaints and Lawsuits ....................34
XII.
Public Participation Plan...........................................................................35
XIII.
Language Access Plan...............................................................................
39
XIV.
Minority Representation............................................................................46
XV.
Demographics of CITY............................................................................47
XVI.
Review of STA Directives.........................................................................49
XVII.
Compliance/Noncompliance.....................................................................50
XVIII.
Appendices................................................................................................51
XIX.
Board Policy Approval..............................................................................61
2
I. GLOSSARY/DEFINITIONS
Affirmative Action: a good -faith effort to eliminate past and present discrimination in all federally
assisted programs and to ensure future nondiscriminatory practices.
African American (Black): A person having origins in any of the black racial groups of Africa.
American Indian or Alaska Native: a person having origins in any of the original peoples of North
and South America (including Central America) who maintains cultural identification through
tribal affiliation or community attachment.
Applicant: an eligible public entity or organization that submits an application for financial
assistance under a program administered on behalf of the State.
Asian: a person having origins in any of the original peoples of the Far East, Southeast Asia, or
the Indian Subcontinent, including, for example, Cambodia, China, India, Japan, Korea, Malaysia,
Pakistan, the Philippine Islands, Thailand and Vietnam.
Assurance: a written "policy statement" or "contractual agreement" signed by the agency head in
which a recipient agrees to administer federally assisted programs in accordance with civil rights
laws and regulations.
Beneficiary: any person or group of people (other than states) entitled to receive benefits, directly
or indirectly, from any federally assisted program (i.e., relocated persons, impacted citizens,
communities, etc.).
CITY: shall refer to the City of Paducah, a home rule city of the Commonwealth of Kentucky.
City Manager: The City of Paducah City Manager is responsible for Title VI activities in
accordance with KYTC policies and directives as well as state/federal statute/law and state/federal
administrative regulations and have the authority to appoint Title VI Designee(s) for the City.
Complaint: a verbal or written allegation of discrimination that indicates that a federally assisted
program is operated in such a manner that it results in disparity of treatment to persons or groups
of persons because of race, color or national origin.
Compliance: a satisfactory condition wherein an applicant, recipient, or sub recipient has
effectively implemented all of the Title VI requirements or can demonstrate that every good -faith
effort toward achieving this end has been made.
Contract: a mutually binding legal relationship or any modification thereof obligating the seller to
furnish supplies or services, including construction, and obligating the buyer to pay for them.
Throughout this document, a lease is considered a contract.
Contractor: any person, corporation, partnership, organization, or incorporated association that
participates, through a contract or subcontract, in any program or activity covered by this plan
including lessees.
Discrimination: involves any act or inaction, whether intentional or unintentional in any program
or activity of a federal aid recipient, sub recipient, or contractor, which results in disparate
treatment, disparate impact, or perpetuating the effects of prior discrimination based on race, color,
sex, national origin, age, disability or in the case of disability, failing to make a reasonable
accommodation.
Division: one of the administrative subdivisions of an office of the Kentucky Transportation
Cabinet. The term district should be considered equivalent to division as an administrative
subdivision of an office of the KYTC.
Federal Assistance:
• Grants and loans of federal funds
• The grant or donation of federal property and interests in property
• The detail of federal personnel
• The sale and lease of, and the permission to use (on other than a casual
or transient basis), federal property or any interest in such property
without
• Consideration or with nominal consideration, or with consideration
which is reduced for the purpose of assisting the recipient, or in
recognition of the public interest to be served by such sale or lease to
the recipient
• Any federal agreement, arrangement, or other contract that has, as one
of its purposes, the provision of assistance
Federal Highway Administration or FHWA: agency within the U.S. Department of
Transportation that supports State and local governments in the design, construction and
maintenance of the Nation's highway system (Federal Aid Highway Program) and various
federally and tribal owned lands (Federal Lands Highway Program).
Grantee: any public or private agency, institution or organization to whom federal financial
assistance is intended for any program.
Hispanic or Latino: A person of Cuban, Mexican, Puerto Rican, South or Central American or
other Spanish culture or origin, regardless of race.
Interpretation: The process of listening to something in one language and orally interpreting it in
another. The mix of LEP services under the Oral Languages Services is as follows:
• Hiring bilingual staff
• Hiring staff interpreters
• Using telephone interpreter lines
• Using community volunteers
• Use of family members, friends, and other customers/passengers as interpreters
4
Kentucky Transportation Cabinet or KYTC: the agency of Kentucky charged by its laws with the
responsibility for all modes of transportation.
Limited English Proficiency or LEP: Individuals who do not speak English as their primary
language and who have a limited ability to read, speak, write or understand English can be limited
English proficient.
Metropolitan Planning Organization or MPO: policy board of an organization created and
designated to carry out the metropolitan transportation planning process. MPOs are required to
represent localities in all Urbanized Areas (UZA) of populations over 50,000, as determined by
the US Census. MPOs are designated by agreement between the Governor and units of general-
purpose local government that together represent at least 75 percent of the affected population
(including the largest incorporated city, based on population, as named by the Bureau of the
Census) or in accordance with procedures established by applicable State or local law. When
submitting the transportation improvement program (described below), to the State for inclusion
in the statewide program, MPOs self -certify that they have met all federal requirements.
Minority: A person or groups of persons differing from others in some characteristics who may be
subjected to differential treatment based on race, color or national origin. Includes African
Americans, Hispanics or Latinos, American Indian or Alaska Native, Asians and Native Hawaiian
or Other Pacific Islander.
Native Hawaiian or Other Pacific Islander: A person having origins in any of the original peoples
of Hawaii, Guam, Samoa, or other Pacific Islands.
Non-compliance: the condition wherein a recipient has failed to meet prescribed requirements and
has shown a lack of good -faith effort in implementing all of the Title VI requirements.
Non -minority or non -minority group people: Caucasians
Persons: Where designation of persons by race, color or national origin is required, the following
designations ordinarily may be used: "White not of Hispanic origin," "Black not of Hispanic
origin," "Hispanic," "Asian or Pacific Islander," "American Indian or Alaskan Native." Additional
subcategories based on national origin or primary language spoken may be used, where
appropriate, on either a national or a regional basis.
Primary recipient: KYTC or any department, division, or agency authorized to request federal
assistance on behalf of sub -recipients and to distribute financial assistance to sub -recipient's
contracts for carrying out a program.
Program: includes any highway, project, or activity that provides services, financial aid or other
benefits to individuals, including education or training, work opportunities, health, welfare,
rehabilitation, housing or other services, whether provided directly by the recipient of federal
financial assistance or provided by others through contracts or other arrangements with the
recipient (i.e. Planning, Environment, Design, Right -of -Way, Construction, Safety, & Research).
Program area officials: the officials who are responsible for carrying out technical program
responsibilities.
Public participation: an open process in which the rights of the community to be informed to
provide comments to the Government and to receive a response from the Government are met
through a full opportunity to be involved and to express needs and goals.
Recipient: Kentucky or any political subdivision or instrumentality thereof or any public or private
agency, institution, or organization or other entity; or any individual in Kentucky to whom federal
assistance is extended, either directly or through another recipient, for any program. Recipient
includes any successor, assignee, or transferee thereof. The term "recipient" does not include any
ultimate beneficiary under any such program. Examples of recipients include MPOs, Council of
Governments (COG), towns, cities, counties, school districts or any sub recipient.
Secretary: The chief administrative officer of the Kentucky Transportation Cabinet or KYTC.
Statewide Transportation Improvement Program or STIP: statewide transportation improvement
program (STIP) for all areas of the State covering a period of at least four years. The STIP is a
staged, multi-year, statewide intermodal program of transportation projects, consistent with the
statewide transportation plan and planning processes as well as metropolitan plans, transportation
improvement programs (TIP), and planning processes. The STIP must be developed in cooperation
with the metropolitan planning organizations (MPO), public transit providers, and any Regional
Transportation Planning Organizations (RTPO) in the State and must be compatible with the TIPS
for the metropolitan areas in the State.
Statewide Transportation Plan or STP: a long-range transportation plan that provides for the
development and implementation of the multimodal transportation system (including transit,
highway, bicycle, pedestrian and accessible transportation) for the State. This plan must identify
how the transportation system will meet the State's economic, transportation, development and
sustainability goals for at least a 20 -year planning horizon.
Sub grantee: Any public or private agency, institution, or organization to whom federal financial
assistance is intended (through another recipient) for any program.
Title VI Officer, Coordinator or Liaison: refers to the responsible City official in matters relating
to Title VL The Title VI Officer, Coordinator or Liaison reports to and assists the City Manager
of the City in carrying out the required Title VI responsibilities.
Title VI Program: the system of requirements developed to implement Title VI of the Civil Rights
Act of 1964. When appropriate, the phrase "Title VI Program" also refers to the civil rights
provisions of other federal non-discrimination authorities to the extent that they prohibit
discrimination on the grounds of race, color, national origin, sex, age and disability, including
income level and Limited English Proficiency in programs or activities receiving federal financial
assistance.
Translation: Translation is the replacement of a written text from one language into an equivalent
written text in another language.
0
Transportation Improvement Programs or TIP: plan developed by Metropolitan Planning
Organization cooperation with the State and public transit providers detailing a list of upcoming
transportation projects, covering a period of at least four years. It should include capital and non -
capital surface transportation projects, bicycle and pedestrian facilities and other transportation
enhancements, Federal Lands Highway projects and safety projects included in the State's
Strategic Highway Safety Plan. The TIP should include all regionally significant projects receiving
FHWA or FTA funds, or for which FHWA or FTA approval is required.
White: A person having origins in any of the original peoples of Europe, the Middle East, or North
Africa.
II. OVERVIEW
Title VI of the Civil Rights Act of 1964 is a non-discrimination statute. Specifically, Title VI
provides that "no person in the United States shall, on the ground of race, color or national origin,
be excluded from participation in, be denied the benefits of, or be subjected to discrimination under
any program or activity receiving federal financial assistance" (42 U.S.C. Section 2000d). Each
federal department and agency, which is empowered to extend Federal financial assistance to any
program or activity, by way of grant, loan, federal personnel or any federal agreement contract is
authorized and directed to make the provisions of Section 2000d of this title.
The City of Paducah Board of Commissioners is the governing body of the City. As a recipient of
federal funds through grant program(s), the City is subject to Title VI of the Civil Rights Act of
1964. The City works to ensure that nondiscriminatory services are offered throughout the region
thereby enhancing both the quality of life and the economic vitality.
Non -Discrimination Authorities
• Title VI of the Civil Rights Act of 1964 (42 USC 2000d et seq.)
• Section 162 (a) of the Federal Aid Highway Act of 1973 (23 USC 324)
• Age Discrimination Act of 1975
• Section 504 of the Rehabilitation Act of 1973
• Americans With Disabilities Act of 1990
• Civil Rights Restoration Act of 1987
• 49 CFR Part 21
• 23 CFR Part 200
• U.S. DOT Order 1050.2
• Executive Order #12898 (Environmental Justice)
• Executive Order 913166 (Limited -English -Proficiency)
8
PADUCAH
Be the Best
City of Paducah
300 South 51" Street
Paducah, KY 42003
(270) 444-8550
Fax: (270) 444-8515
www.paducahky.gov
The City of Paducah
TITLE VI "STATEMENT OF POLICY"
The City of Paducah (CITY) is committed to a policy of non-discriminationin the conduct of its
business, including its Title VI responsibilities — delivery of equitable and accessible transportation
services. CITY recognizes its responsibilities to the communities in which it operates and to the
society it serves. It is CITY's policy to utilize to its best efforts to assure their "Statement of Policy"
is accomplished.
Statement of Policy,
CITY as a federal grant recipient, is required by the Federal Transit Administration (FTA) to
conform to Title VI of the Civil Rights Act of 1964 and its amendments. Section 601 of Title VI
of the Civil Rights Act of 1964 requires that "No person in the United States, on the grounds of
race, color or national origin be excluded from participation in, be denied the benefits of, or be
subjected to discrimination, under any program or activity receiving Federal financial assistance."
Presidential Executive Order 12898 addresses environmental justice in minority and low-income
populations. Presidential Executive Order 13166 addresses services to those individuals with
limited English proficiency.
CITY is committed to enforcing the provisions of Title VI and protecting the rights and
opportunities of all persons associated with the agency. CITY's commitment includes following
all applicable laws and regulations that affect the Region and those organizations, both public and
private, which participate and benefit through our programs.
CITY will take positive and realistic affirmative steps to ensure that all persons and/or firms
wishing to participate in its programs are given an equal and equitable chance to participate.
CITY's sub -recipients and contractors are required to prevent discrimination and ensure
nondiscrimination in all of their programs, activities and services.
CITY is responsible for providing leadership, direction and policy to ensure compliance with Title
9
VI of the 1964 Civil Rights Act in respect to its transit services. Any person(s) who feels that they
have been discriminated against is encouraged to report such violations in writing to the local
transit authority's office:
CITY's objective is to:
A. Encourage local transit agencies to provide that the level and quality of public
transportation service is provided in a nondiscriminatory manner;
B. Promote full and fair participation in public transportation decision-making without regard
to race, color, or national origin;
C. Make efforts to provide meaningful access to programs and activities by persons with
limited English proficiency;
D. Identify and address, as appropriate, disproportionately high and adverse human health and
environmental effects, including social and economic effects of programs and activities on
minority populations and low-income populations;
E. Work to prevent the denial, reduction, or delay in benefits related to programs and activities
that benefit minority populations or low-income populations and to notify beneficiaries of
protections available under Title VI;
F. Adhere to the Title VI reporting requirements of the Federal Transit Administration
through the annual Certification and Assurance module in TEAM and provide written Title
VI policy documentation every three years as required in as required in FTA circular
4702.1 A;
G. Provide public notification of Title VI protections in all public places were CITY conducts
business or operations.
The responsibility for carrying out CITY's commitment to this program has been delegated by the
City Manager to Stefanie Wilcox, a Title VI Compliance Officer who will receive and investigate
Title VI complaints which come through the complaint procedure. However, all managers,
supervisors and employees share in the responsibility for making CITY's Title VI Program a
success. Additional information concerning CITY's obligations and the complaint procedure can
be found on the CITY's web site www.paducahky.gov or by calling 270-444-8800.
10
PADUCAH
Be the Best
City of Paducah
300 South 51" Street
Paducah, KY 42003
(270) 444-8800
Fax: (270) 444-8515
www.paducahky.gov
City of Paducah
Title VI Policy Statement
It is the policy of the City of Paducah (CITY) to afford equal opportunity to all persons to the end
that no person in the United States shall, on the grounds of race, color, sex, disability, age or
national origin, be excluded from participation in, be denied the benefits of, or be otherwise
subjected to discrimination under any program or activity receiving federal financial assistance
from the U.S. Government.
Program and activities to which this policy applies include, but are not limited to, the use of grants
in connection with federal -aid highway systems, the Surface Transportation and Reauthorization
& Reform Act of 2015, the Highway Safety Act of 1966 and the National Traffic and Motor
Vehicle and Safety Act of 1966, leases of real property and the grant of permits, licenses,
easements and rights of way covering real property, Urban Mass Transportation Research
Programs, and other grants for the support of basic scientific research.
This policy shall be prominently posted in all personnel office, EEO offices, and on the CITY's
internal website.
Signed and approved this day of April 2024.
Daron Jordan
City Manager
11
12
III. GENERAL REPORTING
TITLE VI NOTICE TO THE PUBLIC
See next page for the notice that is posted in all CITY administrative reception areas and
transfer centers. The text is printed on all route and schedule guides and is stated on the CITY
website.
13
PADUCAH
Be the Best
City of Paducah
300 South 5th Street
Paducah, KY 42003
(270) 444-8550
Fax: (270) 444-8515
www.paducahky.gov
Notifying the Public of Rights Under Title VI
City of Paducah (CITY)
The CITY operates its programs without regard to race, color and national origin in accordance with the Title
VI of the Civil Rights Act. Any person who believes she or he has been subjected to discrimination prohibited
under Title VI may file a complaint with CITY.
To request or receive additional information on CITY's civil rights program and the procedures and/or to file
a complaint, please contact the person listed below:
Stefanie Wilcox, Title VI Coordinator
City of Paducah
300 South 5th Street
Paducah, Kentucky 42003
Telephone: 270-444-8540 TTY 800-648-6056
Email Address: swilcoxkpaducah ov
Visit website: www.paducahkygov
To file a discrimination complaint, the written complaint must be filed to the address above within 180 days of
the alleged discrimination. Written complaints may also be filed with the U.S. Department of
Transportation/Federal Transit Administration (FTA) no later than 180 days after the date of the alleged
discrimination, unless the time for filing is extended by FTA. Attention: Title VI Program Coordinator,
East Building, 5`h Floor -TCR, 1200 New Jersey Ave., SE Washington, DC 20590. Written complaints
may also be filed with the KYTC Office of Transportation Delivery Project Manager or Title VI
Coordinator, Kentucky Transportation Cabinet, 200 Mero Street, Frankfort, KY 40622. To
accommodate limited English proficient individuals, oral complaints to be documented and/or translated may
also be given at the above address.
If information is needed in another language, contact CITY at 270-444-8540.
14
15
III
PADUCAH
8e rhe Sest
City of Paducah
300 South S" Street
Paducah, KY 42003
(270) 444-8550
Fax: (270) 444-8515
www.paducahky.gov
Notification al publico de los derechos baj o el Titulo VI
City of Paducah (CITY)
CITY opera sus programas sin tener en cuenta la raza, el color y origen national de acuerdo con
el Titulo VI de la Ley de Derechos Civiles. Cualquier persona que crea que ella o 61 ha sido
agraviada por cualquier practica discriminatoria illegal bajo el Titulo VI puede presenter una
queja ante CITY.
Para mas informaci6n sobre el programa de derechos civiles de CITY y los procedimientos
para presentar una quej a, comuniquese con el CITY a:
Stefanie Wilcox, Coordinador Titulo VI
Ciudad de Paducah
300 Calle Quinta Sur
Paducah, Kentucky 42003
Tel&fono: 270-247-7171 TTY 800-648-6056
Direcci6n de correo electr6nico: swilcox@paducahky.gov
Visite el sitio web: www.paducahky.gov
Para presentar una queja por discriminaci6n, la queja por escrito debe presentarse a la direcci6n antes
mencionada dentro de los 180 dias de la supuesta discriminaci6n. Las quejas por escrito tambi&n se pueden
presentar ante el Departamento de Transporte de los EE. UU. / Administraci6n Federal de Transito (FTA)
a mas tardar 180 dias despu&s de la fecha de la supuesta discriminaci6n, a menos que el FTA prorrogue el
plazo de presentaci6n. Atenci6n: Coordinador del Programa Titulo VI, Edificio Este, 5to Piso-TCR,
1200 New Jersey Ave., SE Washington, DC 20590. Tambien se pueden presentar quejas por escrito
ante el Gerente del Proyecto de Entrega de la Oficina de Transporte de KYTC o Coordinador del
Titulo VI, Gabinete de Transporte de Kentucky, 200 Mero Street, Frankfort, KY 40622. Para dar
cabida a personas con conocimientos limitados de ingl6s, las quejas orales que deben documentarse y / o
traducirse tambi&n pueden presentarse en la direcci6n anterior.
Si necesita informaci6n en otro idioma, comuniquese con CITY al 270-444-8540.
16
Title VI Program Coordinator or Liaison
Daron Jordan, City Manager, has overall responsibility for implementation, compliance and reporting
with respect to Title VI. Inquiries related to these activities should be directed to:
City Manager
Daron Jordan
300 South 5th Street
Paducah, KY 42003
(270) 444-8800
(270) 444-8503
di ordankpaducahky.gov
Title VI Coordinator
Stefanie Wilcox
300 South 5th Street
Paducah, KY 42003
(270) 444-8800
(270) 444-8540
swilcoxk]2aducahky.gov
Stefanie Wilcox is designated as the Title VI Coordinator and is responsible for the oversight and
coordination of CITY's compliance with Title VI and all related statutes, regulations and directives.
The Title VI Coordinator has direct access to the CITY's City Manager. General responsibilities of the
Title VI Coordinator include but are not limited to the following:
• Coordinating Title VI program development with Metropolitan
Planning Organizations (MPOs), Local Public Agencies (LPAs) and
CITY managers and staff
• Establishing procedures for processing Title VI program reviews and/or
sub-recipient/contractor reviews
• Coordinating Title VI training for CITY staff, sub-
recipients/contractors and stakeholders
• Preparing required reports
• Providing guidance and advice on the Title VI Program to CITY staff
• Annually updating CITY's Title VI Program Plan
17
CITY OF PADUCAH TITLE VI ORG CHART
ORGANIZATIONAL CHART
CITIZENS OF PADUCAH
Advisory H I
Boards and Mayor and Commissioners
Committees
City Manager f
Administration
City Clerk? Police I Fire I Parks and Planning Human Resources/
Customer Recreation Risk Management I
Experience Title VI Coordinator
E911 Finance Public Works
Engineering f Technology
Floodwall
18
The summary of race and national origin for City of Paducah employees is as follows:
RACE/NATIONAL ORGIN
NUMBER
PERCENTAGE
White Females
74
24%
White Males
189
62%
African American Females
6
2%
African American Males
23
8%
Hispanic Females
3
1%
Hispanic Males
5
2%
Other Females
1
0%
Other Males
4
1%
Total
305
100%
19
IV. STATEMENT OF ASSURANCES
PADUCAH
Be the Best
City of Paducah
300 South 5t" Street
Paducah, KY 42003
(270) 444-8800
Fax: (270) 444-8515
www.paducahky.gov
STANDARD TITLE VI ASSURANCE
City of Paducah
The City of Paducah, (hereinafter referred to as the "Subrecipienf') hereby agrees that as a
condition to receiving any Federal financial assistance from the U.S. Department of
Transportation, it will comply with Title VI of the Civil Rights Act of 1964, 78Stat. 252, 42
U.S.C. 2000d-4 (hereinafter referred to as the "Act"), and all requirements imposed by or pursuant
to Title 49, Code of Federal Regulations, U.S. Department of Transportation, Subtitle A, Office of
the Secretary, (49 CFR, Part 21) Nondiscrimination in Federally Assisted Program of the
Department of Transportation- Effectuation of Title VI of the Civil Rights Act of 1964 (hereinafter
referred to as the "Regulations") and other pertinent directives, no person in the United States
shall, on the grounds of race, color, national origin, sex, age (over 40), religion sexual orientation,
gender identity, veteran status, or disability be excluded from participation in, be denied the
benefits of, or be otherwise subjected to discrimination under any program or activity for which
the Recipient receives Federal financial assistance from the U.S. Department of Transportation,
including the Federal Highway Administration, and hereby give assurance that it will promptly
take any necessary measures to effectuate the agreement. This assurance is required by subsection
21.7(a) (1) of the Regulations.
More specifically and without limiting the above general assurance, the Recipient hereby gives the
following specifies assurances with respects to its Federal -aid Highway Program:
1. That the Recipient agrees that each "facility" and each "program" as defined in subsections
21,23(b) and 21.23I of the Regulations and will be (with regard to a "facility") operated in
compliance with all requirements imposed by, or pursuant to, the Regulations.
2. That the Recipient shall insert the following notification in all solicitations for bids for
work or material subject of the Regulations made in connection with the Federal -aid
Highway Program and, in an adapted form in all proposals for negotiated agreements.
20
Statement of Assurances
Page 2 of 3
Construction Probosals
The City of Paducah, in accordance with the provisions of the Title VI of the Civil Rights
Act of 1964 (78 Stat. 252) and the regulations of the Federal Department of Transportation (49
CFR, Part 21), issued pursuant to such Act, hereby notifies all bidders that it will affirmatively
insure that the contract entered into pursuant to this advertisement will be awarded to the lowest
responsible bidder without discrimination on the grounds of race, color, national origin, sex, age
(over 40), religion, sexual orientation, gender identity, veteran status, or disability.
Agreements for Other Services
Compliance with Regulations: The Consultant shall comply with the regulations of the City
of Paducah and the Department of Highways, relative to nondiscrimination in Federally Assisted
Programs of the CITY, Department of Highways (49 CFR, Part 21) which are herein incorporated
by reference and made a part of this contract.
3. That the Recipient shall insert one of these nondiscrimination clauses in every contract
subject to the Act and the Regulations.
4. That the Recipient shall also insert into every relevant contract a clause stating that the
contractors will not discriminate against any employee or applicant for employment
because of race, color, national origin, sex, age (over 40), religion, sexual orientation,
gender identity, veteran status, or disability.
5. That where the Recipient receives Federal financial assistance to construct a facility, or
part of a facility, these assurances shall extend to the entire facility and facilities operated
in connection therewith.
6. That where the Recipient receives Federal financial assistance in the form of, or for the
acquisition of real property, these assurances shall extend to rights to space on, over, or
under such property.
7. That these assurances obligate the Recipients for the period during which Federal financial
assistance is extended to the program, except where the Federal financial assistance is to
provide, or is in the form of, personal property, real property or interest therein or structures
of improvement thereon, in which case the assurance obligates the Recipient or any
transferee for the longer of the following periods: (a) the period during which theproperty
is used for a purpose for which the Federal financial assistance is extended, or for another
purpose involving the provision of similar services or benefit; or (b) the period during
which the Recipient retains ownership or possession of the property.
21
Statement of Assurances
Page 3 of 3
8. The recipient shall provide for such methods of administration for the program as are found
by the Secretary of Transportation, or the delegated authority, to give a reasonable
guarantee that it, other recipients, sub grantees, contractors, subcontractors, transferees,
successors in interest, and other participants of Federal financial assistance under such
program will comply with all requirements imposed by or pursuant to the Act, the
Regulations and these assurances.
9. The Recipient agrees that the United States has a right to seek judicial enforcement with
regard to any matter arising under the Act, the Regulations, and these assurances.
These assurances are given in consideration of, and for, obtaining all Federal grants, loans,
contracts, property, discounts, and/or other Federal financial assistance extended after the date
hereof, to the Recipient by the U.S. Department of Transportation under the Federal -aid Highway
Program. The person whose signature appears below is authorized to sign these assurances on
behalf of the Recipient.
Signed and approved this day of June 2024.
Daron Jordan
City Manager
22
V. PROGRAM REVIEW PROCEDURES
Each division within CITY and all its departments and program areas are responsible for the
following under Title VI:
• Collecting and analyzing data on minority and low-income populations
to determine the potential impact of proposed plans, programs and
proj ects
• Ensuring all contract documents contain the appropriate Title VI
provisions
• Consulting with the Title VI Officer, Coordinator or Liaison and the
City Manager when complaints are received, prior to sending any
information to KYTC.
• Ensuring that all people are treated equitably regardless of race, color or
national origin
• Monitoring Title VI accomplishments, notifying the Title VI Officer,
Coordinator or Liaison of problem areas and summarizing activities for
inclusion in the Title VI Plan Update
• Developing and updating internal policies and procedures to ensure
Title VI compliance during all phases of projects and activities
• Ensuring that all business pertaining to the selection, negotiation, and
administration of consultant contracts and agreements is accomplished
without discrimination based on race, color or national origin
• Ensuring that efforts are made to include minority and women owned
businesses in consideration for contracts
• Ensuring that internal and external publications and all other relevant
communications disseminated to the public include the Title VI policy
reference
• Providing reasonable accommodations, information in the appropriate
language or interpreters as needed for individuals with disabilities and
LEP persons
Special Emphasis Program Areas
The CITY does not currently have any "Special Emphasis Program Areas." Based on the information
collected through program review procedures, the Title VI Coordinator will determine whether a
program area will be identified as a "Special Emphasis Program Area." If a "Special Emphasis
Program Area" is identified, a plan will be drafted on how best to remedy the trend or pattern of
discrimination. The Title VI Coordinator will notify the City Manager of the CITY, who will ensure
that the program area complies with the remediation plan.
23
Sub -Recipient Review Procedures
Each sub -recipient of federal funds under grants administered by the CITY shall have a Title VI plan
which shall be available for review by CITY staff. The CITY shall periodically review all programs
funded through federal assistance for those sub -recipients who have been found by the CITY to be
in non-compliance with Title VI. Reviews will use a desk audit, self -survey, and/or onsite
inspections. Employees or grant sub -recipients who refuse to voluntarily comply with Title VI or to
take corrective actions required by the CITY shall face disciplinary action, or in the case of grant
sub -recipients, may face termination or suspension of the contractual relationship with the CITY.
Any trends, patterns of discrimination, or complaints filed against a sub -recipient will automatically
trigger the review process.
24
VI. PROGRAMS OR ACTIVITIES SUBJECT TO TITLE VI
A. U.S. Housing and Urban Development's Community Development Block Grant (CDBG),
U.S Federal Highway Administration funding, U.S. Department of Labor's Workforce
Innovation and Opportunity Act (WIOA), funding and U.S. Health and Human Services,
Administration for Community Living programs. Funds are designated for the following
program areas:
• Housing
• Community Projects
• Public Services
• Public Facilities
• Economic Development
• Community Emergency Relief Fund
• U.S. Department of Labor WIOA
• Transportation
• Aging
The U.S. Department of Housing and Urban Development (HUD) funded Community
Development Block Grant (CDBG) program for DLG, Federal Highway
Administration, Department of Labor, WIOA, and Health and Human Services,
Administration for Community Living to provide assistance to communities for use
in revitalizing neighborhoods, expanding affordable housing and economic
opportunities, providing infrastructure and/or improving community facilities,
providing workforce development to the Purchase region, and the provision of
services for our Senior Citizens.
B. The Land and Water Conservation Fund (LWCF) provides federal grant funds to protect
important natural areas, to acquire land for outdoor recreation and to development or
renovate public outdoor recreation facilities such as campgrounds, picnic areas, sports &
playfields, swimming facilities, boating facilities, fishing facilities, trail, natural areas and
passive parks.
Potential Beneficiaries: Cities and counties, state and federal agencies are eligible to apply
for funding. The maximum grant amount is $250,000. The minimum amount is $12,500. It
is a 50% matching reimbursement program.
C. The Recreational Trails Program provides grant funds to develop and renovate recreation
trails for both motorized and non -motorized use. It does not fund equipment such as
mowers and gators.
Potential Beneficiaries: Eligible applicants are city and county governments, state and
federal agencies, and non-profit organizations.
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D. The ARC is a federal -state economic development program. To assist in the economic
development of Appalachia through a diversity of projects in the areas of public
infrastructure (water, sewer, solid waste, housing, and telecommunications), human
resource development (education/workforce development, affordable/accessible
healthcare, and leadership development) and business/entrepreneurial development.
Potential Beneficiaries Local governments, special districts, and non-profit entities that
include Kentucky's 51 most eastern and south-central Counties are eligible to apply for the
grant dollars. Thirty-two "distressed" counties also have access to a separate restricted
allocation of funds.
E. The National Forest Receipt -Sharing Payments program provides "pass-through"
funds to counties. The State Local Finance Officer receives notice of wire transfer
from the US Department of Agriculture Forest Service for funds to be distributed
annually to various counties.
Potential Beneficiaries: Counties.
The Flood Control Receipts program provides "pass-through" funds to counties. The
State Local Finance Officer receives a check annually from the US Army Corps of
Engineers. The check is deposited with the KY State Treasurer, authorization for
payment to Counties is processed and checks are then prepared to send this money to the
Counties in accordance with the statement from the federal government which was
enclosed with the check.
Potential Beneficiaries: Counties.
The Kentucky Infrastructure Authority administers two federal grant programs from the
Environmental Protection Agency:
Capitalization Grants for Clean Water State Revolving Funds provides assistance for: (1)
construction of publicly owned wastewater treatment works; and (2) nonpoint source
management activities. Funds are loaned to local government entities.
2. Capitalization Grants for Drinking Water State Revolving Funds provides assistance for
infrastructure improvement projects that are needed to achieve or maintain compliance
with Safe Drinking Water Act requirements, protect public health, and assist systems with
economic need. Funds are loaned to local government entities.
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VII. COMPLIANCE
A. The CITY shall make every effort to regulate, monitor, review, and report on the federal
programs to assure compliance.
B. Upon a finding by the CITY of noncompliance, CITY shall take the following actions
with regard to:
1. Processing
The compliance officer shall immediately notify the Responsible Official in writing of the
violations held to constitute noncompliance with Title VI and of the steps necessary to correct
these violations.
2. Reporting
The compliance officer shall notify the sub -recipient or employee found to be in noncompliance,
in writing within 30 days of the compliance officer's report of noncompliance, of the violations
and corrective measures necessary to remedy the violations.
3. Resolution
The CITY shall attempt to secure voluntary compliance with Title VI. In the event that efforts to
secure voluntary compliance are not secured within a reasonable period of time, the compliance
officer will notify the Responsible Official, in writing, of the recommended corrective action.
4. Enforcement of corrective actions
The Responsible Official shall implement corrective actions within thirty (30) days of receipt and
acceptance of the notification of recommended corrective action.
Employees or grant sub -recipients who refuse to voluntarily comply with Title VI or to take
corrective actions required by the CITY shall face disciplinary action, or in the case of grant sub -
recipients, may face termination or suspension of the contractual relationship with CITY.
5. Monitoring of programs
The CITY shall undertake to periodically monitor all programs funded through federal assistance
for those sub -recipients who have been found by the CITY to be in non-compliance with Title VI.
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VIII. ENVIRONMENTAL JUSTICE (EJ)
Executive Order (E.O. 12898) was issued to focus federal attention on the environmental and
human health conditions in minority and low-income communities to promote non-
discrimination in federal programs substantially affecting human health and the environment and
to provide minority and low-income communities access to public information on and an
opportunity for public participation in matters relating to human health or the environment.
The CITY will utilize the US Census Bureau data, the American Community survey data, and
the following checklist to identify targeted populations:
• Make a list of potential demographic groups to consider for
the region or start with the required EJ populations defined
by the Executive Order and supportive guidance
• Consider groups that are underrepresented in typical public
involvement and transportation decision making processes,
have limited access to the full benefits of the transportation
system or have encountered disproportionate impacts from
past transportation decisions
• Decide on the level of detail required for identifying groups
spatially and identifying data sources to use to conduct a
spatial demographic profile
• Engage leaders and representatives of demographic groups
to help identify target populations, spatially and non -
spatially
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IX. AGENCY TITLE VI TRAINING PLAN
All CITY staff will be provided with the Title VI plan and will be educated on procedures and
services available. Each employee is required annually to receive and document Title VI training
and acknowledge that it is the employee's responsibility to abide by the Title VI plan and seek
clarification, if necessary. This information will also be part of the CITY's staff orientation process
for new hires. Annual employee training will be conducted in April and/or May of 2025. Each
employee will view the training at their individual workstation. Employee will sign an
acknowledgement (see example at Appendix F) that they have understood the Title VI training
and have the responsibility of abiding by the Title VI nondiscrimination plan. Those training
records will be on file at the CITY.
Part of CITY's Title VI plan is deciding what level of staff training is needed. It is important that
staff members, especially those having contact with the public, know their obligation to provide
meaningful access to information and services for Title VI covered persons. Even staff members
who do not interact regularly with Title VI covered persons should be aware of and understand the
Title VI plan. Properly training staff is a key element in the effective implementation of the Title
VI plan.
Staff and Operations staff are trained to recognize when a Title VI covered person is need of
assistance. This awareness training, which is delivered by video, is included in Reservations
Orientation and Initial On -The -Job Training.
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X. DATA COLLECTION/REPORTING/ANALYSIS
Statistical data on race, color, national origin, sex, age, disability, and LEP of participants in and
beneficiaries of the CITY's programs, (i.e., affected populations, and participants) will be
gathered, analyzed, and maintained by the CITY to determine the transportation investment
benefits and burdens to the population, including minority and low-income populations. Each of
the CITY's Program Areas will maintain data relative to their programs and activities. Data
gathering procedures will be reviewed regularly to ensure sufficiency of the data in meeting the
requirements of Title VI program administration. Analysis of the data collected by the program
emphasis areas may include:
• The race, color, national origin, sex, age, disability, income
and LEP of the population eligible to be served
• Socioeconomic Assessment to evaluate project's potential
impacts to the human environment
• Persons to include in the decision-making process
• Percent of benefits allocated to persons below the poverty
line vs. persons above the poverty line
• Distribution of benefits (dollars, facilities, systems,
projects) to groups and communities
• Projected population increases versus planned facilities and
types of facilities
• Language needs assessment
• Transportation needs of all persons within boundaries of
plans or projects
• Strategies to address impacts
• The manner in which services are or will be provided and
the related data necessary for determining whether any
persons are or will be denied such services on the basis of
prohibited discrimination
• The location of existing or proposed facilities connected
with the program and related information for determining
whether the location has or will have the effect of
unnecessarily denying access to any persons on the basis of
prohibited discrimination
• The present or proposed membership, by race, color,
national origin, sex, disability and age, in any planning or
advisory body which is an integral part of the program
0 Strategies to disseminate information 30
XL CITY TITLE VI COMPLAINT PROCEDURE
These procedures cover all complaints under Title VI of the Civil Rights Act of 1964, Executive
Order 12898 "Federal Actions to Address Environmental Justice in Minority Populations and
Low -Income Populations" (1964), and Executive Order 13166 "Improving Access to Servicesfor
Person with Limited English Proficiency" (2000), for alleged discrimination in any program or
activity administered by City of Paducah.
Any person who believes she/he or any specific class of persons has been subjected to
discrimination or retaliation prohibited by any of the Civil Rights authorities, based upon race,
color, or national origin by City of Paducah (hereinafter referred to as "CITY") may file a written
complaint in accordance with the following procedure:
Who can file?
Any person who believes they—or with a specific class of persons—were subjected to
discrimination on the basis of race, color, or national origin in the programs and activities of a
CITY may file a Title VI complaint.
Where can one file?
Complaints may be filed with KYTC, FHWA Division Offices, the FHWA Headquarters Office
of Civil Rights, the United States Department of Transportation (USDOT) Departmental Office
of Civil Rights, or the U.S. Department of Justice. See addresses below.
When must one file?
According to U.S. DOT regulations, 49 CFR § 21.11(b), a complaint must be filed not later than
180 days after the date of the last instance of alleged discrimination, unless the time for filing is
extended by the investigating agency.
What should a complaint look like?
Complaints should be in writing and signed and may be filed by mail, fax, in person, or e-mail.
However, the complainant may call CITY and provide the allegations by telephone, and the
agency will transcribe the allegations of the complaint as provided over the telephone and send a
written complaint to the complainant for correction and signature. A complaint should contain at
least the following information:
• A written explanation of what has happened;
• A way to contact the complainant;
• The basis of the complaint (e.g., race, color, national origin);
• The identification of a specific person/people and the respondent (e.g.,
agency/organization) alleged to have discriminated;
• Sufficient information to understand the facts that led the complainant to believe that
discrimination occurred in a program or activity that receives Federal financial
assistance; and
• The date(s) of the alleged discriminatory act(s). Complaint should indicate if the alleged
discrimination is on-going.
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How are complaints routed?
FHWA is responsible for all decisions regarding whether a complaint should be accepted,
dismissed, or referred to another agency. With this understanding, complaints should be routed in
the following ways:
• All complaints should be routed to the FHWA Headquarters Office of Civil Rights
(HCR) for processing. HCR is responsible for all determinations regarding whether to
accept, dismiss, or transfer Title VI complaints filed against CITY.
• Complaints filed with CITY will be forwarded to KYTC, KYTC will forward the
complaint to Kentucky's FHWA Division Office, which will forward the complaint to
HCR. If a complaint is filed with KYTC, then the KYTC will forward the complaint to
Kentucky's FHWA Division Office, which should forward the complaint to HCR.
• CITY and KYTC must log all complaints received.
• When HCR decides on whether to accept, dismiss, or transfer the complaint, HCR will
notify the Complainant, the Kentucky FHWA Division Office, KYTC, and CITY.
Complaints may be sent to:
Kentucky Transportation Cabinet
Office for Civil Rights
200 Mero Street, 6th Floor
Frankfort, KY 40622
And/Or
US Federal Highway Administration Kentucky Division
John C Watts Federal Building
330 W Broadway St Ste 264,
Frankfort, KY 40601
Attention: Civil Rights Specialist
And/Or
Federal Highway Administration Headquarters - Office of Civil Rights
1200 New Jersey Avenue, SE HCR -40, Room E81-101
Washington, DC 20590
202-366-0693 or Fax: 202-366-1599
TTY: 202-366-5751
Additionally, complaints may be filed with the U.S. Department of Justice at:
Federal Coordination and Compliance Section - NWB Civil Rights Division
U.S. Department of Justice
950 Pennsylvania Avenue, N.W.
Washington, D.C. 20530
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What are the potential outcomes for processing a complaint?
There are four potential outcomes for processing complaints:
• Accept: if a complaint is timely filed (see "When must one file?" above), contains
sufficient information to support a claim under Title VI, and concerns matters under
FHWA's jurisdiction, then HCR will send to the complainant, the respondent agency, and
the FHWA Division Office a written notice that it has accepted the complaint for
investigation.
• Preliminary review: if it is unclear whether the complaint allegations are sufficient to
support a claim under Title VI, then HCR may (1) dismiss it or (2) engage in a
preliminary review to acquire additional information from the complainant and/or
respondent before deciding whether to accept, dismiss, or refer the complaint.
• Procedural Dismissal: if a complaint is not timely filed (see "When must one file?"
above), is not in writing and signed, or features other procedural/practical defects, then
HCR will send the complainant, respondent, and FHWA Kentucky Division Office a
written notice that it is dismissing the complaint.
• Referral\Dismissal: if the complaint is procedurally sufficient but FHWA (1) lacks
jurisdiction over the subject matter or (2) lacks jurisdiction over the respondent entity,
then HCR will either dismiss the complaint or refer it to another agency that does have
jurisdiction. If HCR dismisses the complaint, it will send the complainant, respondent,
and FHWA Kentucky Division Office a copy of the written dismissal notice. For
referrals, FHWA will send a written referral notice with a copy of the complaint to the
proper Federal agency and a copy to the USDOT Departmental Office of Civil Rights.
HCR is responsible for conducting all investigations of KYTC and CITY. In the case of a
complaint filed against CITY, HCR may either conduct the investigation itself, or it may
delegate the investigation to KYTC. If HCR chooses to delegate the investigation of CITY, HCR
will communicate its acceptance of the complaint to the complainant and respondent, but KYTC
will conduct all data requests, interviews, and analysis. KYTC will then create a Report of
Investigation (ROI), which it will send to HCR. Finally, HCR will review the ROI and compose
a Letter of Finding based on the ROI. All Letters of finding issued by FHWA are
administratively final.
What are the timeframes for investigations?
For FHWA, there is no regulatory timeframe for completing investigations. However, FHWA
strives to complete all tasks within 180 days from the date of acceptance. If KYTC is delegated
an investigation from FHWA, 23 CFR §200.9(b)(3) provides that KYTC must complete
investigations within 60 days of receipt (meaning the date it receives the delegated complaint
from FHWA).
Investigation files are confidential and will be maintained by KYTC. The contents of such files
will only be disclosed to appropriate KYTC personnel and federal authorities in accordance with
Federal and State laws. KYTC will retain files in accordance with records retention schedules
and all Federal guidelines.
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A. CITY TITLE VI INVESTIGATIONS, COMPLAINTS AND LAWSUITS
FTA Circular 4702.JB, Chapter III, Paragraph 7: In order to comply with the reporting requirements of 49 CFR
21.9(b), FTA requires all recipients to prepare and maintain a list of any of the following that allege discrimination
on the basis of race, color, or national origin: active investigations....; lawsuits, and complaints naming the recipient.
In accordance with 49 CFR 21.9(b), CITY must record and report any investigations, complaints,
or lawsuits involving allegations of discrimination. The records of these events shall include the
date the investigation, lawsuit, or complaint was filed; a summary of the allegations; the status of
the investigation, lawsuit, or complaint; and actions taken by CITY in response; and final findings
related to the investigation, lawsuit, or complaint. The records for the previous three (3) years shall
be included in the Title VI Plan when it is submitted to Kentucky Transportation Cabinet.
CITY has had no investigations, complaints, or lawsuits involving allegations of discrimination on
the basis of race, color, or national origin over the past three (3) years of calendar years 2021, 2022
and 2023. A summary of these incidents is recorded in Table 1.
Table 1: Summary of Investigations, Lawsuits, and Complaints
(Month,
Date
Day, Year)
Summary Status Action(s)
(include basis of Taken
complaint: race,
color, or national origin)
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XII. PUBLIC PARTICIPATION PLAN
Public Involvement Plan/Community Outreach
The Public Participation Plan for CITY was developed to ensure that all members of the public,
including minorities, disabled, low income, LEP populations, are encouraged to participate in the
decision-making process. The public outreach strategies described in the Plan are designed to
provide public with effective access to information about CITY services and to provide means for
considering public comment.
Community Outreach is a requirement of Title VI. Recipients and sub -recipients shall seek out and
consider the viewpoints of minority and low-income populations in the course of conducting public
outreach. Recipients have wide latitude to determine what specific measures are most appropriate
and should make this determination based on the composition of the affected population, the public
involvement process, and the resources of the recipient.
As an agency receiving federal financial assistance, we have made the following community
outreach efforts:
• Conduct local or regional public / information meetings as requested
• Utilizing CITY Monthly Updates to reach educate and inform the public on various
programs
• Conducting meetings with local officials and interested community leaders
• Using e-mail distribution lists to provide information to interested persons and
agencies
• Committee reports during the monthly CITY Board of Director's meetings
• Using the CITY Web Site, Facebook and Instagram to post
projects/information/comments and providing a link for public feedback
• Address civic groups, chamber meetings, government meetings
• Attending fiscal court and city council meetings
• Utilize existing services / programs at the CITY to distribute information (i.e.
Housing, Aging, Workforce Investment)
• Use surveys in newsletters, mail -outs, emails, Survey Monkey, etc. to gain public
input
Third Party Groups
The CITY will seek to increase public outreach to the underserved populations by contacting third
party groups and asking for their assistance in creating public awareness concerning transportation
related issues. The agencies, groups or people that wish to provide assistance can be utilized to
distribute materials pertaining to the statewide planning process. The members may be able to
utilize their brochures, newsletters, word of mouth, etc. concerning public meetings,
announcements of public review and comment periods for statewide planning documents by
sharing and distributing the information with the populations they service. These groups may
include, but not be limited to the following:
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Senior citizen centers
Public libraries
Public health departments
Public transit authorities
NAACP
Housing authorities
Post offices
County or city clerk's office
United Way
Churches
Migrant education programs
Adult education programs
Chamber of commerce
Community based services
Human relations commissions
State government agencies
Disabled American Veterans
Public Meetings
The CITY will hold local or regional public information/input meetings as requested to provide
additional opportunities for public comments.
Newspapers
Information can be sent to the local newspapers in the region. While none are identified as
targeting specific traditionally underserved audiences, all have the potential to have traditionally
underserved subscribers. Information can be distributed to the newspapers relating to media
releases with announcements of meeting dates and locations, announcements of documents
available for public review and comment, and information about the statewide planning process.
Radio
Information can be sent to radio stations that serve the region. None are identified as targeting
specific traditionally underserved audiences, but all have the potential to have traditionally
served underserved listeners. Public meeting invitations can be sent to the stations along with
media releases with announcements of meeting dates and locations and information about the
statewide planning process or statewide documents available for public review and comment.
Television
Information can be sent to television stations that serve the region. This could include regular
network broadcast stations as well as local cable access channels that may be available
throughout the region. These channels can also be utilized in creating public awareness.
Traveling Exhibits
Traveling exhibits may be used to display information about public meetings, review of
statewide documents and the statewide planning process. The following locations may be
utilized to display information:
Public libraries
Post offices
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County courthouses
City halls
Community centers, meeting halls, churches
Chamber of commerce
KYTC Highway District 1 office
City of Paducah office
Schools
Public housing authorities
Senior citizen centers or housing
Malls, restaurants, shopping centers
Special event locations
Other identified locations through planning process
Coordinated Pubic Transit -Human Services Transportation Plan (Coordinated Plan)
The two year transportation authorization entitled Fixing America's Surface Transportation
(FAST) Act as amended by Federal and State Grants under Section 5311 Rural Area Formula
Program, Appalachian Development Transportation Assistance, Commonwealth Veterans
Transportation Program and JARC (Job Access and Reverse Commute) Programs under the
Federal Transit Act of 1964, as amended funds would be used for capital equipment and transit
operations. Under the requirements of Moving Ahead for Progress in the 21" Century (MAP -21)
and the Enhanced Mobility of Senior and Individuals with Disabilities Program (53 10) meetings
are and will be held to make improvements on a local coordinated plan for public transit.
Public Notification.
The CITY will disseminate Title VI Program information to employees, contractors, sub -
recipients and beneficiaries, as well as to the public. A variety of public notification and
participation procedures will be used to encourage the early and continuous involvement of
citizens, communities, and others interested in the planning process and decisions of the CITY.
The CITY will discuss and/or distribute Title VI information using mass media including, but not
limited to the following:
• Policy statements
• Inclusion of Title VI language in contracts
• New employee orientation
• Federal EEO posters
• CITY website
• Standard procedures manual
• Significant publications, i.e., newspapers, brochures, and written literature
• Mailings
• Meetings open to the public
• Events
Further notices informing the public and all employees that the CITY complies with Title VI of
the Civil Rights Act of 1964 will be displayed in a prominent place.
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Customer Complaint Process
Citizens may call the CITY at 270-444-8540 to lodge a complaint or comment. All
complaints/comments are input into a database and then distributed to the relevant manager who
researches the complaint and responds back to the citizen.
Bilingual Outreach
Upon request CITY provides Spanish-speaking guests with information on public transit services
in Spanish. Staff will assist with outreach programs and public meetings as requested.
CITY submits an annual Section 5304 request to the Kentucky Transportation Cabinet and as part
of this process a regional coordination meeting is conducted. All meetings will seek to incorporate
minority, individuals with disabilities and LEP individuals' and their ability to provide feedback.
Practices which will be included:
a. Scheduling meetings at times and locations that are convenient and accessible for minority and
LEP communities
b. Coordinating with community and faith -based organizations, education institutions, and other
organizations to implement public engagement strategies that reach out specifically to
members of affected minority and/or LEP communities.
c. Providing opportunities for public participation through means other than written
communications, such as personal interviews or use of audio or video recording devices to
capture oral comments.
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XIII. LANGUAGE ACCESS PLAN
CITY has taken excerpts from "Implementing the Department of Transportation's Policy Guidance
Concerning Recipients' Responsibilities to Limited English Proficient (LEP) Persons: A
Handbook for Public Transportation Providers" as prepared by The Federal Transit Administration
Office of Civil Rights, dated April 13, 2007.
CITY recognizes the need to provide equal service opportunities for all individuals in the service
area. Most individuals living in the United States read, write, speak, and understand English. There
are many individuals, however, for whom English is not their primary language. The 2020 census
shows that 40.5 million individuals speak Spanish and over 10.8 million individuals speak an
Asian or Pacific Island language at home. If these individuals have a limited ability to read, write,
speak, or understand English, they are limited English proficient, or "LEP."
Language for LEP individuals can potentially hinder some individuals from arranging
transportation services needed. The Federal Government funds an array of services that can be
made meaningfully accessible to otherwise eligible LEP persons. The Federal Government is
committed to improving the accessibility of these programs and activities to eligible LEP persons,
a goal that reinforces its equally important commitment to promoting programs and activities
designed to help individuals learn English.
Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d et seq., and its implementing regulations
provide that no person in the United States shall, on the grounds of race, color, or national origin,
be excluded from participation in, be denied benefits of, or be otherwise subjected to
discrimination under any program or activity that receives Federal financial assistance. The
Supreme Court, in Lau v. Nichols, 414 U.S. 563 (1974), interpreted Title VI regulations prohibits
conduct that has a disproportionate effect on LEP persons because such conduct constitutes
national origin discrimination (page 5).
Executive Order 13166, "Improving Access to Services for Persons with Limited English
Proficiency," reprinted at 65 FR 50121 (August 16, 2000), directs each Federal agency to examine
the services it provides and develop and implement a system by which LEP persons can
meaningfully access those services. Federal agencies were instructed to publish guidance for their
respective recipients in order to assist them with their obligations to LEP persons under Title VI.
The Executive Order states that recipients must take reasonable steps to ensure meaningful access
to their programs and activities by LEP persons (Pages 5-6).
The U.S. DOT published revised guidance for its recipients on December 14, 2005. This document
states that Title VI and its implementing regulations require that DOT recipients take responsible
steps to ensure meaningful access to the benefits, services, information, and other important
portions of their programs and activities for individuals who are Limited English Proficient (LEP)
and that recipients should use DOT LEP Guidance to determine how best to comply with statutory
39
and regulatory obligations to provide meaningful access to the benefits, services, information, and
other important portions of their programs and activities for individuals who are LEP (page 6).
The FTA references the DOT LEP guidance in its Circular 4702.1A, "Title VI and Title VI -
Dependent Guidelines for FTA Recipients," which was published on April 13, 2007. Chapter IV,
Part 4 of this Circular reiterates the requirement to take responsible steps to ensure meaningful
access to benefits, services, and information for LEP persons and suggests that FTA recipients and
sub -recipients develop a language implementation plan consistent with the provisions of Section
VII of the DOT LEP guidance (page 6).
In accordance with the Executive Order, the U.S. Department of Transportation issued Policy
Guidance Concerning Recipient's Responsibilities to Limited English Proficient (LEP) Persons,
which is modeled after DOJ's guidance. As described in the guidance, DOT recipients are required
to take reasonable steps to ensure meaningful access to their programs and activities by LEP
persons. The guidance applies to all DOT funding recipients, which include state departments of
transportation, state motor vehicle administrations, airport operators, metropolitan planning
organizations, and regional, state, and local transit operators, among many others. Coverage
extends to a recipient's entire program or activity, i.e., to all parts of a recipient's operations. This
is true even if only one part of the recipient receives the Federal assistance. For example, if DOT
provides assistance to a state department of transportation to rehabilitate a particular highway on
the National Highway System, all of the operations of the entire state department of
transportation—not just the particular highway program or project—are covered by the DOT
guidance.
The DOT guidance outlines four factors recipients should apply to the various kinds of contacts
they have with the public to assess language needs and decide what reasonable steps they should
take to ensure meaningful access for LEP persons:
1. The number or proportion of LEP persons eligible to be served or likely to be encountered
by a program, activity, or service of the recipient or grantee.
2. The frequency with which LEP individuals come in contact with the program.
3. The nature and importance of the program, activity, or service provided by the recipient to
people's lives.
4. The resources available to the recipient and costs.
The greater the number or proportion of eligible LEP persons; the greater the frequency with which
they have contact with a program, activity, or service; and the greater the importance of that
program, activity, or service, the more likely enhanced language services will be needed. Smaller
recipients with more limited budgets are typically not expected to provide the same level of
language service as larger recipients with larger budgets. The intent of DOT's guidance is to
suggest a balance that ensures meaningful access by LEP persons to critical services while not
imposing undue burdens on small organizations and local governments. After
completing the above four -factor analysis, recipients can determine the appropriate "mix" of LEP
services required. Recipients have two main ways to provide language services: oral
40
interpretation either in person or via telephone interpretation service and written translation. The
correct mix should be based on what is both necessary and reasonable in light of the four -factor
analysis. For instance, a motor vehicle department or an emergency hazardous material cleanup
team in a largely Hispanic neighborhood may need immediate oral interpreters available and
decide to hire full-time bilingual staff. In contrast, there may be circumstances where the
importance and nature of the activity and number or proportion and frequency of contact with LEP
persons may be low and the costs and resources needed to provide language services may be high
in which pre -arranged language services for the particular service may not be necessary. The
languages spoken by the LEP individuals with whom the recipient has frequent contact often
determine the languages into which documents will be translated and the types of interpreters
provided.
Plan for Assisting Persons of Limited English Proficiency
How to Identify an LEP Person Who Needs Language Assistance?
Below are tools to help identify persons who may need language assistance
1. Examine records requests for language assistance from past scheduled transportation needs
to anticipate the possible need for assistance at upcoming appointments;
2. When CITY sets up at events, set up a sign -in sheet table, have a staff member greet and
briefly speak to each attendee. To informally gauge the attendee's ability to speak and
understand English, ask a question that requires a full sentence reply;
3. Staff should keep lists of individuals seeking language assistances on telephones, in office
and on vehicles;
4. Post a notice of available language assistance on CITY vehicles, subcontractor vehicles and
reception area.
5. Persons who do not speak English as their primary language and who have a limited ability
to read, speak write or understand English can be limited English proficient, or "LEP."
These individuals may be entitled to language assistance with respect to a particular type of
service, benefit or encounter.
Title 49 CFR, Appendix C, Section (3)(iv) requires that "the location of projects requiring land
acquisition and the displacement of persons from their residences and business may not be
determined on the basis of race, color, or national origin." For purposes of this requirement,
"facilities" does not include bus shelters, as they are considered transit amenities. It also does not
include transit stations, power substations, or any other project evaluated by the National
Environmental Policy Act (NEPA) process. Facilities included in the provision include, but are
not limited to, storage facilities, maintenance facilities, operations centers, etc. In order tocomply
with the regulations, CITY will ensure the following:
CITY will complete a Title VI equity analysis for any facility during the planning stage with regard
to where a project is located or sited to ensure the location is selected without regard to race, color,
or national origin. City of Paducah will engage in outreach to persons potentially impacted by the
siting of the facility. The Title VI equity analysis must compare
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the equity impacts of various siting alternatives, and the analysis must occur before the selection
of the preferred site.
When evaluating locations of facilities, CITY will give attention to other facilities with similar
impacts in the area to determine if any cumulative adverse impacts might result. Analysis should
be done at the Census tract or block group level where appropriate to ensure that proper perspective
is given to localized impacts.
If CITY determines that the location of the project will result in a disparate impact on the basis of
race, color, or national origin, CITY may only locate the project in that location if there is a
substantial legitimate justification for locating the project there, and where there are no alternative
locations that would have a less disparate impact on the basis of race, color, or national origin.
CITY must demonstrate and document how both tests are met. CITY will consider and analyze
alternatives to determine whether those alternatives would have less of a disparate impact on the
basis of race, color, or national origin, and then implement the least discriminatory alternative.
MEANINGFUL ACCESS FOUR FACTOR ANALYSIS
(1) THE NUMBER OR PROPORTION OF LEP PERSONS ELIGIBLE TO BE SERVED OR LIKELY
TO BE ENCOUNTERED BY A PROGRAM, ACTIVITY OR SERVICE OF THE RECIPIENT:
FROM THE U.S. CENSUS BUREAU 2019 ACS 5 -YEAR ESTIMATES, 58.5 MILLION PEOPLE OF THE U.S.
POPULATION WERE HISPANIC OR LATINO ORIGIN MAKING PEOPLE OF HISPANIC ORIGIN THE
NATION'S LARGEST ETHNIC OR RACIAL MINORITY. 40.7 MILLION IS THE NUMBER OF U.S.
RESIDENTS 5 AND OLDER WHO SPEAK SPANISH AT HOME IN. THIS IS A 135 PERCENT INCREASE
SINCE 1990 WHEN IT WAS 17.3 MILLION. THOSE WHO SPEAK SPANISH AT HOME CONSTITUTED
12.5 PERCENT OF U.S. RESIDENTS 5 AND OLDER. MORE THAN HALF OF THESE SPANISH SPEAKERS
SPOKE ENGLISH "VERY WELL."
Kentucky Demographics: According to the U.S. Census Bureau, the American Community Survey
5 -Year Estimate indicated that Kentucky was ranked 39 out of 50 by percent of population Age
5+ Spanish Speaking. The total number of Spanish Speaking in Kentucky was 113,336 out of a total
population of 4,526,154 Age 5+. According to these statistics 2.5% of Kentucky Residents Age
5+ are Spanish Speaking.
(2) THE FREQUENCY WITH WHICH LEP INDIVIDUALS COME IN CONTACT WITH THE
PROGRAM, ACTIVITY, OR SERVICE:
The numbers are clearly showing an increase in the number of foreign -born residents inKentucky
as well as an increase in the number of Spanish Speaking residents. CITY will continue to monitor
changes in demographics as they become available through Census and Studies. CITY will also
work closely with local agencies in an effort to monitor developments in the region.
CITY will monitor the frequency with which LEP individuals come in contact with the program
and services. CITY will report all encounters with LEP persons on the OTD Section 5304 MonthAy
Report. Reporting accuracy will improve with ongoing training and tracking measures
implemented.
(3) THE NATURE AND IMPORTANCE OF THE PROGRAM, ACTIVITY, OR SERVICE
PROVIDED BY THE PROGRAM:
CITY understands they play an important role in the lives of our community. The individuals
utilizing public transportation services in the region need this mobility to maintain a continued
quality of life. A LEP person's inability to use public transit may hinder their ability to access
health care, education or employment. CITY will continue to outreach to all individuals and
promote their efforts. This will increase their need to promote their services for individuals to
realize the service is available. When they speak to groups, they make them aware they will assist
any individual with LEP.
(4) THE RESOURCES AVAILABLE TO THE RECIPIENT AND FOR LEP OUTREACH, AS WELL AS
THE COSTS ASSOCIATED WITH THAT OUTREACH:
These additional language assistance tools will be utilized to assist LEP individuals at no additional
cost:
www.freetranslation.com is used to translate Transportation Committee agendas and other
documents as necessary.
With adequate notice CITY will use Murray State University's Institute for International Studies
interpreters to provide information in other languages. The ESL contact person is Weihong Gao
and may be contacted at 270/809-4103. An alternate contact for translation services is Vince
Medlock and he can be reached at 270/293-8315.
43
The University of Tennessee Martin provides a third translation option through their Office of
International Affairs. The contact person is Ms. Lori Jackson and she can be contacted at 731/881-
3582. Karli Smith is a Program Resource Specialist and she can be reached at 731/881-7420. The
International Admissions office can be reached at 731/881-7344.
The US Census 2000 Language Identification Flashcard is available to assist staff in assessing
LEP needs.
A Google Translation Browser has been added to the CITY website, so all posted documents are
available in multiple languages.
IMPEMENTATION PLAN
Staff Training
Part of CITY's LEP plan is determining what level of staff training is needed. It is important for
staff members, especially those having frequent contact with the public, to understand the
obligation to provide meaningful access to information and services for LEP persons. Likewise,
staff members who are less likely to interact with LEP persons should also be aware of and have
a level of understanding of the resources available to CITY for assisting LEP persons. Properly
training staff is key in the effective implementation of a LEP plan. Staff will be trained annually
to recognize when a LEP person is in need of language assistance and respond by providing
information in a format that the LEP person can understand.
LANGUAGE ASSISTANCE MEASURES
1. Staff will take reasonable steps to provide the opportunity for meaningful access to LEP
clients who have difficulty communicating in English.
2. The following resources will be available to accommodate LEP persons:
a A list of volunteer Spanish Language interpreters will be maintained and will provide
within a reasonable time period.
b. Language interpretation will be accessed for all languages through a telephone
interpretation service for critical need situations.
3. Network with local human service organizations that provide services to LEP individuals
and seek opportunities to provide information about the transit program and services.
4. Include "Spanish" on all job recruitment notices.
5. Incorporate an option for machine transition into multiple languages for CITY's website
(www.purchaseadd. org).
Outreach Techniques
When the staff prepares a document or schedules a meeting for which the target audience is
expected to include LEP individuals, the documents, meeting notices, flyers, and agendas will be
printed in an alternative language based on the known LEP population. Interpreters will be
available as requested.
44
Monitoring and Updating the LEP Plan
This plan is designed to be flexible and is one that can be easily updated. As such, it is important
to consider whether new documents and services need to be made accessible for LEP persons, and
also to monitor changes in demographics and types of services, and to update the LEP plan when
appropriate. At a minimum, the CITY will follow the Title VI program update schedule for the
LEP plan.
Each update should examine all plan components such as:
1. How many LEP persons were encountered?
2. Were their needs met?
3. What is the current LEP population in the OTO region?
4. Has there been a change in the types of languages where translation services are
needed?
5. Determine whether local language assistance programs have been effective and
sufficient to meet the need.
6. Determine where CITY's fully complies with goals of this LEP Plan
7. Determine whether complaints have been received concerning the failure to meet the
needs of LEP individuals
8. Maintain a Title VI complaint log, to include LEP issues and basis of complaints.
Safe Harbor Provision
DOT has adopted the Department of Justice's Safe Harbor Provision, which outlines circumstances
that can provide a "safe harbor" for recipients regarding translation of written materials for LEP
population. The Safe Harbor Provision stipulates that, if a recipient provides written translation of
vital documents for each eligible LEP language group that constitutes five percent (5%) or 1,000
persons, whichever is less, of the total population of persons eligible to be served or likely to be
affected or encountered, then such action will be considered strong evidence of compliance with
the recipient's written translation obligations. Translation of non -vital documents, if needed, can
be provided orally. If there are fewer than 50 persons in a language group that reaches five percent
(5%) trigger, the recipient is not required to translate vital written materials but should provide
written notice in the primary LEP language group of the right to receive competent oral
interpretation of those written materials, free of cost.
SPEAK ENGLISH "LESS THAN VERY WELL"
TOTALS BY COUNTY
County
Total Pop 5 years
and Older
Speaks English Less
Than Very Well
Percentage
McCracken
63,305
726
1.1
American Community Survey 5 -Year Estimates (2017-2021)
As outlined in the previous chart, McCracken County does not contain a LEP group of over 1,000.
CITY will provide good faith efforts to meet the needs of the LEP population, if and when
necessary. CITY may determine, based on the Four Factor Analysis, that even though a language
group meets the threshold specified by the Safe Harbor Provision, written translation may not be
an effective means to provide language assistance measures.
45
XIV. MINORITY REPRESENTATION
Title 49 CFR Section 21 5(b)(1)(vii) states that a recipient may not, on the grounds of race, color
or national origin, "deny a person the opportunity to participate as a member of a planning,
advisory or similar body which is an integral part of the program." Recipients that have transit -
related, nonelected planning board, advisory councils or committees, or similar committees, the
membership of which is selected by the recipient, must provide a table depicting the racial
breakdown of the membership of those committees, and a description of efforts made to encourage
the participation of minorities on such committee.
The CITY governing body consists of five (5) board members elected by City residents. There is
a Mayor that serves a four-year term, and City Commissioners that serve two-year terms. The
highest voted for Commissioner serves as Mayor -Pro -Tem in the absence of the Mayor. -
Currently the five members consist of, four (4) men and one (1) woman with four (4) Caucasians
and one (1) African American.
CITY is committed to meeting the needs of the region's citizens and ensuring that no person is
excluded from participation in or denied the benefits of its services. Efforts to encourage
participation of minorities on the board are a mission of the board of commissioners. As well,
CITY strives to ensure that the composition of the employee body reflects a representation of
minority participation. CITY will continue to encourage minority groups to consider employment
with the City.
46
XV. DEMOGRAPHICS OF CITY
Percent of Minority Population
Race and Hispanic Origin Paducah cim ® Q McCracken Q
Kentuck-V Conan, Kentucky
Population estimates, July 1,'_0'_3. (1-2033) r 26,749 eS 67,428
Race and Hispanic Origin
0 11'hite alone, percent L -0 C 84-8° o
Black or !Rican Amencan alone: percent 21-9',-. 0 112%
American Indian and Alaska Native alone: percent Ca; cs 0-4% d 0-4%
Q Asian alone, percent (a, 81-3,/ 6 1-0%
0 Native Hawaiian and Other Pacific Lalander alone, percent "-i 0-0% L 0-1 f
0 Two or More Races, percent � 3.3! 8 2.6° o
0 Hispame or Latino. percent (b) d 2-9% b I-0° o
0 %kinte alone, not Hispanic or Latino; percent -0-0% CS 82-4° o
Percent of Adult Population with a Disability
Health Q Paducah cityE3 q McCracken Q
Kentucky County, keutucb-
$ Population estimates, July 1, 2023, (172023) 26,749 eS 67,428
1'
Health
Q With a disability. under age 65 3 -ears,- percent, 2018-2022 14-0% 11
Pei so -ns tiithout health insurance, under age 63 3 earn, percent 892% 8 >--%
Percent of Population in Poverty Status
Paducah cite. McCracken
Income &Pot ern Q E3E3
Ke utucl. - C o nun-, Kentucky
+�} Population estimates, Ju13 1, 2023, (42623) C 26,749 8 67,428
1'
Income & Poverty
(j Median household income (in 2022 dollars), 2018-2022 546,984 $583490
0 Per capita income in past 12 months (in 2022 dollars), 2915_2922 S3..828 $36,401
@ Persom in pi-ert3; percent 8 23° o & 15-2Y.
47
Percent of Population Over 65 Years of Age
Age and Sea Q Paducah cw. © q
Kentucky
0 Population estimates, July 1, 2021 {1-20:31
Age and Sex
Q Persona ander 5 years„ percent
Persams Under is gears, percent
Persona 651 ears and over, percent
Female persons, percent
McCraekeu
County, Kenmckr
A 26,749& 87,428
Percent of Population with Limited English Proficiency (LEP)
McCracken
Families & Luing Arrange... © � county, xentucky
0 Population estimates, July 1, 2023, [G2(23)
Families & Living arrangements
0 Hnuseholds, 2013-2022
0 Persona per household, 2.018-2022
0 Living in same house 1 year ago, percent o£persom age 1 iwri-, 2018-2022
@ Language other than English spoken at home; percent of persoas age 5 Tearst 2018-
2022.
& 26,749& 67,428
11,432
27,000
226
2.46
992%
89.7%
2.5%
2.5 f
Population Estimates, July 1, 2023 (V2023) -- Paducah city, McCracken County, KY." Quick
Facts, https://www.census.gov/quickfacts/fact/table/paducahcitykentucky,mccrackencountykentucky/PST045223.
Accessed 20 June 2024.
48
XVI. REVIEW OF STA DIRECTIVES
The CITY's Title VI Implementation Plan is designed to comply with the statutes and requirements
under the law and as directed by KYTC/FHWA to accomplish the goals of the Title VI Act of 1964.
The table below is a list of resources that include laws, procedures, directives, plans and/or guidance
used by the CITY to develop and administer Title VI implementation.
DIVISION/OFFICE
PROCEDURES, MANUAL, DIRECTIVE
KYTC
Official Order 110248: Standard Title VI Assurance (6/27/2016)
KYTC
Official Order 110249: Title VI Policy Statement (6/27/2016)
KYTC
Title VI Program Plan (10/1/2021— 9/30/2022)
KYTC
Language Access Plan (LAP) (10/1/2020 — 9/30/2021)
FHWA
Title VI Implementation Plan Checklist
FWHA (Video)
Overview of Civil Rights Program Requirements for Local Public Agencies
United States Code
Title VI 1964 Civil Rights Act
49
XVII. COMPLIANCE/NONCOMPLIANCE REPORTING
Throughout the year, the Title VI Coordinator periodically meets with the directors and the
division heads of CITY to review the policies and procedures relative to Title VI. This includes,
but is not limited to, a review of files and statistics of complaints received for investigation and
services offered to recipients and beneficiaries of CITY's services.
In the event of noncompliance with this, plan or applicable regulations and laws are determined
via a complaint investigation or through the self -survey process; the CITY will make every
effort to attain full compliance.
The Title VI Coordinator shall notify the appropriate program head in the event a complaint
investigation, compliance review or self -survey indicates noncompliance. The notification shall
state the condition of noncompliance, recommended approach to correct the situation, and the
time period for the response and corrective action. The Title VI Coordinator may conduct an
interview to consult with the program head regarding the correct approach to remedy
noncompliance.
50
XVIII. APPENDICES'
'Appendices A-E contain the U.S. DOT Order No. 1050.2A
51
APPENDIX A
During the performance of this contract, the contractor, for itself, its assignees and successors
in interest (hereinafter referred to as the "contractor") agrees as follows:
1. Compliance with Regulations: The contractor (hereinafter includes consultants) will
comply with the Acts and the Regulations relative to Non-discrimination in Federally
assisted programs of the U.S. Department of Transportation, Federal Highway
Administration, as they may be amended from time to time, which are herein
incorporated by reference and made a part of this contract.
2. Nondiscrimination: The contractor with regard to the work performed by it during the
contract, will not discriminate on the grounds of race, color or national origin in the
selection and retention of subcontractors, including procurements of materials and
leases of equipment. The contractor will not participate directly or indirectly in the
discrimination prohibited by the Acts and the Regulations, including employment
practices when the contract covers any activity, project or program set forth in
Appendix B of 49 CFR Part 21.
3. Solicitations for Subcontracts, Including Procurements of Materials and
Equipment: In all solicitations either by competitive bidding, or negotiation made by
the contractor for work to be performed under a subcontract, including procurements
of materials or leases of equipment each potential subcontractor or supplier will be
notified by the contractor of the contractor's obligations under this contract and the
Acts and the Regulations relative to nondiscrimination on the grounds of race, color or
national origin.
4. Information and Reports: The contractor will provide all information and reports
required by the Acts, the Regulations, and directives issued pursuant thereto and will
permit access to its books, records, accounts, other sources of information and its
facilities as may be determined by the Recipient or the Federal Highway Administration
to be pertinent to ascertain compliance with such Acts, Regulations, and instructions.
Where any information required of a contractor is in the exclusive possession of another
who fails or refuses to furnish the information, the contractor will so certify to the
Recipient or the Federal Highway Administration, as appropriate and will set forth what
efforts it has made to obtain the information.
5. Sanctions for Noncompliance: In the event of a contractor's noncompliance with the
nondiscrimination provisions of this contract, the Recipient will impose such contract
sanctions as it or the Federal Highway Administration may determine to be appropriate,
including, but not limited to:
52
a withholding payments to the contractor under the contract until the
contractor complies; and/or
b. cancelling, terminating, or suspending a contract, in whole or in
part.
6. Incorporation of Provisions: The contractor will include the
provisions of paragraphs one through six in every subcontract, including
procurements of materials and leases of equipment, unless exempt by
the Acts, the Regulations and directives issued pursuant thereto. The
contractor will take action with respect to any subcontract or
procurement as the Recipient or the Federal Highway Administration
may direct as a means of enforcing such provisions including sanctions
for noncompliance. Provided, that if the contractor becomes involved
in, or is threatened with litigation by a subcontractor, or supplier because
of such direction, the contractor may request the Recipient to enter into
any litigation to protect the interests of the Recipient. In addition, the
contractor may request the United States to enter into the litigation to
protect the interests of the United States
53
APPENDIX B
CLAUSES FOR DEEDS TRANSFERRING UNITED STATES PROPERTY
The following clauses will be included in deeds effecting or recording the transfer of real property,
structures, or improvements thereon, or granting interest therein from the United States pursuant
to the provisions of Assurance 4:
NOW, THEREFORE, the Department of Transportation as authorized by law and upon the
condition that the (Title of Recipient) will accept title to the lands and maintain the project
constructed thereon in accordance with (Name of Appropriate Legislative Authority), the
Regulations for the Administration of Federal Highway Program, and the policies and procedures
prescribed by the Federal Highway Administration of the U.S. Department of Transportation in
accordance and in compliance with all requirements imposed by Title 49, Code of Federal
Regulations, U.S. Department of Transportation, Subtitle A, Office of the Secretary, Part 21, Non-
discrimination in Federally -assisted programs of the U.S. Department of Transportation pertaining
to and effectuating the provisions of Title VI of the Civil Rights Act of 1964 (78 Stat. 252; 42
U.S.C. § 2000d to 2000d-4), does hereby remise, release, quitclaim and convey unto the (Title o
Recipient) all the right, title and interest of the U.S. Department of Transportation in and to said
lands described in Exhibit A attached hereto and made a part hereof.
(HABENDUM CLAUSE)
TO HAVE AND TO HOLD said lands and interests therein unto (Title of Recipient) and its
successors forever, subject, however, to the covenants, conditions, restrictions and reservations
herein contained as follows, which will remain in effect for the period during which the real
property or structures are used for a purpose for which Federal financial assistance is extended or
for another purpose involving the provision of similar services or benefits and will be binding on
the (Title ofRecipient), its successors and assigns.
The (Title of Recipient), in consideration of the conveyance of said lands and interests in lands,
does hereby covenant and agree as a covenant running with the land for itself, its successors and
assigns, that (1) no person will on the grounds of race, color or national origin be excluded from
participation in, be denied the benefits of or be otherwise subjected to discrimination with regard
to any facility located wholly or in part on, over or under such lands hereby conveyed [,] [and]2
(2) that the (Title of Recipient) will use the lands and interests in lands and interests in lands so
conveyed, in compliance with all requirements imposed by or pursuant to Title 49, Code of Federal
Regulations, U.S. Department of Transportation, Subtitle A, Office of the Secretary, Part 21, Non-
discrimination in Federally assisted programs of the U.S. Department of Transportation,
Effectuation of Title VI of the Civil Rights Act of 1964, and as said Regulations and Acts maybe
2 Reverter clause and related language to be used only when it is determined that such a clause is necessary in order
to make clear the purpose of Title VI
54
amended [, and (3) that in the event of breach of any of the above-mentioned non-discrimination
conditions, the Department will have a right to enter or re-enter said lands and facilities on said
land, and that above described land and facilities will thereon revert to and vest in and become the
absolute property of the U.S. Department of Transportation and its assigns as such interest existed
prior to this instruction].3
'Reverter clause and related language to be used only when it is determined that such a clause is necessary in order
to make clear the purpose of Title VI
55
APPENDIX C
CLAUSES FOR TRANSFER OF REAL PROPERTY ACQUIRED OR IMPROVED UNDER
THE ACTIVITY, FACILITY, OR PROGRAM
The following clauses will be included in deeds, licenses, leases, permits or similar instruments
entered into by the (Title ofRecipient) pursuant to the provisions of Assurance 7(a):
A. The (grantee, lessee, permittee, etc. as appropriate) for himself/herself, his/her heirs,
personal representatives, successors in interest and assigns, as a part of the consideration
hereof, does hereby covenant and agree [in the case of deeds and leases add "as a
covenant running with the land"] that:
1. In the event facilities are constructed, maintained or otherwise operated
on the property described in this (deed, license, lease, permit, etc.) for a
purpose for which a U.S. Department of Transportation activity, facility,
or program is extended or for another purpose involving the provision
of similar services or benefits, the (grantee, licensee, lessee, permittee,
etc.) will maintain and operate such facilities and services in compliance
with all requirements imposed by the Acts and Regulations (as may be
amended) such that no person on the grounds of race, color or national
origin, will be excluded from participation in, denied the benefits of, or
be otherwise subjected to discrimination in the use of said facilities.
B. With respect to licenses, leases, permits, etc., in the event of breach of any of the above
Non-discrimination covenants, (Title of Recipient) will have the right to terminate the
(lease, license, permit, etc.) and to enter, re-enter, and repossess said lands and facilities
thereon, and hold the same as if the (lease, license, permit, etc.) had never been made or
issued.4
C. With respect to a deed, in the event of breach of any of the above Non-discrimination
covenants, the (Title of Recipient) will have the right to enter or re-enter the lands and
facilities thereon, and the above described lands and facilities will there upon revert to and
vest in and become the absolute property of the (Title ofRecipient) and its assigns.s
4 See footnote 9
s Reverter clause and related language to be used only when it is determined that such a clause is necessary in order
to make clear the purpose of Title VI
56
APPENDIX D
CLAUSES FOR CONSTRUCTION/USE/ACCESS TO REAL PROPERTY ACQUIRED
UNDER THE ACTIVITY, FACILITY OR PROGRAM
The following clauses will be included in deeds, licenses, permits, or similar instruments/
agreements entered into by (Title of Recipient) pursuant to the provisions of Assurance 7(b):
A. The (grantee, licensee, permittee, etc., as appropriate) for himself/herself, his/her heirs,
personal representatives, successors in interest, and assigns, as a part of the
consideration hereof, does hereby covenant and agree (in the case of deeds and leases
add, "as a covenant running with the land") that (1) no person on the ground of race,
color or national origin, will be excluded from participation in, denied the benefits of,
or be otherwise subjected to discrimination in the use of said facilities, (2) that in the
construction of any improvements on, over, or under such land, and the furnishing of
services thereon, no person on the ground of race, color, or national origin, will be
excluded from participation in, denied the benefits of, or otherwise be subjected to
discrimination, (3) that the (grantee, licensee, lessee, permittee, etc.) will use the
premises in compliance with all other requirements imposed by or pursuant to the Acts
and Regulations, as amended, set forth in this Assurance.
B. With respect to (licenses, leases, permits, etc.) in the event of breach of any of the above
nondiscrimination covenants, (Title of Recipient) will have the right to terminate the
(license, permit, etc., as appropriate) and to enter or re-enter and repossess said land
and the facilities thereon and hold the same as if said (license, permit, etc., as
appropriate) had never been made or issued.6
C. With respect to deeds in the event of breach of any of the above nondiscrimination
covenants, (Title of Recipient) will there upon revert to, vest in and become the
absolute property of (Title of Recipient) and its assigns.
6 Reverter clause and related language to be used only when it is determined that such a clause is necessary in order
to make clear the purpose of Title VI
57
APPENDIX E
During the performance of this contract, the contractor, for itself, its assignees, and successors in
interest (hereinafter referred to as the "contractor") agrees to comply with the following non-
discrimination statutes and authorities; including but not limited to the following:
• Title VI of the Civil Rights Act of 1964 (42 U.S.C. § 2000d et seq., 78
stat. 252), (prohibits discrimination on the basis of race, color, national
origin) and 49 CFR Part 21;
• The Uniform Relocation Assistance and Real Property Acquisition
Policies Act of 1970, (42 U.S.C. § 4601), (prohibits unfair treatment of
persons displaced or whose property has been acquired because of
Federal or Federal -aid programs and projects);
• Federal -Aid Highway Act of 1973, (23 U.S.C. § 324 et seq.), (prohibits
discrimination on the basis of sex);
• Section 504 of the Rehabilitation Act of 1973, (29 U.S.C. § 794 et seq.),
as amended, (prohibits discrimination on the basis of disability); and 49
CFR Part 27;
• The Age Discrimination Act of 1975, as amended, (42 U.S.C. § 6101 et
seq.), (prohibits discrimination on the basis of age);
• Airport and Airway Improvement Act of 1982, (49 USC § 471, Section
47123), as amended, (prohibits discrimination based on race, creed,
color, national origin or sex);
• The Civil Rights Restoration Act of 1987, (PL 100-209), (Broadened
the scope, coverage and applicability of Title VI of the Civil Rights Act
of 1964, The Age Discrimination Act of 1975 and Section 504 of the
Rehabilitation Act of 1973, by expanding the definition of the terms
"programs or activities" to include all of the programs or activities of
the Federal -aid recipients, sub -recipients and contractors, whether such
programs or activities are Federally funded or not);
• Titles II and III of the Americans with Disabilities Act, which prohibit
discrimination on the basis of disability in the operation of public
entities, public and private transportation systems, places of public
accommodation and certain testing entities (42 U.S.C. §§ 12131 --
12189) as implemented by Department of Transportation regulations at
49 C.F.R. parts 37 and 38;
59
• The Federal Aviation Administration's Non-discrimination statute (49
U.S.C. § 47123) (prohibits discrimination on the basis of race, color,
national origin and sex);
• Executive Order 12898, Federal Actions to Address Environmental
Justice in Minority Populations and Low -Income Populations, which
ensures non-discrimination against minority populations by
discouraging programs, policies, and activities with disproportionately
high and adverse human health or environmental effects on minority and
low-income populations;
• Executive Order 13166, Improving Access to Services for Persons with
Limited English Proficiency and resulting agency guidance, national
origin discrimination includes discrimination because of limited English
proficiency (LEP). To ensure compliance with Title VI, you must take
reasonable steps to ensure that LEP persons have meaningful access to
your programs (70 Fed. Reg. at 74087 to 74100);
• Title IX of the Education Amendments of 1972, as amended, which
prohibits you from discriminating because of sex in education programs
or activities (20 U.S.C. 1681 ET seq).
59
APPENDIX F
Active employees will complete the training and sign an acknowledgement (example below) that they
understand the training and will abide by the Title VI nondiscrimination plan in accordance with the
training.
CITY OF PADUCAH
TITLE VI ANNUAL TRAINING
I confirm that I listened, and understood the Title VI training, also I understand that as an employee, it is my
responsibility to abide by the Title VI nondiscrimination plan, in accordance with the training.
IfI have questions about the plan, or materials presented I understand it is my responsibility to seek clarification.
Employee Signature
Date
Print name
XVIII. BOARD POLICY APPROVAL
POLICY APPROVAL BY THE GOVERNING BOARD
Final governing Board Approval for the TITLE VI "STATEMENT OF POLICY"
is made this day of June 2024.
George P. Bray, Mayor
City of Paducah
Mayor Signature
Date
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Accept recommendation from Sports Tourism Commission for evaluated bids for Paducah Sports
Park for Bid Package 01 - Site: Field Turf and approve construction contracts with Sprinturf in the amount of
$6,321,087.00 - A. CLARK & D. JORDAN
Category: Municipal Order
Staff Work By: Arnie
Clark
Presentation By: Arnie
Clark, Daron Jordan
Background Information: PFGW Architects, on behalf of the Sports Tourism Commission, McCracken
County Fiscal Court, and City of Paducah released a Request for Bids on February 17 for Field Turf for the
Paducah Sports Park. Bid Opening was held March 26. Eight (8) bids were submitted.
A selection committee with representation from the Fiscal Court, City, Design Team, and Operations Team was
formed to review and evaluate the bids. After review, the committee recommends moving forward with a
contract for services with Sprinturf for the Field Turf portion of the project.
Per the ILA, the McCracken County Sports Tourism commission must approve and make a recommendation to
both the Fiscal Court and the City Commission for consideration and approval of construction contracts. The
McCracken County Sports Tourism Commission approved the recommendation from the selection committee
on Monday, June 10, and proceeds with a recommendation for a contract for services with Sprinturf.
Accept recommendation from the Sports Tourism Commission and authorize execution of a contract for
services with Sprinturf in the amount of $6,321,087.00 for Bid Package 1: Site - Field Turf for the Paducah
Sports Park project.
Does this Agenda Action Item align with a Commission Priority? Yes
If yes, please list the Commission Priority: Paducah Sports Park
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Accept and approve
Attachments:
1. MO Field Turf Spinturf
2. SPRINTURF A101-2017 - FINAL DRAFT Bid Package 1A-20240620
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER APPROVING THE RECOMMENDATION OF THE
McCRACKEN COUNTY SPORTS TOURISM COMMISSION TO ACCEPT
THE BID PACKAGE FOR SITE FIELD TURF FOR THE PADUCAH SPORTS
PARK PROJECT IN THE AMOUNT OF $6,321,087 AND AUTHORIZING
THE MAYOR TO EXECUTE ALL DOCUMENTS RELATING TO SAME
WHEREAS, on September 7, 2022, the City of Paducah, the County of
McCracken, and the McCracken County Sports Tourism Commission entered into an Interlocal
Cooperation Agreement for the Development and Operation of the Paducah -McCracken County
Athletic Complex (hereinafter "Interlocal Agreement"); and
WHEREAS, in accordance with the requirements of the Interlocal Agreement,
the McCracken County Sports Tourism Commission has presented its recommendation of the
best -evaluated bids and associated construction contracts for the completion of the work
contemplated by the formerly approved construction plans; and
WHEREAS, the City Commission now desires to accept the McCracken County
Sports Tourism Commission's recommendation for the Site Field Turf for the Paducah Sports
Park Project.
KENTUCKY:
NOW, THEREFORE, BE IT ORDERED BY THE CITY OF PADUCAH,
SECTION 1. That the City Commission hereby approves the recommendation of
the McCracken County Sports Tourism Commission, and accepts the bid proposal of Spinturf,
LLC, in the amount of $6,321,087, for Site Field Turf for the Paducah Sports Park Project.
SECTION 2. That the Mayor is hereby authorized to execute an agreement and all
other documents necessary with Spinturf, LLC, for the Site Field Turf for the Paducah Sports
Park, as authorized in Section 1 above. Said agreement shall be in accordance with the
specifications, bid proposal, and all contract documents heretofore approved and incorporated in
the bid.
SECTION 3. This Order will be in full force and effect from and after the date of
its adoption.
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners,
Recorded by Lindsay Parish, City Clerk,
MO\Agree — Spinturf Paducah Sports Park Turf — Sports Tourism Commission
Document A141®- 2411
Standard Form of Agreement Between Owner and Contractor where the basis of
payment is a Stipulated Sum
AGREEMENT made as of the twenty fourth day of June in the year two thousand
twenty-four.
(!n words, indicate day, month and year.)
BETWEEN the Owner:
(Name, legal stators, address and other information)
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
and the Contractor:
(Name, legal status, address and other information)
Sprinturf, LLC
146 Fairchild Street
Suite 150
Daniel Island, SC 29492
for the following Project:
(Name, location and detailed description)
Paducah Sports Park
Bid Package 1 A — Field Turf
Paducah, Kentucky 42001
The Architect:
(Name, legal status, address and other information)
Peck Flannery Gream Warren Inc.
PO Box 510
101 South Fourth Street
Paducah, Kentucky 42002-0510
The Owner and Contractor agree as follows.
ADDITIONS AND DELETIONS:
The author of this document has
added information needed for its
completion. The author may also
have revised the text of the original
AIA standard form. An Additions and
Deletions Report that notes added
information as well as revisions to the
standard form text is available from
the author and should be reviewed. A
vertical line in the left margin of this
document indicates where the author
has added necessary information
and where the author has added to or
deleted from the original AIA text.
This document has important legal
consequences. Consultation with an
attorney is encouraged with respect
to its completion or modification.
The parties should complete
At 010-2017, Exhibit A, Insurance
and Bonds, contemporaneously with
this Agreement. AIA Document
A201@-2017, General Conditions of
the Contract for Construction, is
adopted in this document by
reference. Do not use with other
general conditions unless this
document is modified.
AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The
American Institute of Architects, This document was produced at 14:08:53 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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TABLE OF ARTICLES
1 THE CONTRACT DOCUMENTS
2 THE WORK OF THIS CONTRACT
3 DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
4 CONTRACT SUM
5 PAYMENTS
6 DISPUTE RESOLUTION
7 TERMINATION OR SUSPENSION
8 MISCELLANEOUS PROVISIONS
9 ENUMERATION OF CONTRACT DOCUMENTS
EXHIBIT A INSURANCE AND BONDS
ARTICLE 1 THE CONTRACT DOCUMENTS
The Contract Documents consist of this Agreement, Conditions of the Contract (General, Supplementary, and other
Conditions), Drawings, Specifications, Addenda issued prior to execution of this Agreement, other documents listed
in this Agreement, and Modifications issued after execution of this Agreement, all of which form the Contract, and are
as fully a part of the Contract as if attached to this Agreement or repeated herein. The Contract represents the entire
and integrated agreement between the parties hereto and supersedes prior negotiations, representations, or agreements,
either written or oral. An enumeration of the Contract Documents, other than a Modification, appears in Article 9.
ARTICLE 2 THE WORK OF THIS CONTRACT
The Contractor shall fully execute the Work described in the Contract Documents, except as specifically indicated in
the Contract Documents to be the responsibility of others.
ARTICLE 3 DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
§ 3.1 The date of commencement of the Work shall be:
(Check one of the following boxes)
[ ] The date of this Agreement.
[ X ] A date set forth in a notice to proceed issued by the Owner.
[ ] Established as follows:
(Insert a date or a means to determine the date of commencement of the Work.)
If a date of commencement of the Work is not selected, then the date of commencement shall be the date of this
Agreement.
§ 3.2 The Contract Time shall be measured from the date of commencement of the Work.
§ 3.3 Substantial Completion
§ 3.3.1 Subject to adjustments of the Contract Time as provided in the Contract Documents, the Contractor shall
achieve Substantial Completion of the entire Work:
(Check one of the follolving boxes and complete the necessary information.)
[ X ] Not later than five hundred five ( 505 ) calendar days from the date of commencement of the Work.
[ ] By the following date:
Init. AIA Document A101 —2017. Copyright O 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017 All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The
American Institute of Architects. This document was produced at 14:08:53 ET on 06/18/2024 under Order No 4104248855 which expires on 01/31/2025, is not for
t resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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§ 3.3.2 Subject to adjustments of the Contract Time as provided in the Contract Documents, if portions of the Work are
to be completed prior to Substantial Completion of the entire Work, the Contractor shall achieve Substantial
Completion of such portions by the following dates:
Portion of Work Substantial Completion Date
§ 3.3.3 If the Contractor fails to achieve Substantial Completion as provided in this Section 3.3, liquidated damages, if
any, shall be assessed as set forth in Section 4.5.
ARTICLE 4 CONTRACT SUM
§ 4.1 The Owner shall pay the Contractor the Contract Sum in current funds for the Contractor's performance of the
Contract. The Contract Sum shall be six million, three hundred twenty-one thousand, eighty-seven dollars and 00/100
($ 6,321,087.00 ), subject to additions and deductions as provided in the Contract Documents.
§ 4.2 Alternates
§ 4.2.1 Alternates, if any, included in the Contract Sum:
Item
N/A
Price
§ 4.2.2 Subject to the conditions noted below, the following alternates may be accepted by the Owner following
execution of this Agreement. Upon acceptance, the Owner shall issue a Modification to this Agreement.
(Insert below each alternate and the conditions that must be mel for the Oivner to accept the alternate.)
Item Price Conditions for Acceptance
N/A
§ 4.3 Allowances, if any, included in the Contract Sum:
(Idents each allowance.)
Item
N/A
Price
§ 4.4 Unit prices, if any:
(Identf the item and state the unitprice and quantity limitations, if any, to which the unit price hill be applicable.)
Item Units and Limitations Price per Unit ($0.00)
§ 4.5 Liquidated damages, if any:
(Insert terms and conditions for liquidated damages, if any.)
$1,000.00 per calendar day until completion.
§ 4.6 Other:
(Insert provisions for bonus or other incentives, if any, that might result in a change to the Contract Sum.)
ARTICLE 5 PAYMENTS
§ 5.1 Progress Payments
§ 5.1.1 Based upon Applications for Payment submitted to the Architect by the Contractor and Certificates for
Payment issued by the Architect, the Owner shall make progress payments on account of the Contract Sum to the
Contractor as provided below and elsewhere in the Contract Documents.
§ 5.1.2 The period covered by each Application for Payment shall be one calendar month ending on the last day of the
month, or as follows:
Inst. AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017, All rights
reserved, "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 3
American Institute of Architects. This document was produced at 14:08:53 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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§ 5.1.3 Provided that an Application for Payment is received by the Architect not later than the 251h day of a month, the
Owner shall make payment of the amount certified to the Contractor not later than the 15th day of the following
month. If an Application for Payment is received by the Architect after the application date fixed above, payment of
the amount certified shall be made by the Owner not later than forty five ( 45 ) days after the Architect receives the
Application for Payment.
(Federal, state or local laivs may require payment ivithin a certain period of time.)
§ 5.1.4 Each Application for Payment shall be based on the most recent schedule of values submitted by the Contractor
in accordance with the Contract Documents. The schedule of values shall allocate the entire Contract Sum among the
various portions of the Work. The schedule of values shall be prepared in such form, and supported by such data to
substantiate its accuracy, as the Architect may require. This schedule of values shall be used as a basis for reviewing
the Contractor's Applications for Payment.
§ 5.1.5 Applications for Payment shall show the percentage of completion of each portion of the Work as of the end of
the period covered by the Application for Payment.
§ 5.1.6 in accordance with AIA Document A201 T111-2017, General Conditions of the Contract for Construction, and
subject to other provisions of the Contract Documents, the amount of each progress payment shall be computed as
follows:
§ 5.1.6.1 The amount of each progress payment shall first include:
.1 That portion of the Contract Sum properly allocable to completed Work;
.2 That portion of the Contract Sum properly allocable to materials and equipment delivered and suitably
stored at the site for subsequent incorporation in the completed construction, or, if approved in advance
by the Owner, suitably stored off the site at a location agreed upon in writing; and
.3 That portion of Construction Change Directives that the Architect determines, in the Architect's
professional judgment, to be reasonably justified.
§ 5.1.6.2 The amount of each progress payment shall then be reduced by:
.1 The aggregate of any amounts previously paid by the Owner;
.2 The amount, if any, for Work that remains uncorrected and for which the Architect has previously
withheld a Certificate for Payment as provided in Article 9 of AIA Document A201-2017;
.3 Any amount for which the Contractor does not intend to pay a Subcontractor or material supplier,
unless the Work has been performed by others the Contractor intends to pay;
.4 For Work performed or defects discovered since the last payment application, any amount for which
the Architect may withhold payment, or nullify a Certificate of Payment in whole or in part, as provided
in Article 9 of AIA Document A201-2017; and
.5 Retainage withheld pursuant to Section 5.1.7.
§ 5.1.7 Retainage
§ 5.1.7.1 For each progress payment made prior to Substantial Completion of the Work, the Owner may withhold the
following amount, as retainage, from the payment otherwise due:
(Insert a percentage or amount to be ivithheld as retainage from each .Application for Payment. The amount of
retainage may be limited by governing laiv.)
Ten percent (10%)
§ 5.1.7.1.1 The following items are not subject to retainage:
(Insert any items not subject to the ivithholding of retainage, such as general conditions, insurance, etc.)
§ 5.1.7.2 Reduction or limitation of retainage, if any, shall be as follows:
(If the retainage established in Section 5.1.7.1 is to be modified prior to Substantial Completion of the entire Work,
including modificationsfor Substantial Completion of portions of the Work as provided in Section 3.3.2, insert
provisions for such modifications.)
After issuance of Certificate of Substantial Completion, Retainage shall be reduced to five percent (5%).
AIA Document A101 — 2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 4
American Institute of Architects. This document was produced at 14:08:53 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is notfor
t resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents" Terms of Service. To report copyright violations,
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§ 5.1.7.3 Except as set forth in this Section 5.1.7.3, upon Substantial Completion of the Work, the Contractor may
submit an Application for Payment that includes the retainage withheld from prior Applications for Payment pursuant
to this Section 5.1.7. The Application for Payment submitted at Substantial Completion shall not include retainage as
follows:
(Insert any other conditions for release of retainage upon Substantial Completion.)
§ 5.1.8 If final completion of the Work is materially delayed through no fault of the Contractor, the Owner shall pay
the Contractor any additional amounts in accordance with Article 9 of AIA Document A201-2017.
§ 5.1.9 Except with the Owner's prior approval, the Contractor shall not make advance payments to suppliers for
materials or equipment which have not been delivered and stored at the site.
§ 5.2 Final Payment
§ 5.2.1 Final payment, constituting the entire unpaid balance of the Contract Sum, shall be made by the Owner to the
Contractor when
.1 the Contractor has fully performed the Contract except for the Contractor's responsibility to correct
Work as provided in Article 12 of AIA Document A201-2017, and to satisfy other requirements, if any,
which extend beyond final payment; and
.2 a final Certificate for Payment has been issued by the Architect.
§ 5.2.2 The Owner's final payment to the Contractor shall be made no later than 30 days after the issuance of the
Architect's final Certificate for Payment, or as follows:
§ 5.3 Interest
Payments due and unpaid under the Contract shall bear interest from the date payment is due at the rate stated below,
or in the absence thereof, at the legal rate prevailing from time to time at the place where the Project is located.
(Insert rate of interest agreed upon, if any.)
ARTICLE 6 DISPUTE RESOLUTION
§ 6.1 Initial Decision Maker
The Architect will serve as the Initial Decision Maker pursuant to Article 15 of AIA Document A201-2017, unless the
parties appoint below another individual, not a party to this Agreement, to serve as the Initial Decision Maker.
(If the parties mutually agree, insert the name, address and other contact information of the Initial Decision Maker, if
other than the Architect.)
§ 6.2 Binding Dispute Resolution
For any Claim subject to, but not resolved by, mediation pursuant to Article 15 of AIA Document A201-2017, the
method of binding dispute resolution shall be as follows:
(Check the appropriate box.)
[ X ] Arbitration pursuant to Section 15.4 of AIA Document A201-2017
[ ] Litigation in a court of competent jurisdiction
[ ] Other (Spec)
If the Owner and Contractor do not select a method of binding dispute resolution, or do not subsequently agree in
writing to a binding dispute resolution method other than litigation, Claims will be resolved by litigation in a court of
competent jurisdiction.
AIA Document A101 — 2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 5
American Institute of Architects. This document was produced at 14:08:53 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
t resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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ARTICLE 7 TERMINATION OR SUSPENSION
§ 7.1 The Contract may be terminated by the Owner or the Contractor as provided in Article 14 of AIA Document
A201-2017.
§ 7.1.1 If the Contract is terminated for the Owner's convenience in accordance with Article 14 of AIA Document
A201-2017, then the Owner shall pay the Contractor a termination fee as follows:
(Insert the amount of, or method for determining, the fee, if any, payable to the Contractor following a termination for
the Owner's convenience.)
§ 7.2 The Work may be suspended by the Owner as provided in Article 14 of AIA Document A201-2017.
ARTICLE 8 MISCELLANEOUS PROVISIONS
§ 8.1 Where reference is made in this Agreement to a provision of AIA Document A201-2017 or another Contract
Document, the reference refers to that provision as amended or supplemented by other provisions of the Contract
Documents.
§ 8.2 The Owner's representative:
(Name, address, entail address, and other information)
Steve Ervin, Community Development Project Manager
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
§ 8.3 The Contractor's representative:
(Name, address, email address, and other information)
Marc Belluomini, Vice President of Sales
Spinturf, LLC
146 Fairchild Street
Suite 150
Daniel Island, SC 29492
§ 8.4 Neither the Owner's nor the Contractor's representative shall be changed without ten days' prior notice to the
other party.
§ 8.5 Insurance and Bonds
§ 8.5.1 The Owner and the Contractor shall purchase and maintain insurance as set forth in AIA Document
AlO1TM-2017, Standard Form of Agreement Between Owner and Contractor where the basis of payment is a
Stipulated Sum, Exhibit A, Insurance and Bonds, and elsewhere in the Contract Documents.
§ 8.5.2 The Contractor shall provide bonds as set forth in AIA Document A 101 T11'-2017 Exhibit A, and elsewhere in
the Contract Documents.
§ 8.6 Notice in electronic format, pursuant to Article 1 of AIA Document A201-2017, may be given in accordance
with AIA Document E203Tm-2013, Building Information Modeling and Digital Data Exhibit, if completed, or as
otherwise set forth below:
(If other than in accordance ivith AIA Document E203-2013, insert requirements for delivering notice in electronic
format such as name, title, and email address of the recipient and whether and hoiv the system ivill be required to
generate a read receipt for the transmission.)
§ 8.7 Other provisions:
ARTICLE 9 ENUMERATION OF CONTRACT DOCUMENTS
§ 9.1 This Agreement is comprised of the following documents:
.1 AIA Document AIOITm-2017, Standard Form of Agreement Between Owner and Contractor
.2 AIA Document A101T"'-2017, Exhibit A, Insurance and Bonds
AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 6
American Institute of Architects. This document was produced at 14:08:53 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31 /2025, is not for
l resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service_ To report copyright violations,
e-mail docinfo@aiacontracts.com.
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.3 AIA Document A20iTM-2017, General Conditions of the Contract for Construction
.4
(Paragraphs deleted)
Drawings
Number— Bid Package 1A Title Date Pages
See Attached Index of Drawings 000117 -Index of Drawings February 20, 2024 6
.5 Specifications
Section — Bid Package 1A
See Attached Table of Contents
.6 Addenda, if any:
Number— Bid Package 1A
Addendum No. 1
Addendum No. 2
Addendum No. 3
Addendum No. 4
Title Date Pages
0001100 -Table of Contents February 20, 2024 4
Date
Pages
February 23, 2024
16
March 11, 2024
102
March 14, 2024
12
March 21, 2024
93
Portions of Addenda relating to bidding or proposal requirements are not part of the Contract
Documents unless the bidding or proposal requirements are also enumerated in this Article 9.
7 Other Exhibits:
(Check all boxes that apply and include appropriate information identifying the exhibit lvhere
required.)
[ ] AIA Document E204Tm-2017, Sustainable Projects Exhibit, dated as indicated below:
(Insert the date of the E204-2017 incorporated into this Agreement.)
[ ] The Sustainability Plan:
Title Date Pages
[ ] Supplementary and other Conditions of the Contract:
Document
Title
Date Pages
.9 Other documents, if any, listed below:
(List here any additional documents that are intended to form part of the Contract Documents, AL4
Document .4201 TW -201 provides that the advertisement or invitation to bid, Instructions to Bidders,
sample forms, the Contractor's bid or proposal, portions of'Addenda relating to bidding or proposal
requirements, and other information furnished by the Owner in anticipation of receiving bids or
proposals, are not part of the Contract Documents unless enumerated in this Agreement. Any such
documents should be listed here only if intended to be part of the Contract Documents.)
Contractors Original Form of Proposal
Exhibit - Cost Reduction List Bid Package lA-Field Turf
Contractors Performance & Payment Bonds
Contractors Certificate of Insurance
Bid Package I - Index of Drawings
Bid Package 1 A -Table of Contents
AIA Document A101 —2017. Copyright(D 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved, "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 7
American Institute of Architects. This document was produced at 14:08:53 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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This Agreement entered into as of the day and year first written above.
McCracken County Fiscal Court
OWNER (Signature)
Craig Z. Clymer, Judge Executive
(Printed name and title)
Sprinturf, LLC
CONTRACTOR (Signature)
Marc Belluomini, Vice President of Sales
(Printed name and title)
AIA Document A101 —2017. Copyright © 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents' are trademarks of The 8
American Institute of Architects. This document was produced at 14:08:53 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (910969142)
r
- Document A2010-2017
General Conditions of the Contract for Construction
for the following PROJECT:
(Name and location or address)
Paducah Sports Park —Bid Package I - Field Turf
ADDITIONS AND DELETIONS:
The author of this document has
Paducah, Kentucky 42001
added information needed for its
completion. The author may also
THE OWNER:
have revised the text of the original
(Name, legal statzrs and address)
AIA standard form. An Additions and
Deletions Report that notes added
McCracken County Fiscal Court
information as well as revisions to the
300 Clarence Gaines Street
standard form text is available from
Paducah, KY 42003
the author and should be reviewed. A
vertical line in the left margin of this
THE ARCHITECT:
document indicates where the author
(Name, legal stales and address)
has added necessary information
and where the author has added to or
Peck Flannery Gream Warren Inc.
deleted from the original AIA text
PO Box 510
This document has important legal
101 South Fourth Street
consequences. Consultation with an
Paducah, KY 42002-0510
attorney is encouraged with respect
to its completion or modification.
TABLE OF ARTICLES
For guidance in modifying this
1 GENERAL PROVISIONS
document to include supplementary
conditions, see AIA Document
2 OWNER
A503TM, Guide for Supplementary
Conditions.
3 CONTRACTOR
4 ARCHITECT
5 SUBCONTRACTORS
6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
7 CHANGES IN THE WORK
8 TIME
9 PAYMENTS AND COMPLETION
10 PROTECTION OF PERSONS AND PROPERTY
11 INSURANCE AND BONDS
12 UNCOVERING AND CORRECTION OF WORK
13 MISCELLANEOUS PROVISIONS
Init. AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017 All rights
reserved. "The American Institute of Architects," "American Institute of Architects," 'AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 1
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
t resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service To report copyright violations,
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User Notes: (1429619300)
14 TERMINATION OR SUSPENSION OF THE CONTRACT
15 CLAIMS AND DISPUTES
Init. AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 2
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No 4104248855 which expires on 01/31/2025, is not for
! resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1429619300)
INDEX
(Topics and numbers in bold are Section headings.)
Acceptance of Nonconforming Work
9.6.6, 9.9.3, 12.3
Acceptance of Work
9.6.6, 9.8.2, 9.9.3, 9.10.1, 9.10.3, 12.3
Access to Work
3.16, 6.2.1, 12.1
Accident Prevention
10
Acts and Omissions
3.2, 3.3.2, 3.12.8, 3.18, 4.2.3, 8.3.1, 9.5.1, 10.2.5,
10.2.8, 13.3.2, 14.1, 15.1.2, 15.2
Addenda
1.1.1
Additional Costs, Claims for
3.7.4, 3.7.5, 10.3.2, 15.1.5
Additional Inspections and Testing
9.4.2, 9.8.3, 12.2.1, 13.4
Additional Time, Claims for
3.2.4, 3.7.4, 3.7.5, 3.10.2, 8.3.2, 15.1.6
Administration of the Contract
3.1.3, 4.2, 9.4, 9.5
Advertisement or Invitation to Bid
1.1.1
Aesthetic Effect
4.2.13
Allowances
3.8
Applications for Payment
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5.1, 9.5.4, 9.6.3, 9.7, 9. 10
Approvals
2.1.1, 2.3.1, 2.5, 3.1.3, 3.10.2, 3.12.8, 3.12.9,
3.12.10.1, 4.2.7, 9.3.2, 13.4.1
Arbitration
8.3.1, 15.3.2, 15.4
ARCHITECT
4
Architect, Definition of
4.1.1
Architect, Extent of Authority
2.5, 3.12.7, 4.1.2, 4.2, 5.2, 6.3, 7.1.2, 7.3.4, 7.4, 9.2,
9.3.1, 9.4, 9.5, 9.6.3, 9.8, 9.10.1, 9.10.3, 12.1, 12.2.1,
13.4.1, 13.4.2, 14.2.2, 14.2.4, 15.1.4, 15.2.1
Architect, Limitations of Authority and Responsibility
2.1.1, 3.12.4, 3.12.8, 3.12.10, 4.1.2, 4.2.1, 4.2.2, 4.2.3,
4.2.6, 4.2.7, 4.2.10, 4.2.12, 4.2.13, 5.2.1, 7.4, 9.4.2,
9.5.4, 9.6.4, 15.1.4, 15.2
Architect's Additional Services and Expenses
2.5, 12.2.1, 13.4.2, 13.4.3, 14.2.4
Architect's Administration of the Contract
3.1.3, 3.7.4, 15.2, 9.4.1, 9.5
Architect's Approvals
2.5, 3.1.3, 3.5, 3.10.2, 4.2.7
Architect's Authority to Reject Work
3.5, 4.2.6, 12.1.2, 12.2.1
Architect's Copyright
1.1.7, 1.5
Architect's Decisions
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 4.2.14, 6.3,
7.3.4, 7.3.9, 8.1.3, 8.3.1, 9.2, 9.4.1, 9.5, 9.8.4, 9.9.1,
13.4.2, 15.2
Architect's Inspections
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.8.3, 9.9.2, 9.10.1, 13.4
Architect's Instructions
3.2.4, 3.3.1, 4.2.6, 4.2.7, 13.4.2
Architect's Interpretations
4.2.11, 4.2.12
Architect's Project Representative
4.2.10
Architect's Relationship with Contractor
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2,
3.5, 3.7.4, 3.7.5, 3.9.2, 3.9.3, 3.10, 3.11, 3.12, 3.16,
3.18, 4.1.2, 4.2, 5.2, 6.2.2, 7, 8.3.1, 9.2, 9.3, 9.4, 9.5,
9.7, 9.8, 9.9, 10.2.6, 10.3, 11.3, 12, 13.3.2, 13.4, 15.2
Architect's Relationship with Subcontractors
1. 1.2, 4.2.3, 4.2.4, 4.2.6, 9.6.3, 9.6.4, 11.3
Architect's Representations
9.4.2, 9.5.1, 9.10.1
Architect's Site Visits
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Asbestos
l 0.3.1
Attorneys' Fees
3.18.1, 9.6.8, 9.10.2, 10.3.3
Award of Separate Contracts
6.1.1, 6.1.2
Award of Subcontracts and Other Contracts for
Portions of the Work
5.2
Basic Definitions
1.1
Bidding Requirements
1.1.1
Binding Dispute Resolution
8.3.1, 9.7, 11.5, 13.1, 15.1.2, 15.1.3, 15.2.1, 15.2.5,
15.2.6.1, 15.3.1, 15.3.2, 15.3.3, 15.4.1
Bonds, Lien
7.3.4.4, 9.6.8, 9.10.2, 9.10.3
Bonds, Performance, and Payment
7.3.4.4, 9.6.7, 9.10.3, 11.1.2, 11.1.3, 11.5
Building Information Models Use and Reliance
1.8
Building Permit
3.7.1
Capitalization
1.3
Certificate of Substantial Completion
9.8.3, 9.8.4, 9.8.5
AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 3
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documentss Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
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Certificates for Payment
4.2.1, 4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7,
9.10.1, 9.10.3, 14.1.1.3, 14.2.4, 15.1.4
Certificates of Inspection, Testing or Approval
13.4.4
Certificates of Insurance
9.10.2
Change Orders
1. 1. 1, 3.4.2, 3.7.4, 3.8.2.3, 3.11, 3.12.8, 4.2.8, 5.2.3,
7.1.2, 7.1.3, 7.2, 7.3.2, 7.3.7, 7.3.9, 7.3.10, 8.3. 1,
9.3.1.1, 9.10.3, 10.3.2, 11.2, 11.5, 12.1.2
Change Orders, Definition of
7.2.1
CHANGES IN THE WORK
2.2.2,3.11,4.2.8,7,7.2.1,7.3.1,7.4,8.3.1,9.3.1.1,
11.5
Claims, Definition of
15.1.1
Claims, Notice of
1.6.2, 15.1.3
CLAIMS AND DISPUTES
3.2.4, 6.1.1, 6.3, 7.3.9, 9.3.3, 9.10.4, 10.3.3, 15, 15.4
Claims and Timely Assertion of Claims
15.4.1
Claims for Additional Cost
3.2.4, 3.3.1, 3.7.4, 7.3.9, 9.5.2, 10.2.5, 10.3.2, 15.1.5
Claims for Additional Time
3.2.4, 3.3.1, 3.7.4, 6.1.1, 8.3.2, 9.5.2, 10.3.2, 15.1.6
Concealed or Unknown Conditions, Claims for
3.7.4
Claims for Damages
3.2.4, 3.18, 8.3.3, 9.5.1, 9.6.7, 10.2.5, 10.3.3, 11.3,
11.3.2, 14.2.4, 15.1.7
Claims Subject to Arbitration
15.4.1
Cleaning Up
3.15, 6.3
Commencement of the Work, Conditions Relating to
2.2.1, 3.2.2, 3.4.1, 3.7.1, 3.10.1, 3.12.6, 5.2.1, 5.2.3,
6.2.2, 8.1.2, 8.2.2, 8.3.1, 11.1, 11.2, 15.1.5
Commencement of the Work, Definition of
8.1.2
Communications
3.9.1, 4.2.4
Completion, Conditions Relating to
3.4.1, 3.11, 3.15, 4.2.2, 4.2.9, 8.2, 9.4.2, 9.8, 9.9. 1,
9.10, 12.2, 14.1.2, 15.1.2
COMPLETION, PAYMENTS AND
9
Completion, Substantial
3.10.1, 4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9. 1,
9.10.3, 12.2, 15.1.2
Compliance with Laws
2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 10.2.2, 13. 1,
13.3, 13.4.1, 13.4.2, 13.5, 14.1.1, 14.2.1.3, 15.2.8,
15.4.2, 15.4.3
Concealed or Unknown Conditions
3.7.4, 4.2.8, 8.3.1, 10.3
Conditions of the Contract
1.1.1, 6.1.1, 6.1.4
Consent, Written
3.4.2, 3.14.2, 4.1.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3, 13.2,
15.4.4.2
Consolidation or Joinder
15.4.4
CONSTRUCTION BY OWNER OR BY
SEPARATE CONTRACTORS
1.1.4, 6
Construction Change Directive, Definition of
7.3.1
Construction Change Directives
1.1.1,3.4.2,3.11,3.12.8,4.2.8,7.1.1,7.1.2,7.1.3,7.3,
9.3.1.1
Construction Schedules, Contractor's
3.10, 3.11, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Contingent Assignment of Subcontracts
5.4, 14.2.2.2
Continuing Contract Performance
15.1.4
Contract, Definition of
1.1.2
CONTRACT, TERMINATION OR
SUSPENSION OF THE
5.4.1.1, 5.4.2, 11.5, 14
Contract Administration
3.1.3, 4, 9.4, 9.5
Contract Award and Execution, Conditions Relating
to
3.7.1, 3.10, 5.2, 6.1
Contract Documents, Copies Furnished and Use of
1.5.2, 2.3.6, 5.3
Contract Documents, Definition of
1.1.1
Contract Sum
2.2.2, 2.2.4, 3.7.4, 3.7.5, 3.8, 3.10.2, 5.2.3, 7.3, 7.4,
9.1, 9.2, 9.4.2, 9.5.1.4, 9.6.7, 9.7, 10.3.2, 1 1.5, 12.1.2,
12.3, 14.2.4, 14.3.2, 15.1.4.2, 15.1.5, 15.2.5
Contract Sum, Definition of
9.1
Contract Time
1.1.4, 2.2.1, 2.2.2, 3.7.4, 3.7.5, 3.10.2, 5.2.3, 6.1.5,
7.2.1.3, 7.3.1, 7.3.5, 7.3.6, 7, 7, 7.3.10, 7.4, 8. 1. 1,
8.2.1, 8.2.3, 8.3.1, 9.5.1, 9.7, 10.3.2, 12.1.1, 12.1.2,
14.3.2, 15.1.4.2, 15.1.6.1, 15.2.5
Contract Time, Definition of
8.1.1
CONTRACTOR
3
Contractor, Definition of
3.1, 6.1.2
Contractor's Construction and Submittal
Schedules
3.10, 3.12.1, 3.12.2, 4.2.3, 6.1.3, 15.1.6.2
AIA Document A201 —2017. Copyright@ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 4
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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User Notes: (1429619300)
Contractor's Employees
2.2.4, 3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2,
10.3, 11.3, 14.1, 14.2.1.1
Contractor's Liability Insurance
11.1
Contractor's Relationship with Separate Contractors
and Owner's Forces
3.12.5, 3.14.2, 4.2.4, 6, 11.3, 12.2.4
Contractor's Relationship with Subcontractors
1.2.2, 2.2.4, 3.3.2, 3.18.1, 3.18.2, 4.2.4, 5, 9.6.2, 9.6.7,
9.10.2, 11.2, 11.3, 11.4
Contractor's Relationship with the Architect
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2,
3.5.1, 3.7.4, 3.10, 3.11, 3.12, 3.16, 3.18, 4.2, 5.2, 6.2.2,
7, 8.3.1, 9.2, 9.3, 9.4, 9.5, 9.7, 9.8, 9.9, 10.2.6, 10.3,
11.3, 12, 13.4, 15.1.3, 15.2.1
Contractor's Representations
3.2.1, 3.2.2, 3.5, 3.12.6, 6.2.2, 8.2.1, 9.3.3, 9.8.2
Contractor's Responsibility for Those Performing the
Work
3.3.2, 3.18, 5.3, 6.1.3, 6.2, 9.5.1, 10.2.8
Contractor's Review of Contract Documents
3.2
Contractor's Right to Stop the Work
2.2.2, 9.7
Contractor's Right to Terminate the Contract
14.1
Contractor's Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 9.2, 9.3, 9.8.2,
9.8.3, 9.9.1, 9.10.2, 9.10.3
Contractor's Superintendent
3.9, 10.2.6
Contractor's Supervision and Construction
Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3,
7.3.4, 7.3.6, 8.2, 10, 12, 14, 15.1.4
Coordination and Correlation
1.2, 3.2.1, 3.3.1, 3.10, 3.12.6, 6.1.3, 6.2.1
Copies Furnished of Drawings and Specifications
1.5, 2.3.6, 3.11
Copyrights
1.5, 3.17
Correction of Work
2.5, 3.7.3, 9.4.2, 9.8.2, 9.8.3, 9.9.1, 12.1.2, 12.2, 12.3,
15.1.3.1, 15.1.3.2, 15.2.1
Correlation and Intent of the Contract Documents
1.2
Cost, Definition of
7.3.4
Costs
2.5, 3.2.4, 3.7.3, 3.8.2, 3.15.2, 5.4.2, 6.1.1, 6.2.3,
7.3.3.3, 7.3.4, 7.3.8, 7.3.9, 9.10.2, 10.3.2, 10.3.6, 11.2,
12.1.2, 12.2.1, 12.2.4, 13.4, 14
Cutting and Patching
3.14, 6.2.5
Damage to Construction of Owner or Separate
Contractors
3.14.2, 6.2.4, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damage to the Work
3.14.2, 9.9.1, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damages, Claims for
3.2.4, 3.18, 6.1.1, 8.3.3, 9.5.1, 9.6.7, 10.3.3, 11.3.2,
11.3, 14.2.4, 15.1.7
Damages for Delay
6.2.3, 8.3.3, 9.5.1.6, 9.7, 10.3.2, 14.3.2
Date of Commencement of the Work, Definition of
8.1.2
Date of Substantial Completion, Definition of
8.1.3
Day, Definition of
8.1.4
Decisions of the Architect
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 6.3, 7.3.4,
7.3.9, 8.1.3, 8.3.1, 9.2, 9.4, 9.5.1, 9.8.4, 9.9.1, 13.4.2,
14.2.2, 14.2.4, 15.1, 15.2
Decisions to Withhold Certification
9.4.1, 9.5, 9.7, 14.1.1.3
Defective or Nonconforming Work, Acceptance,
Rejection and Correction of
2.5, 3.5, 4.2.6, 6.2.3, 9.5.1, 9.5.3, 9.6.6, 9.8.2, 9.9.3,
9.10.4, 12.2.1
Definitions
1.1,2.1.1,3.1.1,3.5,3.12.1,3.12.2,3.12.3,4.1.1,5.1,
6.1.2, 7.2.1, 7.3.1, 8.1, 9.1, 9.8.1, 15.1.1
Delays and Extensions of Time
3.2, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7,
10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
Digital Data Use and Transmission
1.7
Disputes
6.3, 7.3.9, 15.1, 15.2
Documents and Samples at the Site
3.11
Drawings, Definition of
1.1.5
Drawings and Specifications, Use and Ownership of
3.11
Effective Date of Insurance
8.2.2
Emergencies
10.4, 14.1.1.2, 15.1.5
Employees, Contractor's
3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2,
10.3.3, 11.3, 14.1, 14.2.1.1
Equipment, Labor, or Materials
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15. 1,
4.2.6, 4.2.7, 5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3,
9.10.2, 10.2.1, 10.2.4, 14.2.1.1, 14.2.1.2
Execution and Progress of the Work
1.1.3, 1.2.1, 1.2.2, 2.3.4, 2.3.6, 3.1, 3.3.1, 3.4.1, 3.7.1,
3.10.1, 3.12, 3.14, 4.2, 6.2.2, 7.1.3, 7.3.6, 8.2, 9.5.1,
9.9.1, 10.2, 10.3, 12.1, 12.2, 14.2, 14.3.1, 15.1.4
AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 5
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.004248$55 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract DocumentsO Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1429619300)
Extensions of Time
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3, 7.4, 9.5.1, 9.7, 10.3.2,
10.4, 14.3, 15.1.6, 15.2.5
Failure of Payment
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Faulty Work
(See Defective or Nonconforming Work)
Final Completion and Final Payment
4.2.1, 4.2.9, 9.8.2, 9.10, 12.3, 14.2.4, 14.4.3
Financial Arrangements, Owner's
2.2.1, 13.2.2, 14.1.1.4
GENERAL PROVISIONS
1
Governing Law
13.1
Guarantees (See Warranty)
Hazardous Materials and Substances
10.2.4, 10.3
Identification of Subcontractors and Suppliers
5.2.1
Indemnification
3.17, 3.18, 9.6.8, 9.10.2, 10.3.3, 11.3
Information and Services Required of the Owner
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10.1, 6.1.3, 6.1.4, 6.2.5,
9.6.1, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2,
14.1.1.4, 14.1.4, 15.1.4
Initial Decision
15.2
Initial Decision Maker, Definition of
1.1.8
Initial Decision Maker, Decisions
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Initial Decision Maker, Extent of Authority
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Injury or Damage to Person or Property
10.2.8, 10.4
Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3,
9.9.2, 9.10.1, 12.2.1, 13.4
Instructions to Bidders
1.1.1
Instructions to the Contractor
3.2.4, 3.3.1, 3.8.1, 5.2.1, 7, 8.2.2, 12, 13.4.2
Instruments of Service, Definition of
1.1.7
Insurance
6.1.1, 7.3.4, 8.2.2, 9.3.2, 9.8.4, 9.9.1, 9.10.2, 10.2.5, 11
Insurance, Notice of Cancellation or Expiration
11.1.4, 11.2.3
Insurance, Contractor's Liability
11.1
Insurance, Effective Date of
8.2.2, 14.4.2
Insurance, Owner's Liability
11.2
Insurance, Property
10.2.5, 11.2, 11.4, 11.5
Insurance, Stored Materials
9.3.2
INSURANCE AND BONDS
11
Insurance Companies, Consent to Partial Occupancy
9.9.1
Insured loss, Adjustment and Settlement of
11.5
Intent of the Contract Documents
1.2.1, 4.2.7, 4.2.12, 4.2.13
Interest
13.5
Interpretation
1.1.8, 1.2.3, 1.4, 4.1.1, 5.1, 6.1.2, 15. 1.1
Interpretations, Written
4.2.11, 4.2.12
Judgment on Final Award
15.4.2
Labor and Materials, Equipment
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15. 1,
5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2, 10.2.1,
10.2.4, 14.2.1.1, 14.2.1.2
Labor Disputes
8.3.1
Laws and Regulations
1.5, 2.3.2, 3.2.3, 3.2.4, 3.6, 3.7, 3.12.10, 3.13, 9.6.4,
9.9.1, 10.2.2, 13.1, 13.3.1, 13.4.2, 13.5, 14, 15.2.8,
15.4
Liens
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Limitations, Statutes of
12.2.5, 15.1.2, 15.4.1.1
Limitations of Liability
3.2.2, 3.5, 3.12.10, 3.12.10.1, 3.17, 3.18.1, 4.2.6,
4.2.7, 6.2.2, 9.4.2, 9.6.4, 9.6.7, 9.6.8, 10.2.5, 10.3.3,
11.3, 12.2.5, 13.3.1
Limitations of Time
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2.7,
5.2, 5.3, 5.4.1, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3,
9.4.1, 9.5, 9.6, 9.7, 9.8, 9.9, 9.10, 12.2, 13.4, 14, 15,
15.1.2, 15.1.3, 15.1.5
Materials, Hazardous
10.2.4, 10.3
Materials, Labor, Equipment and
1.1.3, 1.1.6,3.4.1,3.5,3.8.2,3.8.3,3.12,3.13,3.15.1,
5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2,
10.2.1.2, 10.2.4, 14.2.1.1, 14.2.1.2
Means, Methods, Techniques, Sequences and
Procedures of Construction
3.3.1, 3.12.10, 4.2.2, 4.2.7, 9.4.2
Mechanic's Lien
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Mediation
8.3.1, 15.1.3.2, 15.2.1, 15.2.5, 15.2.6, 15.3, 15.4. 1,
15.4.1.1
Minor Changes in the Work
1. 1. 1, 3.4.2, 3.12.8, 4.2.8, 7.1, 7.4
Init. AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. 'The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 6
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
l resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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MISCELLANEOUS PROVISIONS
13
Modifications, Definition of
1.1.1
Modifications to the Contract
1.1.1, 1. 1.2, 2.5, 3.11, 4.1.2, 4.2.1, 5.2.3, 7, 8.3.1, 9.7,
10.3.2
Mutual Responsibility
6.2
Nonconforming Work, Acceptance of
9.6.6, 9.9.3, 12.3
Nonconforming Work, Rejection and Correction of
2.4, 2.5, 3.5, 4.2.6, 6.2.4, 9.5.1, 9.8.2, 9.9.3, 9.10.4,
12.2
Notice
1.6, 1.6.1, 1.6.2, 2.1.2, 2.2.2., 2.2.3, 2.2.4, 2.5, 3.2.4,
3.3.1, 3.7.4, 3.7.5, 3.9.2, 3.12.9, 3.12.10, 5.2.1, 7.4,
8.2.2 9.6.8, 9.7, 9.10.1, 10.2.8, 10.3.2, 11.5, 12.2.2.1,
13.4.1, 13.4.2,14.1, 14.2.2, 14.4.2, 15.1.3, 15.1.5,
15.1.6, 15.4.1
Notice of Cancellation or Expiration of Insurance
11.1.4, 11.2.3
Notice of Claims
1.6.2, 2.1.2, 3.7.4, 9.6.8, 10.2.8, 15.1.3, 15.1.5, 15.1.6,
15.2.8, 15.3.2, 15.4.1
Notice of Testing and Inspections
13.4.1, 13.4.2
Observations, Contractor's
3.2, 3.7.4
Occupancy
2.3.1, 9.6.6, 9.8
Orders, Written
1.1.1, 2.4, 3.9.2, 7, 8.2.2, 11.5, 12.1, 12.2.2.1, 13.4.2,
14.3.1
OWNER
2
Owner, Definition of
2.1.1
Owner, Evidence of Financial Arrangements
2.2, 13.2.2, 14.1.1.4
Owner, Information and Services Required of the
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10, 6.1.3, 6.1.4, 6.2.5, 9.3.2,
9.6.1, 9.6.4, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2,
14.1.1.4, 14.1.4, 15.1.4
Owner's Authority
1.5, 2.1.1, 2.3.32.4, 2.5, 3.4.2, 3.8.1, 3.12.10, 3.14.2,
4.1.2, 4.2.4, 4.2.9, 5.2.1, 5.2.4, 5.4.1, 6.1, 6.3, 7.2.1,
7.3.1, 8.2.2, 8.3.1, 9.3.2, 9.5.1, 9.6.4, 9.9.1, 9.10.2,
10.3.2, 11.4, 11.5, 12.2.2, 12.3, 13.2.2, 14.3, 14.4,
15.2.7
Owner's Insurance
11.2
Owner's Relationship with Subcontractors
1. 1.2, 5.2, 5.3, 5.4, 9.6.4, 9.10.2, 14.2.2
Owner's Right to Carry Out the Work
2.5, 14.2.2
Owner's Right to Clean Up
6.3
Owner's Right to Perform Construction and to
Award Separate Contracts
6.1
Owner's Right to Stop the Work
2.4
Owner's Right to Suspend the Work
14.3
Owner's Right to Terminate the Contract
14.2, 14.4
Ownership and Use of Drawings, Specifications
and Other Instruments of Service
1.1.1, 1.1.6, 1.1.7, 1.5, 2.3.6, 3.2.2, 3.11, 3. l 7, 4.2.12,
5.3
Partial Occupancy or Use
9.6.6, 9.9
Patching, Cutting and
3.14, 6.2.5
Patents
3.17
Payment, Applications for
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5, 9.6.3, 9.7, 9.8.5, 9.10. 1,
14.2.3, 14.2.4, 14.4.3
Payment, Certificates for
4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7, 9. 10. 1,
9.10.3, 14.1.1.3, 14.2.4
Payment, Failure of
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Payment, Final
4.2.1, 4.2.9, 9.10, 12.3, 14.2.4, 14.4.3
Payment Bond, Performance Bond and
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Payments, Progress
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
PAYMENTS AND COMPLETION
9
Payments to Subcontractors
5.4.2, 9.5.1.3, 9.6.2, 9.6.3, 9.6.4, 9.6.7, 14.2.1.2
PCB
10.3.1
Performance Bond and Payment Bond
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Permits, Fees, Notices and Compliance with Laws
2.3.1, 3.7, 3.13, 7.3.4.4, 10.2.2
PERSONS AND PROPERTY, PROTECTION OF
10
Polychlorinated Biphenyl
10.3.1
Product Data, Definition of
3.12.2
Product Data and Samples, Shop Drawings
3.11, 3.12, 4.2.7
Progress and Completion
4.2.2, 8.2, 9.8, 9.9.1, 14.1.4, 15.1.4
Progress Payments
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
AIA Document A201 —2017. Copyright @ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents' are trademarks of The 7
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
N resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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Project, Definition of
1.1.4
Project Representatives
4.2.10
Property Insurance
10.2.5, 11.2
Proposal Requirements
1.1.1
PROTECTION OF PERSONS AND PROPERTY
10
Regulations and Laws
1.5, 2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 9.9. 1,
10.2.2, 13.1, 13.3, 13.4.1, 13.4.2,13.5, 14,15.2.8, 15.4
Rejection of Work
4.2.6, 12.2.1
Releases and Waivers of Liens
9.3.1, 9.10.2
Representations
3.2.1, 3.5, 3.12.6, 8.2.1, 9.3.3, 9.4.2, 9.5.1, 9.10.1
Representatives
2.1.1, 3.1.1, 3.9, 4.1.1, 4.2.10, 13.2.1
Responsibility for Those Performing the Work
3.3.2, 3.18, 4.2.2, 4.2.3, 5.3, 6.1.3, 6.2, 6.3, 9.5. 1, 10
Retainage
9.3.1, 9.6.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3
Review of Contract Documents and Field
Conditions by Contractor
3.2, 3.12.7, 6.1.3
Review of Contractor's Submittals by Owner and
Architect
3.10.1, 3.10.2, 3.11, 3.12, 4.2, 5.2, 6.1.3, 9.2, 9.8.2
Review of Shop Drawings, Product Data and Samples
by Contractor
3.12
Rights and Remedies
1. 1.2, 2.4, 2.5, 3.5, 3.7.4, 3.15.2, 4.2.6, 5.3, 5.4, 6. 1,
6.3, 7.3.1, 8.3, 9.5.1, 9.7, 10.2.5, 10.3, 12.2.1, 12.2.2,
12.2.4, 13.3, 14, 15.4
Royalties, Patents and Copyrights
3.17
Rules and Notices for Arbitration
15.4.1
Safety of Persons and Property
10.2, 10.4
Safety Precautions and Programs
3.3.1, 4.2.2, 4.2.7, 5.3, 10.1, 10.2, 10.4
Samples, Definition of
3.12.3
Samples, Shop Drawings, Product Data and
3.11, 3.12, 4.2.7
Samples at the Site, Documents and
3.11
Schedule of Values
9.2, 9.3.1
Schedules, Construction
3.10, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Separate Contracts and Contractors
1. 1.4, 3.12.5, 3.14.2, 4.2.4, 4.2.7, 6, 8.3.1, 12.1.2
Separate Contractors, Definition of
6.1.1
Shop Drawings, Definition of
3.12.1
Shop Drawings, Product Data and Samples
3.11, 3.12, 4.2.7
Site, Use of
3.13, 6.1.1, 6.2.1
Site Inspections
3.2.2, 3.3.3, 3.7.1, 3.7.4, 4.2, 9.9.2, 9.4.2, 9.10.1, 13.4
Site Visits, Architect's
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Special Inspections and Testing
4.2.6, 12.2.1, 13.4
Specifications, Definition of
1.1.6
Specifications
1.1.1, 1.1.6, 1.2.2, 1.5, 3.12.10, 3.17, 4.2.14
Statute of Limitations
15.1.2, 15.4.1.1
Stopping the Work
2.2.2, 2.4, 9.7, 10.3, 14.1
Stored Materials
6.2.1, 9.3.2, 10.2.1.2, 10.2.4
Subcontractor, Definition of
5.1.1
SUBCONTRACTORS
5
Subcontractors, Work by
1.2.2, 3.3.2, 3.12.1, 3.18, 4.2.3, 5.2.3, 5.3, 5.4, 9.3.1.2,
9.6.7
Subcontractual Relations
5.3, 5.4, 9.3.1.2, 9.6, 9.10, 10.2.1, 14.1, 14.2.1
Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 7.3.4, 9.2, 9.3, 9.8,
9.9.1, 9.10.2, 9.10.3
Submittal Schedule
3.10.2, 3.12.5, 4.2.7
Subrogation, Waivers of
6.1.1, 11.3
Substances, Hazardous
10.3
Substantial Completion
4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9.1, 9.10.3, 12.2,
15.1.2
Substantial Completion, Definition of
9.8.1
Substitution of Subcontractors
5.2.3, 5.2.4
Substitution of Architect
2.3.3
Substitutions of Materials
3.4.2, 3.5, 7.3.8
Sub -subcontractor, Definition of
5.1.2
AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017 All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 8
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract DocumentO Terms of Service. To report copyright violations,
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Subsurface Conditions
3.7.4
Successors and Assigns
13.2
Superintendent
3.9, 10.2.6
Supervision and Construction Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3,
7.3.4, 8.2, 8.3.1, 9.4.2, 10, 12, 14, 15.1.4
Suppliers
1.5, 3.12.1, 4.2.4, 4.2.6, 5.2.1, 9.3, 9.4.2, 9.5.4, 9.6,
9.10.5, 14.2.1
Surety
5.4.1.2, 9.6.8, 9.8.5, 9.10.2, 9.10.3, 11.1.2, 14.2.2,
15.2.7
Surety, Consent of
9.8.5, 9.10.2, 9.10.3
Surveys
1.1.7, 2.3.4
Suspension by the Owner for Convenience
14.3
Suspension of the Work
3.7.5, 5.4.2, 14.3
Suspension or Termination of the Contract
5.4.1.1, 14
Taxes
3.6, 3.8.2.1, 7.3.4.4
Termination by the Contractor
14.1, 15.1.7
Termination by the Owner for Cause
5.4.1.1, 14.2, 15.1.7
Termination by the Owner for Convenience
14.4
Termination of the Architect
2.3.3
Termination of the Contractor Employment
14.2.2
TERMINATION OR SUSPENSION OF THE
CONTRACT
14
Tests and Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3,
9.9.2, 9.10.1, 10.3.2, 12.2.1, 13.4
TIME
8
Time, Delays and Extensions of
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7,
10.3.2,10.4,14.3.2,15.1.6,15.2.5
Time Limits
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2,
5.2, 5.3, 5.4, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3, 9.4. 1,
9.5, 9.6, 9.7, 9.8, 9.9, 9.10, 12.2, 13.4, 14, 15.1.2,
15.1.3, 15.4
Time Limits on Claims
3.7.4, 10.2.8, 15.1.2, 15.1.3
Title to Work
9.3.2, 9.3.3
UNCOVERING AND CORRECTION OF WORK
12
Uncovering of Work
12.1
Unforeseen Conditions, Concealed or Unknown
3.7.4, 8.3.1, 10.3
Unit Prices
7.3.3.2, 9.1.2
Use of Documents
1.1.1, 1.5, 2.3.6, 3.12.6, 5.3
Use of Site
3.13, 6.1.1, 6.2.1
Values, Schedule of
9.2, 9.3.1
Waiver of Claims by the Architect
13.3.2
Waiver of Claims by the Contractor
9.10.5, 13.3.2, 15.1.7
Waiver of Claims by the Owner
9.9.3, 9.10.3, 9.10.4, 12.2.2.1, 13.3.2, 14.2.4, 15.1.7
Waiver of Consequential Damages
14.2.4, 15.1.7
Waiver of Liens
9.3, 9.10.2, 9.10.4
Waivers of Subrogation
6.1.1, 11.3
Warranty
3.5, 4.2.9, 9.3.3, 9.8.4, 9.9.1, 9.10.2, 9.10.4, 12.2.2,
15.1.2
Weather Delays
8.3, 15.1.6.2
Work, Definition of
1.1.3
Written Consent
1.5.2, 3.4.2, 3.7.4, 3.12.8, 3.14.2, 4.1.2, 9.3.2, 9.10.3,
13.2, 13.3.2, 15.4.4.2
Written Interpretations
4.2.11, 4.2.12
Written Orders
1.1.1, 2.4, 3.9, 7, 8.2.2, 12.1, 12.2, 13.4.2, 14.3.1
Init. AIA Document A201 —2017- Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017 All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 9
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
I resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service.. To report copyright violations,
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ARTICLE 1 GENERAL PROVISIONS
§ 1.1 Basic Definitions
§ 1.1.1 The Contract Documents
The Contract Documents are enumerated in the Agreement between the Owner and Contractor (hereinafter the
Agreement) and consist of the Agreement, Conditions of the Contract (General, Supplementary and other Conditions),
Drawings, Specifications, Addenda issued prior to execution of the Contract, other documents listed in the Agreement,
and Modifications issued after execution of the Contract. A Modification is (1) a written amendment to the Contract
signed by both parties, (2) a Change Order, (3) a Construction Change Directive, or (4) a written order for a minor
change in the Work issued by the Architect. Unless specifically enumerated in the Agreement, the Contract
Documents do not include the advertisement or invitation to bid, Instructions to Bidders, sample forms, other
information furnished by the Owner in anticipation of receiving bids or proposals, the Contractor's bid or proposal, or
portions of Addenda relating to bidding or proposal requirements.
§ 1.1.2 The Contract
The Contract Documents form the Contract for Construction. The Contract represents the entire and integrated
agreement between the parties hereto and supersedes prior negotiations, representations, or agreements, either written
or oral. The Contract may be amended or modified only by a Modification. The Contract Documents shall not be
construed to create a contractual relationship of any kind (1) between the Contractor and the Architect or the
Architect's consultants, (2) between the Owner and a Subcontractor or a Sub -subcontractor, (3) between the Owner
and the Architect or the Architect's consultants, or (4) between any persons or entities other than the Owner and the
Contractor. The Architect shall, however, be entitled to performance and enforcement of obligations under the
Contract intended to facilitate performance of the Architect's duties.
§ 1.1.3 The Work
The term "Work" means the construction and services required by the Contract Documents, whether completed or
partially completed, and includes all other labor, materials, equipment, and services provided or to be provided by the
Contractor to fulfill the Contractor's obligations. The Work may constitute the whole or a part of the Project.
§ 1.1.4 The Project
The Project is the total construction of which the Work performed under the Contract Documents may be the whole or
a part and which may include construction by the Owner and by Separate Contractors.
§ 1.1.5 The Drawings
The Drawings are the graphic and pictorial portions of the Contract Documents showing the design, location and
dimensions of the Work, generally including plans, elevations, sections, details, schedules, and diagrams.
§ 1.1.6 The Specifications
The Specifications are that portion of the Contract Documents consisting of the written requirements for materials,
equipment, systems, standards and workmanship for the Work, and performance of related services.
§ 1.1.7 Instruments of Service
Instruments of Service are representations, in any medium of expression now known or later developed, of the tangible
and intangible creative work performed by the Architect and the Architect's consultants under their respective
professional services agreements. Instruments of Service may include, without limitation, studies, surveys, models,
sketches, drawings, specifications, and other similar materials.
§ 1.1.8 Initial Decision Maker
The Initial Decision Maker is the person identified in the Agreement to render initial decisions on Claims in
accordance with Section 15.2. The Initial Decision Maker shall not show partiality to the Owner or Contractor and
shall not be liable for results of interpretations or decisions rendered in good faith.
§ 1.2 Correlation and Intent of the Contract Documents
§ 1.2.1 The intent of the Contract Documents is to include all items necessary for the proper execution and completion
of the Work by the Contractor. The Contract Documents are complementary, and what is required by one shall be as
binding as if required by all; performance by the Contractor shall be required only to the extent consistent with the
Contract Documents and reasonably inferable from them as being necessary to produce the indicated results.
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 10
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01131/2025, is not For
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract DocumentO Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1429619300)
§ 1.2.1.1 The invalidity of any provision of the Contract Documents shall not invalidate the Contract or its remaining
provisions. if it is determined that any provision of the Contract Documents violates any law, or is otherwise invalid or
unenforceable, then that provision shall be revised to the extent necessary to make that provision legal and
enforceable. In such case the Contract Documents shall be construed, to the fullest extent permitted by law, to give
effect to the parties' intentions and purposes in executing the Contract.
§ 1.2.2 Organization of the Specifications into divisions, sections and articles, and arrangement of Drawings shall not
control the Contractor in dividing the Work among Subcontractors or in establishing the extent of Work to be
performed by any trade.
§ 1.2.3 Unless otherwise stated in the Contract Documents, words that have well-known technical or construction
industry meanings are used in the Contract Documents in accordance with such recognized meanings.
§ 1.3 Capitalization
Terms capitalized in these General Conditions include those that are (1) specifically defined, (2) the titles of numbered
articles, or (3) the titles of other documents published by the American Institute of Architects.
§ 1.4 Interpretation
In the interest of brevity the Contract Documents frequently omit modifying words such as "all" and "any" and articles
such as "the" and "an," but the fact that a modifier or an article is absent from one statement and appears in another is
not intended to affect the interpretation of either statement.
§ 1.5 Ownership and Use of Drawings, Specifications, and Other Instruments of Service
§ 1.5.1 The Architect and the Architect's consultants shall be deemed the authors and owners of their respective
Instruments of Service, including the Drawings and Specifications, and retain all common law, statutory, and other
reserved rights in their Instruments of Service, including copyrights. The Contractor, Subcontractors,
Sub -subcontractors, and suppliers shall not own or claim a copyright in the Instruments of Service. Submittal or
distribution to meet official regulatory requirements or for other purposes in connection with the Project is not to be
construed as publication in derogation of the Architect's or Architect's consultants' reserved rights.
§ 1.5.2 The Contractor, Subcontractors, Sub -subcontractors, and suppliers are authorized to use and reproduce the
Instruments of Service provided to them, subject to any protocols established pursuant to Sections 1.7 and 1.8, solely
and exclusively for execution of the Work. All copies made under this authorization shall bear the copyright notice, if
any, shown on the Instruments of Service. The Contractor, Subcontractors, Sub -subcontractors, and suppliers may not
use the Instruments of Service on other projects or for additions to the Project outside the scope of the Work without
the specific written consent of the Owner, Architect, and the Architect's consultants.
§ 1.6 Notice
§ 1.6.1 Except as otherwise provided in Section 1.6.2, where the Contract Documents require one party to notify or
give notice to the other party, such notice shall be provided in writing to the designated representative of the party to
whom the notice is addressed and shall be deemed to have been duly served if delivered in person, by mail, by courier,
or by electronic transmission if a method for electronic transmission is set forth in the Agreement.
§ 1.6.2 Notice of Claims as provided in Section 15.1.3 shall be provided in writing and shall be deemed to have been
duly served only if delivered to the designated representative of the party to whom the notice is addressed by certified
or registered mail, or by courier providing proof of delivery.
§ 1.7 Digital Data Use and Transmission
The parties shall agree upon protocols governing the transmission and use of Instruments of Service or any other
information or documentation in digital form. The parties will use AIA Document E203Tm-2013, Building
Information Modeling and Digital Data Exhibit, to establish the protocols for the development, use, transmission, and
exchange of digital data.
§ 1.8 Building Information Models Use and Reliance
Any use of, or reliance on, all or a portion of a building information model without agreement to protocols governing
the use of, and reliance on, the information contained in the model and without having those protocols set forth in AIA
Document E203Tm-2013, Building Information Modeling and Digital Data Exhibit, and the requisite AIA Document
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 11
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G202Tm-2013, Project Building Information Modeling Protocol Form, shall be at the using or relying party's sole risk
and without liability to the other party and its contractors or consultants, the authors of, or contributors to, the building
information model, and each of their agents and employees.
ARTICLE 2 OWNER
§ 2.1 General
§ 2.1.1 The Owner is the person or entity identified as such in the Agreement and is referred to throughout the Contract
Documents as if singular in number. The Owner shall designate in writing a representative who shall have express
authority to bind the Owner with respect to all matters requiring the Owner's approval or authorization. Except as
otherwise provided in Section 4.2.1, the Architect does not have such authority. The term "Owner" means the Owner
or the Owner's authorized representative.
§ 2.1.2 The Owner shall furnish to the Contractor, within fifteen days after receipt of a written request, information
necessary and relevant for the Contractor to evaluate, give notice of, or enforce mechanic's lien rights. Such
information shall include a correct statement of the record legal title to the property on which the Project is located,
usually referred to as the site, and the Owner's interest therein.
§ 2.2 Evidence of the Owner's Financial Arrangements
§ 2.2.1 Prior to commencement of the Work and upon written request by the Contractor, the Owner shall furnish to the
Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner's obligations
under the Contract. The Contractor shall have no obligation to commence the Work until the Owner provides such
evidence. If commencement of the Work is delayed under this Section 2.2.1, the Contract Time shall be extended
appropriately.
§ 2.2.2 Following commencement of the Work and upon written request by the Contractor, the Owner shall furnish to
the Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner's obligations
under the Contract only if (1) the Owner fails to make payments to the Contractor as the Contract Documents require;
(2) the Contractor identifies in writing a reasonable concern regarding the Owner's ability to make payment when due;
or (3) a change in the Work materially changes the Contract Sum. If the Owner fails to provide such evidence, as
required, within fourteen days of the Contractor's request, the Contractor may immediately stop the Work and, in that
event, shall notify the Owner that the Work has stopped. However, if the request is made because a change in the Work
materially changes the Contract Sum under (3) above, the Contractor may immediately stop only that portion of the
Work affected by the change until reasonable evidence is provided. If the Work is stopped under this Section 2.2.2, the
Contract Time shall be extended appropriately and the Contract Sum shall be increased by the amount of the
Contractor's reasonable costs of shutdown, delay and start-up, plus interest as provided in the Contract Documents.
§ 2.2.3 After the Owner furnishes evidence of financial arrangements under this Section 2.2, the Owner shall not
materially vary such financial arrangements without prior notice to the Contractor.
§ 2.2.4 Where the Owner has designated information furnished under this Section 2.2 as "confidential," the Contractor
shall keep the information confidential and shall not disclose it to any other person. However, the Contractor may
disclose "confidential" information, after seven (7) days' notice to the Owner, where disclosure is required by law,
including a subpoena or other form of compulsory legal process issued by a court or governmental entity, or by court
or arbitrator(s) order. The Contractor may also disclose "confidential" information to its employees, consultants,
sureties, Subcontractors and their employees, Sub -subcontractors, and others who need to know the content of such
information solely and exclusively for the Project and who agree to maintain the confidentiality of such information.
§ 2.3 Information and Services Required of the Owner
§ 2.3.1 Except for permits and fees that are the responsibility of the Contractor under the Contract Documents,
including those required under Section 3.7.1, the Owner shall secure and pay for necessary approvals, easements,
assessments and charges required for construction, use or occupancy of permanent structures or for permanent
changes in existing facilities.
§ 2.3.2 The Owner shall retain an architect lawfully licensed to practice architecture, or an entity lawfully practicing
architecture, in the jurisdiction where the Project is located. That person or entity is identified as the Architect in the
Agreement and is referred to throughout the Contract Documents as if singular in number.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 12
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§ 2.3.3 If the employment of the Architect terminates, the Owner shall employ a successor to whom the Contractor has
no reasonable objection and whose status under the Contract Documents shall be that of the Architect.
§ 2.3.4 The Owner shall furnish surveys describing physical characteristics, legal limitations and utility locations for
the site of the Project, and a legal description of the site. The Contractor shall be entitled to rely on the accuracy of
information furnished by the Owner but shall exercise proper precautions relating to the safe performance of the
Work.
§ 2.3.5 The Owner shall furnish information or services required of the Owner by the Contract Documents with
reasonable promptness. The Owner shall also furnish any other information or services under the Owner's control and
relevant to the Contractor's performance of the Work with reasonable promptness after receiving the Contractor's
written request for such information or services.
§ 2.3.6 Unless otherwise provided in the Contract Documents, the Owner shall furnish to the Contractor one copy of
the Contract Documents for purposes of making reproductions pursuant to Section 1.5.2.
§ 2.4 Owner's Right to Stop the Work
If the Contractor fails to correct Work that is not in accordance with the requirements of the Contract Documents as
required by Section 12.2 or repeatedly fails to carry out Work in accordance with the Contract Documents, the Owner
may issue a written order to the Contractor to stop the Work, or any portion thereof, until the cause for such order has
been eliminated; however, the right of the Owner to stop the Work shall not give rise to a duty on the part of the Owner
to exercise this right for the benefit of the Contractor or any other person or entity, except to the extent required by
Section 6.1.3.
§ 2.5 Owner's Right to Carry Out the Work
If the Contractor defaults or neglects to carry out the Work in accordance with the Contract Documents and fails
within a ten-day period after receipt of notice from the Owner to commence and continue correction of such default or
neglect with diligence and promptness, the Owner may, without prejudice to other remedies the Owner may have,
correct such default or neglect. Such action by the Owner and amounts charged to the Contractor are both subject to
prior approval of the Architect and the Architect may, pursuant to Section 9.5.1, withhold or nullify a Certificate for
Payment in whole or in part, to the extent reasonably necessary to reimburse the Owner for the reasonable cost of
correcting such deficiencies, including Owner's expenses and compensation for the Architect's additional services
made necessary by such default, neglect, or failure. If current and future payments are not sufficient to cover such
amounts, the Contractor shall pay the difference to the Owner. If the Contractor disagrees with the actions of the
Owner or the Architect, or the amounts claimed as costs to the Owner, the Contractor may file a Claim pursuant to
Article 15.
ARTICLE 3 CONTRACTOR
§ 3.1 General
§ 3.1.1 The Contractor is the person or entity identified as such in the Agreement and is referred to throughout the
Contract Documents as if singular in number. The Contractor shall be lawfully licensed, if required in the jurisdiction
where the Project is located. The Contractor shall designate in writing a representative who shall have express
authority to bind the Contractor with respect to all matters under this Contract. The term "Contractor" means the
Contractor or the Contractor's authorized representative.
§ 3.1.2 The Contractor shall perform the Work in accordance with the Contract Documents.
§ 3.1.3 The Contractor shall not be relieved of its obligations to perform the Work in accordance with the Contract
Documents either by activities or duties of the Architect in the Architect's administration of the Contract, or by tests,
inspections or approvals required or performed by persons or entities other than the Contractor.
§ 3.2 Review of Contract Documents and Field Conditions by Contractor
§ 3.2.1 Execution of the Contract by the Contractor is a representation that the Contractor has visited the site, become
generally familiar with local conditions under which the Work is to be performed, and correlated personal
observations with requirements of the Contract Documents.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 13
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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§ 3.2.2 Because the Contract Documents are complementary, the Contractor shall, before starting each portion of the
Work, carefully study and compare the various Contract Documents relative to that portion of the Work, as well as the
information furnished by the Owner pursuant to Section 2.3.4, shall take field measurements of any existing
conditions related to that portion of the Work, and shall observe any conditions at the site affecting it. These
obligations are for the purpose of facilitating coordination and construction by the Contractor and are not for the
purpose of discovering errors, omissions, or inconsistencies in the Contract Documents; however, the Contractor shall
promptly report to the Architect any errors, inconsistencies or omissions discovered by or made known to the
Contractor as a request for information in such form as the Architect may require. It is recognized that the Contractor's
review is made in the Contractor's capacity as a contractor and not as a licensed design professional, unless otherwise
specifically provided in the Contract Documents.
§ 3.2.3 The Contractor is not required to ascertain that the Contract Documents are in accordance with applicable laws,
statutes, ordinances, codes, rules and regulations, or lawful orders of public authorities, but the Contractor shall
promptly report to the Architect any nonconformity discovered by or made known to the Contractor as a request for
information in such form as the Architect may require.
§ 3.2.4 If the Contractor believes that additional cost or time is involved because of clarifications or instructions the
Architect issues in response to the Contractor's notices or requests for information pursuant to Sections 3.2.2 or 3.2.3,
the Contractor shall submit Claims as provided in Article 15. If the Contractor fails to perform the obligations of
Sections 3.2.2 or 3.2.3, the Contractor shall pay such costs and damages to the Owner, subject to Section 15.1.7, as
would have been avoided if the Contractor had performed such obligations. If the Contractor performs those
obligations, the Contractor shall not be liable to the Owner or Architect for damages resulting from errors,
inconsistencies or omissions in the Contract Documents, for differences between field measurements or conditions
and the Contract Documents, or for nonconfonmities of the Contract Documents to applicable laws, statutes,
ordinances, codes, rules and regulations, and lawful orders of public authorities.
§ 3.3 Supervision and Construction Procedures
§ 3.3.1 The Contractor shall supervise and direct the Work, using the Contractor's best skill and attention. The
Contractor shall be solely responsible for, and have control over, construction means, methods, techniques, sequences,
and procedures, and for coordinating all portions of the Work under the Contract. If the Contract Documents give
specific instructions concerning construction means, methods, techniques, sequences, or procedures, the Contractor
shall evaluate the jobsite safety thereof and shall be solely responsible for the jobsite safety of such means, methods,
techniques, sequences, or procedures. If the Contractor determines that such means, methods, techniques, sequences
or procedures may not be safe, the Contractor shall give timely notice to the Owner and Architect, and shall propose
alternative means, methods, techniques, sequences, or procedures. The Architect shall evaluate the proposed
alternative solely for conformance with the design intent for the completed construction. Unless the Architect objects
to the Contractor's proposed alternative, the Contractor shall perform the Work using its alternative means, methods,
techniques, sequences, or procedures.
§ 3.3.2 The Contractor shall be responsible to the Owner for acts and omissions of the Contractor's employees,
Subcontractors and their agents and employees, and other persons or entities performing portions of the Work for, or
on behalf of, the Contractor or any of its Subcontractors.
§ 3.3.3 The Contractor shall be responsible for inspection of portions of Work already performed to determine that
such portions are in proper condition to receive subsequent Work.
§ 3.4 Labor and Materials
§ 3.4.1 Unless otherwise provided in the Contract Documents, the Contractor shall provide and pay for labor,
materials, equipment, tools, construction equipment and machinery, water, heat, utilities, transportation, and other
facilities and services necessary for proper execution and completion of the Work, whether temporary or permanent
and whether or not incorporated or to be incorporated in the Work.
§ 3.4.2 Except in the case of minor changes in the Work approved by the Architect in accordance with Section 3.12.8
or ordered by the Architect in accordance with Section 7.4, the Contractor may make substitutions only with the
consent of the Owner, after evaluation by the Architect and in accordance with a Change Order or Construction
Change Directive.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and 'AlA Contract Documents" are trademarks of The 14
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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§ 3.4.3 The Contractor shall enforce strict discipline and good order among the Contractor's employees and other
persons carrying out the Work. The Contractor shall not permit employment of unfit persons or persons not properly
skilled in tasks assigned to them.
§ 3.5 Warranty
§ 3.5.1 The Contractor warrants to the Owner and Architect that materials and equipment furnished under the Contract
will be of good quality and new unless the Contract Documents require or permit otherwise. The Contractor further
warrants that the Work will conform to the requirements of the Contract Documents and will be free from defects,
except for those inherent in the quality of the Work the Contract Documents require or permit. Work, materials, or
equipment not conforming to these requirements may be considered defective. The Contractor's warranty excludes
remedy for damage or defect caused by abuse, alterations to the Work not executed by the Contractor, improper or
insufficient maintenance, improper operation, or normal wear and tear and normal usage. If required by the Architect,
the Contractor shall furnish satisfactory evidence as to the kind and quality of materials and equipment.
§ 3.5.2 All material, equipment, or other special warranties required by the Contract Documents shall be issued in the
name of the Owner, or shall be transferable to the Owner, and shall commence in accordance with Section 9.8.4.
§ 3.6 Taxes
The Contractor shall pay sales, consumer, use and similar taxes for the Work provided by the Contractor that are
legally enacted when bids are received or negotiations concluded, whether or not yet effective or merely scheduled to
go into effect.
§ 3.7 Permits, Fees, Notices and Compliance with Laws
§ 3.7.1 Unless otherwise provided in the Contract Documents, the Contractor shall secure and pay for the building
permit as well as for other permits, fees, licenses, and inspections by government agencies necessary for proper
execution and completion of the Work that are customarily secured after execution of the Contract and legally required
at the time bids are received or negotiations concluded.
§ 3.7.2 The Contractor shall comply with and give notices required by applicable laws, statutes, ordinances, codes,
rules and regulations, and lawful orders of public authorities applicable to performance of the Work.
§ 3.7.3 If the Contractor performs Work knowing it to be contrary to applicable laws, statutes, ordinances, codes, rules
and regulations, or lawful orders of public authorities, the Contractor shall assume appropriate responsibility for such
Work and shall bear the costs attributable to correction.
§ 3.7.4 Concealed or Unknown Conditions
If the Contractor encounters conditions at the site that are (1) subsurface or otherwise concealed physical conditions
that differ materially from those indicated in the Contract Documents or (2) unknown physical conditions of an
unusual nature that differ materially from those ordinarily found to exist and generally recognized as inherent in
construction activities of the character provided for in the Contract Documents, the Contractor shall promptly provide
notice to the Owner and the Architect before conditions are disturbed and in no event later than 14 days after first
observance of the conditions. The Architect will promptly investigate such conditions and, if the Architect determines
that they differ materially and cause an increase or decrease in the Contractor's cost of, or time required for,
performance of any part of the Work, will recommend that an equitable adjustment be made in the Contract Sum or
Contract Time, or both. Ifthe Architect determines that the conditions at the site are not materially different from those
indicated in the Contract Documents and that no change in the terms of the Contract is justified, the Architect shall
promptly notify the Owner and Contractor, stating the reasons. If either party disputes the Architect's determination or
recommendation, that party may submit a Claim as provided in Article 15.
§ 3.7.5 If, in the course of the Work, the Contractor encounters human remains or recognizes the existence of burial
markers, archaeological sites or wetlands not indicated in the Contract Documents, the Contractor shall immediately
suspend any operations that would affect them and shall notify the Owner and Architect. Upon receipt of such notice,
the Owner shall promptly take any action necessary to obtain governmental authorization required to resume the
operations. The Contractor shall continue to suspend such operations until otherwise instructed by the Owner but shall
continue with all other operations that do not affect those remains or features. Requests for adjustments in the Contract
Sum and Contract Time arising from the existence of such remains or features may be made as provided in Article 15.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 15
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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§ 3.8 Allowances
§ 3.8.1 The Contractor shall include in the Contract Sum all allowances stated in the Contract Documents. Items
covered by allowances shall be supplied for such amounts and by such persons or entities as the Owner may direct, but
the Contractor shall not be required to employ persons or entities to whom the Contractor has reasonable objection.
§ 3.8.2 Unless otherwise provided in the Contract Documents,
.1 allowances shall cover the cost to the Contractor of materials and equipment delivered at the site and all
required taxes, less applicable trade discounts;
.2 Contractor's costs for unloading and handling at the site, labor, installation costs, overhead, profit, and
other expenses contemplated for stated allowance amounts shall be included in the Contract Sum but
not in the allowances; and
.3 whenever costs are more than or less than allowances, the Contract Sum shall be adjusted accordingly
by Change Order. The amount of the Change Order shall reflect (1) the difference between actual costs
and the allowances under Section 3.8.2.1 and (2) changes in Contractor's costs under Section 3.8.2.2.
§ 3.8.3 Materials and equipment under an allowance shall be selected by the Owner with reasonable promptness.
§ 3.9 Superintendent
§ 3.9.1 The Contractor shall employ a competent superintendent and necessary assistants who shall be in attendance at
the Project site during performance of the Work. The superintendent shall represent the Contractor, and
communications given to the superintendent shall be as binding as if given to the Contractor.
§ 3.9.2 The Contractor, as soon as practicable after award of the Contract, shall notify the Owner and Architect of the
name and qualifications of a proposed superintendent. Within 14 days of receipt of the information, the Architect may
notify the Contractor, stating whether the Owner or the Architect (1) has reasonable objection to the proposed
superintendent or (2) requires additional time for review. Failure of the Architect to provide notice within the 14 -day
period shall constitute notice of no reasonable objection.
§ 3.9.3 The Contractor shall not employ a proposed superintendent to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not change the superintendent without the Owner's consent,
which shall not unreasonably be withheld or delayed.
§ 3.10 Contractor's Construction and Submittal Schedules
§ 3.10.1 The Contractor, promptly after being awarded the Contract, shall submit for the Owner's and Architect's
information a Contractor's construction schedule for the Work. The schedule shall contain detail appropriate for the
Project, including (1) the date of commencement of the Work, interim schedule milestone dates, and the date of
Substantial Completion; (2) an apportionment of the Work by construction activity; and (3) the time required for
completion of each portion of the Work. The schedule shall provide for the orderly progression of the Work to
completion and shall not exceed time limits current under the Contract Documents. The schedule shall be revised at
appropriate intervals as required by the conditions of the Work and Project.
§ 3.10.2 The Contractor, promptly after being awarded the Contract and thereafter as necessary to maintain a current
submittal schedule, shall submit a submittal schedule for the Architect's approval. The Architect's approval shall not
be unreasonably delayed or withheld. The submittal schedule shall (1) be coordinated with the Contractor's
construction schedule, and (2) allow the Architect reasonable time to review submittals. If the Contractor fails to
submit a submittal schedule, or fails to provide submittals in accordance with the approved submittal schedule, the
Contractor shall not be entitled to any increase in Contract Sum or extension of Contract Time based on the time
required for review of submittals.
§ 3.10.3 The Contractor shall perform the Work in general accordance with the most recent schedules submitted to the
Owner and Architect.
§ 3.11 Documents and Samples at the Site
The Contractor shall make available, at the Project site, the Contract Documents, including Change Orders,
Construction Change Directives, and other Modifications, in good order and marked currently to indicate field
changes and selections made during construction, and the approved Shop Drawings, Product Data, Samples, and
similar required submittals. These shall be in electronic form or paper copy, available to the Architect and Owner, and
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American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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delivered to the Architect for submittal to the Owner upon completion of the Work as a record of the Work as
constructed.
§ 3.12 Shop Drawings, Product Data and Samples
§ 3.12.1 Shop Drawings are drawings, diagrams, schedules, and other data specially prepared for the Work by the
Contractor or a Subcontractor, Sub -subcontractor, manufacturer, supplier, or distributor to illustrate some portion of
the Work.
§ 3.12.2 Product Data are illustrations, standard schedules, performance charts, instructions, brochures, diagrams, and
other information furnished by the Contractor to illustrate materials or equipment for some portion of the Work.
§ 3.12.3 Samples are physical examples that illustrate materials, equipment, or workmanship, and establish standards
by which the Work will be judged.
§ 3.12.4 Shop Drawings, Product Data, Samples, and similar submittals are not Contract Documents. Their purpose is
to demonstrate how the Contractor proposes to conform to the information given and the design concept expressed in
the Contract Documents for those portions of the Work for which the Contract Documents require submittals. Review
by the Architect is subject to the limitations of Section 4.2.7. Informational submittals upon which the Architect is not
expected to take responsive action may be so identified in the Contract Documents. Submittals that are not required by
the Contract Documents may be returned by the Architect without action.
§ 3.12.5 The Contractor shall review for compliance with the Contract Documents, approve, and submit to the
Architect, Shop Drawings, Product Data, Samples, and similar submittals required by the Contract Documents, in
accordance with the submittal schedule approved by the Architect or, in the absence of an approved submittal
schedule, with reasonable promptness and in such sequence as to cause no delay in the Work or in the activities of the
Owner or of Separate Contractors.
§ 3.12.6 By submitting Shop Drawings, Product Data, Samples, and similar submittals, the Contractor represents to
the Owner and Architect that the Contractor has (1) reviewed and approved them, (2) determined and verified
materials, field measurements and field construction criteria related thereto, or will do so, and (3) checked and
coordinated the information contained within such submittals with the requirements of the Work and of the Contract
Documents.
§ 3.12.7 The Contractor shall perform no portion of the Work for which the Contract Documents require submittal and
review of Shop Drawings, Product Data, Samples, or similar submittals, until the respective submittal has been
approved by the Architect.
§ 3.12.8 The Work shall be in accordance with approved submittals except that the Contractor shall not be relieved of
responsibility for deviations from the requirements of the Contract Documents by the Architect's approval of Shop
Drawings, Product Data, Samples, or similar submittals, unless the Contractor has specifically notified the Architect
of such deviation at the time of submittal and (1) the Architect has given written approval to the specific deviation as a
minor change in the Work, or (2) a Change Order or Construction Change Directive has been issued authorizing the
deviation. The Contractor shall not be relieved of responsibility for errors or omissions in Shop Drawings, Product
Data, Samples, or similar submittals, by the Architect's approval thereof.
§ 3.12.9 The Contractor shall direct specific attention, in writing or on resubmitted Shop Drawings, Product Data,
Samples, or similar submittals, to revisions other than those requested by the Architect on previous submittals. In the
absence of such notice, the Architect's approval of a resubmission shall not apply to such revisions.
§ 3.12.10 The Contractor shall not be required to provide professional services that constitute the practice of
architecture or engineering unless such services are specifically required by the Contract Documents for a portion of
the Work or unless the Contractor needs to provide such services in order to carry out the Contractor's responsibilities
for construction means, methods, techniques, sequences, and procedures. The Contractor shall not be required to
provide professional services in violation of applicable law.
§ 3.12.10.1 If professional design services or certifications by a design professional related to systems, materials, or
equipment are specifically required of the Contractor by the Contract Documents, the Owner and the Architect will
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specify all performance and design criteria that such services must satisfy. The Contractor shall be entitled to rely upon
the adequacy and accuracy of the performance and design criteria provided in the Contract Documents. The
Contractor shall cause such services or certifications to be provided by an appropriately licensed design professional,
whose signature and seal shall appear on all drawings, calculations, specifications, certifications, Shop Drawings, and
other submittals prepared by such professional. Shop Drawings, and other submittals related to the Work, designed or
certified by such professional, if prepared by others, shall bear such professional's written approval when submitted to
the Architect. The Owner and the Architect shall be entitled to rely upon the adequacy and accuracy of the services,
certifications, and approvals performed or provided by such design professionals, provided the Owner and Architect
have specified to the Contractor the performance and design criteria that such services must satisfy. Pursuant to this
Section 3.12.10, the Architect will review and approve or take other appropriate action on submittals only for the
limited purpose of checking for conformance with information given and the design concept expressed in the Contract
Documents.
§ 3.12.10.2 If the Contract Documents require the Contractor's design professional to certify that the Work has been
performed in accordance with the design criteria, the Contractor shall furnish such certifications to the Architect at the
time and in the form specified by the Architect.
§ 3.13 Use of Site
The Contractor shall confine operations at the site to areas permitted by applicable laws, statutes, ordinances, codes,
rules and regulations, lawful orders of public authorities, and the Contract Documents and shall not unreasonably
encumber the site with materials or equipment.
§ 3.14 Cutting and Patching
§ 3.14.1 The Contractor shall be responsible for cutting, fitting, or patching required to complete the Work or to make
its parts fit together properly. All areas requiring cutting, fitting, or patching shall be restored to the condition existing
prior to the cutting, fitting, or patching, unless otherwise required by the Contract Documents.
§ 3.14.2 The Contractor shall not damage or endanger a portion of the Work or fully or partially completed
construction of the Owner or Separate Contractors by cutting, patching, or otherwise altering such construction, or by
excavation. The Contractor shall not cut or otherwise alter construction by the Owner or a Separate Contractor except
with written consent of the Owner and of the Separate Contractor. Consent shall not be unreasonably withheld. The
Contractor shall not unreasonably withhold, from the Owner or a Separate Contractor, its consent to cutting or
otherwise altering the Work.
§ 3.15 Cleaning Up
§ 3.15.1 The Contractor shall keep the premises and surrounding area free from accumulation of waste materials and
rubbish caused by operations under the Contract. At completion of the Work, the Contractor shall remove waste
materials, rubbish, the Contractor's tools, construction equipment, machinery, and surplus materials from and about
the Project.
§ 3.15.2 If the Contractor fails to clean up as provided in the Contract Documents, the Owner may do so and the Owner
shall be entitled to reimbursement from the Contractor.
§ 3.16 Access to Work
The Contractor shall provide the Owner and Architect with access to the Work in preparation and progress wherever
located.
§ 3.17 Royalties, Patents and Copyrights
The Contractor shall pay all royalties and license fees. The Contractor shall defend suits or claims for infringement of
copyrights and patent rights and shall hold the Owner and Architect harmless from loss on account thereof, but shall
not be responsible for defense or loss when a particular design, process, or product of a particular manufacturer or
manufacturers is required by the Contract Documents, or where the copyright violations are contained in Drawings,
Specifications, or other documents prepared by the Owner or Architect. However, if an infringement of a copyright or
patent is discovered by, or made known to, the Contractor, the Contractor shall be responsible for the loss unless the
information is promptly furnished to the Architect.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 18
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§ 3.18 Indemnification
§ 3.18.1 To the fullest extent permitted by law, the Contractor shall indemnify and hold harmless the Owner,
Architect, Architect's consultants, and agents and employees of any of them from and against claims, damages, losses,
and expenses, including but not limited to attorneys' fees, arising out of or resulting from performance of the Work,
provided that such claim, damage, loss, or expense is attributable to bodily injury, sickness, disease or death, or to
injury to or destruction of tangible property (other than the Work itself), but only to the extent caused by the negligent
acts or omissions of the Contractor, a Subcontractor, anyone directly or indirectly employed by them, or anyone for
whose acts they may be liable, regardless of whether or not such claim, damage, loss, or expense is caused in part by a
party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or reduce other rights or
obligations of indemnity that would otherwise exist as to a party or person described in this Section 3.18.
§ 3.18.2 In claims against any person or entity indemnified under this Section 3.18 by an employee of the Contractor,
a Subcontractor, anyone directly or indirectly employed by them, or anyone for whose acts they may be liable, the
indemnification obligation under Section 3.18.1 shall not be limited by a limitation on amount or type of damages,
compensation, or benefits payable by or for the Contractor or a Subcontractor under workers' compensation acts,
disability benefit acts, or other employee benefit acts.
ARTICLE 4 ARCHITECT
§ 4.1 General
§ 4.1.1 The Architect is the person or entity retained by the Owner pursuant to Section 2.3.2 and identified as such in
the Agreement.
§ 4.1.2 Duties, responsibilities, and limitations of authority of the Architect as set forth in the Contract Documents
shall not be restricted, modified, or extended without written consent of the Owner, Contractor, and Architect. Consent
shall not be unreasonably withheld.
§ 4.2 Administration of the Contract
§ 4.2.1 The Architect will provide administration of the Contract as described in the Contract Documents and will be
an Owner's representative during construction until the date the Architect issues the final Certificate for Payment. The
Architect will have authority to act on behalf of the Owner only to the extent provided in the Contract Documents.
§ 4.2.2 The Architect will visit the site at intervals appropriate to the stage of construction, or as otherwise agreed with
the Owner, to become generally familiar with the progress and quality of the portion of the Work completed, and to
determine in general if the Work observed is being performed in a manner indicating that the Work, when fully
completed, will be in accordance with the Contract Documents. However, the Architect will not be required to make
exhaustive or continuous on-site inspections to check the quality or quantity of the Work. The Architect will not have
control over, charge of, or responsibility for the construction means, methods, techniques, sequences or procedures, or
for the safety precautions and programs in connection with the Work, since these are solely the Contractor's rights and
responsibilities under the Contract Documents.
§ 4.2.3 On the basis of the site visits, the Architect will keep the Owner reasonably informed about the progress and
quality of the portion of the Work completed, and promptly report to the Owner (1) known deviations from the
Contract Documents, (2) known deviations from the most recent construction schedule submitted by the Contractor,
and (3) defects and deficiencies observed in the Work. The Architect will not be responsible for the Contractor's
failure to perform the Work in accordance with the requirements of the Contract Documents. The Architect will not
have control over or charge of, and will not be responsible for acts or omissions of, the Contractor, Subcontractors, or
their agents or employees, or any other persons or entities performing portions of the Work.
§ 4.2.4 Communications
The Owner and Contractor shall include the Architect in all communications that relate to or affect the Architect's
services or professional responsibilities. The Owner shall promptly notify the Architect of the substance of any direct
communications between the Owner and the Contractor otherwise relating to the Project. Communications by and
with the Architect's consultants shall be through the Architect. Communications by and with Subcontractors and
suppliers shall be through the Contractor. Communications by and with Separate Contractors shall be through the
Owner. The Contract Documents may specify other communication protocols.
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reserved. "The American Institute of Architects," "American Institute of Architects," 'AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 19
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§ 4.2.5 Based on the Architect's evaluations of the Contractor's Applications for Payment, the Architect will review
and certify the amounts due the Contractor and will issue Certificates for Payment in such amounts.
§ 4.2.6 The Architect has authority to reject Work that does not conform to the Contract Documents. Whenever the
Architect considers it necessary or advisable, the Architect will have authority to require inspection or testing of the
Work in accordance with Sections 13.4.2 and 13.4.3, whether or not the Work is fabricated, installed or completed.
However, neither this authority of the Architect nor a decision made in good faith either to exercise or not to exercise
such authority shall give rise to a duty or responsibility of the Architect to the Contractor, Subcontractors, suppliers,
their agents or employees, or other persons or entities performing portions of the Work.
§ 4.2.7 The Architect will review and approve, or take other appropriate action upon, the Contractor's submittals such
as Shop Drawings, Product Data, and Samples, but only for the limited purpose of checking for conformance with
information given and the design concept expressed in the Contract Documents. The Architect's action will be taken
in accordance with the submittal schedule approved by the Architect or, in the absence of an approved submittal
schedule, with reasonable promptness while allowing sufficient time in the Architect's professional judgment to
permit adequate review. Review of such submittals is not conducted for the purpose of determining the accuracy and
completeness of other details such as dimensions and quantities, or for substantiating instructions for installation or
performance of equipment or systems, all of which remain the responsibility of the Contractor as required by the
Contract Documents. The Architect's review of the Contractor's submittals shall not relieve the Contractor of the
obligations under Sections 3.3, 3.5, and 3.12. The Architect's review shall not constitute approval of safety
precautions or of any construction means, methods, techniques, sequences, or procedures. The Architect's approval of
a specific item shall not indicate approval of an assembly of which the item is a component.
§ 4.2.8 The Architect will prepare Change Orders and Construction Change Directives, and may order minor changes
in the Work as provided in Section 7.4. The Architect will investigate and make determinations and recommendations
regarding concealed and unknown conditions as provided in Section 3.7.4.
§ 4.2.9 The Architect will conduct inspections to determine the date or dates of Substantial Completion and the date of
final completion; issue Certificates of Substantial Completion pursuant to Section 9.8; receive and forward to the
Owner, for the Owner's review and records, written warranties and related documents required by the Contract and
assembled by the Contractor pursuant to Section 9.10; and issue a final Certificate for Payment pursuant to
Section 9.10.
§ 4.2.10 If the Owner and Architect agree, the Architect will provide one or more Project representatives to assist in
carrying out the Architect's responsibilities at the site. The Owner shall notify the Contractor of any change in the
duties, responsibilities and limitations of authority of the Project representatives.
§ 4.2.11 The Architect will interpret and decide matters concerning performance under, and requirements of, the
Contract Documents on written request of either the Owner or Contractor. The Architect's response to such requests
will be made in writing within any time limits agreed upon or otherwise with reasonable promptness.
§ 4.2.12 Interpretations and decisions of the Architect will be consistent with the intent of, and reasonably inferable
from, the Contract Documents and will be in writing or in the form of drawings. When making such interpretations
and decisions, the Architect will endeavor to secure faithful performance by both Owner and Contractor, will not show
partiality to either, and will not be liable for results of interpretations or decisions rendered in good faith.
§ 4.2.13 The Architect's decisions on matters relating to aesthetic effect will be final if consistent with the intent
expressed in the Contract Documents.
§ 4.2.14 The Architect will review and respond to requests for information about the Contract Documents. The
Architect's response to such requests will be made in writing within any time limits agreed upon or otherwise with
reasonable promptness. If appropriate, the Architect will prepare and issue supplemental Drawings and Specifications
in response to the requests for information.
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 20
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ARTICLE 5 SUBCONTRACTORS
§ 5.1 Definitions
§ 5.1.1 A Subcontractor is a person or entity who has a direct contract with the Contractor to perform a portion of the
Work at the site. The term "Subcontractor" is referred to throughout the Contract Documents as if singular in number
and means a Subcontractor or an authorized representative of the Subcontractor. The term "Subcontractor" does not
include a Separate Contractor or the subcontractors of a Separate Contractor.
§ 5.1.2 A Sub -subcontractor is a person or entity who has a direct or indirect contract with a Subcontractor to perform
a portion of the Work at the site. The term "Sub -subcontractor" is referred to throughout the Contract Documents as if
singular in number and means a Sub -subcontractor or an authorized representative of the Sub -subcontractor.
§ 5.2 Award of Subcontracts and Other Contracts for Portions of the Work
§ 5.2.1 Unless otherwise stated in the Contract Documents, the Contractor, as soon as practicable after award of the
Contract, shall notify the Owner and Architect of the persons or entities proposed for each principal portion of the
Work, including those who are to furnish materials or equipment fabricated to a special design. Within 14 days of
receipt of the information, the Architect may notify the Contractor whether the Owner or the Architect (1) has
reasonable objection to any such proposed person or entity or (2) requires additional time for review. Failure of the
Architect to provide notice within the 14 -day period shall constitute notice of no reasonable objection.
§ 5.2.2 The Contractor shall not contract with a proposed person or entity to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not be required to contract with anyone to whom the Contractor
has made reasonable objection.
§ 5.2.3 If the Owner or Architect has reasonable objection to a person or entity proposed by the Contractor, the
Contractor shall propose another to whom the Owner or Architect has no reasonable objection. If the proposed but
rejected Subcontractor was reasonably capable of performing the Work, the Contract Sum and Contract Time shall be
increased or decreased by the difference, if any, occasioned by such change, and an appropriate Change Order shall be
issued before commencement of the substitute Subcontractor's Work. However, no increase in the Contract Sum or
Contract Time shall be allowed for such change unless the Contractor has acted promptly and responsively in
submitting names as required.
§ 5.2.4 The Contractor shall not substitute a Subcontractor, person, or entity for one previously selected if the Owner
or Architect makes reasonable objection to such substitution.
§ 5.3 Subcontractual Relations
By appropriate written agreement, the Contractor shall require each Subcontractor, to the extent of the Work to be
performed by the Subcontractor, to be bound to the Contractor by terms of the Contract Documents, and to assume
toward the Contractor all the obligations and responsibilities, including the responsibility for safety of the
Subcontractor's Work that the Contractor, by these Contract Documents, assumes toward the Owner and Architect.
Each subcontract agreement shall preserve and protect the rights of the Owner and Architect under the Contract
Documents with respect to the Work to be performed by the Subcontractor so that subcontracting thereof will not
prejudice such rights, and shall allow to the Subcontractor, unless specifically provided otherwise in the subcontract
agreement, the benefit of all rights, remedies, and redress against the Contractor that the Contractor, by the Contract
Documents, has against the Owner. Where appropriate, the Contractor shall require each Subcontractor to enter into
similar agreements with Sub -subcontractors. The Contractor shall make available to each proposed Subcontractor,
prior to the execution of the subcontract agreement, copies of the Contract Documents to which the Subcontractor will
be bound, and, upon written request of the Subcontractor, identify to the Subcontractor terms and conditions of the
proposed subcontract agreement that may be at variance with the Contract Documents. Subcontractors will similarly
make copies of applicable portions of such documents available to their respective proposed Sub -subcontractors.
§ 5.4 Contingent Assignment of Subcontracts
§ 5.4.1 Each subcontract agreement for a portion of the Work is assigned by the Contractor to the Owner, provided that
.1 assignment is effective only after termination of the Contract by the Owner for cause pursuant to
Section 14.2 and only for those subcontract agreements that the Owner accepts by notifying the
Subcontractor and Contractor; and
.2 assignment is subject to the prior rights of the surety, if any, obligated under bond relating to the
Contract.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 21
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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When the Owner accepts the assignment of a subcontract agreement, the Owner assumes the Contractor's rights and
obligations under the subcontract.
§ 5.4.2 Upon such assignment, if the Work has been suspended for more than 30 days, the Subcontractor's
compensation shall be equitably adjusted for increases in cost resulting from the suspension.
§ 5.4.3 Upon assignment to the Owner under this Section 5.4, the Owner may further assign the subcontract to a
successor contractor or other entity. If the Owner assigns the subcontract to a successor contractor or other entity, the
Owner shall nevertheless remain legally responsible for all of the successor contractor's obligations under the
subcontract.
ARTICLE 6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
§ 6.1 Owner's Right to Perform Construction and to Award Separate Contracts
§ 6.1.1 The tern "Separate Contractor(s)" shall mean other contractors retained by the Owner under separate
agreements. The Owner reserves the right to perform construction or operations related to the Project with the
Owner's own forces, and with Separate Contractors retained under Conditions of the Contract substantially similar to
those of this Contract, including those provisions of the Conditions of the Contract related to insurance and waiver of
subrogation.
§ 6.1.2 When separate contracts are awarded for different portions of the Project or other construction or operations on
the site, the term "Contractor" in the Contract Documents in each case shall mean the Contractor who executes each
separate Owner -Contractor Agreement.
§ 6.1.3 The Owner shall provide for coordination of the activities of the Owner's own forces and of each Separate
Contractor with the Work of the Contractor, who shall cooperate with them. The Contractor shall participate with any
Separate Contractors and the Owner in reviewing their construction schedules. The Contractor shall make any
revisions to its construction schedule deemed necessary after a joint review and mutual agreement. The construction
schedules shall then constitute the schedules to be used by the Contractor, Separate Contractors, and the Owner until
subsequently revised.
§ 6.1.4 Unless otherwise provided in the Contract Documents, when the Owner performs construction or operations
related to the Project with the Owner's own forces or with Separate Contractors, the Owner or its Separate Contractors
shall have the same obligations and rights that the Contractor has under the Conditions of the Contract, including,
without excluding others, those stated in Article 3, this Article 6, and Articles 10, 11, and 12.
§ 6.2 Mutual Responsibility
§ 6.2.1 The Contractor shall afford the Owner and Separate Contractors reasonable opportunity for introduction and
storage of their materials and equipment and performance of their activities, and shall connect and coordinate the
Contractor's construction and operations with theirs as required by the Contract Documents.
§ 6.2.21f part of the Contractor's Work depends for proper execution or results upon construction or operations by the
Owner or a Separate Contractor, the Contractor shall, prior to proceeding with that portion of the Work, promptly
notify the Architect of apparent discrepancies or defects in the construction or operations by the Owner or Separate
Contractor that would render it unsuitable for proper execution and results of the Contractor's Work. Failure of the
Contractor to notify the Architect of apparent discrepancies or defects prior to proceeding with the Work shall
constitute an acknowledgment that the Owner's or Separate Contractor's completed or partially completed
construction is fit and proper to receive the Contractor's Work. The Contractor shall not be responsible for
discrepancies or defects in the construction or operations by the Owner or Separate Contractor that are not apparent.
§ 6.2.3 The Contractor shall reimburse the Owner for costs the Owner incurs that are payable to a Separate Contractor
because of the Contractor's delays, improperly timed activities or defective construction. The Owner shall be
responsible to the Contractor for costs the Contractor incurs because of a Separate Contractor's delays, improperly
timed activities, damage to the Work or defective construction.
§ 6.2.4 The Contractor shall promptly remedy damage that the Contractor wrongfully causes to completed or partially
completed construction or to property of the Owner or Separate Contractor as provided in Section 10.2.5.
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American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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§ 6.2.5 The Owner and each Separate Contractor shall have the same responsibilities for cutting and patching as are
described for the Contractor in Section 3.14.
§ 6.3 Owner's Right to Clean Up
If a dispute arises among the Contractor, Separate Contractors, and the Owner as to the responsibility under their
respective contracts for maintaining the premises and surrounding area free from waste materials and rubbish, the
Owner may clean up and the Architect will allocate the cost among those responsible.
ARTICLE 7 CHANGES IN THE WORK
§ 7.1 General
§ 7.1.1 Changes in the Work may be accomplished after execution of the Contract, and without invalidating the
Contract, by Change Order, Construction Change Directive or order for a minor change in the Work, subject to the
limitations stated in this Article 7 and elsewhere in the Contract Documents.
§ 7.1.2 A Change Order shall be based upon agreement among the Owner, Contractor, and Architect. A Construction
Change Directive requires agreement by the Owner and Architect and may or may not be agreed to by the Contractor.
An order for a minor change in the Work may be issued by the Architect alone.
§ 7.1.3 Changes in the Work shall be performed under applicable provisions of the Contract Documents. The
Contractor shall proceed promptly with changes in the Work, unless otherwise provided in the Change Order,
Construction Change Directive, or order for a minor change in the Work.
§ 7.2 Change Orders
§ 7.2.1 A Change Order is a written instrument prepared by the Architect and signed by the Owner, Contractor, and
Architect stating their agreement upon all of the following:
.1 The change in the Work;
.2 The amount of the adjustment, if any, in the Contract Sum; and
.3 The extent of the adjustment, if any, in the Contract Time.
§ 7.3 Construction Change Directives
§ 7.3.1 A Construction Change Directive is a written order prepared by the Architect and signed by the Owner and
Architect, directing a change in the Work prior to agreement on adjustment, if any, in the Contract Sum or Contract
Time, or both. The Owner may by Construction Change Directive, without invalidating the Contract, order changes in
the Work within the general scope of the Contract consisting of additions, deletions, or other revisions, the Contract
Sum and Contract Time being adjusted accordingly.
§ 7.3.2 A Construction Change Directive shall be used in the absence of total agreement on the terms of a Change
Order.
§ 7.3.3 If the Construction Change Directive provides for an adjustment to the Contract Sum, the adjustment shall be
based on one of the following methods:
.1 Mutual acceptance of a lump sum properly itemized and supported by sufficient substantiating data to
permit evaluation;
.2 Unit prices stated in the Contract Documents or subsequently agreed upon;
.3 Cost to be determined in a manner agreed upon by the parties and a mutually acceptable fixed or
percentage fee; or
.4 As provided in Section 7.3.4.
§ 7.3.4 If the Contractor does not respond promptly or disagrees with the method for adjustment in the Contract Sum,
the Architect shall determine the adjustment on the basis of reasonable expenditures and savings of those performing
the Work attributable to the change, including, in case of an increase in the Contract Sum, an amount for overhead and
profit as set forth in the Agreement, or if no such amount is set forth in the Agreement, a reasonable amount. In such
case, and also under Section 7.3.3.3, the Contractor shall keep and present, in such form as the Architect may
prescribe, an itemized accounting together with appropriate supporting data. Unless otherwise provided in the
Contract Documents, costs for the purposes of this Section 7.3.4 shall be limited to the following:
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.1 Costs of labor, including applicable payroll taxes, fringe benefits required by agreement or custom,
workers' compensation insurance, and other employee costs approved by the Architect;
.2 Costs of materials, supplies, and equipment, including cost of transportation, whether incorporated or
consumed;
.3 Rental costs of machinery and equipment, exclusive of hand tools, whether rented from the Contractor
or others;
.4 Costs of premiums for all bonds and insurance, permit fees, and sales, use, or similar taxes, directly
related to the change; and
.5 Costs of supervision and field office personnel directly attributable to the change.
§ 7.3.5 If the Contractor disagrees with the adjustment in the Contract Time, the Contractor may make a Claim in
accordance with applicable provisions of Article 15.
§ 7.3.6 Upon receipt of a Construction Change Directive, the Contractor shall promptly proceed with the change in the
Work involved and advise the Architect of the Contractor's agreement or disagreement with the method, if any,
provided in the Construction Change Directive for determining the proposed adjustment in the Contract Sum or
Contract Time.
§ 7.3.7 A Construction Change Directive signed by the Contractor indicates the Contractor's agreement therewith,
including adjustment in Contract Sum and Contract Time or the method for determining them. Such agreement shall
be effective immediately and shall be recorded as a Change Order.
§ 7.3.8 The amount of credit to be allowed by the Contractor to the Owner for a deletion or change that results in a net
decrease in the Contract Sum shall be actual net cost as confirmed by the Architect. When both additions and credits
covering related Work or substitutions are involved in a change, the allowance for overhead and profit shall be figured
on the basis of net increase, if any, with respect to that change.
§ 7.3.9 Pending final determination of the total cost of a Construction Change Directive to the Owner, the Contractor
may request payment for Work completed under the Construction Change Directive in Applications for Payment. The
Architect will make an interim determination for purposes of monthly certification for payment for those costs and
certify for payment the amount that the Architect determines, in the Architect's professional judgment, to be
reasonably justified. The Architect's interim determination of cost shall adjust the Contract Sum on the same basis as
a Change Order, subject to the right of either party to disagree and assert a Claim in accordance with Article 15.
§ 7.3.10 When the Owner and Contractor agree with a determination made by the Architect concerning the
adjustments in the Contract Sum and Contract Time, or otherwise reach agreement upon the adjustments, such
agreement shall be effective immediately and the Architect will prepare a Change Order. Change Orders may be
issued for all or any part of a Construction Change Directive.
§ 7.4 Minor Changes in the Work
The Architect may order minor changes in the Work that are consistent with the intent of the Contract Documents and
do not involve an adjustment in the Contract Sum or an extension of the Contract Time. The Architect's order for
minor changes shall be in writing. If the Contractor believes that the proposed minor change in the Work will affect the
Contract Sum or Contract Time, the Contractor shall notify the Architect and shall not proceed to implement the
change in the Work. If the Contractor performs the Work set forth in the Architect's order for a minor change without
prior notice to the Architect that such change will affect the Contract Sum or Contract Time, the Contractor waives any
adjustment to the Contract Sum or extension of the Contract Time.
ARTICLE 8 TIME
§ 8.1 Definitions
§ 8.1.1 Unless otherwise provided, Contract Time is the period of time, including authorized adjustments, allotted in
the Contract Documents for Substantial Completion of the Work.
§ 8.1.2 The date of commencement of the Work is the date established in the Agreement.
§ 8.1.3 The date of Substantial Completion is the date certified by the Architect in accordance with Section 9.8.
Inst. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 24
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§ 8.1.4 The term "day" as used in the Contract Documents shall mean calendar day unless otherwise specifically
defined.
§ 8.2 Progress and Completion
§ 8.2.1 Time limits stated in the Contract Documents are of the essence of the Contract. By executing the Agreement
the Contractor confirms that the Contract Time is a reasonable period for performing the Work.
§ 8.2.2 The Contractor shall not knowingly, except by agreement or instruction of the Owner in writing, commence
the Work prior to the effective date of insurance required to be furnished by the Contractor and Owner.
§ 8.2.3 The Contractor shall proceed expeditiously with adequate forces and shall achieve Substantial Completion
within the Contract Time.
§ 8.3 Delays and Extensions of Time
§ 8.3.1 If the Contractor is delayed at any time in the commencement or progress of the Work by (1) an act or neglect
of the Owner or Architect, of an employee of either, or of a Separate Contractor; (2) by changes ordered in the Work;
(3) by labor disputes, fire, unusual delay in deliveries, unavoidable casualties, adverse weather conditions documented
in accordance with Section 15.1.6.2, or other causes beyond the Contractor's control; (4) by delay authorized by the
Owner pending mediation and binding dispute resolution; or (5) by other causes that the Contractor asserts, and the
Architect determines, justify delay, then the Contract Time shall be extended for such reasonable time as the Architect
may determine.
§ 8.3.2 Claims relating to time shall be made in accordance with applicable provisions of Article 15.
§ 8.3.3 This Section 8.3 does not preclude recovery of damages for delay by either party under other provisions of the
Contract Documents.
ARTICLE 9 PAYMENTS AND COMPLETION
§ 9.1 Contract Sum
§ 9.1.1 The Contract Sum is stated in the Agreement and, including authorized adjustments, is the total amount
payable by the Owner to the Contractor for performance of the Work under the Contract Documents.
§ 9.1.2 If unit prices are stated in the Contract Documents or subsequently agreed upon, and if quantities originally
contemplated are materially changed so that application of such unit prices to the actual quantities causes substantial
inequity to the Owner or Contractor, the applicable unit prices shall be equitably adjusted.
§ 9.2 Schedule of Values
Where the Contract is based on a stipulated sum or Guaranteed Maximum Price, the Contractor shall submit a
schedule of values to the Architect before the first Application for Payment, allocating the entire Contract Sum to the
various portions of the Work. The schedule of values shall be prepared in the form, and supported by the data to
substantiate its accuracy, required by the Architect. This schedule, unless objected to by the Architect, shall be used as
a basis for reviewing the Contractor's Applications for Payment. Any changes to the schedule of values shall be
submitted to the Architect and supported by such data to substantiate its accuracy as the Architect may require, and
unless objected to by the Architect, shall be used as a basis for reviewing the Contractor's subsequent Applications for
Payment.
§ 9.3 Applications for Payment
§ 9.3.1 At least ten days before the date established for each progress payment, the Contractor shall submit to the
Architect an itemized Application for Payment prepared in accordance with the schedule of values, if required under
Section 9.2, for completed portions of the Work. The application shall be notarized, if required, and supported by all
data substantiating the Contractor's right to payment that the Owner or Architect require, such as copies of
requisitions, and releases and waivers of liens from Subcontractors and suppliers, and shall reflect retainage if
provided for in the Contract Documents.
§ 9.3.1.1 As provided in Section 7.3.9, such applications may include requests for payment on account of changes in
the Work that have been properly authorized by Construction Change Directives, or by interim determinations of the
Architect, but not yet included in Change Orders.
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§ 9.3.1.2 Applications for Payment shall not include requests for payment for portions of the Work for which the
Contractor does not intend to pay a Subcontractor or supplier, unless such Work has been performed by others whom
the Contractor intends to pay.
§ 9.3.2 Unless otherwise provided in the Contract Documents, payments shall be made on account of materials and
equipment delivered and suitably stored at the site for subsequent incorporation in the Work. If approved in advance
by the Owner, payment may similarly be made for materials and equipment suitably stored off the site at a location
agreed upon in writing. Payment for materials and equipment stored on or off the site shall be conditioned upon
compliance by the Contractor with procedures satisfactory to the Owner to establish the Owner's title to such materials
and equipment or otherwise protect the Owner's interest, and shall include the costs of applicable insurance, storage,
and transportation to the site, for such materials and equipment stored off the site.
§ 9.3.3 The Contractor warrants that title to all Work covered by an Application for Payment will pass to the Owner no
later than the time of payment. The Contractor further warrants that upon submittal of an Application for Payment all
Work for which Certificates for Payment have been previously issued and payments received from the Owner shall, to
the best of the Contractor's knowledge, information, and belief, be free and clear of liens, claims, security interests, or
encumbrances, in favor of the Contractor, Subcontractors, suppliers, or other persons or entities that provided labor,
materials, and equipment relating to the Work.
§ 9.4 Certificates for Payment
§ 9.4.1 The Architect will, within seven days after receipt of the Contractor's Application for Payment, either (1) issue
to the Owner a Certificate for Payment in the full amount of the Application for Payment, with a copy to the
Contractor; or (2) issue to the Owner a Certificate for Payment for such amount as the Architect determines is properly
due, and notify the Contractor and Owner of the Architect's reasons for withholding certification in part as provided in
Section 9.5.1; or (3) withhold certification of the entire Application for Payment, and notify the Contractor and Owner
of the Architect's reason for withholding certification in whole as provided in Section 9.5.1.
§ 9.4.2 The issuance of a Certificate for Payment will constitute a representation by the Architect to the Owner, based
on the Architect's evaluation of the Work and the data in the Application for Payment, that, to the best of the
Architect's knowledge, information, and belief, the Work has progressed to the point indicated, the quality of the
Work is in accordance with the Contract Documents, and that the Contractor is entitled to payment in the amount
certified. The foregoing representations are subject to an evaluation of the Work for conformance with the Contract
Documents upon Substantial Completion, to results of subsequent tests and inspections, to correction of minor
deviations from the Contract Documents prior to completion, and to specific qualifications expressed by the Architect.
However, the issuance of a Certificate for Payment will not be a representation that the Architect has (1) made
exhaustive or continuous on-site inspections to check the quality or quantity of the Work; (2) reviewed construction
means, methods, techniques, sequences, or procedures; (3) reviewed copies of requisitions received from
Subcontractors and suppliers and other data requested by the Owner to substantiate the Contractor's right to payment;
or (4) made examination to ascertain how or for what purpose the Contractor has used money previously paid on
account of the Contract Sum.
§ 9.5 Decisions to Withhold Certification
§ 9.5.1 The Architect may withhold a Certificate for Payment in whole or in part, to the extent reasonably necessary to
protect the Owner, if in the Architect's opinion the representations to the Owner required by Section 9.4.2 cannot be
made. If the Architect is unable to certify payment in the amount of the Application, the Architect will notify the
Contractor and Owner as provided in Section 9.4.1. If the Contractor and Architect cannot agree on a revised amount,
the Architect will promptly issue a Certificate for Payment for the amount for which the Architect is able to make such
representations to the Owner. The Architect may also withhold a Certificate for Payment or, because of subsequently
discovered evidence, may nullify the whole or a part of a Certificate for Payment previously issued, to such extent as
may be necessary in the Architect's opinion to protect the Owner from loss for which the Contractor is responsible,
including loss resulting from acts and omissions described in Section 3.3.2, because of
.1 defective Work not remedied;
.2 third party claims filed or reasonable evidence indicating probable filing of such claims, unless security
acceptable to the Owner is provided by the Contractor;
.3 failure of the Contractor to make payments properly to Subcontractors or suppliers for labor, materials
or equipment;
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.4 reasonable evidence that the Work cannot be completed for the unpaid balance of the Contract Sum;
.5 damage to the Owner or a Separate Contractor;
.6 reasonable evidence that the Work will not be completed within the Contract Time, and that the unpaid
balance would not be adequate to cover actual or liquidated damages for the anticipated delay; or
.7 repeated failure to carry out the Work in accordance with the Contract Documents.
§ 9.5.2 When either party disputes the Architect's decision regarding a Certificate for Payment under Section 9.5.1, in
whole or in part, that party may submit a Claim in accordance with Article 15.
§ 9.5.3 When the reasons for withholding certification are removed, certification will be made for amounts previously
withheld.
§ 9.5.4 If the Architect withholds certification for payment under Section 9.5.1.3, the Owner may, at its sole option,
issue joint checks to the Contractor and to any Subcontractor or supplier to whom the Contractor failed to make
payment for Work properly performed or material or equipment suitably delivered. If the Owner makes payments by
joint check, the Owner shall notify the Architect and the Contractor shall reflect such payment on its next Application
for Payment.
§ 9.6 Progress Payments
§ 9.6.1 After the Architect has issued a Certificate for Payment, the Owner shall make payment in the manner and
within the time provided in the Contract Documents, and shall so notify the Architect.
§ 9.6.2 The Contractor shall pay each Subcontractor, no later than seven days after receipt of payment from the Owner,
the amount to which the Subcontractor is entitled, reflecting percentages actually retained from payments to the
Contractor on account of the Subcontractor's portion of the Work. The Contractor shall, by appropriate agreement
with each Subcontractor, require each Subcontractor to make payments to Sub -subcontractors in a similar manner.
§ 9.6.3 The Architect will, on request, furnish to a Subcontractor, if practicable, information regarding percentages of
completion or amounts applied for by the Contractor and action taken thereon by the Architect and Owner on account
of portions of the Work done by such Subcontractor.
§ 9.6.4 The Owner has the right to request written evidence from the Contractor that the Contractor has properly paid
Subcontractors and suppliers amounts paid by the Owner to the Contractor for subcontracted Work. If the Contractor
fails to furnish such evidence within seven days, the Owner shall have the right to contact Subcontractors and suppliers
to ascertain whether they have been properly paid. Neither the Owner nor Architect shall have an obligation to pay, or
to see to the payment of money to, a Subcontractor or supplier, except as may otherwise be required by law.
§ 9.6.5 The Contractor's payments to suppliers shall be treated in a manner similar to that provided in Sections 9.6.2,
9.6.3 and 9.6.4.
§ 9.6.6 A Certificate for Payment, a progress payment, or partial or entire use or occupancy of the Project by the
Owner shall not constitute acceptance of Work not in accordance with the Contract Documents.
§ 9.6.7 Unless the Contractor provides the Owner with a payment bond in the full penal sum of the Contract Sum,
payments received by the Contractor for Work properly performed by Subcontractors or provided by suppliers shall be
held by the Contractor for those Subcontractors or suppliers who performed Work or furnished materials, or both,
under contract with the Contractor for which payment was made by the Owner. Nothing contained herein shall require
money to be placed in a separate account and not commingled with money of the Contractor, create any fiduciary
liability or tort liability on the part of the Contractor for breach of trust, or entitle any person or entity to an award of
punitive damages against the Contractor for breach of the requirements of this provision.
§ 9.6.8 Provided the Owner has fulfilled its payment obligations under the Contract Documents, the Contractor shall
defend and indemnify the Owner from all loss, liability, damage or expense, including reasonable attorney's fees and
litigation expenses, arising out of any lien claim or other claim for payment by any Subcontractor or supplier of any
tier. Upon receipt of notice of a lien claim or other claim for payment, the Owner shall notify the Contractor. If
approved by the applicable court, when required, the Contractor may substitute a surety bond for the property against
which the lien or other claim for payment has been asserted.
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§ 9.7 Failure of Payment
If the Architect does not issue a Certificate for Payment, through no fault of the Contractor, within seven days after
receipt of the Contractor's Application for Payment, or if the Owner does not pay the Contractor within seven days
after the date established in the Contract Documents, the amount certified by the Architect or awarded by binding
dispute resolution, then the Contractor may, upon seven additional days' notice to the Owner and Architect, stop the
Work until payment of the amount owing has been received. The Contract Time shall be extended appropriately and
the Contract Sum shall be increased by the amount of the Contractor's reasonable costs of shutdown, delay and
start-up, plus interest as provided for in the Contract Documents.
§ 9.8 Substantial Completion
§ 9.8.1 Substantial Completion is the stage in the progress of the Work when the Work or designated portion thereof is
sufficiently complete in accordance with the Contract Documents so that the Owner can occupy or utilize the Work for
its intended use.
§ 9.8.2 When the Contractor considers that the Work, or a portion thereof which the Owner agrees to accept
separately, is substantially complete, the Contractor shall prepare and submit to the Architect a comprehensive list of
items to be completed or corrected prior to final payment. Failure to include an item on such list does not alter the
responsibility of the Contractor to complete al I Work in accordance with the Contract Documents.
§ 9.8.3 Upon receipt of the Contractor's list, the Architect will make an inspection to determine whether the Work or
designated portion thereof is substantially complete. If the Architect's inspection discloses any item, whether or not
included on the Contractor's list, which is not sufficiently complete in accordance with the Contract Documents so
that the Owner can occupy or utilize the Work or designated portion thereof for its intended use, the Contractor shall,
before issuance of the Certificate of Substantial Completion, complete or correct such item upon notification by the
Architect. In such case, the Contractor shall then submit a request for another inspection by the Architect to determine
Substantial Completion.
§ 9.8.4 When the Work or designated portion thereof is substantially complete, the Architect will prepare a Certificate
of Substantial Completion that shall establish the date of Substantial Completion; establish responsibilities of the
Owner and Contractor for security, maintenance, heat, utilities, damage to the Work and insurance; and fix the time
within which the Contractor shall finish all items on the list accompanying the Certificate. Warranties required by the
Contract Documents shall commence on the date of Substantial Completion of the Work or designated portion thereof
unless otherwise provided in the Certificate of Substantial Completion.
§ 9.8.5 The Certificate of Substantial Completion shall be submitted to the Owner and Contractor for their written
acceptance of responsibilities assigned to them in the Certificate. Upon such acceptance, and consent of surety if any,
the Owner shall make payment of retainage applying to the Work or designated portion thereof. Such payment shall be
adjusted for Work that is incomplete or not in accordance with the requirements of the Contract Documents.
§ 9.9 Partial Occupancy or Use
§ 9.9.1 The Owner may occupy or use any completed or partially completed portion of the Work at any stage when
such portion is designated by separate agreement with the Contractor, provided such occupancy or use is consented to
by the insurer and authorized by public authorities having jurisdiction over the Project. Such partial occupancy or use
may commence whether or not the portion is substantially complete, provided the Owner and Contractor have
accepted in writing the responsibilities assigned to each of them for payments, retainage, if any, security, maintenance,
heat, utilities, damage to the Work and insurance, and have agreed in writing concerning the period for correction of
the Work and commencement of warranties required by the Contract Documents. When the Contractor considers a
portion substantially complete, the Contractor shall prepare and submit a list to the Architect as provided under
Section 9.8.2. Consent of the Contractor to partial occupancy or use shall not be unreasonably withheld. The stage of
the progress of the Work shall be determined by written agreement between the Owner and Contractor or, if no
agreement is reached, by decision of the Architect.
§ 9.9.2 Immediately prior to such partial occupancy or use, the Owner, Contractor, and Architect shall jointly inspect
the area to be occupied or portion of the Work to be used in order to determine and record the condition of the Work.
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§ 9.9.3 Unless otherwise agreed upon, partial occupancy or use of a portion or portions of the Work shall not constitute
acceptance of Work not complying with the requirements of the Contract Documents.
§ 9.10 Final Completion and Final Payment
§ 9.10.1 Upon receipt of the Contractor's notice that the Work is ready for final inspection and acceptance and upon
receipt of a final Application for Payment, the Architect will promptly make such inspection. When the Architect finds
the Work acceptable under the Contract Documents and the Contract fully performed, the Architect will promptly
issue a final Certificate for Payment stating that to the best of the Architect's knowledge, information and belief, and
on the basis of the Architect's on-site visits and inspections, the Work has been completed in accordance with the
Contract Documents and that the entire balance found to be due the Contractor and noted in the final Certificate is due
and payable. The Architect's final Certificate for Payment will constitute a further representation that conditions listed
in Section 9.10.2 as precedent to the Contractor's being entitled to final payment have been fulfilled.
§ 9.10.2 Neither final payment nor any remaining retained percentage shall become due until the Contractor submits to
the Architect (1) an affidavit that payrolls, bills for materials and equipment, and other indebtedness connected with
the Work for which the Owner or the Owner's property might be responsible or encumbered (less amounts withheld
by Owner) have been paid or otherwise satisfied, (2) a certificate evidencing that insurance required by the Contract
Documents to remain in force after final payment is currently in effect, (3) a written statement that the Contractor
knows of no reason that the insurance will not be renewable to cover the period required by the Contract Documents,
(4) consent of surety, if any, to final payment, (5) documentation of any special warranties, such as manufacturers'
warranties or specific Subcontractor warranties, and (6) if required by the Owner, other data establishing payment or
satisfaction of obligations, such as receipts and releases and waivers of liens, claims, security interests, or
encumbrances arising out of the Contract, to the extent and in such form as may be designated by the Owner. If a
Subcontractor refuses to furnish a release or waiver required by the Owner, the Contractor may furnish a bond
satisfactory to the Owner to indemnify the Owner against such lien, claim, security interest, or encumbrance. If a lien,
claim, security interest, or encumbrance remains unsatisfied after payments are made, the Contractor shall refund to
the Owner all money that the Owner may be compelled to pay in discharging the lien, claim, security interest, or
encumbrance, including all costs and reasonable attorneys' fees.
§ 9.10.3 If, after Substantial Completion of the Work, final completion thereof is materially delayed through no fault
of the Contractor or by issuance of Change Orders affecting final completion, and the Architect so confirms, the
Owner shall, upon application by the Contractor and certification by the Architect, and without terminating the
Contract, make payment of the balance due for that portion of the Work fully completed, corrected, and accepted. If
the remaining balance for Work not fully completed or corrected is less than retainage stipulated in the Contract
Documents, and if bonds have been furnished, the written consent of the surety to payment of the balance due for that
portion of the Work fully completed and accepted shall be submitted by the Contractor to the Architect prior to
certification of such payment. Such payment shall be made under terms and conditions governing final payment,
except that it shall not constitute a waiver of Claims.
§ 9.10.4 The making of final payment shall constitute a waiver of Claims by the Owner except those arising from
.1 liens, Claims, security interests, or encumbrances arising out of the Contract and unsettled;
.2 failure of the Work to comply with the requirements of the Contract Documents;
.3 terms of special warranties required by the Contract Documents; or
.4 audits performed by the Owner, if permitted by the Contract Documents, after final payment.
§ 9.10.5 Acceptance of final payment by the Contractor, a Subcontractor, or a supplier, shall constitute a waiver of
claims by that payee except those previously made in writing and identified by that payee as unsettled at the time of
final Application for Payment.
ARTICLE 10 PROTECTION OF PERSONS AND PROPERTY
§ 10.1 Safety Precautions and Programs
The Contractor shall be responsible for initiating, maintaining, and supervising all safety precautions and programs in
connection with the performance of the Contract.
§ 10.2 Safety of Persons and Property
§ 10.2.1 The Contractor shall take reasonable precautions for safety of, and shall provide reasonable protection to
prevent damage, injury, or loss to
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.1 employees on the Work and other persons who may be affected thereby;
.2 the Work and materials and equipment to be incorporated therein, whether in storage on or off the site,
under care, custody, or control of the Contractor, a Subcontractor, or a Sub -subcontractor; and
.3 other property at the site or adjacent thereto, such as trees, shrubs, lawns, walks, pavements, roadways,
structures, and utilities not designated for removal, relocation, or replacement in the course of
construction.
§ 10.2.2 The Contractor shall comply with, and give notices required by applicable laws, statutes, ordinances, codes,
rules and regulations, and lawful orders of public authorities, bearing on safety of persons or property or their
protection from damage, injury, or loss.
§ 10.2.3 The Contractor shall implement, erect, and maintain, as required by existing conditions and performance of
the Contract, reasonable safeguards for safety and protection, including posting danger signs and other warnings
against hazards; promulgating safety regulations; and notifying the owners and users of adjacent sites and utilities of
the safeguards.
§ 10.2.4 When use or storage of explosives or other hazardous materials or equipment, or unusual methods are
necessary for execution of the Work, the Contractor shall exercise utmost care and carry on such activities under
supervision of properly qualified personnel.
§ 10.2.5 The Contractor shall promptly remedy damage and loss (other than damage or loss insured under property
insurance required by the Contract Documents) to property referred to in Sections 10.2.1.2 and 10.2.1.3 caused in
whole or in part by the Contractor, a Subcontractor, a Sub -subcontractor, or anyone directly or indirectly employed by
any of them, or by anyone for whose acts they may be liable and for which the Contractor is responsible under
Sections 10.2.1.2 and 10.2.1.3. The Contractor may make a Claim for the cost to remedy the damage or loss to the
extent such damage or loss is attributable to acts or omissions of the Owner or Architect or anyone directly or
indirectly employed by either of them, or by anyone for whose acts either of them may be liable, and not attributable to
the fault or negligence of the Contractor. The foregoing obligations of the Contractor are in addition to the
Contractor's obligations under Section 3.18.
§ 10.2.6 The Contractor shall designate a responsible member of the Contractor's organization at the site whose duty
shall be the prevention of accidents. This person shall be the Contractor's superintendent unless otherwise designated
by the Contractor in writing to the Owner and Architect.
§ 10.2.7 The Contractor shall not permit any part of the construction or site to be loaded so as to cause damage or
create an unsafe condition.
§ 10.2.8 Injury or Damage to Person or Property
If either party suffers injury or damage to person or property because of an act or omission of the other party, or of
others for whose acts such party is legally responsible, notice of the injury or damage, whether or not insured, shall be
given to the other party within a reasonable time not exceeding 21 days after discovery. The notice shall provide
sufficient detail to enable the other party to investigate the matter.
§ 10.3 Hazardous Materials and Substances
§ 10.3.1 The Contractor is responsible for compliance with any requirements included in the Contract Documents
regarding hazardous materials or substances. If the Contractor encounters a hazardous material or substance not
addressed in the Contract Documents and if reasonable precautions will be inadequate to prevent foreseeable bodily
injury or death to persons resulting from a material or substance, including but not limited to asbestos or
polychlorinated biphenyl (PCB), encountered on the site by the Contractor, the Contractor shall, upon recognizing the
condition, immediately stop Work in the affected area and notify the Owner and Architect of the condition.
§ 10.3.2 Upon receipt of the Contractor's notice, the Owner shall obtain the services of a licensed laboratory to verify
the presence or absence of the material or substance reported by the Contractor and, in the event such material or
substance is found to be present, to cause it to be rendered harmless. Unless otherwise required by the Contract
Documents, the Owner shall furnish in writing to the Contractor and Architect the names and qualifications of persons
or entities who are to perform tests verifying the presence or absence of the material or substance or who are to
perform the task of removal or safe containment of the material or substance. The Contractor and the Architect will
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promptly reply to the Owner in writing stating whether or not either has reasonable objection to the persons or entities
proposed by the Owner. If either the Contractor or Architect has an objection to a person or entity proposed by the
Owner, the Owner shall propose another to whom the Contractor and the Architect have no reasonable objection.
When the material or substance has been rendered harmless, Work in the affected area shall resume upon written
agreement of the Owner and Contractor. By Change Order, the Contract Time shall be extended appropriately and the
Contract Sum shall be increased by the amount of the Contractor's reasonable additional costs of shutdown, delay, and
start-up.
§ 10.3.3 To the fullest extent permitted by law, the Owner shall indemnify and hold harmless the Contractor,
Subcontractors, Architect, Architect's consultants, and agents and employees of any of them from and against claims,
damages, losses, and expenses, including but not limited to attorneys' fees, arising out of or resulting from
performance of the Work in the affected area if in fact the material or substance presents the risk of bodily injury or
death as described in Section 10.3.1 and has not been rendered harmless, provided that such claim, damage, loss, or
expense is attributable to bodily injury, sickness, disease or death, or to injury to or destruction of tangible property
(other than the Work itself), except to the extent that such damage, loss, or expense is due to the fault or negligence of
the party seeking indemnity.
§ 10.3.4 The Owner shall not be responsible under this Section 10.3 for hazardous materials or substances the
Contractor brings to the site unless such materials or substances are required by the Contract Documents. The Owner
shall be responsible for hazardous materials or substances required by the Contract Documents, except to the extent of
the Contractor's fault or negligence in the use and handling of such materials or substances.
§ 10.3.5 The Contractor shall reimburse the Owner for the cost and expense the Owner incurs (1) for remediation of
hazardous materials or substances the Contractor brings to the site and negligently handles, or (2) where the
Contractor fails to perform its obligations under Section 10.3.1, except to the extent that the cost and expense are due
to the Owner's fault or negligence.
§ 10.3.6 If, without negligence on the part of the Contractor, the Contractor is held liable by a government agency for
the cost of remediation of a hazardous material or substance solely by reason of performing Work as required by the
Contract Documents, the Owner shall reimburse the Contractor for all cost and expense thereby incurred.
§ 10.4 Emergencies
In an emergency affecting safety of persons or property, the Contractor shall act, at the Contractor's discretion, to
prevent threatened damage, injury, or loss. Additional compensation or extension of time claimed by the Contractor on
account of an emergency shall be determined as provided in Article 15 and Article 7.
ARTICLE 11 INSURANCE AND BONDS
§ 11.1 Contractor's Insurance and Bonds
§ 11.1.1 The Contractor shall purchase and maintain insurance of the types and limits of liability, containing the
endorsements, and subject to the terms and conditions, as described in the Agreement or elsewhere in the Contract
Documents. The Contractor shall purchase and maintain the required insurance from an insurance company or
insurance companies lawfully authorized to issue insurance in the jurisdiction where the Project is located. The
Owner, Architect, and Architect's consultants shall be named as additional insureds under the Contractor's
commercial general liability policy or as otherwise described in the Contract Documents.
§ 11.1.2 The Contractor shall provide surety bonds of the types, for such penal sums, and subject to such terms and
conditions as required by the Contract Documents. The Contractor shall purchase and maintain the required bonds
from a company or companies lawfully authorized to issue surety bonds in the jurisdiction where the Project is located.
§ 11.1.3 Upon the request of any person or entity appearing to be a potential beneficiary of bonds covering payment of
obligations arising under the Contract, the Contractor shall promptly furnish a copy of the bonds or shall authorize a
copy to be furnished.
§ 11.1.4 Notice of Cancellation or Expiration of Contractor's Required Insurance. Within three (3) business days of the
date the Contractor becomes aware of an impending or actual cancellation or expiration of any insurance required by
the Contract Documents, the Contractor shall provide notice to the Owner of such impending or actual cancellation or
expiration. Upon receipt of notice from the Contractor, the Owner shall, unless the lapse in coverage arises from an act
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or omission of the Owner, have the right to stop the Work until the lapse in coverage has been cured by the
procurement of replacement coverage by the Contractor. The furnishing of notice by the Contractor shall not relieve
the Contractor of any contractual obligation to provide any required coverage.
§ 11.2 Owner's Insurance
§ 11.2.1 The Owner shall purchase and maintain insurance of the types and limits of liability, containing the
endorsements, and subject to the terms and conditions, as described in the Agreement or elsewhere in the Contract
Documents. The Owner shall purchase and maintain the required insurance from an insurance company or insurance
companies lawfully authorized to issue insurance in the jurisdiction where the Project is located.
§ 11.2.2 Failure to Purchase Required Property Insurance. If the Owner fails to purchase and maintain the required
property insurance, with all of the coverages and in the amounts described in the Agreement or elsewhere in the
Contract Documents, the Owner shall inform the Contractor in writing prior to commencement of the Work. Upon
receipt of notice from the Owner, the Contractor may delay commencement of the Work and may obtain insurance that
will protect the interests of the Contractor, Subcontractors, and Sub -Subcontractors in the Work. When the failure to
provide coverage has been cured or resolved, the Contract Sum and Contract Time shall be equitably adjusted. In the
event the Owner fails to procure coverage, the Owner waives all rights against the Contractor, Subcontractors, and
Sub -subcontractors to the extent the loss to the Owner would have been covered by the insurance to have been
procured by the Owner. The cost of the insurance shall be charged to the Owner by a Change Order. If the Owner does
not provide written notice, and the Contractor is damaged by the failure or neglect of the Owner to purchase or
maintain the required insurance, the Owner shall reimburse the Contractor for all reasonable costs and damages
attributable thereto.
§ 11.2.3 Notice of Cancellation or Expiration of Owner's Required Property Insurance. Within three (3) business days of
the date the Owner becomes aware of an impending or actual cancellation or expiration of any property insurance
required by the Contract Documents, the Owner shall provide notice to the Contractor of such impending or actual
cancellation or expiration. Unless the lapse in coverage arises from an act or omission of the Contractor: (1) the
Contractor, upon receipt of notice from the Owner, shall have the right to stop the Work until the lapse in coverage has
been cured by the procurement of replacement coverage by either the Owner or the Contractor; (2) the Contract Time
and Contract Sum shall be equitably adjusted; and (3) the Owner waives all rights against the Contractor,
Subcontractors, and Sub -subcontractors to the extent any loss to the Owner would have been covered by the insurance
had it not expired or been cancelled. if the Contractor purchases replacement coverage, the cost of the insurance shall
be charged to the Owner by an appropriate Change Order. The furnishing of notice by the Owner shall not relieve the
Owner of any contractual obligation to provide required insurance.
§ 11.3 Waivers of Subrogation
§ 11.3.1 The Owner and Contractor waive all rights against (1) each other and any of their subcontractors,
sub -subcontractors, agents, and employees, each of the other; (2) the Architect and Architect's consultants; and (3)
Separate Contractors, if any, and any of their subcontractors, sub -subcontractors, agents, and employees, for damages
caused by fire, or other causes of loss, to the extent those losses are covered by property insurance required by the
Agreement or other property insurance applicable to the Project, except such rights as they have to proceeds of such
insurance. The Owner or Contractor, as appropriate, shall require similar written waivers in favor of the individuals
and entities identified above from the Architect, Architect's consultants, Separate Contractors, subcontractors, and
sub -subcontractors. The policies of insurance purchased and maintained by each person or entity agreeing to waive
claims pursuant to this section 11.3.1 shall not prohibit this waiver of subrogation. This waiver of subrogation shall be
effective as to a person or entity (1) even though that person or entity would otherwise have a duty of indemnification,
contractual or otherwise, (2) even though that person or entity did not pay the insurance premium directly or indirectly,
or (3) whether or not the person or entity had an insurable interest in the damaged property.
§ 11.3.2 If during the Project construction period the Owner insures properties, real or personal or both, at or adjacent
to the site by property insurance under policies separate from those insuring the Project, or if after final payment
property insurance is to be provided on the completed Project through a policy or policies other than those insuring the
Project during the construction period, to the extent permissible by such policies, the Owner waives all rights in
accordance with the terms of Section 11.3.1 for damages caused by fire or other causes of loss covered by this separate
property insurance.
§ 11.4 Loss of Use, Business Interruption, and Delay in Completion Insurance
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The Owner, at the Owner's option, may purchase and maintain insurance that will protect the Owner against loss of
use of the Owner's property, or the inability to conduct normal operations, due to fire or other causes of loss. The
Owner waives all rights of action against the Contractor and Architect for loss of use of the Owner's property, due to
fire or other hazards however caused.
§11.5 Adjustment and Settlement of Insured Loss
§ 11.5.1 A loss insured under the property insurance required by the Agreement shall be adjusted by the Owner as
fiduciary and made payable to the Owner as fiduciary for the insureds, as their interests may appear, subject to
requirements of any applicable mortgagee clause and of Section 11.5.2. The Owner shall pay the Architect and
Contractor their just shares of insurance proceeds received by the Owner, and by appropriate agreements the Architect
and Contractor shall make payments to their consultants and Subcontractors in similar manner.
§ 11.5.2 Prior to settlement of an insured loss, the Owner shall notify the Contractor of the terms of the proposed
settlement as well as the proposed allocation of the insurance proceeds. The Contractor shall have 14 days from receipt
of notice to object to the proposed settlement or allocation of the proceeds. If the Contractor does not object, the
Owner shall settle the loss and the Contractor shall be bound by the settlement and allocation. Upon receipt, the Owner
shall deposit the insurance proceeds in a separate account and make the appropriate distributions. Thereafter, if no
other agreement is made or the Owner does not terminate the Contract for convenience, the Owner and Contractor
shall execute a Change Order for reconstruction of the damaged or destroyed Work in the amount allocated for that
purpose. If the Contractor timely objects to either the terms of the proposed settlement or the allocation of the
proceeds, the Owner may proceed to settle the insured loss, and any dispute between the Owner and Contractor arising
out of the settlement or allocation of the proceeds shall be resolved pursuant to Article 15. Pending resolution of any
dispute, the Owner may issue a Construction Change Directive for the reconstruction of the damaged or destroyed
Work.
ARTICLE 12 UNCOVERING AND CORRECTION OF WORK
§ 12.1 Uncovering of Work
§ 12.1.1 If a portion of the Work is covered contrary to the Architect's request or to requirements specifically
expressed in the Contract Documents, it must, if requested in writing by the Architect, be uncovered for the Architect's
examination and be replaced at the Contractor's expense without change in the Contract Time.
§ 12.1.2 If a portion of the Work has been covered that the Architect has not specifically requested to examine prior to
its being covered, the Architect may request to see such Work and it shall be uncovered by the Contractor. If such
Work is in accordance with the Contract Documents, the Contractor shall be entitled to an equitable adjustment to the
Contract Sum and Contract Time as may be appropriate. If such Work is not in accordance with the Contract
Documents, the costs of uncovering the Work, and the cost of correction, shall be at the Contractor's expense.
§ 12.2 Correction of Work
§ 12.2.1 Before Substantial Completion
The Contractor shall promptly correct Work rejected by the Architect or failing to conform to the requirements of the
Contract Documents, discovered before Substantial Completion and whether or not fabricated, installed or completed.
Costs of correcting such rejected Work, including additional testing and inspections, the cost of uncovering and
replacement, and compensation for the Architect's services and expenses made necessary thereby, shall be at the
Contractor's expense.
§ 12.2.2 After Substantial Completion
§ 12.2.2.1 In addition to the Contractor's obligations under Section 3.5, if, within one year after the date of Substantial
Completion of the Work or designated portion thereof or after the date for commencement of warranties established
under Section 9.9.1, or by terms of any applicable special warranty required by the Contract Documents, any of the
Work is found to be not in accordance with the requirements of the Contract Documents, the Contractor shall correct it
promptly after receipt of notice from the Owner to do so, unless the Owner has previously given the Contractor a
written acceptance of such condition. The Owner shall give such notice promptly after discovery of the condition.
During the one-year period for correction of Work, if the Owner fails to notify the Contractor and give the Contractor
an opportunity to make the correction, the Owner waives the rights to require correction by the Contractor and to make
a claim for breach of warranty. If the Contractor fails to correct nonconforming Work within a reasonable time during
that period after receipt of notice from the Owner or Architect, the Owner may correct it in accordance with
Section 2.5.
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§ 12.2.2.2 The one-year period for correction of Work shall be extended with respect to portions of Work first
performed after Substantial Completion by the period of time between Substantial Completion and the actual
completion of that portion of the Work.
§ 12.2.2.3 The one-year period for correction of Work shall not be extended by corrective Work performed by the
Contractor pursuant to this Section 12.2.
§ 12.2.3 The Contractor shall remove from the site portions of the Work that are not in accordance with the
requirements of the Contract Documents and are neither corrected by the Contractor nor accepted by the Owner.
§ 12.2.4 The Contractor shall bear the cost of correcting destroyed or damaged construction of the Owner or Separate
Contractors, whether completed or partially completed, caused by the Contractor's correction or removal of Work that
is not in accordance with the requirements of the Contract Documents.
§ 12.2.5 Nothing contained in this Section 12.2 shall be construed to establish a period of limitation with respect to
other obligations the Contractor has under the Contract Documents. Establishment of the one-year period for
correction of Work as described in Section 12.2.2 relates only to the specific obligation of the Contractor to correct the
Work, and has no relationship to the time within which the obligation to comply with the Contract Documents may be
sought to be enforced, nor to the time within which proceedings may be commenced to establish the Contractor's
liability with respect to the Contractor's obligations other than specifically to correct the Work.
§ 12.3 Acceptance of Nonconforming Work
If the Owner prefers to accept Work that is not in accordance with the requirements of the Contract Documents, the
Owner may do so instead of requiring its removal and correction, in which case the Contract Sum will be reduced as
appropriate and equitable. Such adjustment shall be effected whether or not final payment has been made.
ARTICLE 13 MISCELLANEOUS PROVISIONS
§ 13.1 Governing Law
The Contract shall be governed by the law of the place where the Project is located, excluding that jurisdiction's
choice of law rules. If the parties have selected arbitration as the method of binding dispute resolution, the Federal
Arbitration Act shall govern Section 15.4.
§ 13.2 Successors and Assigns
§ 13.2.1 The Owner and Contractor respectively bind themselves, their partners, successors, assigns, and legal
representatives to covenants, agreements, and obligations contained in the Contract Documents. Except as provided in
Section 13.2.2, neither party to the Contract shall assign the Contract as a whole without written consent of the other.
If either party attempts to make an assignment without such consent, that party shall nevertheless remain legally
responsible for all obligations under the Contract.
§ 13.2.2 The Owner may, without consent of the Contractor, assign the Contract to a lender providing construction
financing for the Project, ifthe lender assumes the Owner's rights and obligations under the Contract Documents. The
Contractor shall execute all consents reasonably required to facilitate the assignment.
§ 13.3 Rights and Remedies
§ 13.3.1 Duties and obligations imposed by the Contract Documents and rights and remedies available thereunder
shall be in addition to and not a limitation of duties, obligations, rights, and remedies otherwise imposed or available
by law.
§ 13.3.2 No action or failure to act by the Owner, Architect, or Contractor shall constitute a waiver of a right or duty
afforded them under the Contract, nor shall such action or failure to act constitute approval of or acquiescence in a
breach thereunder, except as may be specifically agreed upon in writing.
§ 13.4 Tests and Inspections
§ 13.4.1 Tests, inspections, and approvals of portions of the Work shall be made as required by the Contract
Documents and by applicable laws, statutes, ordinances, codes, rules, and regulations or lawful orders of public
authorities. Unless otherwise provided, the Contractor shall make arrangements for such tests, inspections, and
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approvals with an independent testing laboratory or entity acceptable to the Owner, or with the appropriate public
authority, and shall bear all related costs of tests, inspections, and approvals. The Contractor shall give the Architect
timely notice of when and where tests and inspections are to be made so that the Architect may be present for such
procedures. The Owner shall bear costs of tests, inspections, or approvals that do not become requirements until after
bids are received or negotiations concluded. The Owner shall directly arrange and pay for tests, inspections, or
approvals where building codes or applicable laws or regulations so require.
§ 13.4.2 If the Architect, Owner, or public authorities having jurisdiction determine that portions of the Work require
additional testing, inspection, or approval not included under Section 13.4.1, the Architect will, upon written
authorization from the Owner, instruct the Contractor to make arrangements for such additional testing, inspection, or
approval, by an entity acceptable to the Owner, and the Contractor shall give timely notice to the Architect of when
and where tests and inspections are to be made so that the Architect may be present for such procedures. Such costs,
except as provided in Section 13.4.3, shall be at the Owner's expense.
§ 13.4.3 If procedures for testing, inspection, or approval under Sections 13.4.1 and 13.4.2 reveal failure of the
portions ofthe Work to comply with requirements established by the Contract Documents, all costs made necessary by
such failure, including those of repeated procedures and compensation for the Architect's services and expenses, shall
be at the Contractor's expense.
§ 13.4.4 Required certificates of testing, inspection, or approval shall, unless otherwise required by the Contract
Documents, be secured by the Contractor and promptly delivered to the Architect.
§ 13.4.5 If the Architect is to observe tests, inspections, or approvals required by the Contract Documents, the
Architect will do so promptly and, where practicable, at the normal place of testing.
§ 13.4.6 Tests or inspections conducted pursuant to the Contract Documents shall be made promptly to avoid
unreasonable delay in the Work.
§ 13.5 Interest
Payments due and unpaid under the Contract Documents shall bear interest from the date payment is due at the rate the
parties agree upon in writing or, in the absence thereof, at the legal rate prevailing from time to time at the place where
the Project is located.
ARTICLE 14 TERMINATION OR SUSPENSION OF THE CONTRACT
§ 14.1 Termination by the Contractor
§ 14.1.1 The Contractor may terminate the Contract if the Work is stopped for a period of 30 consecutive days through
no act or fault of the Contractor, a Subcontractor, a Sub -subcontractor, their agents or employees, or any other persons
or entities performing portions of the Work, for any of the following reasons:
.1 Issuance of an order of a court or other public authority having jurisdiction that requires all Work to be
stopped;
.2 An act of government, such as a declaration of national emergency, that requires all Work to be
stopped;
.3 Because the Architect has not issued a Certificate for Payment and has not notified the Contractor of the
reason for withholding certification as provided in Section 9.4.1, or because the Owner has not made
payment on a Certificate for Payment within the time stated in the Contract Documents; or
.4 The Owner has failed to furnish to the Contractor reasonable evidence as required by Section 2.2.
§ 14.1.2 The Contractor may terminate the Contract if, through no act or fault of the Contractor, a Subcontractor, a
Sub -subcontractor, their agents or employees, or any other persons or entities performing portions of the Work,
repeated suspensions, delays, or interruptions of the entire Work by the Owner as described in Section 14.3, constitute
in the aggregate more than 100 percent of the total number of days scheduled for completion, or 120 days in any
365 -day period, whichever is less.
§ 14.1.3 If one of the reasons described in Section 14. 1.1 or 14.1.2 exists, the Contractor may, upon seven days' notice
to the Owner and Architect, terminate the Contract and recover from the Owner payment for Work executed, as well as
reasonable overhead and profit on Work not executed, and costs incurred by reason of such termination.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 35
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§ 14.1.41f the Work is stopped for a period of 60 consecutive days through no act or fault of the Contractor, a
Subcontractor, a Sub -subcontractor, or their agents or employees or any other persons or entities performing portions
of the Work because the Owner has repeatedly failed to fulfill the Owner's obligations under the Contract Documents
with respect to matters important to the progress of the Work, the Contractor may, upon seven additional days' notice
to the Owner and the Architect, terminate the Contract and recover from the Owner as provided in Section 14.1.3.
§ 14.2 Termination by the Owner for Cause
§ 14.2.1 The Owner may terminate the Contract if the Contractor
.1 repeatedly refuses or fails to supply enough properly skilled workers or proper materials;
.2 fails to make payment to Subcontractors or suppliers in accordance with the respective agreements
between the Contractor and the Subcontractors or suppliers;
.3 repeatedly disregards applicable laws, statutes, ordinances, codes, rules and regulations, or lawful
orders of a public authority; or
.4 otherwise is guilty of substantial breach of a provision of the Contract Documents.
§ 14.2.2 When any of the reasons described in Section 14.2.1 exist, and upon certification by the Architect that
sufficient cause exists to justify such action, the Owner may, without prejudice to any other rights or remedies of the
Owner and after giving the Contractor and the Contractor's surety, if any, seven days' notice, terminate employment
of the Contractor and may, subject to any prior rights of the surety:
.1 Exclude the Contractor from the site and take possession of all materials, equipment, tools, and
construction equipment and machinery thereon owned by the Contractor;
.2 Accept assignment of subcontracts pursuant to Section 5.4; and
.3 Finish the Work by whatever reasonable method the Owner may deem expedient. Upon written request
of the Contractor, the Owner shall furnish to the Contractor a detailed accounting of the costs incurred
by the Owner in finishing the Work.
§ 14.2.3 When the Owner terminates the Contract for one of the reasons stated in Section 14.2.1, the Contractor shall
not be entitled to receive further payment until the Work is finished.
§ 14.2.4 If the unpaid balance of the Contract Sum exceeds costs of finishing the Work, including compensation for
the Architect's services and expenses made necessary thereby, and other damages incurred by the Owner and not
expressly waived, such excess shall be paid to the Contractor. If such costs and damages exceed the unpaid balance,
the Contractor shall pay the difference to the Owner. The amount to be paid to the Contractor or Owner, as the case
may be, shall be certified by the Initial Decision Maker, upon application, and this obligation for payment shall survive
termination of the Contract.
§ 14.3 Suspension by the Owner for Convenience
§ 14.3.1 The Owner may, without cause, order the Contractor in writing to suspend, delay or interrupt the Work, in
whole or in part for such period of time as the Owner may determine.
§ 14.3.2 The Contract Sum and Contract Time shall be adjusted for increases in the cost and time caused by
suspension, delay, or interruption under Section 14.3.1. Adjustment of the Contract Sum shall include profit. No
adjustment shall be made to the extent
.1 that performance is, was, or would have been, so suspended, delayed, or interrupted, by another cause
for which the Contractor is responsible; or
.2 that an equitable adjustment is made or denied under another provision of the Contract.
§ 14.4 Termination by the Owner for Convenience
§ 14.4.1 The Owner may, at any time, terminate the Contract for the Owner's convenience and without cause.
§ 14.4.2 Upon receipt of notice from the Owner of such termination for the Owner's convenience, the Contractor shall
.1 cease operations as directed by the Owner in the notice;
.2 take actions necessary, or that the Owner may direct, for the protection and preservation of the Work;
and
.3 except for Work directed to be performed prior to the effective date of termination stated in the notice,
terminate all existing subcontracts and purchase orders and enter into no further subcontracts and
purchase orders.
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§ 14.4.3 In case of such termination for the Owner's convenience, the Owner shall pay the Contractor for Work
properly executed; costs incurred by reason of the termination, including costs attributable to termination of
Subcontracts; and the termination fee, if any, set forth in the Agreement.
ARTICLE 15 CLAIMS AND DISPUTES
§ 15.1 Claims
§ 15.1.1 Definition
A Claim is a demand or assertion by one of the parties seeking, as a matter of right, payment of money, a change in the
Contract Time, or other relief with respect to the terms of the Contract. The term "Claim" also includes other disputes
and matters in question between the Owner and Contractor arising out of or relating to the Contract. The responsibility
to substantiate Claims shall rest with the party making the Claim. This Section 15. 1.1 does not require the Owner to
file a Claim in order to impose liquidated damages in accordance with the Contract Documents.
§ 15.1.2 Time Limits on Claims
The Owner and Contractor shall commence all Claims and causes of action against the other and arising out of or
related to the Contract, whether in contract, tort, breach of warranty or otherwise, in accordance with the requirements
of the binding dispute resolution method selected in the Agreement and within the period specified by applicable law,
but in any case not more than 10 years after the date of Substantial Completion of the Work. The Owner and
Contractor waive all Claims and causes of action not commenced in accordance with this Section 15.1.2.
§ 15.1.3 Notice of Claims
§ 15.1.3.1 Claims by either the Owner or Contractor, where the condition giving rise to the Claim is first discovered
prior to expiration of the period for correction of the Work set forth in Section 12.2.2, shal I be initiated by notice to the
other party and to the Initial Decision Maker with a copy sent to the Architect, if the Architect is not serving as the
Initial Decision Maker. Claims by either party under this Section 15.1.3.1 shall be initiated within 21 days after
occurrence of the event giving rise to such Claim or within 21 days after the claimant first recognizes the condition
giving rise to the Claim, whichever is later.
§ 15.1.3.2 Claims by either the Owner or Contractor, where the condition giving rise to the Claim is first discovered
after expiration of the period for correction of the Work set forth in Section 12.2.2, shall be initiated by notice to the
other party. In such event, no decision by the Initial Decision Maker is required.
§ 15.1.4 Continuing Contract Performance
§ 15.1.4.1 Pending final resolution of a Claim, except as otherwise agreed in writing or as provided in Section 9.7 and
Article 14, the Contractor shall proceed diligently with performance of the Contract and the Owner shall continue to
make payments in accordance with the Contract Documents.
§ 15.1.4.2 The Contract Sum and Contract Time shall be adjusted in accordance with the Initial Decision Maker's
decision, subject to the right of either party to proceed in accordance with this Article 15. The Architect will issue
Certificates for Payment in accordance with the decision of the Initial Decision Maker.
§ 15.1.5 Claims for Additional Cost
If the Contractor wishes to make a Claim for an increase in the Contract Sum, notice as provided in Section 15.1.3
shall be given before proceeding to execute the portion of the Work that is the subject of the Claim. Prior notice is not
required for Claims relating to an emergency endangering life or property arising under Section 10.4.
§ 15.1.6 Claims for Additional Time
§ 15.1.6.1 If the Contractor wishes to make a Claim for an increase in the Contract Time, notice as provided in Section
15.1.3 shall be given. The Contractor's Claim shall include an estimate of cost and of probable effect of delay on
progress of the Work. In the case of a continuing delay, only one Claim is necessary.
§ 15.1.6.2 If adverse weather conditions are the basis for a Claim for additional time, such Claim shall be documented
by data substantiating that weather conditions were abnormal for the period of time, could not have been reasonably
anticipated, and had an adverse effect on the scheduled construction.
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§ 15.1.7 Waiver of Claims for Consequential Damages
The Contractor and Owner waive Claims against each other for consequential damages arising out of or relating to this
Contract. This mutual waiver includes
.1 damages incurred by the Owner for rental expenses, for losses of use, income, profit, financing,
business and reputation, and for loss of management or employee productivity or of the services of such
persons; and
.2 damages incurred by the Contractor for principal office expenses including the compensation of
personnel stationed there, for losses of financing, business and reputation, and for loss of profit, except
anticipated profit arising directly from the Work.
This mutual waiver is applicable, without limitation, to all consequential damages due to either party's termination in
accordance with Article 14. Nothing contained in this Section 15.1.7 shall be deemed to preclude assessment of
liquidated damages, when applicable, in accordance with the requirements of the Contract Documents.
§ 15.2 Initial Decision
§ 15.2.1 Claims, excluding those where the condition giving rise to the Claim is first discovered after expiration of the
period for correction of the Work set forth in Section 12.2.2 or arising under Sections 10.3, 10.4, and 11.5, shall be
referred to the Initial Decision Maker for initial decision. The Architect will serve as the Initial Decision Maker, unless
otherwise indicated in the Agreement. Except for those Claims excluded by this Section 15.2.1, an initial decision
shall be required as a condition precedent to mediation of any Claim. If an initial decision has not been rendered within
30 days after the Claim has been referred to the Initial Decision Maker, the party asserting the Claim may demand
mediation and binding dispute resolution without a decision having been rendered. Unless the Initial Decision Maker
and all affected parties agree, the Initial Decision Maker will not decide disputes between the Contractor and persons
or entities other than the Owner.
§ 15.2.2 The Initial Decision Maker will review Claims and within ten days of the receipt of a Claim take one or more
of the following actions: (1) request additional supporting data from the claimant or a response with supporting data
from the other party, (2) reject the Claim in whole or in part, (3) approve the Claim, (4) suggest a compromise, or (5)
advise the parties that the Initial Decision Maker is unable to resolve the Claim if the Initial Decision Maker lacks
sufficient information to evaluate the merits of the Claim or if the Initial Decision Maker concludes that, in the Initial
Decision Maker's sole discretion, it would be inappropriate for the Initial Decision Maker to resolve the Claim.
§ 15.2.3 In evaluating Claims, the Initial Decision Maker may, but shall not be obligated to, consult with or seek
information from either party or from persons with special knowledge or expertise who may assist the Initial Decision
Maker in rendering a decision. The Initial Decision Maker may request the Owner to authorize retention of such
persons at the Owner's expense.
§ 15.2.4 If the Initial Decision Maker requests a party to provide a response to a Claim or to furnish additional
supporting data, such party shall respond, within ten days after receipt of the request, and shall either (1) provide a
response on the requested supporting data, (2) advise the Initial Decision Maker when the response or supporting data
will be furnished, or (3) advise the Initial Decision Maker that no supporting data will be furnished. Upon receipt of
the response or supporting data, if any, the Initial Decision Maker will either reject or approve the Claim in whole or in
part.
§ 15.2.5 The Initial Decision Maker will render an initial decision approving or rejecting the Claim, or indicating that
the Initial Decision Maker is unable to resolve the Claim. This initial decision shall (1) be in writing; (2) state the
reasons therefor; and (3) notify the parties and the Architect, if the Architect is not serving as the Initial Decision
Maker, of any change in the Contract Sum or Contract Time or both. The initial decision shall be final and binding on
the parties but subject to mediation and, if the parties fail to resolve their dispute through mediation, to binding dispute
resolution.
§ 15.2.6 Either party may file for mediation of an initial decision at any time, subject to the terms of Section 15.2.6.1.
§ 15.2.6.1 Either party may, within 30 days from the date of receipt of an initial decision, demand in writing that the
other party file for mediation. If such a demand is made and the party receiving the demand fails to file for mediation
within 30 days after receipt thereof, then both parties waive their rights to mediate or pursue binding dispute resolution
proceedings with respect to the initial decision.
Init. AIA Document A201 — 2017, Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 38
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
r resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1429619300)
§ 15.2.7 In the event of a Claim against the Contractor, the Owner may, but is not obligated to, notify the surety, if any,
of the nature and amount of the Claim. If the Claim relates to a possibility of a Contractor's default, the Owner may,
but is not obligated to, notify the surety and request the surety's assistance in resolving the controversy.
§ 15.2.8 If a Claim relates to or is the subject of a mechanic's lien, the party asserting such Claim may proceed in
accordance with applicable law to comply with the lien notice or filing deadlines.
§ 15.3 Mediation
§ 15.3.1 Claims, disputes, or other matters in controversy arising out of or related to the Contract, except those waived
as provided for in Sections 9.10.4, 9.10.5, and 15.1.7, shall be subject to mediation as a condition precedent to binding
dispute resolution.
§ 15.3.2 The parties shall endeavor to resolve their Claims by mediation which, unless the parties mutually agree
otherwise, shall be administered by the American Arbitration Association in accordance with its Construction Industry
Mediation Procedures in effect on the date of the Agreement. A request for mediation shall be made in writing,
delivered to the other party to the Contract, and filed with the person or entity administering the mediation. The
request may be made concurrently with the filing of binding dispute resolution proceedings but, in such event,
mediation shall proceed in advance of binding dispute resolution proceedings, which shall be stayed pending
mediation for a period of 60 days from the date of filing, unless stayed for a longer period by agreement of the parties
or court order. If an arbitration is stayed pursuant to this Section 15.3.2, the parties may nonetheless proceed to the
selection of the arbitrator(s) and agree upon a schedule for later proceedings.
§ 15.3.3 Either party may, within 30 days from the date that mediation has been concluded without resolution of the
dispute or 60 days after mediation has been demanded without resolution of the dispute, demand in writing that the
other party file for binding dispute resolution. if such a demand is made and the party receiving the demand fails to
file for binding dispute resolution within 60 days after receipt thereof, then both parties waive their rights to binding
dispute resolution proceedings with respect to the initial decision.
§ 15.3.4 The parties shall share the mediator's fee and any filing fees equally. The mediation shall be held in the place
where the Project is located, unless another location is mutually agreed upon. Agreements reached in mediation shall
be enforceable as settlement agreements in any court having jurisdiction thereof.
§ 15.4 Arbitration
§ 15.4.1 If the parties have selected arbitration as the method for binding dispute resolution in the Agreement, any
Claim subject to, but not resolved by, mediation shall be subject to arbitration which, unless the parties mutually agree
otherwise, shall be administered by the American Arbitration Association in accordance with its Construction Industry
Arbitration Rules in effect on the date of the Agreement. The Arbitration shall be conducted in the place where the
Project is located, unless another location is mutually agreed upon. A demand for arbitration shall be made in writing,
delivered to the other party to the Contract, and filed with the person or entity administering the arbitration. The party
filing a notice of demand for arbitration must assert in the demand all Claims then known to that party on which
arbitration is permitted to be demanded.
§ 15.4.1.1 A demand for arbitration shall be made no earlier than concurrently with the filing of a request for
mediation, but in no event shall it be made after the date when the institution of legal or equitable proceedings based on
the Claim would be barred by the applicable statute of limitations. For statute of limitations purposes, receipt of a
written demand for arbitration by the person or entity administering the arbitration shall constitute the institution of
legal or equitable proceedings based on the Claim.
§ 15.4.2 The award rendered by the arbitrator or arbitrators shall be final, and judgment may be entered upon it in
accordance with applicable law in any court having jurisdiction thereof.
§ 15.4.3 The foregoing agreement to arbitrate and other agreements to arbitrate with an additional person or entity duly
consented to by parties to the Agreement, shall be specifically enforceable under applicable law in any court having
jurisdiction thereof.
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved, "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 39
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
+" resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1429619300)
§ 15.4.4 Consolidation or Joinder
§ 15.4.4.1 Subject to the rules of the American Arbitration Association or other applicable arbitration rules, either
party may consolidate an arbitration conducted under this Agreement with any other arbitration to which it is a party
provided that (1) the arbitration agreement governing the other arbitration permits consolidation, (2) the arbitrations to
be consolidated substantially involve common questions of law or fact, and (3) the arbitrations employ materially
similar procedural rules and methods for selecting arbitrator(s).
§ 15.4.4.2 Subject to the rules of the American Arbitration Association or other applicable arbitration rules, either
party may include by joinder persons or entities substantially involved in a common question of law or fact whose
presence is required if complete relief is to be accorded in arbitration, provided that the party sought to be joined
consents in writing to such joinder. Consent to arbitration involving an additional person or entity shall not constitute
consent to arbitration of any claim, dispute or other matter in question not described in the written consent.
§ 15.4.4.3 The Owner and Contractor grant to any person or entity made a party to an arbitration conducted under this
Section 15.4, whether by joinder or consolidation, the same rights of joinder and consolidation as those of the Owner
and Contractor under this Agreement.
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 40
American Institute of Architects. This document was produced at 10:03:15 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts com
User Notes: (1429619300)
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HISTORY -100% AMERICAN MADE & OWNED
Sprinturf is one of the original artificial turf companies. Formed in 1998, this company has over 3,500 installations
throughout the United States. In 2010, Integrated Turf Solutions (ITS), one of only two companies manufacturing
artificial turf products in North America, united with Sprinturf, one of the most reputable turf marketers and installers
in the country. The new Sprinturf became the FIRST fully integrated polyethylene turf company in North
America - making it a world-class model, providing the best -in -class economics, logistics, quality, and service.
LOCATIONS
Charleston, South Carolina is home to Sprinturfs
headquarters. Additionally, Sprinturf runs two
manufacturing facilities, one in Chatsworth, Georgia,
and the other in Dadeville, Alabama.
The Dadeville facility extrudes an extensive selection of
nylon, polyethylene, and polypropylene yarns, as well as
the most recent slit film and spinneret monofilament
yarns. The tufting and urethane coating processes for
Sprinturf are in the Chatsworth, Georgia, facility. Over
3,500 fields in North America have received yarn and
finished synthetic grass products from the Dadeville and
Chatsworth factories combined.
SPRINTt1RF 11E,1L3£]UARTE16
CAPABILITIES
Sprinturf often completes projects on schedule, significantly exceeding the industry average of 60% to 70%. Within
twenty-one (2 1) days of receiving approved submittals, Sprinturf can manufacture and deliver synthetic turf for this
project. Sprinturf offers a manufacturer's warranty that is eight (8) years long and completely guaranteed by a
third party because it oversees all aspects of testing and manufacturing. Additionally, Sprinturf is the only turf
manufacturer that guarantees a minimum tuft bind of 10. For all yarns produced in Sprinturf facilities to date, there
have been no fiber failures.
Furthermore, Sprinturf offers SprintCare, a distinctive maintenance package. Sprinturf stands with you from the start
(resin pellet) till your field is taken out ten years from now. Sprinturf provides the best pricing while making sure that
all production conforms with all EPA and CPSC laws on heavy metals, etc. because there aren't many other players
in the game.
QUALITY
In a variety of ways, the Sprinturf system is exceptional. We produce everything ourselves, therefore our top-notch
quality procedures are built around prevention rather than detection. Additionally, the manufacturing facility for
Sprinturf is ISO -9001 certified. All the fibers are produced domestically throughout America. Slit tape fibers have
been produced by us since 2002, and spinerette monofilament since 2006. Eliminating imports of any kind gives
Sprinturf a compliance edge with U.S. laws and regulations in addition to quality control. We completely manage the
manufacturing process from the pellet to the completed good because we perform all the tufting and urethane coating
ourselves. Additionally, we have a fully functional internal lab with Instrons, color cameras, UV weatherometers, and
a Lisport accelerated wear tester.
MANUFACTURING
Sprinturf produces the highest -quality turf systems in the market thanks to its vertically integrated manufacturing
process and unmatched quality control. Our two locations in Georgia and Alabama house manufacturing equipment
valued at $35 million. Our yarn factory at Sprinturf produces the most recent monofilament and slit tape extrusion
lines that create our U1traBlade and MX fibers. Sprinturf extrudes a variety of nylon and
amkjpolyethylene yarns, including textured, dual -colored, and dual -shaped yarns. To create our yarns,
we only employ resins and color concentrates of the finest caliber.
Our innovative tufting and coating facility has been in operation since 2004 and is ISO -9001 certified. Sprinturf tufts
and coatings a broad range of artificial turf products for use in landscape and sporting field applications. For all our
turf systems, Sprinturf s unique urethane formulas provide industry-leading tuft binds. Compared to other companies,
our custom created perforation system offers improved drainage rates (more than 60 inches per hour without infill).
AMERICA
Sprinturf has made significant investments in the United States and American workers.
Only Sprinturf turf company that manufactures all the turf internally and in the United
States. Sprinturf is an all-encompassing provider, beginning with the resin pellet and
finishing with the installed field. Every job and every investment dollar are in the United
States. We have more turf -related hard assets in the United States than the other
three large turf corporations combined.
SAFETY
Out of all the playing surfaces, Sprinturf is one of the safes of any kind. Sprinturf employees would even create this
playing surface for their own children thanks to its revolutionary patented 100% all -rubber system, standard rubber,
and sand mix. Additionally, the polymers utilized in the production of Sprinturf synthetic turf products are bought
from reputable firms like Dow and Exxon and have been examined and determined to be compliant with California's
strict Proposition 65 regulations.
FINANCES & BONDING
One of only four national synthetic grass companies, Sprinturf is the only one to own all its $50 million -plus American
manufacturing facilities. The two biggest resin suppliers in the sector, Exxon and Dow, have long-standing supply
and research partnerships with Sprinturf. The annual manufacturing and supply capacity of Sprinturf exceeds 25
million square feet.
Comprehensive commercial general liability, auto, liability, and workers' compensation insurance are all carried by
Sprinturf. In addition, with a $10 million per field limit and a $10 million annual aggregate coverage, its third -party
insured warranty is the finest in the market. For your reference, copies of its liability insurance certificate(s), third -
party warranty, and sample warranty are supplied here.
We are happy to report that Sprinturfs surety is prepared to support contract performance and payment bonds on
individual projects up to $7 million and aggregate work programs of $50 million and would be open to considering
higher limits if necessary. This is based on Sprinturfs experience, financial stability, and management team.
MADE AND MANUFACTURED IN THE
USA
Your field is 100% Made In America. This means that
Sprinturf is not effected by shipping issues.
FIBER - CERTIFICATE OF ORIGIN
Sprinturf will provide you with a Certificate of Origin (CO)
declaring that your field was manufactured in the US.
htlps4l/www chp.gov/sites/default/files/assets/documents/2023-Jan/CBP%2OForm%200434.pdf
ISO CERTIFIED FACTORY
Our ISO certified factory, in the US, monitors and ensures
the quality of the product you are buying.
IN-HOUSE INSTALLATION CREWS
In-house crews completing the chain of custody. Sprinturf
in-house crews assure quality and consistency in every
field we install.
ISO- D 1 CER�TiIFIC�AiTI �
ISO -9001 CERTIFICATION
ISO -9001 is the international standard for Quality Management Systems
(QMS), published by ISO (the International Organization for Standardization).
In order to be released and updated, ISO -9001 had to be agreed upon by a
majority of member countries so that it would become an internationally
recognized standard, which means it is accepted by a majority of countries
worldwide.
QUALITY MANAGEMENT SYSTEM (QMS)
The Quality Management System, which is often referred to as a QMS, is a
collection of policies, processes, documented procedures and records. This
collection of documentation defines the set of internal rules that will govern
how your company creates and delivers your product or service to your
customers. The QMS must be tailored to the needs of your company and the
product or service you provide, but the ISO -9001 standard provides a set of
guidelines to help make sure that you do not miss any important elements
that a QMS needs to be successful. d0JMr9_%�
Our dedicated high-speed tufting machines and polyurethane coater are in our
ISO -9001 certified Chatsworth, GA facility.
CERTIFICATE
Sprinturf, an Integrated Turf Solutions
W Company
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Chatsworth, GA 30705
United States
ISO 9001:2015
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Sprinturf first became ISO -9001 Certified in 2014.
We are listed in 2% of companies worldwide that
passed the ISO -9001 audit with ZERO non-compli-
ance in the first attempt.
ISO -9001 CERTIFICATION BENEFITS
The ISO -9001 standard is recognized worldwide
and you can be confident that Sprinturf:
• Minimizes mistakes
• Improves reporting and communications
• Provides better quality products and
service
• Has reliable production scheduling and
delivery
• Standards are maintained by annual
assessments
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SPR NTURF COMPLETED
Completed Project Name
12/11/2023 Woodford County HS 23-S-KY042
INSTALLATONS
City
Versailles
11/24/2023
Ohio County Schools - Baseball Field 23-S-KY030
Hartford
7KY
126,200
11/22/2023
Ohio County Schools - Softball Field 23-S-KY030
Hartford
126,200
10/31/2023
South Laurel High School Baseball & Softball Synthetic Turf 23-S-KY148
London
KY
145,900
10/27/2023
North Laurel High School Baseball & Softball Synthetic Turf 23-S-KY146&147
London
KY
149,700
8/11/2023
Lincoln Co HS Field Improvements KY 23-S-KY070
Stanford
KY
90,200
7/26/2023
Lawrence Co High Footbal I - Soccer 23-S-KY017
Louisa
KY
101,500
7/26/2023
Asbury University - 23-S-KY01 6
Wilmore
KY
116,000
7/14/2023
Henderson Sports Complex 23-S-KY139
Henderson
KY
102,326
7/5/2023
Ohio County Schools - Football Field 23-S-KY030
Hartford
KY
126,200
5/25/2023
Taylor Co High School Indoor Practice Facility 22-S-KY156
Campbellsville
KY
18,000
8/22/2022
Union College 22-S-KY090
Barbourvile
KY
98,280
8/15/2022
Eminence Athletic Field - 22-S-KY099
Eminence
KY
98,000
7/20/2022
Shelby Valley HS KY Sports Field replacement 22-S-KY102
Pikeville
KY
101,200
7/15/2022
Knox County Schools KY - 22-S-KY1 33
Corbin
KY
182,300
7/11/2022
Estill County High School
Irvine
KY
79,800
6/24/2022
Pulaski County HS 22-S-KY064
Somerset
KY
171,557
10/13/2020
Betsy Layne - 20-S-KY03 6
Stanville
KY
27,070
9/29/2020
Taylor County HS - 20-S-KY063
Campbellsville
KY
137,220
7/31/2020
North Laurel High School - 20-S-KY069
London
KY
91,500
7/23/2020
Boyd County High School-19-S-KY097
Ashland
KY
100,000
5/15/2020
Bardstown High School - 20-S-KY003
Bardstown
KY
91,080
8/1/2019
Daviess County High School -18 -S -KY -103
Owensboro
KY
115,416
8/1/2019
Apollo High School-18-S-KY102
Owensboro
KY
108,344
8/30/2018
Kentucky Wesleyan College Football Field
Owensboro
KY
83,996
8/30/2017
Rowan County High School
Morehead
KY
77,840
12/1/2016
Owensboro Middle School
Owensboro
KY
86,750
7/28/2014
Magoffin High School
Salyersville
KY
83,900
8/16/2013
Elizabethtown Independent High School
Elizabethtown
KY
79,000
7/26/2013
Perry County Athletic Complex
Hazard
KY
88,800
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CNA URE7 L,
One Towne Square, Suite 1075
Southfield, MI 48076-3732
January 29, 2024
RE: Sprinturf, LLC — Letter of Bondability
We are providing this information at the request of our principal.
We have been providing surety bonds for Sprinturf, LLC since 2020. We have approved bonds
for them covering jobs up to $8,000,000.00 and potential work programs of $60,000,000.00.
We continue to be confident in Sprinturf, LLC ability to perform and we recommend them for
your favorable consideration.
This letter is not to be construed as an agreement to provide surety bonds for any particular
project, but is offered as an indication of our past experience and confidence in this firm. Any
specific requests for bonds will be underwritten on its own merits.
Western Surety Company is listed on the U.S. Treasury Department's List of Approved Sureties
(Department Circular 570) and is rated A (Excellent) with Financial Size Category of XIV ($1.5
Billion to $2 Billion) by A.M. Best Company.
Sincerely,
Western Surety Company
Theresa J Foley
Attorney -In -Fact
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Western Surety Company
POWER OF ATTORNEY APPOINTING INDIVIDUAL ATTORNEY-IN-FACT
Know All Men By These Presents, That WESTERN SURETY COMPANY, a South Dakota corporation, is a duly organized and existing corporation
having its principal office in the City of Sioux Falls, and State of South Dakota, and that it does by virtue of the signature and seal herein affixed hereby make,
constitute and appoint
Vicki S Duncan, Kristie A Pudvan, Judy K Wilson, Nicholas R Hylant, Individually, of Toledo, OH
Susan E Hurd, Individually of Dublin, OH
Jamie Laurencelle, Jennifer A Jarosz, Kathy S Zack, Michael Schatz, Individually, of Troy, MI
Lisa M Wilmot, Sarayu S Nair, Individually, of Ann Arbor, MI
Theresa J Foley, Jacksonville, FL
its true and lawful Attomey(s)-in-Fact with full power and authority hereby conferred to sign, seal and execute for and on its behalf bonds, undertakings and
other obligatory instruments of similar nature
- In Unlimited Amounts -
and to bind it thereby as fully and to the same extent as if such instruments were signed by a duly authorized officer of the corporation and all the acts of said
Attorney, pursuant to the authority hereby given, are hereby ratified and confirmed.
This Power of Attorney is made and executed pursuant to and by authority of the By -Law printed on the reverse hereof, duly adopted, as indicated, by
the shareholders of the corporation.
In Witness Whereof, WESTERN SURETY COMPANY has caused these presents to be signed by its Vice President and its corporate seal to be hereto
affixed on this 23rd day of May, 2022.
suRrr
WESTERN SURETY COMPANY
w tp4p OR,q�`�'dp�
� f�SEAV�
'of ON aul T. Bruflat, Vice President
p
State of South Dakota
ss
County of Minnehaha
On this 23rd day of May, 2022, before me personally came Paul T. Bruflat, to me known, who, being by me duly sworn, did depose and say: that he
resides in the City of Sioux Falls, State of South Dakota; that he is the Vice President of WESTERN SURETY COMPANY described in and which executed
the above instrument; that he knows the seal of said corporation; that the seal affixed to the said instrument is such corporate seal; that it was so affixed pursuant
to authority given by the Board of Directors of said corporation and that he signed his name thereto pursuant to like authority, and acknowledges same to be
the act and deed of said corporation.
My commission expiresM. BE
'+ M. BENT
NorARYPUBUC ,'
March 2, 2026 ; s SOUTH DAKOTA sEw i
M. Bent, Notary Public
CERTIFICATE
I, L. Nelson, Assistant Secretary of WESTERN SURETY COMPANY do hereby certify that the Power of Attorney hereinabove set forth is still in force,
and further certify that the By -Law of the corporation printed on the reverse hereof is still in force. In testimony whereof I have hereunto subscribed my name
and affixed the seal of the said corporation this29th day of January 2024
°"s"-R`rrw, WESTERN SURETY COMPANY
€ �' va3
s SE AWrp�r
L. Nelson, Assistant Secretary
Form F4280-7-2012
Go to www.cnasurety.com > Owner / Obligee Services > Validate Bond Coverage, if you want to verify bond authenticity.
Authorizing By -Law
ADOPTED BY THE SHAREHOLDERS OF WESTERN SURETY COMPANY
This Power of Attorney is made and executed pursuant to and by authority of the following By -Law duly adopted by the shareholders
of the Company.
Section 7. All bonds, policies, undertakings, Powers of Attorney, or other obligations of the corporation shall be executed in the
corporate name of the Company by the President, Secretary, and Assistant Secretary, Treasurer, or any Vice President, or by such other
officers as the Board of Directors may authorize. The President, any Vice President, Secretary, any Assistant Secretary, or the Treasurer may
appoint Attorneys in Fact or agents who shall have authority to issue bonds, policies, or undertakings in the name of the Company. The
corporate seal is not necessary for the validity of any bonds, policies, undertakings, Powers of Attorney or other obligations of the corporation.
The signature of any such officer and the corporate seal may be printed by facsimile.
SPRINTURF PREQUALIFICATION STATEMENT
Sprinturf, LLC
P1ayCore Wisconsin, Inc.
146 Fairchild Street, Suite 150
Daniel Island, SC 29492
Telephone: 843-936-6023
Fax: 843-410-5712
Website: www.sl2rinturf.com
SPRiINTURF"
A PLA CORE Company
RE: PREQUALIFICATION STATEMENT FOR FURNISHING SPORTS SURFACING & INSTALLATION SERVICES
To whom it may concern,
The Sprinturf Division of P1ayCore Wisconsin, Inc., in collaboration with your local Sprinturf regional sales representative, seeks
to prequalify as a manufacturer of athletic sports turf surfacing. Additionally, we are positioned to provide installation services
through our network of factory -trained direct and certified installers. As this submittal attests, Sprinturf is fully qualified to
provide the necessary equipment and services to fulfill the requirements of the most demanding project.
Sprinturf has been installing sports surfacing fields continuously since 1998. The Sprinturf Division is a vertically integrated company
with extensive design, manufacturing, distribution, and installation capabilities. With two manufacturing facilities devoted solely to the
manufacture of sports surfacing, Sprinturf is well equipped to handle orders of any size. Seasonal weekly production under the P1ayCore
umbrella can exceed $5,000,000. Daily inventory often exceeds $6,000,000. Sprinturf does all yarn extrusion, twisting, texturizing,
tufting, and coating "in-house". Once an order is entered, Sprinturf is ready to deliver equipment to its customers within 21 to 30 days.
Sprinturf currently employs 400+ people to design and manufacture commercial artificial turf sports surfacing materials. The staff
includes industrial designers, product managers, structural engineers, a landscape architect, and one CAD operators in the product
development, design, and processing groups. Additionally, several consultants collaborate in key areas. PlayCore products are
distributed in the United States by a network of 13 domestic independent sales organizations employing 130 sales and 98 support
personnel. Seventeen international distributors market P1ayCore products worldwide.
P1ayCore conducts "GT College" annually and holds seminars throughout the year to disseminate the latest in product improvements
and new design directions, computer technology, safety compliance, risk management, installation techniques, ADA requirements, and
related topics. Staffmembers are CPSI-certified playground safety inspectors. Sprinturf provides local on-site playground design services
utilizing laptop computers with exclusive GTCAD programing; furnishes CPSI safety audits; equipment selection consultations; safety
surfacing materials; and installation by "factory -certified" installers for complete "turnkey" packages. On average, Sprinturf sales agencies
have been serving customers for 23 years.
Chartwell Investments acquired all issued and outstanding shares of P1ayCore stock in April 2000, and the company became privately
held. Irving Place Capital (formerly Bear Stearns Merchant Banking), together with the company management, purchased P1ayCore in
February 2007. On May 30, 2014, P1ayCore was acquired by Sentinel Capital Partners, a New York middle -market private equity firm
which subsequently sold the company to Court Square Capital PartnershUps://www.courtsq.uare.com. P1ayCore product sales for 2023
are expected to exceed $900,000,000.
P1ayCore is a leading designer, manufacturer, and marketer of a broad range of commercial playground and park equipment,
safety surfacing, site amenities, fitness, and related products. P1ayCore currently operates in seven distribution locations, four
Page I 1
SPRINTURF PREQUALIFICATION STATEMENT
core manufacturing facilities; and ten specialized manufacturing sites. Registered in Delaware, Sprinturf division headquarters
relocated to Daniel Island, South Carolina U.S.A. in 2018. In October of 2023, P1ayCore Wisconsin, Inc., acquired Sprinturf, LLC. The
P1ayCore Federal Identification Number is 39-1720480; the DUNS Number is 006639710; and the CAGE Code is 84308.
We submit this as verification that Sprinturf is financially sound, experienced, and well positioned to provide a full -solution, total
turnkey package for sports surfacing and related services from design to final inspection. As a privately held company, Court
Square Capital Partners refrains from the distribution of financial data on segments of its investment portfolio that may be subject
to public disclosure. Should further financial particulars on P1ayCore be necessary, kindly contact Ms. Joni Manley, Vice
President of Finance and Accounting, 423-648-5890, jmanley@playcore.com.
We certify the information submitted herein is true and correct.
SPRINTURF DIVISION
Sincerely,
Kyle Home
Vice President of Finance
Sprinturf, LLC
khorne@sprinturf.com
843-936-6009
Page 12
March 26, 2024
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
RE: Statement of Patent Non -Infringement & Quality Assurance
Sprinturf certifies that the proposed synthetic turf system, materials, details and/or installation methods do not violate
any manufacturers' patents or patents pending. It is the intent of this Section not to infringe upon any existing patents,
licenses or rights of individuals or companies. A copy of Patent #5,976,645 can be provided upon request.
This letter is to certify that Sprinturf s proposed turf system will meet and exceed all specific requirements of the
project. Sprinturf, as both the manufacturer and installer of this turf system, is committed to providing the highest
quality turf product and service. We pride ourselves on the continued excellent service in all services we provide to
our clients.
Upon approval of the synthetic turf system, Sprinturf shall hold the Owner and Architect harmless as to any liability
and/or costs of any type, including but not limited to, legal costs, royalties, replacement costs, etc. associated with any
patent infringement claim from our materials and/or installation.
Sincerely,
vaw-lgxl�l"
Daniel Dietrich
Chief Estimator
C
LTTIGA'T'I+[ N
Nothing is currently pending or, to Sprinturfs knowledge, threatened against or affecting the Sprinturf Group,
the Business, any of the Assets, or any of the transactions contemplated by this Agreement ("Litigation"), and
to Sprinturfs knowledge, there is no basis for any Litigation. This applies to all actions, suits, investigations,
claims, or proceedings, whether civil, criminal, or administrative. There have been no ongoing legal disputes
between Sprinturf and any third parties in the last ten years preceding March 26, 2024.
INSTALLER QUALIFICATIONS
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TY AYDIN
VICE PRESIDENT OF FIELD OPERATIONS 31 YEARS IN THE INDUSTRY
SPRINTURF, LLC
88 Hogback Road, Pittstown, NJ 08867 PROFESSIONAL EXPERIENCE
Phone: 201.481.0412 SPRINTURF, LLC - Vice President of Field Operations
2012 - Present
Email: taydin@sprinturf.com IC IMPROVEMENTS INC - Project Superintendent/Foreman
1996-2010
IC IMPROVEMENTS INC - Installations Director
1992-1996
RECENT PROJECT EXPERIENCE
✓ John Handley High School
J
Tomlinson Middle School
✓ West Homewood Park Athletic Complex
J
Sparta High School Athletic Complex
✓ East Ash Multi -Sport Complex Fields (2)
J
Lasalle University - McCarthy Stadium
J Webb Bridge Park
J
Gustavus Adolphus College Baseball Field
J Libbey High School Baseball Field
J
Thomas Jefferson Hs Stadium and Practice Field
✓ Lovell Field
✓
Thomas Jefferson Hs Stadium and Practice Field Rowan
✓ Smith Playground Ball Field
County High School
J University Of Nevada - Reno Peccole Baseball Field
J
West Jordan High School
✓ Mt. Vernon High School Field
J
Albertus Magnus High School Multipurpose Field
J New Mexico Highlands University
✓
St. Croix Prep Athletic Fields
J Nova Classical Academy
J
Franklin High School
✓ North Haven Middle School (East and West Field)
J
North Andover High School
✓ Bethel University Baseball Field
✓
Mt. Vernon High School
J Chaska Middle School Multipurpose Dome & Field
J
Rye Brook
✓ Bear Brand Park Baseball Fields (2)
J
Waunakee High School Warrior Stadium
J G.E.T. High School Athletic Playing Fields (3)
J
Tc Roberson
J Eglin Air Force Base
J
O.M.M. Soccer Field
J West Valley High School
J
Klahowya Secondary School
J Hardeeville Recreation Complex Field
J
Maconaquah High School
J Marymoor Park Fields (4)
J
Kutztown University Andre Rison Stadium Bishop
J Arrowhead Union High School Stadium
Hendrickson High School
J Cameron HS Synthetic Turf Multi -Purpose Field
J
Clovis High School
J Bishop Monague Catholic High School Fields (2)
J
Ums-Wright Practice Field
✓ Josie De La Cruz Big Springs Athletic Facility
J
Orange Bowl Field at Harris Field Park
✓ West Manchester High School
J
Harding High School (2 Fields)
✓ Hillside School
J
Ardrey Kell
✓ Northwest High School
J
Northeast High School
J University of Pittsburgh - Recreation
J
Palmdale Aerospace Academy
J Lovington High School Football Field
J
City of Magee Sports Complex Fields (8)
J Apex Lutz Sports Complex & Long Lake Park
J
ML Ayr Community High School Football Field
J John Ansford Park
J
New London Spicer High School
J Vernon Hills School - Glodis Field
✓
The Citadel Practice Field
J Hilton Head County Park
J
Lutheran Secondary Multi -Purpose Field
J Carl Sandburg Middle School
J
Sayville Middle School
J Northwestern High School Fields (3)
J
Waconia High School
✓ Mooresville High School Softball Field
J
Burke - Toney Stadium
J Westfield High School Soccer Field
J
Mississinewa High School - Football & Track Stadium
J Knights of Columbus Field
J
Nichols College
J Wethersfield High School Cottone Field (2 Fields)
J
Irvington Community Park
J Southwestern High School Mustangs Stadium
J
Boyle Road Field
J Old Van Asselt Elementary School & Whitman Ms Fields (2)
J
Carlsbad Hs Football, Softball and Baseball Fields
J Waupaca High School City of Joplin Baseball Stadium
J
Cedar Crest College Falcon Plex Field
✓ Complex Middletown South High School
J
Doral Meadows Park Fields (2)
DUS ■ I! Y MA TFILilli
INSTALLATION FOREMAN/SUPERVISOR
SPRINTURF, LLC
Phone: 330-353-0859 Email: dmartelli@sprinturf.com
RESPONSIBILITIES & HIGHLIGHTS
Dustin has over 25 years of experience in the industry,
beginning in 1996 when he spent four years as a Project
Foreman for IC Improvements Inc. In 2011, Dustin came to
work for Sprinturf and is now an Installation Foreman and
Supervisor in the Northeast and Central Regions of the US.
PROFESSIONAL EXPERIENCE
2S YEARS IN THE INDUSTRY
REFERENCES
DONNA KUKAROLA, Forsyth County
770-888-8872
PETER SPANOS, North Andover Public Schools
781-335-6465
DEBORA WESTBROOK, Procurement Director, City of
Alpharetta
678-297-6050
SPRINTURF, LLC - Installation Foreman/Supervisor
FRANK PAYNE, Director, O.M.M. Athletic Club, Inc
2011- Present
914-263-3904
IC IMPROVEMENTS INC - Project Superintendent/Foreman
1996-2000
RECENT PROJECT EXPERIENCE
St. John's University — Clemons Stadium, MN
Fowler Park, GA
Southwest Minnesota State, MN
West End High School, AI
Steubenville High School BB/SB, OH
Eastbrook High School, IN
Harman Baseball Field, IN
Westbrook Christian School FB/BB, AL
Wylie E Groves HS, MI
Tuskegee University Football, AL
Allen Park High School, MI
Duncan Creek Park, GA
St John's University Clemens Stadium, MN
Washington High School Baseball/Softball, MO
Ceraland Park, IN
Tega Cay, SC
Loris High School, SC
West Ottawa High School, MI
Allen Park High School, MI
Carolina Forrest HS — Horry County, SC
Deaconess Sports Park, IN
Delta High School, IN
Dawson County Soccer, GA
Episcopal Day School, GA
Hartman Baseball Field, IN
Heath Springs Soccer Complex, SC
Shelton High School, CT
Canon -McMillian High School, PA
Atlantic Coast Athletic Club, VA
Olympic Soccer Center, WA
Jesuit College Preparatory School, TX
CERTIFICATIONS & TRAINING
OSHA 10 & First Aid Certified
Randall's Island Park (5 fields), NY
Cobb County Park (8 Fields), GA
Webb Bridge Park, GA
Dexter High School (2 Fields), MI
Cascade High School, IN
University of Wisconsin -Oshkosh, WI
University of Wisconsin -Green Bay, WI
North Park, GA
Middletown South High School, NJ
Farmington Public Schools (2 fields), MI
Bartholomew East & North High Schools, IN
Ball State University, IN
Roncalli High School, RI
Bishop Hendrickson High School, RI
Albertus Magnus High School, NY
Harrison High School, IN
McCutcheon High School, IN
Sumner High School, WA
Sandy High School (3 Fields), OR
St. Mark's School — Clark Field, MA
Middletown High School North, NJ
Susquehannock High School, PA
Super Dome Outdoor Field, NJ
Ambridge Senior High School, PA
The SportsZone, NH
Tiffin City Schools, OH
Garland Independent School District, TX
Gatesville Independent School District, TX
Metuchen High School, NJ
Chambersburg Area Senior HS, PA
Orangetown Mighty Midgets —
Orangetown, NY
Bald Eagle Area High School, Wingate, P/
Lutheran Secondary Multi -Purpose Field
IN
Rye Brook Field, NY
Rumson-Fair Haven Regional High
School, NJ
Holmdel High School — Holmdel, NJ
Matawan Regional High School,
Aberdeen, NJ
East Region All -Weather Fields,
Dartmouth, NH
North Andover High School, MA
Teaneck Armory Soccer Coliseum, NJ
Good Sports USA — Wall, NJ
West Orange HS Lincoln Field, NJ
Catholic Memorial High School, MA
University of Montana Grizzlies Stadium,
MT
Tri -States Sports, PA
Karns City High School, PA
Union Town High School, PA
Santa Maria Valley YMCA — Santa Maria,
CA
Belmont High School, MA
March 26, 2024
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
RE: Supervisory Personnel Letter
Sprinturf, LLC certifies that the designated Supervisory Personnel (installation foreman) on the project are fully
competent, trained, experienced, and certified in the installation of specified slit -film material, including sewing seam
and proper installation of the infill mixture.
Please feel free to contact me at our corporate office for any questions or clarifications regarding this letter_
Sincerely,
X�� a-1261"
Daniel Dietrich
Chief Estimator
TURF PRODUCT INFORMATON
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I
Sprinturf has the most dual fiber fields in the nation.
DFE Extreme fields feature a 330 micron plus monofilament
and a 120 micron plus slit film. Exclusively made in-house
and in America.
1 9 �
The combination of monofilament and parallel -fibrillated FJLer
fibers interlock to nearly eliminate infill flyout — a common Fiber
complaint amongst athletes, coaches, and parents. The FiberlDenier 10-000)10.800
available two color configuration provides stunning Film ThicRnns 120 Micron 1330 Mic
aesthetics.
Sprinturf DFE Extreme fields feature two unique polymer
technologies. State of the art C8 monofilament resins from
Dow and Nova are married to a proprietary metallacene slit
film resin from Exxon. The combined product featuring the
greatest polymer suppliers in the world provide unmatched
durability with exceptional resilience, playability, and safety.
AVAILABLE WITH OR WITHOUT THATCH ZONE
— TOLL FREE: 877-686-887
-
FAX: 843-410-5712
146 FAIRCHILD STREET, SUITE 150, j
�' DANIEL ISLAND, SC 29492 �,
�► T=STING
SE, V1 E
CLIENT.
Com an : S rinturf
Address: 146 Fairchild Street
Suite 150
Daniel Island, SC 29492
a.rwuVssh w Vss w a w -U s s1LLr Vws w
Report # 90931
Lab Test Number: 3354-3211
Report Date: February 16, 202;
- -- T95TSV!"AR)
www.testingservices.us • (706)226-1400
office@testingservices. us
TCCT ILIA TCAfA l ,
Date Material Received:
bruary 3, 2023
Material Type:
Synthetic Turf
Material Condition:
Excellent, New
Material ID:
42 oz DFE 2.0"
Test Overview. Testing Services was instructed by the client to perform fiber, construction, and performance analysis on a submitted finished synthetic turf roll
identified as: 42 oz DFE 2.0" in accordance with ASTM, EN, FIFA, or otheraccredited test methods outlined in the project specification.
Method
Test Description
Yarn Analysis
Test Result
10,000 Slit Film 10.800 Monofilament
ASTM D7138 Method 2
Standard:
ASTM D7138
Test Method:
Standard Test Method for Determination of Meltin Tem eratures of Synthetic Fibers Fiber ID
Standard:
ASTM D1907
Test Method:
Standard Test Method for Liner Densily of Yam bZ the Skein Method am Denier
Standard:
ASTM D3218
Test Method:
Standard Test Method for S ecifrcalion ofPa olefin Mowfdaments Ribbon Thickness& width
Standard:
ASTM D2256
Test Method:
Standard Test Method for Tensile Properties of Yams by the Si le Strand Method am areakiq Strength0ongationj
Standard:
ASTM F2765
Test Method:
Standard Specification for Total Lead Content in Synthetic Turf Fibers Lead Content
Standard:
ASTM D5848
Test Method:
Standard Test Method for Mass Per Unit Area of Pile Yam Floor Coverings a hts: Total, Face, Primary, Secunda
Standard:
I ASTM D5823
Test Method:
Standard Test Method for Tuft tie' ht of Pile Floor Covenn O He ht above Backing)
Standard:
ASTM D5793
Test Method:
Standard Test Method forBinding Sites per Unit Length or Width of Pile Yarn Floorcoverin Stitch & Gauge Carrot
Standard:
TSI Internal
Test Method:
cln
Perforation Spacing end Diameter Erainage Hole Spclnyj
Standard:
ASTM D1335
Test Method:
Standard Test Method for Tuft Bind Slrenglh of Pile Yam Floor Coverin uft tock
Standard:
ASTM D5034
Test Method:
Standard Test Method for Breaking Strep Ih of Textile Fabrics Grab Tear Strep th
Standard:
ASTM F1551
Test Method:
Standard Test Methods for Comprehensive Characterization of Synthetic Turf Playing Surfaces and Materials: Suffix -
DIN 18-035, Part 6: Water Permeability of &nlhelic Turf Systems and Permeable Bases aver Permeabili
Standard:
ASTM D2859
Test Method:
Standard Test Method for 1 ninon Characteristics of Finished Textile Pile Yarn Flootcoverin s Pill Flammabiff
Standard:
ASTM F1015
Test Method:
Standard Test Method for Relative Abrasiveness Index of Synthetic Turf Playing Surfaces Abrasiveness
Method
Test Description
Yarn Analysis
Test Result
10,000 Slit Film 10.800 Monofilament
ASTM D7138 Method 2
Fiber Melt Point, Identification
120°C
Polyethylene
119°C Polyethylene
ASTM D1907
Denier
10,248
11,128
ASTM D3218
Ribbon Thickness
128 microns
310 microns
Ribbon Width 0.361"
0.043" X 6 ends
ASTM D2256
Average Yam Breaking Strength
35.71bs/force
17.6 lbs/force
Average Yam Elongation @ Break 112.6%
77.6
ASTM F2765
Total Lead Content
10.3 mg/Kg
3.08 mg/Kg
Testing Services (TSI) LLC
817 Showalter Avenue
Page 1 of 2 PO Box 1343
Dalton, GA 30721
UR LETTERS AND REPORTS APPLY ONLY TO THE SAMPLE TESTED AND ARE NOT NECESSARILY INDICATIVE OF THE QUALITIES OF APPARENTLY IDENTICAL OR SIMILAR PRODUCTS. THESE LETTERS AND REPORTS ARE FOR THE USE ONLY OF THE CU ENT TO WHOM THEY ARE ADDRESSED AND THEI
COMMUNICATION TO ANY OTHERS OR THE USE OF THE NAME TESTING SERVICES, INC. MUST RECEIVE OUR PRIOR WRITTEN APPROVAL. OUR REPORTS, LETTERS, NAME, SEALS, OR INSIGNIA ARE NOT UNDER ANY CIRCUMSTANCES TO BE USED IN ADVERTISING TO THE GENERAL PUBLIC.
T=STING
-CEFavViCES
CLIENT.
Company: f S rinturf
Address: 146 Fairchild Street
Suite 150
Daniel Island SC 29492
arauvau+■ vrfa a ■ w ■ Farr VEIL I
Report # 90931
Lab Test Number: 3354-3211
Report Date: February 16, 202!
www.testingservices.us • (706)226-1400
office@testingservkes.us
TCCT AAA TC0111I ,
Date Material Received:
February 3, 2023
Material T e:
Synthetic Turf
Material Condition:
Excellent, New
Material ID:
42 oz DFE 2.0"
Method
Test Description
Construction Analysis
Test Result
ASTM D5848
Total Product Weight
Pile Yam Weight
Primary Backing Weight
Secondary Backing Weight
75.9 oz/yd'
42,4 oz/yd'
9.20 oz/yd'
24.3 oz/yd'
ASTM D5823
Average Tuft Height
2.00" _
ASTM D5793
Stitch Count
2.66 spi
ASTM D5793
Gauge
3/8"
ASTM D1335
Average Tuft Bind
15.6 lbs/force
ASTM D5034
Average Grab Tear Strength: Length Direction
291 lbs/force
ASTM D5034
Average Grab Tear Strength: Width Direction
290 lbs/force
Method
Test Description
Performance Analysis
Test Result
ASTM F1551
Water Permeability (t)
65.3 inches/hr
ASTM D2859-16
Pill Flammability (t)
8 out of 8 Pass Meets 16CFR 1630 (FF1-70)
ASTM F1015
Abrasiveness Index (t)
30
' Intlll System: 3U%a Sano, /U% HUDDerto oeptn orJomm
We undertake all assignments for our clients on a best effort basis Our findings and judgments are based on the information to us using the latest lest methods available.
TSI can only ensure the lest results fa the spedtic items tested.
Unless olhamise noted in the deviations sections of this report, all tests are pedarmed in compliance vAth staled test method
Test Report Approval:
Ede Miles, III, Lab Director Testing Services {TSII LLC
TSf Accreditation: Our laboratory is woredited by the US Dept of Commerce, N89anal Institute of Standards and Technology: IM1317075:2905. 0urcode Rsf NVLAP 100108-0.
TSi is an Organizational Member of ASTM (American Society for Testing and Materials). TSi is a certified independent testing laboratory by the STC (Synthetic Turf Council).
4�C T L RF
NV'A `` ❑G
�� �: r N��r1tE4�
Testing Services (TSI) LLC
817 Showalter Avenue
Page 2 of 2 PO Box 1343
Dalton, GA 30721
UR LETTERS AND REPORTS APPLY ONLY TO THE SAMPLE TESTED AND ARE NOT NECESSARILY INDICATI VE OF THE QUALITIES OF APPARENTLY IDENTICAL OR SIMILAR PRODUCTS, THESE LETTERS AND REPORTS ARE FORTH E USE ONLY OF THE CLIENT TO WHOM THEY ARE ADDRESSED AND THEI
COMMUNICATION TO ANY OTHERS OR THE USE OF THE NAME TESTING SERVICES, INC. MUST RECEIVE OUR PRIOR WRITTEN APPROVAL. OUR REPORTS, LETTERS, NAME, SEALS, OR INSIGNIA ARE NOT UNDER ANY CIRCUMSTANCES TO BE USED IN ADVERTISING TO THE GENERAL PUBLIC,
Sprinturf's parallel long slit fibrillated fibers are featured in
the most fields in the nation over 10 years old. Exclusively
made in- house and in America. Sprinturf pioneered the
Ultrablade parallel slit fiber system in 1998. Over 250 fields
have been installed with Ultrablade since 2006 alone. The
current Ultrablade slit fiber system features a proprietary
Exxon metallacene resin. The 120 micron plus fiber provides
unmatched durability. Tensile strengths average 40 percent
higher than comparable Tencate XP fibers. Ultrablade
routinely passes 100,000 plus cycles on Lisport accelerat-
ed testing. Installations include University of Pennsylvania,
Valdosta State University, and Ball State University.
IPPIP" TOLL FREE: 877-686-887
FAX: 843-410-5712
146 FAIRCHILD STREET, SUITE 150,
DANIEL ISLAND, SC 29492
T=STING
111111111W7
mar E RV I C ES
CLIENT.
Company: I S rinturf
Address: 146 Fairchild Street
Suite 150
Daniel Island, SC 29492
ttLJ`liJVttilll Vel ■ ■ LV * 0a1L.1F V0a I
Report # 9093;
Lab Test Number: 3354321
Report Date: February 16, 202;
TESTSUMMAR!
www.testingservices.us (706)226-1400
office@testingservices. us
re3a}�.errrdrvuc
Date Material Received:
bruafy 3, 2023
Material Type:
Synthetic Turf
Material Condition:
Excellent, New
Material ID:
50 oz UltraBlade with PE Thatch 2.0"
Test Overview: Testing Services was instructed by the client to perform fiber, construction, and performance analysis on a submitted finished synthetic turf roll
identified as: 50 oz UltraBlade with PE Thatch 2.0" in accordance with ASTM, EN, FIFA, or other accredited test methods outlined in the project
specification.
Method
Test Description
Yarn Analysis
Test Result
10,000 Slit Film
ASTM D7138 Method 2
Standard:
ASTM D7138
Test Method:
Standard Test Method for Determination of Malfing. Temperatures of S thefic Fibers fiber 10
Standard:
ASTM D1907
Test Method:
Standard Test Method for Liner Density of Yarn b the Skein Method am Denier
Standard:
ASTM D3218
Test Method:
Standard Test Method for Specification of Polyolefin Monofilaments Ribbon Thickness& Width
Standard:
ASTM D2256
Test Method:
Standard Test Method for Tensile Pm etlies of Yams by the Si le Strand Method am Breaking 8t2n LVon ation
Standard:
ASTM F2765
Test Method:
Standard S eOcaWn for Total Lead Content in Synthetic Turf Fibers Lead Content
Standard:
ASTM D5848
Test Method:
Standard Test Method for Mass Per Unit Area of Pile Yam Floor Covens ei hts: Total, Face, Primary, Seconds
Standard:
ASTM D5823
Test Method:
Standard Test Method for TO Height of Pile Floor Covedn(Tuft Height above sockin
Standard:
ASTM D5793
Test Method:
Standard Test Method for Bin6nq Sites per Unit Len ih or Width of Pile Yarn Ftoorcoverin s Stitch & Gau a count
Standard:
TSI Internal
Test Method:
Perforation Spacing and Diameter (Drainage Hole Diameter ands srn
Standard:
ASTM D1335
Test Method:
Standard Test Method for Tuft Bind Strength of Pile Yam Floor Coven uff Lack
Standard:
ASTM D5034
Test Method:
Standard Test Method for Breaking Stren [h of Textile Fabrics Grab Tear Stfen th
Standard:
ASTM F1551
Test Method:
Standard Test Methods for Comprehensive Characterization of Synlhe[ic Turf Playing Surfaces and Materials: Suffix -
DIN 1$-035, Part 6: Water Parmeabilit of 5 nthetic Turf S slems and Permeable Bases(Water Permaabf
Standard:
ASTM D2859
Test Method:
Standard Test Method for Ignition Characlerisfics of Finished Textile Pile Yarn Aborcoverin s Pill Flammability)
Standard:
ASTM F1015
Test Method:
Standard Test Method for Relative Abrasiveness Index of Synthetic Turf Pla in Surfaces Abrasiveness
Method
Test Description
Yarn Analysis
Test Result
10,000 Slit Film
ASTM D7138 Method 2
Fiber Melt Point, Identification
120°C
Polyethylene
ASTM D1907
Denier
10,248
Ribbon Thickness
128 microns
ASTM D3218
Ribbon Width
0.361"
ASTM D2256
Average Yam Breaking Strength
35.7lbs/force
Average Yam Elongation @ Break
112.6
ASTM F2765
Total Lead Content
10.3 mg/Kg
Testing Services (TSI) LLC
817 Showalter Avenue
Page 1 of 2 PO Box 1343
Dalton, GA 30721
UR LETTERS AND REPORTS APPLY ONLY TO THE SAMPLE TESTED AND ARE NOT NECESSARILY INDICATIVE OF THE QUALITIES OF APPARENTLY I DENTICAL OR SIMILAR PRODUCTS. THESE LETTERS ANDRE PORTS ARE FORTH E USE ONLY OF THE CLIENT TO WHOM THEY ARE ADDRESSED AND THEI
COMMUNICATION TO ANY OTHERS OR THE USE OF THE NAME TESTING SERVICES, INC. MUST RECEIVE OUR PRIOR WRITTEN APPROVAL, OUR REPORTS, LETTERS, NAME, SEALS, OR INSIGNIA ARE NOT UNDER ANY CIRCUMSTANCES TO BE USED IN ADVERTISING TO THE GENERAL PUBLIC.
T=STING
S E R V I C E
CLIENT:
Company. I S rinturf
Address: 1 146 Fairchild Street
Suite 150
Daniel Island SC 29492
yolk ■ K a_c7 ■ ■lLr %ono l
Report # 40ci.j.
Lab Test Number: e;i.i-1-A21
Report Date: February 16, 202.
EMMEOLTESTSUMMARI
www.testingservices.us • (706,1226-14000
office@testingservices. us
TCCT AhATCr]1AI .
Date Material Received:
February 3, 2023
Material Type:
S nthetic Turf
Material Condition:
Excellent, New
Material ID:
50 oz I litrARIAde with PE Thatch 2.0"
Method
Test Description
Construction Analysis
Test Result
ASTM D5848
Total Product Weight
Pile Yam Weight
Primary Backing Weight
Secondary Backing Weight
78.59 oz/ydz
49.5 oz/yd'
9.20 oz/yd'
19.89 oz/ydz
ASTM D5823
Average Tuft Height
2.0"
ASTM D5793
Stitch Count
2.66 spi
ASTM D5793
Gauge
3/8"
ASTM D1335
Average Tuft Bind
13.7 lbs/force
ASTM D5034
Average Grab Tear Strength: Length Direction
240 lbs/force
ASTM D5034
Average Grab Tear Strength: Width Direction
296 lbs/force
Method
Test Description
Performance Analysis
Test Result
ASTM F1551
Water Permeability (t)
65.6 inches/hr
ASTM D2859-16
Pill Flammability
8 out of 8 Pass Meets 16CFR 1630 (FFI-70)
ASTM F1015
Abrasiveness Index
26
I Infill System: 30% Sand, 10% Hubberto depth of:ibmm
We undertake all assignments for our diems on a best effort basis Our findings and judgments are based on the information to us using the latest lest methods available.
TSI can only ensure the lest results for the spedtic items tested.
Unless otherwise noted in the deviations sections of this report, all tests are performed in compliance with slated lest method.
Test Report Approval:
Erle Mites, III, Lab Director TWN Services (TSI) LLC
TSi Acaedita4an: Our labaralory Is uredsed by the LIS Dept of COMmaroe. Nalianal insfi uta of Standards and Techndagy-, ISOHEC 17025:2005. Our code # is: NVLAP 1001M.
TSi is an Organizational Member of ASTM (American Sodely for Tesilin and Materials). TSi is a certified independerit testing laboratory by the STC (Synthetic Turf Council).
KWULf,
TESTIN"G r �,�
100108-0
Testing Services (TSI) LLC
817 Showalter Avenue
Page 2 of 2 PO Box 1343
Dalton, GA 30721
UR LETTERS AND REPORTS APPLY ONLY TO THE SAMPLE TESTED AND ARE NOT NECESSARILY IN DICATVEOF THE QUALITIES OF APPARENTLY IDENTICAL OR SIMILAR PRO DUCrS.THESE LE17ERS AND REPORTS ARE FORTH E USE ONLY OF THE CLIENT TO WHOM THEY ARE ADDRESSED AND THEI
COMMUNICATION TO ANY OTHERS OR THE USE OF THE NAME TESTING SERVICES, INC. MUST RECEIVE OUR PRIOR WRITTEN APPROVAL, OUR REPORTS, LETTERS, NAME, SEALS, OR INSIGNIA ARE NOT UNDER ANY CIRCUMSTANCES TO BE USED IN ADVERTISING TO THE GENERAL PUBLIC.
LEFT TO RIGHT - COLORS SHOWN IN ORDER OF COLOR WHEEL
• WHITE
RED
CLAY RED
PURPLE
MAROON
CRIMSON*
• YELLOW
• BLACK
• VEGAS GOLD
ORANGE
F.:
J ;.r
• GREY
0 FIELD GREEN*
*COLORS NOT SHOWN ON COLOR WHEEL
Please note that the colors represented in regards to this product may vary within industry standards from
actual material. While reliable, these colors are intended only as an informational source for your benefit
and do not constitute a warranty and/or guarantee. The Purchaser is still required to determine if the color
of the actual material meets the individual needs of the Purchaser.
NAVY BLUE
f FLORIDA BLUE
0+91
LIGHT BLUE
s.
r
GOLD
• DENOTES NO UPCHARGE COLORS.
ALL OTHER COLORS AVAILABLE
FOR ADDITIONAL COST.
March 26, 2024
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
RE: In -House, All-American Company
Sprinturf will act as installer and manufacturer on this project and will use all in-house employees for this project.
Sprinturf certifies our in-house installation crews are trained and certified by Sprinturf to perform this installation.
Sprinturf manufactures all our own polyethylene turf fibers at our own facilities that are in the United States,
specifically in Dadeville, AL and Chatsworth, GA.
Sincerely,
Daniel Dietrich
Chief Estimator
WARRANTY &INSURANCE
•*�iifl#ii■#p!•iiiii+�ii �'riliiia#•i+ii•#Y!!!�'##i•i�'i!i`i'�
####:#•iiiiiii,i•ii#A##i�,iiiii�!##i#+�##!ii!#!#�i#fi'�i�
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r r s r ,� •!• r• a• +� r r w r r•!• • r r w r
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* ,a_ ! AL Ark s a t a i s! AL s i i a i i A--�_ s AL , �. i s ti- i! �.i -AL �a
SPH'i,INTURF6
A PL,4yCORE Company
LIMITED 8 -YEAR WARRANTY
Sprinturf warrants the synthetic grass turf field at the XXXXXXX for a period of eight (8) years from the date of substantial
completion or "first use" (whichever comes first) against defects in the materials and workmanship provided including but not
limited to, excessive ultraviolet degradation, loss of tensile strength, or excessive fading, as recognized by accepted industry
standards. Sprinturf will, at its option, either repair or replace the affected area without charge to the Owner for the duration of the
Warranty period. No cash refunds will be made. Sprinturf also warrants that the average G -Max level of its synthetic turf field will
not exceed XXXXXXX for the duration of the Warranty period.
Failure to follow the recommendations for proper maintenance of the synthetic grass turf field as outlined in our "Maintenance
Guidelines" supplied to every customer at time of completion will void this Warranty.
This Limited Warranty does not cover: f
• Damage due to external causes including, but not limited to, the application of cheinicals ar cleaning agents, vandalism,
fire, flood, fireworks, contamination, windstorm, acts of God, change in water table and unproper care.
-Damage resulting from accidents, force majeure, misuse, abuse, and neglect or tiom other than normal and ordinary
intended use of the Product.
• Damage resulting from failure to maintain the Product in accordanceevwith the Maintenance Guidelines provided to the
Owner. It will be the Owner's responsibility to keep a detailed log pfthe maintenance provided to the field including (a)
date and time of maintenance, (b) personnel providing the maintenance and (c) the maintenance action taken.
-All perceived or potential problems must be reported to Sprinturf headquarters in writing within 48 hours of the
occurrence. Failure to do so will void this warranty.
-Damage resulting from materials applied or laborperlorp ed, including, but not limited to, repair or attempted repair by
anyone other than Sprinturf or an authorized Sprin--�tt thirdparty servtcepepon.
-Use of improper footwear such as long spiked track shoesk andard plastic molded soccer, lacrosse, football, or
baseball shoes are recommended.
d to he Owner t7t s e resentative without the written approval of
-Any recommendations by a thud party provide k �„ p pp
Sprinturf, which would alter or change materials or workmarx�SMpt that were originally supplied or installed by
Sprinturf. - -`
• Damage attributable to normal wear A d.tear. as determined 'by acceptable standards in the synthetic turf industry.
• Improper design of sub -base or drainage; system.
The obligations of Sprinturf under the Warranty ar&sµbject to full payment of all monies due Sprinturf for materials and/or
labor related to the above referenced projgct. This Warrapfy will be voided if any third party, contractor, or turf manufacturer
other than Sprinturf performs any labor or service on tlie 'subject field.
Sprinturf does not warrant recommendations, drawings, undocumented subgrade for engineer witnessed proof rolls or
compaction tests, sp '`�'fic.ions,, or plans made by Owner or its design professionals, architects, or other representatives.
This Warranty is li j ited to the remedies cif repair or replacement, which shall constitute the exclusive remedies available,
and all other rerne that, might otherwise be available are hereby waived by the Owner. Sprinturf will also
not warrant any fielgraatn;xg tines have been used.
Sprinturf shall have no othesgiians or liability for damages arising out of or in connection with the use or performance of the
product including, but not 1imiM to, damages for personal injury or economic losses. Sprinturf disclaims liability for incidental and
consequential damages for breach of any express or implied warranty, including any implied Warranty of merchantability, with
respect to the product.
This Warranty constitutes Sprinturf's entire obligation. All other prior written or oral agreements or drafts of agreements
between the parties pertaining to the subject matter of this Warranty are superseded and of no force and effect and may not be
used as evidence in interpreting the provisions of this Warranty. This Warranty is a Supplier's/Manufacturer's warranty. Any
surety bond posted by ITS Sprinturf Holdings, LLC and/or Sprinturf, LLC to Owner/Obligee for the securitization of bid,
performance and payment obligation does not guarantee any obligation contemplated in the warranty.
Date of Substantial Completion:
By:
Justin Reddy, President
Date:
Date:
Client#: 1545824 ITSSPR
DATE (MM/DD/YYYY)
ACORDTM CERTIFICATE OF LIABILITY INSURANCE 1 11/29/2023
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on
this certificate does not confer any rights to the certificate holder in lieu of such endorsement(s).
PRODUCER CONTACT
NAME:
USI Insurance Services, LLC FAX
PA/C %H°NF�rI 704 543-0258 AIC No):
6100 Fairview Rd Ste 1400 E-MAIL
ADDRESS:
Charlotte, NC 28210 INSURER(S) AFFORDING COVERAGE NAIC it
704 543-0258 INSURER A: Summit Specialty Insurance SURPLU
INSURED INSURER B: Validus Reinsurance LTD SURPLU
Sprinturf, LLC
INSURER C
146 Fairchild Street Suite 150
INSURER D
Daniel Island, SC 29492
INSURER E
INSURER F:
-VIM/ AI = r.0 RM0=K3. RFVICInNI NIIMRFR-
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE URED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACTOR R DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE P0LIC1ESffCC1liIBED HEREIN IS SUBJECT TO ALL THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCE PAIL,),IWAIMS.
LTR J
TYPE OF INSURANCE
ADDRL
,SVUBR
POLICY NUMBER
MM/DDIYYY
OWI YYY
LIMITS
COMMERCIAL GENERAL LIABILITY
IV
CH OCCURRENCE $
DA I�, O RENTED
PREMIS Ea olxurrence $
CLAIMS -MADE LIOCCUR
MED EXP (Any one person) $
9PERSONAL
Is
&ADV INJURY $
GEN'L AGGREGATE LIMIT APPLIES PER:
GENERAL AGGREGATE $
PRODUCTS - COMP/OP AGG $
PRO
POLICY ❑ JECT LOC
$
OTHER:
AUTOMOBILE LIABILITY
COMBINEDSINGLE LIMIT
fE a gligann$
BODILY INJURY (Per person) $
ANY AUTO
BODILY INJURY (Per accident) $
OWNED SCHEDULED
AUTOS ONLY AUTOS
HIRED NON -OWNED
AUTOS ONLY AUTOS ONLY
PROPERTY DAMAGE $
Per a ent
UMBRELLA LIAB
OCCUR
EACH OCCURRENCE $
AGGREGATE $
EXCESS LIAB
CLAIMS -MADE
DED I I RETENTION $
$
WORKERS COMPENSATION
PER OTH-
AND EMPLOYERS' LIABILITY
ANY PROPRiETOPIPARTNER/EXECUTIVE Y / N
OFFICEWMEMSER EXCLUDED?
(Mandatory in NH)
N
00
:P-
E.L. EACH ACCIDENT $
E.L. DISEASE - EA EMPLOYEE $
If yes, describe under
DESCRIPTION OF OPERATIONS below
E.L. DISEASE POLICY LIMIT $
A
Products Recall
CMR0000011401
7/15/2023
07/15/202
$5M Policy Period Agg
B
Products Recall
CMJ332439A23
7/15/2023
07/15/202
$51VI/Excess Primary $5M
DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)
Confirmation of Coverage
CERTIFICATE HOLDER L;AI UMLLA I1VIv
Sprinturf, LLC
146 Fairchild Street Suite 150
Daniel Island, SC 29492
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN
ACCORDANCE WITH THE POLICY PROVISIONS.
AUTHORIZED REPRESENTATIVE
P G 6111-
@ 1988-2015
.A.JI1-
©1988-2015 ACORD CORPORATION. All rignts reservea.
ACORD 25 (2016/03) 1 of 1 The ACORD name and logo are registered marks of ACORD
#S42701928/M40823488 BADE4
USA,
Date: 7/17/2023
USI Insurance Services
61oo Fairview Road, Suite 800
Charlotte, NC 28210
Direct: (704) 543-0258
Fax: (610) 537-1902
Toll Free:(800) 868-8834
Sprinturf, LLC. "Insured" has secured as insurance policy through our firm, USI Insurance
Services. Outlined below are the key terms and conditions for the policy(ies).
1. Insuring Agreement:
In consideration of the premium paid and subject to all of the terms and
conditions of the policies, the insurer will indemnify the insured for loss in
respect to a Covered Incident.
2. Covered Incident:
"Covered Incident" shall meaii
inadequacy, or breach of warranty
the di scovery of a defect, deficiency,
3. Limit of Liability:
$10,000,000 each covered iiicideiii. $10,000,000 aggregate.
r.
4. Deductible:
No deductible aipplies to die. Warranty Holder.
5. Policy Territory:
The policy contains no policy territory restrictions.
6. Security: U ide;rNA rites — Summit Specialty Insurance Company.
AM Best Co, lies affirmed the financial strength rating of A (Excellent)
7. Policy Period:
July 15, 2023 to July 15, 2024
Notwithstanding any of the statements provided in this outline, all terms and
conditions of the policies dictate coverage.
Property & Casualty • Employee Benefits • Personal Risk • Retirement Consulting
The USI ONE Advantage°
r�
A�Rl7 CERTIFICATE OF LIABILITY INSURANCE
DATE (MKIDMYYYY)
1 110 612 0 2 3
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE
TERMS,
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on
this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
PRODUCER
NAME: Brenda Young -Epps
MARSH USA, LLC-
FAx
PHONE (404) 995 3074 1 IAZ.No):
Two Alliance Center
3560 Lenox Road, Suite 2400
EMAIL S, hrenda.pingeppQrnarsh.con-,
INSURER(S) AFFORDING COVERAGE NAK e
Atlanta, GA 30326
Atln: A1lanta.CertRequest@marsh.com 1 Fax: 212-948.4321
INSURER A: Evanston insurance Company35378
CN1D2326389-CAS-GAUWX-23-24
INSURED
INSURER a! Continental Casualty Com an 20443
Sprinlurf, LLC
146 Fairchild Street Suite 150
INSURER C: American CasuattY Company Of Reading. Pa 20427
INSURER 0: Transportation Insurance Co 20494
Daniel Island, SC 29492
INSURER E : NIA NIA
CLAIMS•MADE1 V7 OCCUR
INSURER F: The Continental Insurance Contoany 1352B9
r r��rr owr-ec r1CI771GI11ATC IJIIURFR• ATI -005661696-01 REVISION NUMBER; 0
vTHIS AIS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE
TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
ACCORDANCE WITH THE POLICY PROVISIONS.
Daniel Island, SC 29492
INSR
LTR
I TADDL
TYPE OF INSURANCE
OUR
WVQ
POLICYNUMBER
POLICY EFF
MM/DDIYYV
POLICY EXP
f.IM+DD:YYY
LIMITS
G
A
X COMMERCIAL GENERALLIABILrrY
MKLV2PBC0D202B
08101f2623
0810112024
EACH OCCURRENCE $
2,000,000
_rYAMAGE TO RENTED
PREMIE 1Ea r ur nce $
100,000
CLAIMS•MADE1 V7 OCCUR
MED EXP IAnX oneperson) $
10,000
X SIR $250,000 Per Occ.
PERSONAL & ADV INJURY $
2'00000
GEN'L AGGREGATE LIMIT APPLIES PER:
GENERAL AGGREGATE $
4,000,000
PRODUCTS -COMPIOPAGG S
4,0D0,000
POLICY PR LOC
POLICY AGGREGATE $
10.003100
OTHER:
B AUTOMOBILE LIABILITY BUA 7039895527 0810112023 08101/2024
iEa NEaQrSINGLE LIMIT $
ocd
1,000 000
X ANY AUTO
BODILY INJURY (Per person) $
OWNED SCHEDULED
BODILY INJURY (Per accident) $
AUTOS ONLY AUTOS
HIRED NON -OWNED
PROPERTY DAIA E $
AUTOS ONLY AUTOS ONLY
P r ac wi
Comp -!Colt. Ded:51,DOO $
X UMBRELLA X OCCUR 7039964806 08!0112023 0810112024
EACH OCCURRENCE $
10,000,000
EXCESS LIAR 11CLAIMS MADE RETENTION Umb Catastrophe 525,000
AGGREGATE $
10,000,600
DED I X I RETENTION $ 0
$
C WORKERS COMPENSATION WC 7 39895530 ON112023 08,91112024
X I PER ITE ER
AND EMPLOYERS' LIABILITY
C Y I N WC 7 39895544 08101 [2023 0810112024
E.L. EACH ACCIDENT $
1,pOQ,pOQ
ANYPROPRIETOR+PARTNER+EXECUTIVE
N I A
D OFFICER+MEMBEREXCLUDED2
(Mandatory In NH) WC 7 3991,3871 08[0112023 081b112024
E.L. DISEASE - EA EMPLOYEE $
1,000,000
C 11 es, describe under WC 7 39929062 0810172023 0810112024
DESCRIPTION OF OPERATIONS below
E L. DISEASE- POLICY LIMIT $
1,000,600
DESCRIPTION OF OPERATIONS I LOCATIONS] VEHICLES (ACORD 101, Additional Remarks Schedule, maybe attached N more space is required)
For Information Only
ncn�Itll+wTG unr nrn reNC:FI 1 ATInN
Sprinturf, LLC
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
146 Fairchild Street
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN
Suite 15D
ACCORDANCE WITH THE POLICY PROVISIONS.
Daniel Island, SC 29492
AUTHORIZED REPRESENTATIVE
of Marsh USA LLC
l
G
V lyssa-LUlt7 A{rVl'fV LLnrVnril IVr�. 111r rryrrss roaarrev.
ACORD 25 (2016103) The ACORD name and logo are registered marks of ACORD
AGENCY CUSTOMER ID: CN102326389
LOC #: Atlanta
ADDITIONAL REMARKS SCHEDULE
Page 2 of 2
AGENCY
NAMED INSURED
MARSH USA, LLC.
Sprinturf, LLC
146 Fairchild Street Sulle 150
Daniel Island.SC 29492
POLICY NUMBER
CARRIER �i NAIC CODE
EFFECTIVE DATE:
Ar1ru1r1 %k1A.1 MCM1RAOLOZ
THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM,
FORM NUMBER: 25 FORM TITLE: Certificate of Liability Insurance
Workers' Compensation (Continued);
Carrier: Transportation Insurance Company
Policy Number: WC 7039918885
Dates: 08101P2023 - 001/2024
WC 7 39896536-AL,CO,FL,GA.I0,IL,IN.KS,KY,ME,MD.NII.MN,M0,MT,NV,NY,NC,OK,OR,PA,SC.TN,TKUT,VA
WC 7 39895544 - CA
WC 7 39918871 • AZ OR, Wt
WC 7039918885- OH. ND, WY, WA
ACORD 101 (2008101) V LUUt6 AGUKU %,UKrUKP1r lVn. M11 11anLD 1 W*WF VOU.
The ACORD name and logo are registered marks of ACORD
10
.; - � -_. �� -mss :•,�
SPR N' - -
��- t- JAI
„-
l� SYNTHETIC TURF MAINTENANCE PROGRAMrill
� 5
Each step of our comprehensive
"d.—r__ maintenance service will be CLEAN 8 REDISTRIBUTE INFILL ►
ijr. R 1' diligently performed by one of our �.
T SprintCare Certified Technicians.
FIELD HRUSHIN
Fields can only be groomed in the e
- months of September to May.
SEE YOUR e r r
SALES REPRESENTATIVE . r •rr '�
r -
- EN RE t.,.
w f
e MAXTESTING -
■
Headquarters
146 Fairchild Street
fiN Suite 150
Daniel Island, SC 29492
T: 877-686-8873
F: 843-410-5712
e r
Manufacturing
Facilities:
799 Industrial Drive
Chatsworth, GA 30705
170 Rice Ave
Dadevilie, AL 36853
SUBMITTALS
ow
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• r • • • 0 * • • • 0a �► • i • • • s i
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Project Manual
Bid Package 01 — Site
SECTION 004113.1 - FORM OF PROPOSAL 1(A) —FIELD TURF
PROJECT: Bid Package 01— Site
Former Bluegrass Downs Grandstand
150 Downs Drive
Paducah, Kentucky
Name of Contractor: SprinturF. LLC
Mailing Address: 146 Fairchild Street
Suite 150
Charleston. SC 29492
Business Phone: 843-936-6023
TO: Steve Ervin, Community Development Project Manager
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42001
Paducah Sports Park
Paducah, Kentucky
Having carefully examined the Instructions to Bidders, Contract Agreement, General Conditions, Special
Conditions, Specifications, and Drawings on the above referenced project, the undersigned bidder proposes
to famish all labor, materials, equipment, tools, supplies, services, and temporary devices required to
complete the work in accordance with the contract documents and any addenda listed below for the price
stated herein.
RAOF RTT)-
Material $ 4.805.970.00
Labor $ 1_.937.865.00
Tax $ 166,405.00
TOTAL $ 6:910.240.00
For the construction required to complete the work in accordance with the contract documents, I We submit
the following lump sum price of
Six Million. Nine Hundred Ten Thousand. Two Hundred & Fortv DOLLARS 00 CENTS
(use words)
FORM OF PROPOSAL 1(A) —FIELD TURF 004113.1-1
Project Manual
Bid Package 01 — Site
ALTERNATE BID:
Paducah Sports Park
Paducah, Kentucky
For omission from or addition to those items, services, or construction specified in Bidding Documents by
alternate number, the following lump sum price will be added or deducted from the base bid.
ADDENDA:
Receipt of Addenda Number(s) 1 thru 4 is acknowledged.
UNIT PRICES:
Refer to attached sheet(s) for listing of unit prices.
PROPOSED SUBCONTRACTORS:
Refer to attached sheet(s) for listing of proposed subcontractors.
PROPOSED MATERIALS AND EQUIPMENT:
Refer to attached sheet(s) for listing of proposed materials and equipment.
PREVIOUS PROJECTS:
Refer to attached sheet(s) for listing of previous projects.
REFERENCES:
Refer to attached sheet(s) for listing of project references.
FORM OF PROPOSAL 1(A) — FIELD TURF 004113.1-2
No Cost
Alternate Bid
Alternate Description
+ (Add to the
- (Deduct from
Change
No.
Base Bid)
the Base Bid)
from the
Base Bid)
Alt. Bid No. 4
Voluntary Alternate for Multiple
Bids
ADDENDA:
Receipt of Addenda Number(s) 1 thru 4 is acknowledged.
UNIT PRICES:
Refer to attached sheet(s) for listing of unit prices.
PROPOSED SUBCONTRACTORS:
Refer to attached sheet(s) for listing of proposed subcontractors.
PROPOSED MATERIALS AND EQUIPMENT:
Refer to attached sheet(s) for listing of proposed materials and equipment.
PREVIOUS PROJECTS:
Refer to attached sheet(s) for listing of previous projects.
REFERENCES:
Refer to attached sheet(s) for listing of project references.
FORM OF PROPOSAL 1(A) — FIELD TURF 004113.1-2
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
UNIT PRICES:
Unit Prices shall include the furnishing of all labor, materials, supplies, services and shall include
all: Items of cost, overhead and profit for the contractor and subcontractor involved, and shall be
used uniformly without modification for either addition or deduction. The unit prices as established
shall be used to determine the equitable adjustment of the contract price in connection with changes
or extra work performed under the contract, and rules of measurement as set forth in the General
Conditions shall govern.
WORK PRICE UNIT
1.
$ /
2.
$ /
3.
$ /
4.
$ /
5.
$ /
6.
$ /
7.
$ /
8.
$ /
9.
$ /
10.
$ /
11.
$ /
12.
$ /
13.
$ /
14.
$ /
15.
$ /
Name of Contractor: Sprintu
Authorized
Representative Daniel Dietric
(Signature)
Title Chief Estimator
Date 3/26/2024
FORM OF PROPOSAL 1(A) —FIELD TURF 004113.1-3
Project Manual Paducah Sports Park
Bid Package 01— Site Paducah, Kentucky
LIST OF PROPOSED SUBCONTRACTORS
The following list of proposed subcontractors is required to be executed, completed and submitted with the
Bidder's Proposal. All subcontractors are subject to approval by the Owner. Failure to submit this list,
completely filled out, may cause rejection of bid.
BRANCH OF WORK
SUBCONTRACTOR
Nationwide Sports Construction
FORM OF PROPOSAL 1(A) — FIELD TURF 004113.1-4
Project Manual Paducah Sports Park
Bid Package 01— Site Paducah, Kentucky
LIST OF PROPOSED SUBCONTRACTORS
The following list of proposed subcontractors is required to be executed, completed and submitted with the
Bidder's Proposal. All subcontractors are subject to approval by the Owner. Failure to submit this list,
completely filled out, may cause rejection of bid.
BRANCH OF WORK SUBCONTRACTOR
Nationwide Snorts Construction
FORM OF PROPOSAL 1(A) —FIELD TURF 004113.1-4
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
LIST OF PROPOSED SUBCONTRACTORS
The following list of proposed subcontractors is required to be executed, completed and submitted with the
Bidder's Proposal. All subcontractors are subject to approval by the Owner. Failure to submit this list,
completely filled out, may cause rejection of bid.
BRANCH OF WORK SUBCONTRACTOR
FORM OF PROPOSAL 1(A) —FIELD TURF 004113.1-4
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
LIST OF MATERIALS AND EQUIPMENT
Refer to attached sheet(s) for complete listing of major components of the proposed materials and
equipment. Refer to attached justification of proposed material and equipment if proposing a substitution
or equal to the material and equipment contained in the Bid Documents.
Every item listed under the different phases of construction must be clearly identified so that the Owner
will definitely know what the bidder proposes to furnish. The use of a dealer's name or stating "as per plans
and specifications" will not be considered as sufficient identification.
The following list of materials and equipment is required to be executed, completed and submitted with the
Bidder's Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
MATERIAL MANUFACTURER/MODEL NO.
FIELD TURF
ITS-Sorinturf - UB 38 & UB w PE Thatch
Target - Sand
PTR - Ambient Rubber
FORM OF PROPOSAL 1(A) — FIELD TURF 004113.1-5
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
LIST OF PREVIOUS PROJECTS
The following list of previous projects is required to be executed, completed and submitted with the Bidder's
Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
PROJECT NAMES Cityof Gardendale - Bill Noble Park - North
PROJECT LOCATION: Gardendale, AL
SF OF TURF INSTALLED: 528,840
YEAR COMPLETED: 2023
PROJECT NAME:
PROJECT LOCATION:
SF OF TURF INSTALLED:
YEAR COMPUTED
PROJECT NAME:
PROJECT LOCATION
SF OF TURF INSTALLED:
YEAR COMPLETED
Kokomo Sports Cormlex - 20-S-IN074
Kokomo, IN _
673,488
2021
East Cobb Baseball Complex 8 Fields).
Marietta GA —
600.325
2020 _
FORM OF PROPOSAL 1(A) —FIELD TURF 004113.1-6
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
LIST OF PROJECT REFERENCES
The following list of project references is required to be executed, completed and submitted with the
Bidder's Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
PROJECT NAME: Union College
PROJECT LOCATION: Barbourville , KY
REFERENCE NAME: Tim Curry
CONTACT INFORMATION: 606-599-2973
tcurry@unionkv.edu
PROJECT NAME: Eminence Athletic Field - Eminence Independent Schools
PROJECT LOCATION: Eminence, KY
REFERENCE NAME: Dr. Buddy Berry, Superintendent
CONTACT INFORMATION: 502-773-3050
PROJECT NAME:
PROJECT LOCATION:
REFERENCE NAME:
CONTACT INFORMATION
buddv.berryC@eminence.kyschools.us
Taylor Countv High School - Taylor County School.s
Campbellsville. KY
Chris Goodin
270-849-8244
chris.goodin@taylor.kyschools.us
FORM OF PROPOSAL 1(A) —FIELD TURF 004113.1-7
Document A31 OTM-2010
CONTRACTOR:
(Name, legal status and address)
Sprinturf LLC
146 Fairchild Street, Suite 150
Daniel Island, SC 29492
OWNER:
(Name, legal status and address)
McCracken County Fiscal Court
300 Clarence Gaines Street
SURETY:
(Name, legal status and principal place
of business) Western Surety Company
151 N Franklin St.
Chicago, IL 60606
Paducah, KY 42003
BOND AMOUNT: Five Percent of the Total Amount Bid
PROJECT:
(Name, location or address, and Project number, if any)
Bid Package 01 - Site, Paducah Sports Park / Bid Package 1(A) - Field Turf
This document has important legal
consequences. Consultation with
an attorney is encouraged with
respect to its completion or
modification.
Any singular reference to
Contractor, Surety, Owner or
other party shall be considered
plural where applicable.
The Contractor and Surety are bound to the Owner in the amount set forth above, for the payment of which the
Contractor and Surety bind themselves, their heirs, executors, administrators, successors and assigns, jointly and
severally, as provided herein. The conditions of this Bond are such that if the Owner accepts the bid of the Contractor
within the time specified in the bid documents, or within such time period as may be agreed to by the Owner and
Contractor, and the Contractor either (1) enters into a contract with the Owner in accordance with the terms of such
bid, and gives such bond or bonds as may be specified in the bidding or Contract Documents, with a surety admitted
in the jurisdiction of the Project and otherwise acceptable to the Owner, for the faithful performance of such Contract
and for the prompt payment of labor and material furnished in the prosecution thereof; or (2) pays to the Owner the
difference, not to exceed the amount of this Bond, between the amount specified in said bid and such larger amount
for which the Owner may in good faith contract with another party to perform the work covered by said bid, then this
obligation shall be null and void, otherwise to remain in full force and effect. The Surety hereby waives any notice of
an agreement between the Owner and Contractor to extend the time in which the Owner may accept the bid. Waiver
of notice by the Surety shall not apply to any extension exceeding sixty (60) days in the aggregate beyond the time for
acceptance of bids specified in the bid documents, and the Owner and Contractor shall obtain the Surety's consent for
an extension beyond sixty (60) days.
If this Bond is issued in connection with a subcontractor's bid to a Contractor, the term Contractor in this Bond shall
be deemed to be Subcontractor and the term Owner shall be deemed to be Contractor.
When this Bond has been furnished to comply with a statutory or other legal requirement in the location of the P ct
164 11
any provision in this Bond conflicting with said statutory or legal requirement shall be deemed deleted heleylk�� � p1►�0
provisions conforming to such statutory or other legal requirement shall be deemed incorporated herei4r • i a...;
furnished, the intent is that this Bond shall be construed as a statutory bond and not as a common lawrb
26th March 2024
Signed and sealed this day of
Sprinturf LLC
i r
' (Principal) ` •% (% e
(Wi ess) J ILk 00, C CL b ll E k%e— • t
(Title) DCALni G^tle����
Western Surety Company ill t r I, k%%%
1 (Seal)
tr.. �i
(Witness) Ryan Foley
(Title) Theresa J Foley, Atto ey -Fact
The Surety shall guarantee that the work will be free of defective materials and workmans - twelve (12) months fall. `ng ca. lotion of Co mi ing. Any additional warranty or
maintenance whether express or implied is extended by the Principal only, and the Surety assumes no liability for such guarantee r ardless F the farm and co iGOnal of the contract
CAUTION: You should sign an original AIA Contract Document, on which this text appears in RED/An original lures that
lnit. changes will not be obscured.
AIA Document A310"m - 2010. Copyright@ 1963, 1970 and 2010 by The American Institute of Architects. At[ rights reserved. WARNING: This AIA
l Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA°" Document, or
any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law.
Purchasers are permitted to reproduce ten (10) copies of this document when completed. To report copyright violations of AIA Contract Documents, e-
mail The American Institute of Architects' legal counsel, copyright@aia.org.
Western Surety Company
POWER OF ATTORNEY APPOINTING INDIVIDUAL ATTORNEY—IN—FACT
Know All Men By These Presents, That WESTERN SURETY COMPANY, a South Dakota corporation, is a duly organized and existing corporation having its
principal office in the City of Sioux Falls, and State of South Dakota, and that it does by virtue ofthe signature and seal herein affixed hereby make, constitute and appoint
Vicki S Duncan, Kristie A Pudvan, Judy K Wilson, Nicholas R Hylant, Individually, of Toledo, OH
Susan E Hurd, Individually of Dublin, OH
Jennifer A Jarosz, Kathy S Zack, Michael Schatz, Individually, of Troy, MI
Theresa J Foley, Jacksonville, FL
its true and lawful Attomey(s)-in-Fact with full power and authority hereby conferred to sign, sea] and execute for and on its behalfbonds, undertakings and other obligatory
instruments of similar nature
- In Unlimited Amounts -
and to bind it thereby as fully and to the same extent as if such instruments were signed by a duly authorized officer of the corporation and all the acts of said Attorney,
pursuant to the authority hereby given, are hereby ratified and confirmed.
This Power of Attorney is made and executed pursuant to and by authority of the Authorizing By -Laws and Resolutions printed at the bottom of this page, duly
adopted, as indicated, by the shareholders of the corporation.
In Witness Whereof, WESTERN SURETY COMPANY has caused these presents to be signed by its Vice President and its corporate seal to be hereto affixed on
this 31st day of January, 2024.
SM1r�Mv WESTERN SURETY COMPANY
ufr Cott
it- ,
�,,....N Larry Kasten, Vice President
State of South Dakota 1
I ss
County of Minnehaha
On this 31st day of January, 2024, before me personally came Larry Kasten, to me known, who, being by me duly sworn, did depose and say: that he resides in the
City of Sioux Falls, State of South Dakota; that he is a Vice President of WESTERN SURETY COMPANY described in and which executed the above instrument; that he
knows the seal of said corporation; that the seal affixed to the said instrument is such corporate seal; that it was so affixed pursuant to authority given by the Board of
Directors of said corporation and that he signed his name thereto pursuant to like authority, and acknowledges same to be the act and deed of said corporation.
+444a44aa4aaa444a44444444+
My commission expires s M. BENT r
l(RfA
HORY PUBLIC�f
March 2, 2026 i gce� SOUTH DAKOTA sEAL s
+4444444a4444aa44444a 4aa +
M. Bent, Notary Public
CERTIFICATE
I, Paula Kolsrud, Assistant Secretary of WESTERN SURETY COMPANY do hereby certify that the Power of Attorney hereinabove set forth is still in force, and
further certify that the By -Law and Resolutions ofthe corporation printed below this certificate are still in force. In testimony whereof I have hereunto subscribed my name
and affixed the seal ofthe said corporation this 26th day of Marck 2024.
�a rr a
WESTERN SURETY COMPANY
zz=aa.4 =_
3uP:
yrfyf
P;
pw� Paula Kolsrud, Assistant Secretary
Authorizing By -Laws and Resolutions
ADOPTED BY THE SHAREHOLDERS OF WESTERN SURETY COMPANY
This Power of Attorney is made and executed pursuant to and by authority ofthe following By -Law duly adopted by the shareholders ofthe Company.
Section 7. All bonds, policies, undertakings, Powers of Attomey, or other obligations ofthe corporation shall be executed in the corporate name ofthe Company by
the President, Secretary, and Assistant Secretary, Treasurer, or any Vice President, or by such other officers as the Board of Directors may authorize. The President, any
Vice President, Secretary, any Assistant Secretary, or the Treasurer may appoint Attorneys in tact oragents who shall have authority to issue bonds, policies, ar undertakings
in the name of the Company. The corporate seal is not necessary For the validity of any bonds, policies, undertakings, Powers of Attorney or other obligations of the
corporation. The signature of any such officer and the corporate seal may be printed by facsimile.
This Power ofAttorney is signed by Lary Kasten, Vice President, who has been authorized pursuant to the above Bylaw to execute power of attomeys on behalf of Western
Surety Company.
This Power of Attomey may be signed by digital signature and sealed by a digital or otherwise electronic -formatted corporate seal under and by the authority ofthe following
Resolution adopted by the Board of Directors ofthe Company by unanimous written consent dated the 27`h day of April, 2022:
"RESOLVED: That it is in the best interest of the Company to periodically ratify and confirm any corporate documents signed by digital signatures and to ratify and
confirm the use of a digital or otherwise electronic -formatted corporate seal, each to be considered the act and deed ofthe Company."
Go tow vvw.cnasurety.com > Owner / Obligee Services > Validate Bond Coverage, if you want to verify bond authenticity.
Form F4280-6-2023
NON -COLLUSION AFFIDAVIT
OF
SPRINTURF, LLC
I, Daniel Dietrich, being first duly sworn, deposes and says that I am the Chief Estimator of Sprinturf, LLC, the company,
association, organization, or corporation; that the bid is genuine and not collusive or sham; that the bidder has not directly or
indirectly induced or solicited any other bidder to put in a false or sham bid, and has not directly or indirectly colluded,
conspired, connived, or agreed with any bidder or anyone else to put in a sham bid, or that anyone shall refrain from bidding;
that the bidder has not in any manner, directly or indirectly, sought by agreement, communication, or conference with anyone to
fix the bid price of the bidder or any other bidder, or to fix any overhead, profit, or cost element of the bid price, or that of any other
bidder, or to secure any advantage against the public body awarding the contract of anyone interested in the proposed contract; that
all statements contained in the bid are true; and, further, that the bidder has not, directly or indirectly, submitted his or her bid
price or any breakdown thereof, or the contents thereof, or divulged information or data relative thereto, or paid, and will not
pay, any fee to any corporation, partnership, company association, organization, bid depository, or to any member or agent
thereof to effectuate a collusive or shambid.
OATH AND AFFIRMATION
I HEREBY AFFIRM UNDER THE PENALTIES FOR PERJURY THAT THE FACTS AND INFORMATION CONTAINED IN THE
FOREGOING STATEMENT ARE TRUE AND CORRECT.
Dated this 26th day of March 2024.
'0 �
01
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w
2011
': ©ELA1A/ARE
•�'coh7PP►''�
STATE OF. South Carolina
COUNTY OF Charleston ) ) ss
Sprinturf, LLC
(Name of Organization)
Chief Estimator
ritt offtr. 5" n' g7
(Signature)
ACKNOWLEGEMENT
Before me, a Notary Public, personally appeared the above named and swore that the statements contained in the foregoing
document are true and correct.
Subscribed and sworn to me this 26th day of March 2024
\*A�,�lftlr�����
X06 G_
�
Notary Public Si a M. —_
pAUBL+IG
My Commission Expires:
I .�y 'stir+s++++•.p•+'�A \\\
CORPORATE RESOLUTION/AUTHORITY CERTIFICATE
OF
SPRINTURF, LLC
We, the undersigned Member(s) of Sprinturf, LLC, a limited liability company duly organized and existing under the
laws of Delaware (hereinafter the "Company"), with authority granted in the Operating Agreement to make binding
resolutions on behalf of the Company, hereby resolve:
It is resolved that Daniel Dietrich, Chief Estimator of Sprinturf, LLC hereby is authorized to execute contracts and
obligations in the name and behalf of said company, and affix its Corporate Seal thereto, and such execution of any
contract or bond of obligation on Sprinturf, LLC behalf under the seal of the company shall be valid and binding.
I, Justin Reddy, hereby certify that I am the President of Sprinturf, LLC and that Daniel Dietrich is duly elected Director
of said company, and the above vote has not been amended or rescinded and remains in full force and effect as of the
date of this certificate.
Dated this 26th day of March 2024
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2011 ==
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STATE OF South Carolina
ss
COUNTY OF Charleston
(;BE�4
Justin Reddy, Preside t
ACKNOWLEGEMENT
Before me, a Notary Public, personally appeared the above named and swore that the statements contained in the
foregoing document are true and correct.
Subscribed and sworn to me this 26th day of March 2024
lo
Notary Public Sign tore
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Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
DOCUMENT 000117 - INDEX OF DRAWINGS
BID PACKAGE 01- SITE
PADUCAH SPORTS PARK
PADUCAH,KENTUCKY
TITLE
COVER SHEET: BID PACKAG O1 -SITE
SHEET INDEX
CIVIL - SITE DEMOLITION
C1.0
OVERALL SITE DEMOLITION PLAN
C1.1
ENLARGED DEMOLITION PLAN
C1.2
ENLARGED DEMOLITION PLAN
C1.3
ENLARGED DEMOLITION PLAN
CIA
ENLARGED DEMOLITION PLAN
C1.5
ENLARGED DEMOLITION PLAN
C1.6
ENLARGED DEMOLITION PLAN
C1.7
ENLARGED DEMOLITION PLAN
C1.8
ENLARGED DEMOLITION PLAN
C1.9
ENLARGED DEMOLITION PLAN
C1.10
ENLARGED DEMOLITION PLAN
C1.11
DISC GOLF COURSE DEMOLTION PLAN
CIVIL - SITE DEVELOPMENT
C2.OA
OVERALL SITE DEVELOPMENT PLAN
C2.OB
OVERALL SITE DEVELOPMENT PLAN - WEST
C2.00
OVERALL SITE DEVELOPMENT PLAN - EAST
C2.1
ENLARGED DEVELOPMENT PLAN
C22
ENLARGED DEVELOPMENT PLAN
C2.3
ENLARGED DEVELOPMENT PLAN
C2.4
ENLARGED DEVELOPMENT PLAN
C2.5
ENLARGED DEVELOPMENT PLAN
C2.6
ENLARGED DEVELOPMENT PLAN
C2.7
ENLARGED DEVELOPMENT PLAN
C2.8
ENLARGED DEVELOPMENT PLAN
C2.9
ENLARGED DEVELOPMENT PLAN
C2.10
ENLARGED DEVELOPMENT PLAN
C2.11
ENLARGED DEVELOPMENT PLAN
C2.12
ENLARGED DEVELOPMENT PLAN
C2.13
ENLARGED DEVELOPMENT PLAN
C2.14
ENLARGED DEVELOPMENT PLAN
C2.15
ENLARGED DEVELOPMENT PLAN
C2.16
ENLARGED DEVELOPMENT PLAN
C2.17
ENLARGED DEVELOPMENT PLAN
C2.18
ENLARGED DEVELOPMENT PLAN
C2.19
ENLARGED DEVELOPMENT PLAN
C220
ENLARGED DEVELOPMENT PLAN
C221
ENLARGED DEVELOPMENT PLAN
INDEX OF DRAWINGS 000117-1
Project Manual
Bid Package 01 - Site
CIVIL - SITE GRADING
C3.0
OVERALL SITE GRADING PLAN
C3.1
ENLARGED GRADING PLAN
C3.2
ENLARGED GRADING PLAN
C3.3
ENLARGED GRADING PLAN
C3.4
ENLARGED GRADING PLAN
C3.5
ENLARGED GRADING PLAN
C3.6
ENLARGED GRADING PLAN
C3.7
ENLARGED GRADING PLAN
C3.8
ENLARGED GRADING PLAN
C3.9
ENLARGED GRADING PLAN
C3.10
ENLARGED GRADING PLAN
C3.11
ENLARGED GRADING PLAN
Paducah Sports Park
Paducah, Kentucky
C3.12
ENLARGED GRADING PLAN
C3.13
ENLARGED GRADING PLAN
C3.14
ENLARGED GRADING PLAN
C3.15
ENLARGED GRADING PLAN
C3.16
ENLARGED GRADING PLAN
C3.17
ENLARGED GRADING PLAN
C3.18
ENLARGED GRADING PLAN
C3.19
ENLARGED GRADING PLAN
C3.20
ENLARGED GRADING PLAN
C3.21
ENLARGED GRADING PLAN
C3.30
OVERALL EROSION AND SEDIMENTATION CONTROL PLAN
C3.31
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.32
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.33
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.34
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.35
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.36
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.37
EROSION AND SEDIMENTATION CONTROL DETAILS
CIVIL - SITE STORMWATER
C4.OA OVERALL SITE STORMWATER PLAN
C4.013 OVERALL SITE STORMWATER PLAN - WEST
C4.00 OVERALL SITE STORMWATER PLAN - EAST
C4.1
ENLARGED STORMWATER PLAN
C4.2
ENLARGED STORMWATER PLAN
C4.3
ENLARGED STORMWATER PLAN
C4.4
ENLARGED STORMWATER PLAN
C4.5
ENLARGED STORMWATER PLAN
C4.7
ENLARGED STORMWATER PLAN
C4.8
ENLARGED STORMWATER PLAN
C4.9
ENLARGED STORMWATER PLAN
C4.10
ENLARGED STORMWATER PLAN
C4.11
ENLARGED STORMWATER PLAN
C4.12
ENLARGED STORMWATER PLAN
C4.13
ENLARGED STORMWATER PLAN
C4.14
ENLARGED STORMWATER PLAN
C4.15
ENLARGED STORMWATER PLAN
INDEX OF DRAWINGS 000117-2
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
C4.16
ENLARGED STORMWATER PLAN
C4.17
ENLARGED STORMWATER PLAN
C4.18
ENLARGED STORMWATER PLAN
C4.19
ENLARGED STORMWATER PLAN
C4.21
ENLARGED STORMWATER PLAN
C4.22
STORMWATER STRUCTURE AND PIPE TABLES
C4.23
STORMWATER STRUCTURE AND PIPE TABLES
C4.24
STORMWATER DETAILS
C4.25
STORMWATER DETAILS
C4.26
STORMWATER DETAILS
C4.27
STORMWATER DETAILS
CIVIL - SITE UTILITY
C5.0
OVERALL SITE UTILITY PLAN
C5.2
ENLARGED UTILITY PLAN
C5.3
ENLARGED UTILITY PLAN
C5.4
ENLARGED UTILITY PLAN
C5.5
ENLARGED UTILITY PLAN
C5.6
ENLARGED UTILITY PLAN
C5.8
ENLARGED UTILITY PLAN
C5.9
ENLARGED UTILITY PLAN
C5.10
ENLARGED UTILITY PLAN
C5.13
ENLARGED UTILITY PLAN
C5.14
ENLARGED UTILITY PLAN
C5.16
ENLARGED UTILITY PLAN
C5.17
ENLARGED UTILITY PLAN
C5.18
ENLARGED UTILITY PLAN
C5.21
ENLARGED UTILITY PLAN
C5.22
UTILITY DETAILS
C5.23
UTILITY DETAILS
C5.24 SANITARY SEWER LIFT STATION DETAILS
C5.25 SANITARY SEWER LIFT STATION DETAILS
C5.26 SANITARY SEWER PLAN AND PROFILE - LINE A & B
C5.27 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.28 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.29 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.30 SANITARY SEWER PLAN AND PROFILE - LINE C
C5.31 SANITARY SEWER PLAN AND PROFILE - LINE D
C5.32 WATER MAIN RELOCATION PLAN AND PROFILE
CIVIL - SITE DETAILS
C6.0 SITE DETAILS
C6.1 SITE DETAILS
C6.2 SITE DETAILS
LANDSCAPE
L1.0 SITE FURNISHINGS AND AMENITIES - KEY PLAN
L2.0 SITE FURNISHINGS AND AMENITIES PLAN
L2.1 SITE FURNISHINGS AND AMENITIES PLAN
L2.2 SITE FURNISHINGS AND AMENITIES PLAN
INDEX OF DRAWINGS 000117-3
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
L2.3 SITE FURNISHINGS AND AMENITIES PLAN
L3.0 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.1 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.2 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.3 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.4 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.5 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.6
SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.7
SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L4.0
OVERALL PLANTING PLAN AND PLANTING NOTES
L5.0
PLANTING PLAN
L5.1
PLANTING PLAN
L5.2
PLANTING PLAN
L5.3
PLANTING PLAN
L5.4
PLANTING PLAN
L5.5
PLANTING PLAN
L5.6
PLANTING PLAN
L5.7
PLANTING PLAN
L5.8
PLANTING PLAN
L5.9
PLANTING PLAN
L5.10
PLANTING PLAN
L5.11
PLANTING PLAN
L5.12
PLANTING PLAN
L5.13
PLANTING PLAN
L5.14
PLANTING PLAN
L5.15
PLANTING PLAN
L5.16
PLANTING PLAN
L5.17
PLANTING PLAN
L5.18
PLANTING PLAN
L6.0
PLANTING PLAN ENLARGEMENT
L6.1
PLANTING PLAN ENLARGEMENT
L6.2
PLANTING PLAN ENLARGEMENT
L6.3
PLANTING PLAN ENLARGEMENT
L7.0
SITE FURNISHING AND AMENITIES DETAILS
L7.1
SITE FURNISHING AND AMENITIES DETAILS
L7.2
SITE FURNISHING AND AMENITIES DETAILS
L7.3
SITE FURNISHING AND AMENITIES DETAILS
L7.4
SITE FURNISHING AND AMENITIES DETAILS
L7.5
SITE FURNISHING AND AMENITIES DETAILS
L7.6
SITE FURNISHING AND AMENITIES DETAILS
L7.7
SITE FURNISHING AND AMENITIES DETAILS
L7.8
SITE FURNISHING AND AMENITIES DETAILS
L7.9
SITE FURNISHING AND AMENITIES DETAILS
L7.10
SITE FURNISHING AND AMENITIES DETAILS
L7.11
SITE FURNISHING AND AMENITIES DETAILS
L7.12
SITE FURNISHING AND AMENITIES DETAILS
L7.13
SITE FURNISHING AND AMENITIES DETAILS
L7.14 SITE FURNISHING AND AMENITIES DETAILS
L7.15 SITE FURNISHING AND AMENITIES DETAILS
L7.16 SITE FURNISHING AND AMENITIES DETAILS
INDEX OF DRAWINGS 000117-4
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
L7.17 PLANTING DETAILS
LANDSCAPE — DISC GOLF
DG1.0 DISC GOLF LAYOUT
STRUCTURAL
S1.0
STRUCTURAL NOTES
SLI
PICNIC SHELTERS FOUNDATION PLANS & DETAILS
S 1.2
DUGOUTS FOUNDATION PLANS & DETAILS
S 1.3
PICKLENBALL COURT PLANS — ALTERNATE NO. 1
SIA
BASKETBALL COURTS PLANS — ALTERNATE NO. 2
S3.1
FOUNDATION DETAILS
IRRIGATION
PARTIAL ENLARGED SITE PLAN
IR100
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR101
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR102
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR103
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR104
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR105
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR106
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR107
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR108
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR109
IRRIGATION INFRASTRUCTURE & AUTOMATION
ELECTRICAL - SITE
EU0.0
SITE LEAD SHEET
EU1.1
OVERALL SITE PLAN
EU1.2
PARTIAL ENLARGED SITE PLAN
EU1.3
PARTIAL ENLARGED SITE PLAN
EU I A
PARTIAL ENLARGED SITE PLAN
EU1.5
PARTIAL ENLARGED SITE PLAN
EU1.6
PARTIAL ENLARGED SITE PLAN
EU1.7
PARTIAL ENLARGED SITE PLAN
EU1.8
PARTIAL ENLARGED SITE PLAN
EU1.9
PARTIAL ENLARGED SITE PLAN
EU1.10
PARTIAL ENLARGED SITE PLAN
EU1.11
PARTIAL ENLARGED SITE PLAN
EU1.12
PARTIAL ENLARGED SITE PLAN
EU2.1
ELECTRICAL ENLARGED PLANS
EU2.2
ELECTRICAL ENLARGED PLAN
EU2.3
ELECTRICAL ENLARGED PLAN
EU4.0
SITE DETAILS
EU4.1
ELECTRICAL SITE DETAILS AND SCHEDULES
TRANSPORTATION
T1.0 COVER SHEET
T2.0 GENERAL SUMMARY - STUART NELSON PARK ROAD
T2.1 TYPICAL SECTIONS - STUART NELSON PARK ROAD
T2.2 GENERAL NOTES - STUART NELSON PARK ROAD
INDEX OF DRAWINGS 000117-5
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
T3.0 PLAN & PROFILE - US 60 TURN LANE EXTENSION
T4.0 PLAN & PROFILE - STUART NELSON PARK ROAD
T5.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T6.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T7.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T8.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T9.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T10.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T11.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T12.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T13.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T14.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T15.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T16.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T17.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T18.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T19.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T20.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T21.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T22.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T23.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T24.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T25.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T26.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T27.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T28.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T29.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T30.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T31.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T32.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T33.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T34.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T35.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T36.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T37.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T38.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T39.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T40.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T41.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T42.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T43.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T44.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T45.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T46.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T47.0
CROSS SECTIONS - STUART NELSON PARK ROAD
END OF DOCUMENT 000117
INDEX OF DRAWINGS 000117-6
Project Manual
Bid Package 01 — Site
Bid Package 01 — Site
Paducah Sports Park
150 Downs Drive
Paducah, Kentucky
DOCUMENT 000110 - TABLE OF CONTENTS
Paducah Sports Park
Paducah, Kentucky
DIVISION 00 — PROCUREMENT AND CONTRACTING REQUIREMENTS PAGES
000116
INVITATION TO BID...............................................................................................
2
000117
INDEX OF DRAWINGS............................................................................................
6
001100
PUBLIC NOTICE.......................................................................................................
1
002113
AIA DOCUMENT A701-2018 INSTRUCTIONS TO BIDDERS .............................
8
002600
PROCUREMENT SUBSTITUTION PROCEDURES ..............................................
2
003119
EXISTING CONDITION INFORMATION..............................................................
1
003143
PERMIT APPLICATION...........................................................................................
1
004113.1
FORM OF PROPOSAL — FIELD TURF...................................................................
7
004113.2
FORM OF PROPOSAL — FIELD LIGHTING...........................................................
7
004113.3
FORM OF PROPOSAL — GENERAL SITE CONSTRUCTION ..............................
6
004600.1
BID EVALUATION FORM — FIELD TURF............................................................
2
004600.2
BID EVALUATION FORM — FIELD LIGHTING ...................................................
2
004600.3
BID EVALUATION FORM — GENERAL SITE CONSTRUCTION .......................
1
005100.1
NOTICE OF AWARD — FIELD TURF.....................................................................
2
005100.2
NOTICE OF AWARD — FIELD LIGHTING.............................................................
2
005100.3
NOTICE OF AWARD — GENERAL SITE CONSTRUCTION ................................
2
005213
AIA DOCUMENT A101-2017 STANDARD FORM OF AGREEMENT
BETWEEN ONWER AND CONTRACTOR WHERE THE BASIS OF
PAYMENT IS A STIPULATED SUM......................................................................
8
006113.13
AIA DOCUMENT A312-2010 PERFORMANCE BOND ........................................
4
006113.14
AIA DOCUMENT A312-2010 PAYMENT BOND ..................................................
4
007213
AIA DOCUMENT A201-2007 GENERAL CONDITIONS OF THE
CONTRACT FOR CONSTRUCTION.......................................................................
39
007216
GENERAL CONDITIONS AMENDMENT..............................................................
2
007300
SUPPLEMENTARY CONDITIONS.........................................................................
3
DIVISION O1 - GENERAL REQUIREMENTS PAGES
011000
SUMMARY................................................................................................................ 4
011200
MULTIPLE CONTRACT SUMMARY..................................................................... 7
012100
ALLOWANCES......................................................................................................... 4
012300
ALTERNATES........................................................................................................... 3
012500
SUBSTITUTION PROCEDURES............................................................................. 4
012600
CONTRACT MODIFICATION PROCEDURES...................................................... 2
012900
PAYMENT PROCEDURES...................................................................................... 4
013100
PROJECT MANAGEMENT AND COORDINATION ............................................. 6
013300
SUBMITTAL PROCEDURES................................................................................... 4
015000
TEMPORARY FACILITIES AND CONTROLS...................................................... 5
015639
TEMPORARY TREE AND PLAN PROTECTION .................................................. 7
016000
PRODUCT REQUIREMENTS.................................................................................. 7
017300
EXECUTION.............................................................................................................. 5
017419
CONSTRUCTION WASTE MANAGEMENT AND DISPOSAL ............................ 4
TABLE OF CONTENTS 000110-1
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
017700 CLOSEOUT PROCEDURES..................................................................................... 4
017823 OPERATION AND MAINTENANCE DATA.......................................................... 8
017839 PROJECT RECORD DOCUMENTS......................................................................... 5
017900 DEMONSTRATION AND TRAINING.................................................................... 4
DIVISION 02 — EXISTING CONDITIONS PAGES
024116 STRUCTURE DEMOLITION................................................................................... 5
DIVISION 03 — CONCRETE PAGES
033000 CAST IN PLACE CONCRETE.................................................................................. 10
034500 PRECAST ARCHITECTURAL CONCRETE........................................................... 8
DIVISION 04 — MASONRY PAGES
042000 UNIT MASONRY...................................................................................................... 15
042200 CONCRETE MASONRY UNIT - LOADBEARING................................................ 3
044300 STONE MASONRY................................................................................................... 8
DIVISION 05 — METALS PAGES
051200 STRUCTURAL STEEL FRAMING.......................................................................... 8
055213 PIPE AND METAL FABRICATION........................................................................ 4
DIVISION 10 — SPECIALTIES PAGES
107300 PROTECTIVE COVERS............................................................................................ 8
107529 PLAZA -MOUNTED FLAGPOLES........................................................................... 4
DIVISION 11 - EQUIPMENT PAGES
116800 PLAYGROUND EQUIPMENT AND STRUCTURES ............................................. 8
116810 ATHLETIC FIELD EQUIPMENT AND STRUCTURES ......................................... 8
116833 SPORT NETTING SYSTEMS................................................................................... 6
116843 EXTERIOR MULTISPORT SCOREBOARDS......................................................... 6
DIVISION 26 — ELECTRICAL
260000 GENERAL PROVISIONS FOR ELECTRICAL.......................................................
260500 COMMON WORK RESULTS...................................................................................
260519 LOW -VOLTAGE ELECTRICAL POWER CONDUCTORS AND CABLES .........
260526 GROUNDING AND BONDING FOR ELECTRICAL SYSTEMS ..........................
260529 HANGERS AND SUPPORTS FOR ELECTRICAL SYSTEMS ..............................
260533 RACEWAY AND BOXES FOR ELECTRICAL SYSTEMS ....................................
260548 VIBRATION AND SEISMIC CONTROLS FOR ELECTRICAL SYSTEMS .........
260553 IDENTIFICATION FOR ELECTRICAL SYSTEMS ................................................
262416 PANELBOARDS........................................................................................................
262726 WIRING DEVICES....................................................................................................
262816 ENCLOSED SWITCHES AND CIRCUIT BREAKERS ..........................................
264313 TRANSIENT -VOLTAGE SUPPRESSION FOR LOW -VOLTAGE ELECTRICAL
POWERCIRCUITS....................................................................................................
265613 LIGHTING POLES AND STANDARDS..................................................................
265619 LED EXTERIOR LIGHTING....................................................................................
265668 ATHLETIC SPORTS LIGHTING.............................................................................
PAGES
11
2
3
3
4
4
7
3
7
4
3
4
6
6
10
TABLE OF CONTENTS 000110-2
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
DIVISION 31 — EARTHWORK PAGES
311000 SITE CLEARING....................................................................................................... 4
312000 EARTH MOVING...................................................................................................... 10
313213.16 CEMENT SOIL STABILIZATION........................................................................... 10
DIVISION 32 — EXTERIOR IMPROVEMENTS PAGES
321216
ASPHALT PAVING...................................................................................................
6
321313
CONCRETE PAVING................................................................................................
6
321373
CONCRETE PAVING JOINT SEALANTS..............................................................
6
321413
PRECAST CONCRETE UNIT PAVING...................................................................
4
321813
SYNTHETIC GRASS SURFACING.........................................................................
10
321816
PLAYGROUND SURFACING..................................................................................
6
321823
SPORT COURT SURFACING..................................................................................
6
323113
CHAIN LINK FENCES AND GATES......................................................................
8
323115
WOOD FENCES........................................................................................................
4
323119
DECORATIVE METAL FENCES AND GATES .....................................................
4
323300
SITE FURNISHINGS.................................................................................................
8
328400
PLANTING IRRIGATION........................................................................................
28
329113
SOIL PREPARATION...............................................................................................
12
329200
TURF AND GRASSES..............................................................................................
12
329300
PLANTS......................................................................................................................
8
DIVISION 33 — UTILITIES PAGES
331113 FACILITY WATER DISTRIBUTION...................................................................... 8
331313 FACILITY SANITARY SEWERS............................................................................. 6
331314 MUNICIPAL SANITARY SEWERS......................................................................... 6
335100 NATURAL GAS DISTRIBUTION............................................................................ 9
334100 STORM UTILITY DRAINAGE PIPING................................................................... 10
335616 FUEL STORAGE TANK........................................................................................... 4
APPENDIX
Appendix 1 PHASE 1 ENVIRONMENTAL SITE ASSESSMENT .............................................. 27
Appendix 2 GEOTECHNICAL EXPLORATION REPORT......................................................... 45
END OF DOCUMENT 000110
TABLE OF CONTENTS 000110-3
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Accept recommendation from Sports Tourism Commission for evaluated bids for Paducah Sports
Park for Bid Package 01 - Site: Lighting and approve construction contracts with Musco in the amount of
$2,264,475.00 - A. CLARK & D. JORDAN
Category: Municipal Order
Staff Work By: Arnie
Clark
Presentation By: Arnie
Clark, Daron Jordan
Background Information: PFGW Architects, on behalf of the Sports Tourism Commission, McCracken
County Fiscal Court, and City of Paducah released a Request for Bids on February 17 for Field Lighting for the
Paducah Sports Park. Bid Opening was held March 26. Five (5) bids were submitted.
A selection committee with representation from the Fiscal Court, City, Design Team, and Operations Team was
formed to review and evaluate the bids. After review, the committee recommends moving forward with a
contract for services with Musco for the Lighting portion of the project.
Per the ILA, the McCracken County Sports Tourism commission must approve and make a recommendation to
both the Fiscal Court and the City Commission for consideration and approval of construction contracts. The
McCracken County Sports Tourism Commission approved the recommendation from the selection committee
on Monday, June 10, and proceeds with a recommendation for a contract for services with Musco.
Accept recommendation from the Sports Tourism Commission and authorize execution of a contract for
services with Musco in the amount of $2,264,475.00 for Bid Package 1: Site - Lighting for the Paducah Sports
Park project.
Does this Agenda Action Item align with a Commission Priority? Yes
If yes, please list the Commission Priority: Paducah Sports Park
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Approve
Attachments:
1. MO Field Lighting Musco
2. MUSCO_A101-2017 - FINAL DRAFT Bid Package 1B_20240620
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER APPROVING THE RECOMMENDATION OF THE
McCRACKEN COUNTY SPORTS TOURISM COMMISSION TO ACCEPT
THE BID PACKAGE FOR FIELD LIGHTING FOR THE PADUCAH SPORTS
PARK PROJECT IN THE AMOUNT OF $2,264,475 AND AUTHORIZING
THE MAYOR TO EXECUTE ALL DOCUMENTS RELATING TO SAME
WHEREAS, on September 7, 2022, the City of Paducah, the County of
McCracken, and the McCracken County Sports Tourism Commission entered into an Interlocal
Cooperation Agreement for the Development and Operation of the Paducah -McCracken County
Athletic Complex (hereinafter "Interlocal Agreement"); and
WHEREAS, in accordance with the requirements of the Interlocal Agreement,
the McCracken County Sports Tourism Commission has presented its recommendation of the
best -evaluated bids and associated construction contracts for the completion of the work
contemplated by the formerly approved construction plans; and
WHEREAS, the City Commission now desires to accept the McCracken County
Sports Tourism Commission's recommendation for Field Lighting for the Paducah Sports Park
Proj ect.
KENTUCKY:
NOW, THEREFORE, BE IT ORDERED BY THE CITY OF PADUCAH,
SECTION 1. That the City Commission hereby approves the recommendation of
the McCracken County Sports Tourism Commission, and accepts the bid proposal of Musco
Sports Lighting, LLC, in the amount of $2,264,475, for Field Lighting for the Paducah Sports
Park Project.
SECTION 2. That the Mayor is hereby authorized to execute an agreement and all
other documents necessary with Musco Sports Lighting, LLC, for Field Lighting for the Paducah
Sports Park, as authorized in Section 1 above. Said agreement shall be in accordance with the
specifications, bid proposal, and all contract documents heretofore approved and incorporated in
the bid.
its adoption.
SECTION 3. This Order will be in full force and effect from and after the date of
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners,
Recorded by Lindsay Parish, City Clerk, _
MO\Agree — Musco Sports Lighting Field
Lighting — Sports Tourism Commission
11Document A1010— 2017
Standard Form of Agreement Between Owner and Contractor where the basis of
payment is a Stipulated Sum
AGREEMENT made as of the twenty fourth day of June in the year two thousand
twenty-four.
(In words, indicate day, month and year.)
BETWEEN the Owner:
(Name, legal status, address and other information)
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
and the Contractor:
(Name, legal status, address and other information)
Musco Sports Lighting, LLC
100 V' Ave. West
PO Box 800
Oskaloosa, IA 52577
for the following Project:
(Name, location and detailed description)
Paducah Sports Park
Bid Package 1 B — Field Lighting
Paducah, Kentucky 42001
The Architect:
(Name, legal status, address and other information)
Peck Flannery Gream Warren Inc.
PO Box 510
101 South Fourth Street
Paducah, Kentucky 42002-0510
The Owner and Contractor agree as follows.
ADDITIONS AND DELETIONS:
The author of this document has
added information needed for its
completion. The author may also
have revised the text of the original
AIA standard form. An Additions and
Deletions Report that notes added
information as well as revisions to the
standard form text is available from
the author and should be reviewed. A
vertical line in the left margin of this
document indicates where the author
has added necessary information
and where the author has added to or
deleted from the original AIA text.
This document has important legal
consequences. Consultation with an
attorney is encouraged with respect
to its completion or modification.
The parties should complete
Al 010-2017, Exhibit A, Insurance
and Bonds, contemporaneously with
this Agreement. AIA Document
A2010-2017, General Conditions of
the Contract for Construction, is
adopted in this document by
reference. Do not use with other
general conditions unless this
document is modified.
AIA Document A101 — 2017. Copyright © 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The
American Institute of Architects, This document was produced at 14:10:02 ET on 06/18/2024 under Order No 4104248855 which expires on 01/31/2025, is not for
t resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service To report copyright violations,
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TABLE OF ARTICLES
1 THE CONTRACT DOCUMENTS
2 THE WORK OF THIS CONTRACT
3 DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
4 CONTRACT SUM
5 PAYMENTS
6 DISPUTE RESOLUTION
7 TERMINATION OR SUSPENSION
8 MISCELLANEOUS PROVISIONS
9 ENUMERATION OF CONTRACT DOCUMENTS
EXHIBIT A INSURANCE AND BONDS
ARTICLE 1 THE CONTRACT DOCUMENTS
The Contract Documents consist of this Agreement, Conditions of the Contract (General, Supplementary, and other
Conditions), Drawings, Specifications, Addenda issued prior to execution of this Agreement, other documents listed
in this Agreement, and Modifications issued after execution of this Agreement, all of which form the Contract, and are
as fully a part of the Contract as if attached to this Agreement or repeated herein. The Contract represents the entire
and integrated agreement between the parties hereto and supersedes prior negotiations, representations, or agreements,
either written or oral. An enumeration of the Contract Documents, other than a Modification, appears in Article 9.
ARTICLE 2 THE WORK OF THIS CONTRACT
The Contractor shall fully execute the Work described in the Contract Documents, except as specifically indicated in
the Contract Documents to be the responsibility of others.
ARTICLE 3 DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
§ 3.1 The date of commencement of the Work shall be:
(Check one of the following boxes.)
[ ] The date of this Agreement.
[ X ] A date set forth in a notice to proceed issued by the Owner.
[ ] Established as follows:
(Insert a date or a means to determine the date of commencement of the Work)
If a date of commencement of the Work is not selected, then the date of commencement shall be the date of this
Agreement.
§ 3.2 The Contract Time shall be measured from the date of commencement of the Work.
§ 3.3 Substantial Completion
§ 3.3.1 Subject to adjustments of the Contract Time as provided in the Contract Documents, the Contractor shall
achieve Substantial Completion of the entire Work:
(Check one of the follolving boxes and complete the necessary information.)
[ X ] Not later than five hundred five ( 505 ) calendar days from the date of commencement of the Work.
[ ] By the following date:
Init. AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved, "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 2
American Institute of Architects. This document was produced at 14:10:02 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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§ 3.3.2 Subject to adjustments of the Contract Time as provided in the Contract Documents, if portions of the Work are
to be completed prior to Substantial Completion of the entire Work, the Contractor shall achieve Substantial
Completion of such portions by the following dates:
Portion of Work Substantial Completion Date
§ 3.3.3 If the Contractor fails to achieve Substantial Completion as provided in this Section 3.3, liquidated damages, if
any, shall be assessed as set forth in Section 4.5.
ARTICLE 4 CONTRACT SUM
§ 4.1 The Owner shall pay the Contractor the Contract Sum in current funds for the Contractor's performance of the
Contract. The Contract Sum shall be two million, two hundred sixty-four thousand, four hundred seventy-five and
00/100 ($2,264,475.00), subject to additions and deductions as provided in the Contract Documents.
§ 4.2 Alternates
§ 4.2.1 Alternates, if any, included in the Contract Sum:
Item
N/A
Price
§ 4.2.2 Subject to the conditions noted below, the following alternates may be accepted by the Owner following
execution of this Agreement. Upon acceptance, the Owner shall issue a Modification to this Agreement.
(Insert beloiv each alternate and the conditions that must be met for the Owner to accept the alternate.)
Item Price Conditions for Acceptance
N/A
§ 4.3 Allowances, if any, included in the Contract Sum:
(Identf each allowance)
Item
N/A
Price
§ 4.4 Unit prices, if any:
(Identify the item and state the unit price and quantity limitations, if any, to which the unit price will be applicable.)
Item Units and Limitations Price per Unit ($0.00)
§ 4.5 Liquidated damages, if any:
(Insert terms and conditions for liquidated damages, if any)
$1,000.00 per calendar day until completion.
§ 4.6 Other:
(Insert provisions for bonus or other incentives, if any, that might result in a change to the Contract Sum.)
ARTICLE 5 PAYMENTS
§ 5.1 Progress Payments
§ 5.1.1 Based upon Applications for Payment submitted to the Architect by the Contractor and Certificates for
Payment issued by the Architect, the Owner shall make progress payments on account of the Contract Sum to the
Contractor as provided below and elsewhere in the Contract Documents.
§ 5.1.2 The period covered by each Application for Payment shall be one calendar month ending on the last day of the
month, or as follows:
Init. AIA Document A101 — 2017. Copyright © 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 3
American Institute of Architects. This document was produced at 14:10:02 ET on 06/18/2024 under Order No.4104248855 which expires on 01/3112025, is not for
f resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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§ 5.1.3 Provided that an Application for Payment is received by the Architect not later than the 251h day of a month, the
Owner shall make payment of the amount certified to the Contractor not later than the 15th day of the following
month. If an Application for Payment is received by the Architect after the application date fixed above, payment of
the amount certified shall be made by the Owner not later than forty five ( 45 ) days after the Architect receives the
Application for Payment.
(Federal, state or local laws may require payment within a certain period of time.)
§ 5.1.4 Each Application for Payment shall be based on the most recent schedule of values submitted by the Contractor
in accordance with the Contract Documents. The schedule of values shall allocate the entire Contract Sum among the
various portions of the Work. The schedule of values shall be prepared in such form, and supported by such data to
substantiate its accuracy, as the Architect may require. This schedule of values shall be used as a basis for reviewing
the Contractor's Applications for Payment.
§ 5.1.5 Applications for Payment shall show the percentage of completion of each portion of the Work as of the end of
the period covered by the Application for Payment.
§ 5.1.6 In accordance with AIA Document A201 TM -2017, General Conditions of the Contract for Construction, and
subject to other provisions of the Contract Documents, the amount of each progress payment shall be computed as
follows:
§ 5.1.6.1 The amount of each progress payment shall first include:
.1 That portion of the Contract Sum properly allocable to completed Work;
.2 That portion of the Contract Sum properly allocable to materials and equipment delivered and suitably
stored at the site for subsequent incorporation in the completed construction, or, if approved in advance
by the Owner, suitably stored off the site at a location agreed upon in writing; and
.3 That portion of Construction Change Directives that the Architect determines, in the Architect's
professional judgment, to be reasonably justified.
§ 5.1.6.2 The amount of each progress payment shall then be reduced by:
.1 The aggregate of any amounts previously paid by the Owner;
.2 The amount, if any, for Work that remains uncorrected and for which the Architect has previously
withheld a Certificate for Payment as provided in Article 9 of AIA Document A201-2017;
.3 Any amount for which the Contractor does not intend to pay a Subcontractor or material supplier,
unless the Work has been performed by others the Contractor intends to pay;
.4 For Work performed or defects discovered since the last payment application, any amount for which
the Architect may withhold payment, or nullify a Certificate of Payment in whole or in part, as provided
in Article 9 of AIA Document A201-2017; and
.5 Retainage withheld pursuant to Section 5.1.7.
§ 5.1.7 Retainage
§ 5.1.7.1 For each progress payment made prior to Substantial Completion of the Work, the Owner may withhold the
following amount, as retainage, from the payment otherwise due:
(Insert a percentage or amount to be ivithheld as retainage from each Application for Payment. The amount of
retainage may be limited by governing laiv.)
Ten percent (10%)
§ 5.1.7.1.1 The following items are not subject to retainage:
(Insert any items not subject to the withholding of retainage, such as general conditions, insurance, etc.)
§ 5.1.7.2 Reduction or limitation of retainage, if any, shall be as follows:
(If the retainage established in Section .1.1.7.1 is to be modified prior to Substantial Completion of the entire Work,
including modifications for Substantial Completion of portions of the Work as provided in Section 3.3.2, insert
provisions for such modifications.)
After issuance of Certificate of Substantial Completion, Retainage shall be reduced to five percent (5%).
Init. AIA Document A101 —2017, Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 4
American Institute of Architects. This document was produced at 14:10:02 ET on 06/18/2024 under Order No. 4104248855 which expires on 01/31/2025, is not for
f resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents° Terms of Service. To report copyright violations,
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§ 5.1.7.3 Except as set forth in this Section 5.1.7.3, upon Substantial Completion of the Work, the Contractor may
submit an Application for Payment that includes the retainage withheld from prior Applications for Payment pursuant
to this Section 5.1.7. The Application for Payment submitted at Substantial Completion shall not include retainage as
follows:
(Insert any other conditions for release of retainage upon Substantial Completion.)
§ 5.1.8 If final completion of the Work is materially delayed through no fault of the Contractor, the Owner shall pay
the Contractor any additional amounts in accordance with Article 9 of AIA Document A201-2017.
§ 5.1.9 Except with the Owner's prior approval, the Contractor shall not make advance payments to suppliers for
materials or equipment which have not been delivered and stored at the site.
§ 5.2 Final Payment
§ 5.2.1 Final payment, constituting the entire unpaid balance of the Contract Sum, shall be made by the Owner to the
Contractor when
.1 the Contractor has fully performed the Contract except for the Contractor's responsibility to correct
Work as provided in Article 12 of AIA Document A201-2017, and to satisfy other requirements, if any,
which extend beyond final payment; and
.2 a final Certificate for Payment has been issued by the Architect.
§ 5.2.2 The Owner's final payment to the Contractor shall be made no later than 30 days after the issuance of the
Architect's final Certificate for Payment, or as follows:
§ 5.3 Interest
Payments due and unpaid under the Contract shall bear interest from the date payment is due at the rate stated below,
or in the absence thereof, at the legal rate prevailing from time to time at the place where the Project is located.
(Insert rate of interest agreed upon, if any.)
ARTICLE 6 DISPUTE RESOLUTION
§ 6.1 Initial Decision Maker
The Architect will serve as the initial Decision Maker pursuant to Article 15 of AIA Document A201-2017, unless the
parties appoint below another individual, not a party to this Agreement, to serve as the Initial Decision Maker.
(If the parties mutually agree, insert the name, address and other contact information of the Initial Decision /Maker, if
other than the Architect.)
§ 6.2 Binding Dispute Resolution
For any Claim subject to, but not resolved by, mediation pursuant to Article 15 of AIA Document A201-2017, the
method of binding dispute resolution shall be as follows:
(Check the appropriate box.)
[ X ] Arbitration pursuant to Section 15.4 of AIA Document A201-2017
[ ] Litigation in a court of competent jurisdiction
[ ] Other (Spec)
If the Owner and Contractor do not select a method of binding dispute resolution, or do not subsequently agree in
writing to a binding dispute resolution method other than litigation, Claims will be resolved by litigation in a court of
competent jurisdiction.
Init.AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved, "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents' are trademarks of The 5
American Institute of Architects, This document was produced at 14:10:02 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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ARTICLE 7 TERMINATION OR SUSPENSION
§ 7.1 The Contract may be terminated by the Owner or the Contractor as provided in Article 14 of AIA Document
A201-2017.
§ 7.1.1 If the Contract is terminated for the Owner's convenience in accordance with Article 14 of AIA Document
A201-2017, then the Owner shall pay the Contractor a termination fee as follows:
(Insert the amount of, or method for determining, the fee, if any, payable to the Contractor following a termination for
the Owner's convenience.)
§ 7.2 The Work may be suspended by the Owner as provided in Article 14 of AIA Document A201-2017.
ARTICLE 8 MISCELLANEOUS PROVISIONS
§ 8.1 Where reference is made in this Agreement to a provision of AIA Document A201-2017 or another Contract
Document, the reference refers to that provision as amended or supplemented by other provisions of the Contract
Documents.
§ 8.2 The Owner's representative:
(Name, address, email address, and other information)
Steve Ervin, Community Development Project Manager
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
§ 8.3 The Contractor's representative:
(Name, address, email address, and other information)
Curt Mickey, KY Field Sales Representative
Musco Sports Lighting, LLC
100 1" Ave. West
PO Box 800
Oskaloosa, IA 52577
§ 8.4 Neither the Owner's nor the Contractor's representative shall be changed without ten days' prior notice to the
other party.
§ 8.5 Insurance and Bonds
§ 8.5.1 The Owner and the Contractor shall purchase and maintain insurance as set forth in AIA Document
AIO 1T^L2017, Standard Form of Agreement Between Owner and Contractor where the basis of payment is a
Stipulated Sum, Exhibit A, Insurance and Bonds, and elsewhere in the Contract Documents.
§ 8.5.2 The Contractor shall provide bonds as set forth in AIA Document A 101 TM -2017 Exhibit A, and elsewhere in
the Contract Documents.
§ 8.6 Notice in electronic format, pursuant to Article 1 of AIA Document A201-2017, may be given in accordance
with AIA Document E203T11'-2013, Building Information Modeling and Digital Data Exhibit, if completed, or as
otherwise set forth below:
(If other than in accordance ivith AIA Document E203-2013, insert requirements, for delivering notice in electronic
,format such as name, title, and email address of the recipient and whether and holv the system hill be required to
generate a read receipt for the transmission.)
§ 8.7 Other provisions:
Init. AIA Document A101 —2017 Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 6
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ARTICLE 9 ENUMERATION OF CONTRACT DOCUMENTS
§ 9.1 This Agreement is comprised of the following documents:
.1 AIA Document A 101 TM -2017, Standard Form of Agreement Between Owner and Contractor
.2 AIA Document A10IT"'-2017, Exhibit A, Insurance and Bonds
.3 AIA Document A201 TM -2017, General Conditions of the Contract for Construction
.4
(Paragraphs deleted)
Drawings
Number- Bid Package 1A Title Date Pages
See Attached Index of Drawings 0001 17 -Index of Drawings February 20, 2024 6
.5 Specifications
Section - Bid Package 1 B
See Attached Table of Contents
.6 Addenda, if any:
Number- Bid Package 1B
Addendum No. I
Addendum No. 2
Addendum No. 3
Addendum No. 4
Title Date Pages
0001100 -Table of Contents February 20, 2024 4
Date
Pages
February 23, 2024
16
March 11, 2024
102
March 14, 2024
12
March 21, 2024
93
Portions of Addenda relating to bidding or proposal requirements are not part of the Contract
Documents unless the bidding or proposal requirements are also enumerated in this Article 9.
.7 Other Exhibits:
(Check all boxes that apply and include appropriate information identifying the exhibit where
required.)
[ ] AIA Document E204T"'-2017, Sustainable Projects Exhibit, dated as indicated below:
(Insert the date of the E204-2017 incorporated into this Agreement.)
[ ] The Sustainability Plan:
Title Date Pages
[ ] Supplementary and other Conditions of the Contract:
Document
Title
Date Pages
.9 Other documents, if any, listed below:
(List here any additional documents that are intended to form part of the Contract Documents. AIA
Document A201 Tm--2017 provides that the advertisement or invitation to bid, Instructions to Bidders,
sample forms, the Contractor's bid or proposal, portions ofAddenda relating to bidding or proposal
requirements, and other information filrnished by the Owner in anticipation of receiving bids or
proposals, are not part of the Contract Documents unless enumerated in this ,Agreement. Any such
documents should be listed here only if intended to be part of the Contract Documents)
Contractors Original Form of Proposal
Exhibit - Cost Reduction List Bid Backage 1B -Field Lighting
Contractors Performance & Payment Bonds
Contractors Certificate of Insurance
Index of Drawings
Inst. AIA Document A101 —2017. Copyright © 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved, "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 7
American Institute of Architects. This document was produced at 14:10:02 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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Table of Contents
This Agreement entered into as of the day and year first written above.
McCracken County Fiscal Court
OWNER (Signature)
Craig Z. Clymer, Judge Executive
(Printed name and title)
Musco Sports Lighting, LLC
CONTRACTOR (Signature)
James M. Hansen, Secretary
(Printed name and title)
Init. AIA Document A101 —2017. Copyright@ 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 8
American Institute of Architects. This document was produced at 14:10:02 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents" Terms of Service. To report copyright violations,
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N.: Document A2o1® - 2017
General Conditions of the Contract for Construction
for the following PROJECT:
(Name and location or address)
Paducah Sports Park —Bid Package I B —Field Lighting
ADDITIONS AND DELETIONS:
Paducah, Kentucky 42001
The author of this document has
added information needed for its
THE OWNER:
completion. The author may also
(Name, legal status and address)
have revised the text of the original
AIA standard form. An Additions and
Deletions Report that notes added
McCracken County Fiscal Court
information as well as revisions to the
300 Clarence Gaines Street
standard form text is available from
Paducah, KY 42003
the author and should be reviewed. A
vertical line in the left margin of this
THE ARCHITECT:
document indicates where the author
(Name, legal status and address)
has added necessary information
and where the author has added to or
Peck Flannery Gream Warren Inc.
deleted from the original AIA text.
PO Box 510
Fourth
101 South Fourth Street
Street2-05
This document has important legal
Paducah, KY
consequences Consultation with an
attorney is encouraged with respect
to its completion or modification.
TABLE OF ARTICLES
For guidance in modifying this
1 GENERAL PROVISIONS
document to include supplementary
conditions, see AIA Document
2 OWNER
A503M, Guide for Supplementary
Conditions.
3 CONTRACTOR
4 ARCHITECT
5 SUBCONTRACTORS
6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
7 CHANGES IN THE WORK
8 TIME
9 PAYMENTS AND COMPLETION
10 PROTECTION OF PERSONS AND PROPERTY
11 INSURANCE AND BONDS
12 UNCOVERING AND CORRECTION OF WORK
13 MISCELLANEOUS PROVISIONS
/nit. AIA Document A201 —2017 Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 1
American Institute of Architects This document was produced at 10:05:06 ET on 06/10/2024 under Order No 4104248855 which expires on 01131/2025, is not for
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14 TERMINATION OR SUSPENSION OF THE CONTRACT
15 CLAIMS AND DISPUTES
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 2
American Institute of Architects This document was produced at 10:05:06 ET on 06/10/2024 under Order No 4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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INDEX
(Topics and numbers in bold are Section headings.)
Acceptance of Nonconforming Work
9.6.6, 9.9.3, 12.3
Acceptance of Work
9.6.6, 9.8.2, 9.9.3, 9.10.1, 9.10.3, 12.3
Access to Work
3.16, 6.2.1, 12.1
Accident Prevention
10
Acts and Omissions
3.2, 3.3.2, 3.12.8, 3.18, 4.2.3, 8.3.1, 9.5.1, 10.2.5,
10.2.8, 13.3.2, 14.1, 15.1.2, 15.2
Addenda
1.1.1
Additional Costs, Claims for
3.7.4, 3.7.5, 10.3.2, 15.1.5
Additional Inspections and Testing
9.4.2, 9.8.3, 12.2.1, 13.4
Additional Time, Claims for
3.2.4, 3.7.4, 3.7.5, 3.10.2, 8.3.2, 15.1.6
Administration of the Contract
3.1.3, 4.2, 9.4, 9.5
Advertisement or Invitation to Bid
1.1.1
Aesthetic Effect
4.2.13
Allowances
3.8
Applications for Payment
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5.1, 9.5.4, 9.6.3, 9.7, 9. 10
Approvals
2.1.1, 2.3.1, 2.5, 3.1.3, 3.10.2, 3.12.8, 3.12.9,
3.12.10.1, 4.2.7, 9.3.2, 13.4.1
Arbitration
8.3.1, 15.3.2, 15.4
ARCHITECT
4
Architect, Definition of
4.1.1
Architect, Extent of Authority
2.5, 3.12.7, 4.1.2, 4.2, 5.2, 6.3, 7.1.2, 7.3.4, 7.4, 9.2,
9.3.1, 9.4, 9.5, 9.6.3, 9.8, 9.10.1, 9.10.3, 12.1, 12.2.1,
13.4.1, 13.4.2, 14.2.2, 14.2.4, 15.1.4, 15.2.1
Architect, Limitations of Authority and Responsibility
2.1.1, 3.12.4, 3.12.8, 3.12.10, 4.1.2, 4.2.1, 4.2.2, 4.2.3,
4.2.6, 4.2.7, 4.2.10, 4.2.12, 4.2.13, 5.2.1, 7.4, 9.4.2,
9.5.4, 9.6.4, 15.1.4, 15.2
Architect's Additional Services and Expenses
2.5, 12.2.1, 13.4.2, 13.4.3, 14.2.4
Architect's Administration of the Contract
3.1.3, 3.7.4, 15.2, 9.4.1, 9.5
Architect's Approvals
2.5, 3.1.3, 3.5, 3.10.2, 4.2.7
Architect's Authority to Reject Work
3.5, 4.2.6, 12.1.2, 12.2.1
Architect's Copyright
1.1.7, 1.5
Architect's Decisions
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 4.2.14, 6.3,
7.3.4, 7.3.9, 8.1.3, 8.3.1, 9.2, 9.4.1, 9.5, 9.8.4, 9.9.1,
13.4.2, 15.2
Architect's Inspections
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.8.3, 9.9.2, 9.10.1, 13.4
Architect's Instructions
3.2.4, 3.3.1, 4.2.6, 4.2.7, 13.4.2
Architect's Interpretations
4.2.11, 4.2.12
Architect's Project Representative
4.2.10
Architect's Relationship with Contractor
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2,
3.5, 3.7.4, 3.7.5, 3.9.2, 3.9.3, 3.10, 3.11, 3.12, 3.16,
3.18, 4.1.2, 4.2, 5.2, 6.2.2, 7, 8.3.1, 9.2, 9.3, 9.4, 9.5,
9.7, 9.8, 9.9, 10.2.6, 10.3, 11.3, 12, 13.3.2, 13.4, 15.2
Architect's Relationship with Subcontractors
1.1.2, 4.2.3, 4.2.4, 4.2.6, 9.6.3, 9.6.4, 11.3
Architect's Representations
9.4.2, 9.5.1, 9.10.1
Architect's Site Visits
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Asbestos
10.3.1
Attorneys' Fees
3.18.1, 9.6.8, 9.10.2, 10.3.3
Award of Separate Contracts
6.1.1, 6.1.2
Award of Subcontracts and Other Contracts for
Portions of the Work
5.2
Basic Definitions
1.1
Bidding Requirements
1.1.1
Binding Dispute Resolution
8.3.1, 9.7, 11.5, 13.1, 15.1.2, 15.1.3, 15.2.1, 15.2.5,
15.2.6.1, 15.3.1, 15.3.2, 15.3.3, 15.4.1
Bonds, Lien
7.3.4.4, 9.6.8, 9.10.2, 9.10.3
Bonds, Performance, and Payment
7.3.4.4, 9.6.7, 9.10.3, 11.1.2, 11.1.3, 11.5
Building Information Models Use and Reliance
1.8
Building Permit
3.7.1
Capitalization
1.3
Certificate of Substantial Completion
9.8.3, 9.8.4, 9.8.5
]nit. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 3
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No_4104248855 which expires on 01/31/2025, is not for
+' resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts,com.
User Notes: 896885345 )
Certificates for Payment
4.2.1, 4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7,
9.10.1, 9.10.3, 14.1.1.3, 14.2.4, 15.1.4
Certificates of Inspection, Testing or Approval
13.4.4
Certificates of Insurance
9.10.2
Change Orders
1. 1. 1, 3.4.2, 3.7.4, 3.8.2.3, 3.11, 3.12.8, 4.2.8, 5.2.3,
7.1.2, 7.1.3, 7.2, 7.3.2, 7.3.7, 7.3.9, 7.3.10, 8.3.1,
9.3.1.1, 9.10.3, 10.3.2, 11.2, 11.5, 12.1.2
Change Orders, Definition of
7.2.1
CHANGES IN THE WORK
2.2.2, 3.11, 4.2.8, 7, 7.2.1, 7.3.1, 7.4, 8.3.1, 9.3. 1. 1,
11.5
Claims, Definition of
15.1.1
Claims, Notice of
1.6.2, 15.1.3
CLAIMS AND DISPUTES
3.2.4, 6.1.1, 6.3, 7.3.9, 9.3.3, 9.10.4, 10.3.3, 15, 15.4
Claims and Timely Assertion of Claims
15.4.1
Claims for Additional Cost
3.2.4, 3.3.1, 3.7.4, 7.3.9, 9.5.2, 10.2.5, 10.3.2, 15.1.5
Claims for Additional Time
3.2.4, 3.3.1, 3.7.4, 6.1.1, 8.3.2, 9.5.2, 10.3.2, 15.1.6
Concealed or Unknown Conditions, Claims for
3.7.4
Claims for Damages
3.2.4, 3.18, 8.3.3, 9.5.1, 9.6.7, 10.2.5, 10.3.3, 11.3,
11.3.2, 14.2.4, 15.1.7
Claims Subject to Arbitration
15.4.1
Cleaning Up
3.15, 6.3
Commencement of the Work, Conditions Relating to
2.2.1, 3.2.2, 3.4.1, 3.7.1, 3.10.1, 3.12.6, 5.2.1, 5.2.3,
6.2.2, 8.1.2, 8.2.2, 8.3.1, 11.1, 11.2, 15.1.5
Commencement of the Work, Definition of
8.1.2
Communications
3.9.1, 4.2.4
Completion, Conditions Relating to
3.4.1, 3.11, 3.15, 4.2.2, 4.2.9, 8.2, 9.4.2, 9.8, 9.9. 1,
9.10, 12.2, 14.1.2, 15.1.2
COMPLETION, PAYMENTS AND
9
Completion, Substantial
3.10.1, 4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9. 1,
9.10.3, 12.2, 15.1.2
Compliance with Laws
2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 10.2.2, 13. 1,
13.3, 13.4.1, 13.4.2, 13.5, 14.1.1, 14.2.1.3, 15.2.8,
15.4.2, 15.4.3
Concealed or Unknown Conditions
3.7.4, 4.2.8, 8.3.1, 10.3
Conditions of the Contract
1.1.1, 6.1.1, 6.1.4
Consent, Written
3.4.2, 3.14.2, 4.1.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3, 13.2,
15.4.4.2
Consolidation or Joinder
15.4.4
CONSTRUCTION BY OWNER OR BY
SEPARATE CONTRACTORS
1.1.4, 6
Construction Change Directive, Definition of
7.3.1
Construction Change Directives
1.1.1,3.4.2,3.11,3.12.8,4.2.8,7.1.1,7.1.2,7.1.3,7.3,
9.3.1.1
Construction Schedules, Contractor's
3.10, 3.11, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Contingent Assignment of Subcontracts
5.4, 14.2.2.2
Continuing Contract Performance
15.1.4
Contract, Definition of
1.1.2
CONTRACT, TERMINATION OR
SUSPENSION OF THE
5.4.1.1, 5.4.2, 11.5, 14
Contract Administration
3.1.3, 4, 9.4,9.5
Contract Award and Execution, Conditions Relating
to
3.7.1, 3.10, 5.2, 6.1
Contract Documents, Copies Furnished and Use of
1.5.2, 2.3.6, 5.3
Contract Documents, Definition of
1.1.1
Contract Sum
2.2.2, 2.2.4, 3.7.4, 3.7.5, 3.8, 3.10.2, 5.2.3, 7.3, 7.4,
9.1, 9.2, 9.4.2, 9.5.1.4, 9.6.7, 9.7, 10.3.2, 11.5, 12.1.2,
12.3, 14.2.4, 14.3.2, 15.1.4.2, 15.1.5, 15.2.5
Contract Sum, Definition of
9.1
Contract Time
1.1.4, 2.2.1, 2.2.2, 3.7.4, 3.7.5, 3.10.2, 5.2.3, 6.1.5,
7.2.1.3, 7.3.1, 7.3.5, 7.3.6, 7, 7, 7.3.10, 7.4, 8. 1. 1,
8.2.1, 8.2.3, 8.3.1, 9.5.1, 9.7, 10.3.2, 12.1.1, 12.1.2,
14.3.2, 15.1.4.2, 15.1.6.1, 15.2.5
Contract Time, Definition of
8.1.1
CONTRACTOR
3
Contractor, Definition of
3.1, 6.1.2
Contractor's Construction and Submittal
Schedules
3.10, 3.12.1, 3.12.2, 4.2.3, 6.1.3, 15.1.6.2
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 4
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service.. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (896885345)
Contractor's Employees
2.2.4, 3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2,
10.3, 11.3, 14.1, 14.2.1.1
Contractor's Liability Insurance
11.1
Contractor's Relationship with Separate Contractors
and Owner's Forces
3.12.5, 3.14.2, 4.2.4, 6, 11.3, 12.2.4
Contractor's Relationship with Subcontractors
1.2.2, 2.2.4, 3.3.2, 3.18.1, 3.18.2, 4.2.4, 5, 9.6.2, 9.6.7,
9.10.2, 11.2, 11.3, 11.4
Contractor's Relationship with the Architect
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2,
3.5.1, 3.7.4, 3.10, 3.11, 3.12, 3.16, 3.18, 4.2, 5.2, 6.2.2,
7, 8.3.1, 9.2, 9.3, 9.4, 9.5, 9.7, 9.8, 9.9, 10.2.6, 10.3,
11.3, 12, 13.4, 15.1.3, 15.2.1
Contractor's Representations
3.2.1, 3.2.2, 3.5, 3.12.6, 6.2.2, 8.2.1, 9.3.3, 9.8.2
Contractor's Responsibility for Those Performing the
Work
3.3.2, 3.18, 5.3, 6.1.3, 6.2, 9.5.1, 10.2.8
Contractor's Review of Contract Documents
3.2
Contractor's Right to Stop the Work
2.2.2, 9.7
Contractor's Right to Terminate the Contract
14.1
Contractor's Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 9.2, 9.3, 9.8.2,
9.8.3, 9.9.1, 9.10.2, 9.10.3
Contractor's Superintendent
3.9, 10.2.6
Contractor's Supervision and Construction
Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3,
7.3.4, 7.3.6, 8.2, 10, 12, 14, 15.1.4
Coordination and Correlation
1.2, 3.2.1, 3.3.1, 3.10, 3.12.6, 6.1.3, 6.2.1
Copies Furnished of Drawings and Specifications
1.5, 2.3.6, 3.11
Copyrights
1.5, 3.17
Correction of Work
2.5, 3.7.3, 9.4.2, 9.8.2, 9.8.3, 9.9.1, 12.1.2, 12.2, 12.3,
15.1.3.1, 15.1.3.2, 15.2.1
Correlation and Intent of the Contract Documents
1.2
Cost, Definition of
7.3.4
Costs
2.5, 3.2.4, 3.7.3, 3.8.2, 3.15.2, 5.4.2, 6.1.1, 6.2.3,
7.3.3.3, 7.3.4, 7.3.8, 7.3.9, 9.10.2, 10.3.2, 10.3.6, 11.2,
12.1.2, 12.2.1, 12.2.4, 13.4, 14
Cutting and Patching
3.14, 6.2.5
Damage to Construction of Owner or Separate
Contractors
3.14.2, 6.2.4, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damage to the Work
3.14.2, 9.9.1, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damages, Claims for
3.2.4, 3.18, 6.1.1, 8.3.3, 9.5.1, 9.6.7, 10.3.3, 11.3.2,
11.3, 14.2.4, 15.1.7
Damages for Delay
6.2.3, 8.3.3, 9.5.1.6, 9.7, 10.3.2, 14.3.2
Date of Commencement of the Work, Definition of
8.1.2
Date of Substantial Completion, Definition of
8.1.3
Day, Definition of
8.1.4
Decisions of the Architect
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 6.3, 7.3.4,
7.3.9, 8.1.3, 8.3.1, 9.2, 9.4, 9.5.1, 9.8.4, 9.9.1, 13.4.2,
14.2.2, 14.2.4, 15.1, 15.2
Decisions to Withhold Certification
9.4.1, 9.5, 9.7, 14.1.1.3
Defective or Nonconforming Work, Acceptance,
Rejection and Correction of
2.5, 3.5, 4.2.6, 6.2.3, 9.5.1, 9.5.3, 9.6.6, 9.8.2, 9.9.3,
9.10.4, 12.2.1
Definitions
1.1,2.1.1,3.1.1,3.5,3.12.1,3.12.2,3.12.3,4.1.1,5.1,
6.1.2, 7.2.1, 7.3.1, 8.1, 9.1, 9.8.1, 15. 1.1
Delays and Extensions of Time
3.2, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7,
10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
Digital Data Use and Transmission
1.7
Disputes
6.3, 7.3.9, 15.1, 15.2
Documents and Samples at the Site
3.11
Drawings, Definition of
1.1.5
Drawings and Specifications, Use and Ownership of
3.11
Effective Date of Insurance
8.2.2
Emergencies
10.4, 14.1.1.2, 15.1.5
Employees, Contractor's
3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2,
10.3.3, 11.3, 14.1, 14.2.1.1
Equipment, Labor, or Materials
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15.1,
4.2.6, 4.2.7, 5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3,
9.10.2, 10.2.1, 10.2.4, 14.2.1.1, 14.2.1.2
Execution and Progress of the Work
1.1.3, 1.2.1, 1.2.2, 2.3.4, 2.3.6, 3.1, 3.3.1, 3.4.1, 3.7.1,
3.10.1, 3.12, 3.14, 4.2, 6.2.2, 7.1.3, 7.3.6, 8.2, 9.5.1,
9.9.1, 10.2, 10.3, 12.1, 12.2, 14.2, 14.3.1, 15.1.4
Init.AIA Document A201 —2017. Copyright@ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 5
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (896885345)
Extensions of Time
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3, 7.4, 9.5.1, 9.7, 10.3.2,
10.4, 14.3, 15.1.6, 15.2.5
Failure of Payment
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Faulty Work
(See Defective or Nonconforming Work)
Final Completion and Final Payment
4.2.1, 4.2.9, 9.8.2, 9.10, 12.3, 14.2.4, 14.4.3
Financial Arrangements, Owner's
2.2.1, 13.2.2, 14.1.1.4
GENERAL PROVISIONS
1
Governing Law
13.1
Guarantees (See Warranty)
Hazardous Materials and Substances
10.2.4,10.3
Identification of Subcontractors and Suppliers
5.2.1
Indemnification
3.17, 3.18, 9.6.8, 9.10.2, 10.3.3, 11.3
Information and Services Required of the Owner
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10.1, 6.1.3, 6.1.4, 6.2.5,
9.6.1, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2,
14.1.1.4, 14.1.4, 15.1.4
Initial Decision
15.2
Initial Decision Maker, Definition of
1.1.8
Initial Decision Maker, Decisions
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Initial Decision Maker, Extent of Authority
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Injury or Damage to Person or Property
10.2.8, 10.4
Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3,
9.9.2, 9.10.1, 12.2.1, 13.4
Instructions to Bidders
1.1.1
Instructions to the Contractor
3.2.4, 3.3.1, 3.8.1, 5.2.1, 7, 8.2.2, 12, 13.4.2
Instruments of Service, Definition of
1.1.7
Insurance
6.1.1, 7.3.4, 8.2.2, 9.3.2, 9.8.4, 9.9.1, 9.10.2, 10.2.5, 11
Insurance, Notice of Cancellation or Expiration
11.1.4, 11.2.3
Insurance, Contractor's Liability
11.1
Insurance, Effective Date of
8.2.2, 14.4.2
Insurance, Owner's Liability
11.2
Insurance, Property
10.2.5, 11.2, 11.4, 11.5
Insurance, Stored Materials
9.3.2
INSURANCE AND BONDS
11
Insurance Companies, Consent to Partial Occupancy
9.9.1
Insured loss, Adjustment and Settlement of
11.5
Intent of the Contract Documents
1.2.1, 4.2.7, 4.2.12, 4.2.13
Interest
13.5
Interpretation
1.1.8, 1.2.3, 1.4, 4.1.1, 5.1, 6.1.2, 15. 1.1
Interpretations, Written
4.2.11, 4.2.12
Judgment on Final Award
15.4.2
Labor and Materials, Equipment
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15. 1,
5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2, 10.2.1,
10.2.4, 14.2.1.1, 14.2.1.2
Labor Disputes
8.3.1
Laws and Regulations
1.5, 2.3.2, 3.2.3, 3.2.4, 3.6, 3.7, 3.12.10, 3.13, 9.6.4,
9.9.1, 10.2.2, 13.1, 13.3.1, 13.4.2, 13.5, 14, 15.2.8,
15.4
Liens
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Limitations, Statutes of
12.2.5, 15.1.2, 15.4.1.1
Limitations of Liability
3.2.2, 3.5, 3.12.10, 3.12.10.1, 3.17, 3.18.1, 4.2.6,
4.2.7, 6.2.2, 9.4.2, 9.6.4, 9.6.7, 9.6.8, 10.2.5, 10.3.3,
11.3, 12.2.5, 13.3.1
Limitations of Time
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2.7,
5.2, 5.3, 5.4.1, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3,
9.4.1, 9.5, 9.6, 9.7, 9.8, 9.9, 9.10, 12.2, 13.4, 14, 15,
15.1.2, 15.1.3, 15.1.5
Materials, Hazardous
10.2.4, 10.3
Materials, Labor, Equipment and
1.1.3, 1.1.6, 3.4.1, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15. 1,
5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2,
10.2.1.2, 10.2.4, 14.2.1.1, 14.2.1.2
Means, Methods, Techniques, Sequences and
Procedures of Construction
3.3.1, 3.12.10, 4.2.2, 4.2.7, 9.4.2
Mechanic's Lien
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Mediation
8.3.1, 15.1.3.2, 15.2.1, 15.2.5, 15.2.6, 15.3, 15.4. 1,
15.4.1.1
Minor Changes in the Work
1. 1. 1, 3.4.2, 3.12.8, 4.2.8, 7.1, 7.4
AIA Document A201 —2017. Copyright@ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017.. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 6
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service, To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (896885345)
MISCELLANEOUS PROVISIONS
13
Modifications, Definition of
1.1.1
Modifications to the Contract
1.1.1, 1. 1.2, 2.5, 3.11, 4.1.2, 4.2.1, 5.2.3, 7, 8.3.1, 9.7,
10.3.2
Mutual Responsibility
6.2
Nonconforming Work, Acceptance of
9.6.6, 9.9.3, 12.3
Nonconforming Work, Rejection and Correction of
2.4, 2.5, 3.5, 4.2.6, 6.2.4, 9.5.1, 9.8.2, 9.9.3, 9.10.4,
12.2
Notice
1.6, 1.6.1, 1.6.2, 2.1.2, 2.2.2., 2.2.3, 2.2.4, 2.5, 3.2.4,
3.3.1, 3.7.4, 3.7.5, 3.9.2, 3.12.9, 3.12.10, 5.2.1, 7.4,
8.2.2 9.6.8, 9.7, 9.10.1, 10.2.8, 10.3.2, 11.5, 12.2.2.1,
13.4.1, 13.4.2, 14.1, 14.2.2, 14.4.2, 15.1.3, 15.1.5,
15.1.6, 15.4.1
Notice of Cancellation or Expiration of Insurance
11.1.4, 11.2.3
Notice of Claims
1.6.2, 2.1.2, 3.7.4, 9.6.8, 10.2.8, 15.1.3, 15.1.5, 15.1.6,
15.2.8, 15.3.2, 15.4.1
Notice of Testing and Inspections
13.4.1, 13.4.2
Observations, Contractor's
3.2, 3.7.4
Occupancy
2.3.1, 9.6.6, 9.8
Orders, Written
1.1.1, 2.4, 3.9.2, 7, 8.2.2, 11.5, 12.1, 12.2.2.1, 13.4.2,
14.3.1
OWNER
2
Owner, Definition of
2.1.1
Owner, Evidence of Financial Arrangements
2.2, 13.2.2, 14.1.1.4
Owner, Information and Services Required of the
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10, 6.1.3, 6.1.4, 6.2.5, 9.3.2,
9.6.1, 9.6.4, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2,
14.1.1.4, 14.1.4, 15.1.4
Owner's Authority
1.5, 2.1.1, 2.3.32.4, 2.5, 3.4.2, 3.8.1, 3.12.10, 3.14.2,
4.1.2, 4.2.4, 4.2.9, 5.2.1, 5.2.4, 5.4.1, 6.1, 6.3, 7.2.1,
7.3.1, 8.2.2, 8.3.1, 9.3.2, 9.5.1, 9.6.4, 9.9.1, 9.10.2,
10.3.2, 11.4, 11.5, 12.2.2, 12.3, 13.2.2, 14.3, 14.4,
15.2.7
Owner's Insurance
11.2
Owner's Relationship with Subcontractors
1.1.2, 5.2, 5.3, 5.4, 9.6.4, 9.10.2, 14.2.2
Owner's Right to Carry Out the Work
2.5, 14.2.2
Owner's Right to Clean Up
6.3
Owner's Right to Perform Construction and to
Award Separate Contracts
6.1
Owner's Right to Stop the Work
2.4
Owner's Right to Suspend the Work
14.3
Owner's Right to Terminate the Contract
14.2, 14.4
Ownership and Use of Drawings, Specifications
and Other Instruments of Service
1.1. 1, 1.1.6, 1.1.7, 1.5, 2.3.6, 3.2.2, 3.11, 3.17, 4.2.12,
5.3
Partial Occupancy or Use
9.6.6, 9.9
Patching, Cutting and
3.14, 6.2.5
Patents
3.17
Payment, Applications for
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5, 9.6.3, 9.7, 9.8.5, 9. 10. 1,
14.2.3, 14.2.4, 14.4.3
Payment, Certificates for
4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7, 9. 10. 1,
9.10.3, 14.1.1.3, 14.2.4
Payment, Failure of
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Payment, Final
4.2.1, 4.2.9, 9.10, 12.3, 14.2.4, 14.4.3
Payment Bond, Performance Bond and
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Payments, Progress
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
PAYMENTS AND COMPLETION
9
Payments to Subcontractors
5.4.2, 9.5.1.3, 9.6.2, 9.6.3, 9.6.4, 9.6.7, 14.2.1.2
PCB
10.3.1
Performance Bond and Payment Bond
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Permits, Fees, Notices and Compliance with Laws
2.3.1, 3.7, 3.13, 7.3.4.4, 10.2.2
PERSONS AND PROPERTY, PROTECTION OF
10
Polychlorinated Biphenyl
10.3.1
Product Data, Definition of
3.12.2
Product Data and Samples, Shop Drawings
3.11, 3.12, 4.2.7
Progress and Completion
4.2.2, 8.2, 9.8, 9.9.1, 14.1.4, 15.1.4
Progress Payments
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents' are trademarks of The 7
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
J resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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Project, Definition of
1.1.4
Project Representatives
4.2.10
Property Insurance
10.2.5, 11.2
Proposal Requirements
1.1.1
PROTECTION OF PERSONS AND PROPERTY
10
Regulations and Laws
1.5, 2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 9.9. 1,
10.2.2,13.1, 13.3, 13.4.1,13.4.2, 13.5, 14,15.2.8, 15.4
Rejection of Work
4.2.6, 12.2.1
Releases and Waivers of Liens
9.3.1, 9.10.2
Representations
3.2.1, 3.5, 3.12.6, 8.2.1, 9.3.3, 9.4.2, 9.5.1, 9.10.1
Representatives
2.1.1,3.1.1,3.9,4.1.1,4.2.10, 13.2.1
Responsibility for Those Performing the Work
3.3.2, 3.18, 4.2.2, 4.2.3, 5.3, 6.1.3, 6.2, 6.3, 9.5. 1, 10
Retainage
9.3.1, 9.6.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3
Review of Contract Documents and Field
Conditions by Contractor
3.2, 3.12.7, 6.1.3
Review of Contractor's Submittals by Owner and
Architect
3.10.1, 3.10.2, 3.11, 3.12, 4.2, 5.2, 6.1.3, 9.2, 9.8.2
Review of Shop Drawings, Product Data and Samples
by Contractor
3.12
Rights and Remedies
1.1.2, 2.4, 2.5, 3.5, 3.7.4, 3.15.2, 4.2.6, 5.3, 5.4, 6. 1,
6.3, 7.3.1, 8.3, 9.5.1, 9.7, 10.2.5, 10.3, 12.2.1, 12.2.2,
12.2.4, 13.3, 14, 15.4
Royalties, Patents and Copyrights
3.17
Rules and Notices for Arbitration
15.4.1
Safety of Persons and Property
10.2, 10.4
Safety Precautions and Programs
3.3.1, 4.2.2, 4.2.7, 5.3, 10.1, 10.2, 10.4
Samples, Definition of
3.12.3
Samples, Shop Drawings, Product Data and
3.11, 3.12, 4.2.7
Samples at the Site, Documents and
3.11
Schedule of Values
9.2, 9.3.1
Schedules, Construction
3.10, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Separate Contracts and Contractors
1. 1.4, 3.12.5, 3.14.2, 4.2.4, 4.2.7, 6, 8.3.1, 12.1.2
Separate Contractors, Definition of
6.1.1
Shop Drawings, Definition of
3.12.1
Shop Drawings, Product Data and Samples
3.11, 3.12, 4.2.7
Site, Use of
3.13, 6.1.1, 6.2.1
Site Inspections
3.2.2, 3.3.3, 3.7.1, 3.7.4, 4.2, 9.9.2, 9.4.2, 9.10.1, 13.4
Site Visits, Architect's
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Special Inspections and Testing
4.2.6, 12.2.1, 13.4
Specifications, Definition of
1.1.6
Specifications
1.1.1, 1.1.6, 1.2.2, 1.5, 3.12.10, 3.17, 4.2.14
Statute of Limitations
15.1.2, 15.4.1.1
Stopping the Work
2.2.2, 2.4, 9.7, 10.3, 14.1
Stored Materials
6.2.1, 9.3.2, 10.2.1.2, 10.2.4
Subcontractor, Definition of
5.1.1
SUBCONTRACTORS
5
Subcontractors, Work by
1.2.2, 3.3.2, 3.12.1, 3.18, 4.2.3, 5.2.3, 5.3, 5.4, 9.3.1.2,
9.6.7
Subcontractual Relations
5.3, 5.4, 9.3.1.2, 9.6, 9.10, 10.2.1, 14.1, 14.2.1
Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 7.3.4, 9.2, 9.3, 9.8,
9.9.1, 9.10.2, 9.10.3
Submittal Schedule
3.10.2, 3.12.5, 4.2.7
Subrogation, Waivers of
6.1.1, 11.3
Substances, Hazardous
10.3
Substantial Completion
4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9.1, 9.10.3, 12.2,
15.1.2
Substantial Completion, Definition of
9.8.1
Substitution of Subcontractors
5.2.3, 5.2.4
Substitution of Architect
2.3.3
Substitutions of Materials
3.4.2, 3.5, 7.3.8
Sub -subcontractor, Definition of
5.1.2
Init. AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 8
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service, To report copyright violations,
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Subsurface Conditions
3.7.4
Successors and Assigns
13.2
Superintendent
3.9, 10.2.6
Supervision and Construction Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3,
7.3.4, 8.2, 8.3.1, 9.4.2, 10, 12, 14, 15.1.4
Suppliers
1.5, 3.12.1, 4.2.4, 4.2.6, 5.2.1, 9.3, 9.4.2, 9.5.4, 9.6,
9.10.5, 14.2.1
Surety
5.4.1.2, 9.6.8, 9.8.5, 9.10.2, 9.10.3, 11.1.2, 14.2.2,
15.2.7
Surety, Consent of
9.8.5, 9.10.2, 9.10.3
Surveys
1.1.7, 2.3.4
Suspension by the Owner for Convenience
14.3
Suspension of the Work
3.7.5, 5.4.2, 14.3
Suspension or Termination of the Contract
5.4.1.1, 14
Taxes
3.6, 3.8.2.1, 7.3.4.4
Termination by the Contractor
14.1, 15.1.7
Termination by the Owner for Cause
5.4.1.1, 14.2, 15.1.7
Termination by the Owner for Convenience
14.4
Termination of the Architect
2.3.3
Termination of the Contractor Employment
14.2.2
TERMINATION OR SUSPENSION OF THE
CONTRACT
14
Tests and Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3,
9.9.2, 9.10.1, 10.3.2, 12.2.1, 13.4
TIME
8
Time, Delays and Extensions of
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7,
10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
Time Limits
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2,
5.2, 5.3, 5.4, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3, 9.4. 1,
9.5, 9.6, 9.7, 9.8, 9.9, 9.10, 12.2, 13.4, 14, 15.1.2,
15.1.3, 15.4
Time Limits on Claims
3.7.4, 10.2.8, 15.1.2, 15.1.3
Title to Work
9.3.2, 9.3.3
UNCOVERING AND CORRECTION OF WORK
12
Uncovering of Work
12.1
Unforeseen Conditions, Concealed or Unknown
3.7.4, 8.3.1, 10.3
Unit Prices
7.3.3.2, 9.1.2
Use of Documents
1.1.1, 1. 5, 2.3.6, 3.12.6, 5.3
Use of Site
3.13, 6.1.1, 6.2.1
Values, Schedule of
9.2, 9.3.1
Waiver of Claims by the Architect
13.3.2
Waiver of Claims by the Contractor
9.10.5, 13.3.2, 15.1.7
Waiver of Claims by the Owner
9.9.3, 9.10.3, 9.10.4, 12.2.2.1, 13.3.2, 14.2.4, 15.1.7
Waiver of Consequential Damages
14.2.4, 15.1.7
Waiver of Liens
9.3, 9.10.2, 9.10.4
Waivers of Subrogation
6.1.1, 11.3
Warranty
3.5, 4.2.9, 9.3.3, 9.8.4, 9.9.1, 9.10.2, 9.10.4, 12.2.2,
15.1.2
Weather Delays
8.3, 15.1.6.2
Work, Definition of
1.1.3
Written Consent
1.5.2, 3.4.2, 3.7.4, 3.12.8, 3.14.2, 4.1.2, 9.3.2, 9.10.3,
13.2, 13.3.2, 15.4.4.2
Written Interpretations
4.2.11, 4.2.12
Written Orders
1.1.1, 2.4, 3.9, 7, 8.2.2, 12.1, 12.2, 13.4.2, 14.3.1
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017- All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 9
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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ARTICLE 1 GENERAL PROVISIONS
§ 1.1 Basic Definitions
§ 1.1.1 The Contract Documents
The Contract Documents are enumerated in the Agreement between the Owner and Contractor (hereinafter the
Agreement) and consist of the Agreement, Conditions of the Contract (General, Supplementary and other Conditions),
Drawings, Specifications, Addenda issued prior to execution of the Contract, other documents listed in the Agreement,
and Modifications issued after execution of the Contract. A Modification is (1) a written amendment to the Contract
signed by both parties, (2) a Change Order, (3) a Construction Change Directive, or (4) a written order for a minor
change in the Work issued by the Architect. Unless specifically enumerated in the Agreement, the Contract
Documents do not include the advertisement or invitation to bid, Instructions to Bidders, sample forms, other
information furnished by the Owner in anticipation of receiving bids or proposals, the Contractor's bid or proposal, or
portions of Addenda relating to bidding or proposal requirements.
§ 1.1.2 The Contract
The Contract Documents form the Contract for Construction. The Contract represents the entire and integrated
agreement between the parties hereto and supersedes prior negotiations, representations, or agreements, either written
or oral. The Contract may be amended or modified only by a Modification. The Contract Documents shall not be
construed to create a contractual relationship of any kind (1) between the Contractor and the Architect or the
Architect's consultants, (2) between the Owner and a Subcontractor or a Sub -subcontractor, (3) between the Owner
and the Architect or the Architect's consultants, or (4) between any persons or entities other than the Owner and the
Contractor. The Architect shall, however, be entitled to performance and enforcement of obligations under the
Contract intended to facilitate performance of the Architect's duties.
§ 1.1.3 The Work
The term "Work" means the construction and services required by the Contract Documents, whether completed or
partially completed, and includes all other labor, materials, equipment, and services provided or to be provided by the
Contractor to fulfill the Contractor's obligations. The Work may constitute the whole or a part of the Project.
§ 1.1.4 The Project
The Project is the total construction of which the Work performed under the Contract Documents may be the whole or
a part and which may include construction by the Owner and by Separate Contractors.
§ 1.1.5 The Drawings
The Drawings are the graphic and pictorial portions of the Contract Documents showing the design, location and
dimensions of the Work, generally including plans, elevations, sections, details, schedules, and diagrams.
§ 1.1.6 The Specifications
The Specifications are that portion of the Contract Documents consisting of the written requirements for materials,
equipment, systems, standards and workmanship for the Work, and performance of related services.
§ 1.1.7 Instruments of Service
Instruments of Service are representations, in any medium of expression now known or later developed, of the tangible
and intangible creative work perfonned by the Architect and the Architect's consultants under their respective
professional services agreements. Instruments of Service may include, without limitation, studies, surveys, models,
sketches, drawings, specifications, and other similar materials.
§ 1.1.8 Initial Decision Maker
The Initial Decision Maker is the person identified in the Agreement to render initial decisions on Claims in
accordance with Section 15.2. The Initial Decision Maker shall not show partiality to the Owner or Contractor and
shall not be liable for results of interpretations or decisions rendered in good faith.
§ 1.2 Correlation and Intent of the Contract Documents
§ 1.2.1 The intent of the Contract Documents is to include all items necessary for the proper execution and completion
of the Work by the Contractor. The Contract Documents are complementary, and what is required by one shall be as
binding as if required by all; performance by the Contractor shall be required only to the extent consistent with the
Contract Documents and reasonably inferable from them as being necessary to produce the indicated results.
AIA Document A201 —2017- Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 10
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
! resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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§ 1.2.1.1 The invalidity of any provision of the Contract Documents shall not invalidate the Contract or its remaining
provisions. If it is determined that any provision of the Contract Documents violates any law, or is otherwise invalid or
unenforceable, then that provision shall be revised to the extent necessary to make that provision legal and
enforceable. In such case the Contract Documents shall be construed, to the fullest extent permitted by law, to give
effect to the parties' intentions and purposes in executing the Contract.
§ 1.2.2 Organization of the Specifications into divisions, sections and articles, and arrangement of Drawings shall not
control the Contractor in dividing the Work among Subcontractors or in establishing the extent of Work to be
performed by any trade.
§ 1.2.3 Unless otherwise stated in the Contract Documents, words that have well-known technical or construction
industry meanings are used in the Contract Documents in accordance with such recognized meanings.
§ 1.3 Capitalization
Terms capitalized in these General Conditions include those that are (1) specifically defined, (2) the titles of numbered
articles, or (3) the titles of other documents published by the American Institute of Architects.
§ 1.4 Interpretation
In the interest of brevity the Contract Documents frequently omit modifying words such as "all" and "any" and articles
such as "the" and "an," but the fact that a modifier or an article is absent from one statement and appears in another is
not intended to affect the interpretation of either statement.
§ 1.5 Ownership and Use of Drawings, Specifications, and Other Instruments of Service
§ 1.5.1 The Architect and the Architect's consultants shall be deemed the authors and owners of their respective
Instruments of Service, including the Drawings and Specifications, and retain all common law, statutory, and other
reserved rights in their Instruments of Service, including copyrights. The Contractor, Subcontractors,
Sub -subcontractors, and suppliers shall not own or claim a copyright in the Instruments of Service. Submittal or
distribution to meet official regulatory requirements or for other purposes in connection with the Project is not to be
construed as publication in derogation of the Architect's or Architect's consultants' reserved rights.
§ 1.5.2 The Contractor, Subcontractors, Sub -subcontractors, and suppliers are authorized to use and reproduce the
Instruments of Service provided to them, subject to any protocols established pursuant to Sections 1.7 and 1.8, solely
and exclusively for execution of the Work. All copies made under this authorization shall bear the copyright notice, if
any, shown on the Instruments of Service. The Contractor, Subcontractors, Sub -subcontractors, and suppliers may not
use the Instruments of Service on other projects or for additions to the Project outside the scope of the Work without
the specific written consent of the Owner, Architect, and the Architect's consultants.
§ 1.6 Notice
§ 1.6.1 Except as otherwise provided in Section 1.6.2, where the Contract Documents require one party to notify or
give notice to the other party, such notice shall be provided in writing to the designated representative of the party to
whom the notice is addressed and shall be deemed to have been duly served if delivered in person, by mail, by courier,
or by electronic transmission if a method for electronic transmission is set forth in the Agreement.
§ 1.6.2 Notice of Claims as provided in Section 15.1.3 shall be provided in writing and shall be deemed to have been
duly served only if delivered to the designated representative of the party to whom the notice is addressed by certified
or registered mail, or by courier providing proof of delivery.
§ 1.7 Digital Data Use and Transmission
The parties shall agree upon protocols governing the transmission and use of Instruments of Service or any other
information or documentation in digital form. The parties will use AIA Document E203Tm-2013, Building
Information Modeling and Digital Data Exhibit, to establish the protocols for the development, use, transmission, and
exchange of digital data.
§ 1.8 Building Information Models Use and Reliance
Any use of, or reliance on, all or a portion of a building information model without agreement to protocols governing
the use of, and reliance on, the information contained in the model and without having those protocols set forth in AIA
Document E203Tm-2013, Building Information Modeling and Digital Data Exhibit, and the requisite AIA Document
Init. AIA Document A201 —2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 11
American Institute of Architects, This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
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G202TM-2013, Project Building Information Modeling Protocol Form, shall be at the using or relying party's sole risk
and without liability to the other party and its contractors or consultants, the authors of, or contributors to, the building
information model, and each of their agents and employees.
ARTICLE 2 OWNER
§ 2.1 General
§ 2.1.1 The Owner is the person or entity identified as such in the Agreement and is referred to throughout the Contract
Documents as if singular in number. The Owner shall designate in writing a representative who shall have express
authority to bind the Owner with respect to all matters requiring the Owner's approval or authorization. Except as
otherwise provided in Section 4.2.1, the Architect does not have such authority. The term "Owner" means the Owner
or the Owner's authorized representative.
§ 2.1.2 The Owner shall furnish to the Contractor, within fifteen days after receipt of a written request, information
necessary and relevant for the Contractor to evaluate, give notice of, or enforce mechanic's lien rights. Such
information shall include a correct statement of the record legal title to the property on which the Project is located,
usually referred to as the site, and the Owner's interest therein.
§ 2.2 Evidence of the Owner's Financial Arrangements
§ 2.2.1 Prior to commencement of the Work and upon written request by the Contractor, the Owner shall furnish to the
Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner's obligations
under the Contract. The Contractor shall have no obligation to commence the Work until the Owner provides such
evidence. if commencement of the Work is delayed under this Section 2.2.1, the Contract Time shall be extended
appropriately.
§ 2.2.2 Following commencement of the Work and upon written request by the Contractor, the Owner shall furnish to
the Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner's obligations
under the Contract only if ( l) the Owner fails to make payments to the Contractor as the Contract Documents require;
(2) the Contractor identifies in writing a reasonable concern regarding the Owner's ability to make payment when due;
or (3) a change in the Work materially changes the Contract Sum. If the Owner fails to provide such evidence, as
required, within fourteen days of the Contractor's request, the Contractor may immediately stop the Work and, in that
event, shall notify the Owner that the Work has stopped. However, if the request is made because a change in the Work
materially changes the Contract Sum under (3) above, the Contractor may immediately stop only that portion of the
Work affected by the change until reasonable evidence is provided. If the Work is stopped under this Section 2.2.2, the
Contract Time shall be extended appropriately and the Contract Sum shall be increased by the amount of the
Contractor's reasonable costs of shutdown, delay and start-up, plus interest as provided in the Contract Documents.
§ 2.2.3 After the Owner furnishes evidence of financial arrangements under this Section 2.2, the Owner shall not
materially vary such financial arrangements without prior notice to the Contractor.
§ 2.2.4 Where the Owner has designated information furnished under this Section 2.2 as "confidential," the Contractor
shall keep the information confidential and shall not disclose it to any other person. However, the Contractor may
disclose "confidential" information, after seven (7) days' notice to the Owner, where disclosure is required by law,
including a subpoena or other form of compulsory legal process issued by a court or governmental entity, or by court
or arbitrator(s) order. The Contractor may also disclose "confidential" information to its employees, consultants,
sureties, Subcontractors and their employees, Sub -subcontractors, and others who need to know the content of such
information solely and exclusively for the Project and who agree to maintain the confidentiality of such information.
§ 2.3 Information and Services Required of the Owner
§ 2.3.1 Except for permits and fees that are the responsibility of the Contractor under the Contract Documents,
including those required under Section 3.7.1, the Owner shall secure and pay for necessary approvals, easements,
assessments and charges required for construction, use or occupancy of permanent structures or for permanent
changes in existing facilities.
§ 2.3.2 The Owner shall retain an architect lawfully licensed to practice architecture, or an entity lawfully practicing
architecture, in the jurisdiction where the Project is located. That person or entity is identified as the Architect in the
Agreement and is referred to throughout the Contract Documents as if singular in number.
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§ 2.3.3 If the employment of the Architect terminates, the Owner shall employ a successor to whom the Contractor has
no reasonable objection and whose status under the Contract Documents shall be that of the Architect.
§ 2.3.4 The Owner shall furnish surveys describing physical characteristics, legal limitations and utility locations for
the site of the Project, and a legal description of the site. The Contractor shall be entitled to rely on the accuracy of
information furnished by the Owner but shall exercise proper precautions relating to the safe performance of the
Work.
§ 2.3.5 The Owner shall furnish information or services required of the Owner by the Contract Documents with
reasonable promptness. The Owner shall also furnish any other information or services under the Owner's control and
relevant to the Contractor's performance of the Work with reasonable promptness after receiving the Contractor's
written request for such information or services.
§ 2.3.6 Unless otherwise provided in the Contract Documents, the Owner shall furnish to the Contractor one copy of
the Contract Documents for purposes of making reproductions pursuant to Section 1.5.2.
§ 2.4 Owner's Right to Stop the Work
If the Contractor fails to correct Work that is not in accordance with the requirements of the Contract Documents as
required by Section 12.2 or repeatedly fails to carry out Work in accordance with the Contract Documents, the Owner
may issue a written order to the Contractor to stop the Work, or any portion thereof, until the cause for such order has
been eliminated; however, the right of the Owner to stop the Work shall not give rise to a duty on the part of the Owner
to exercise this right for the benefit of the Contractor or any other person or entity, except to the extent required by
Section 6.1.3.
§ 2.5 Owner's Right to Carry Out the Work
If the Contractor defaults or neglects to carry out the Work in accordance with the Contract Documents and fails
within a ten-day period after receipt of notice from the Owner to commence and continue correction of such default or
neglect with diligence and promptness, the Owner may, without prejudice to other remedies the Owner may have,
correct such default or neglect. Such action by the Owner and amounts charged to the Contractor are both subject to
prior approval of the Architect and the Architect may, pursuant to Section 9.5.1, withhold or nullify a Certificate for
Payment in whole or in part, to the extent reasonably necessary to reimburse the Owner for the reasonable cost of
correcting such deficiencies, including Owner's expenses and compensation for the Architect's additional services
made necessary by such default, neglect, or failure. If current and future payments are not sufficient to cover such
amounts, the Contractor shall pay the difference to the Owner. If the Contractor disagrees with the actions of the
Owner or the Architect, or the amounts claimed as costs to the Owner, the Contractor may file a Claim pursuant to
Article 15.
ARTICLE 3 CONTRACTOR
§ 3.1 General
§ 3.1.1 The Contractor is the person or entity identified as such in the Agreement and is referred to throughout the
Contract Documents as if singular in number. The Contractor shall be lawfully licensed, if required in the jurisdiction
where the Project is located. The Contractor shall designate in writing a representative who shall have express
authority to bind the Contractor with respect to all matters under this Contract. The term "Contractor" means the
Contractor or the Contractor's authorized representative.
§ 3.1.2 The Contractor shall perform the Work in accordance with the Contract Documents.
§ 3.1.3 The Contractor shall not be relieved of its obligations to perform the Work in accordance with the Contract
Documents either by activities or duties of the Architect in the Architect's administration of the Contract, or by tests,
inspections or approvals required or performed by persons or entities other than the Contractor.
§ 3.2 Review of Contract Documents and Field Conditions by Contractor
§ 3.2.1 Execution of the Contract by the Contractor is a representation that the Contractor has visited the site, become
generally familiar with local conditions under which the Work is to be performed, and correlated personal
observations with requirements of the Contract Documents.
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§ 3.2.2 Because the Contract Documents are complementary, the Contractor shall, before starting each portion of the
Work, carefully study and compare the various Contract Documents relative to that portion of the Work, as well as the
information furnished by the Owner pursuant to Section 2.3.4, shall take field measurements of any existing
conditions related to that portion of the Work, and shall observe any conditions at the site affecting it. These
obligations are for the purpose of facilitating coordination and construction by the Contractor and are not for the
purpose of discovering errors, omissions, or inconsistencies in the Contract Documents; however, the Contractor shall
promptly report to the Architect any errors, inconsistencies or omissions discovered by or made known to the
Contractor as a request for information in such form as the Architect may require. It is recognized that the Contractor's
review is made in the Contractor's capacity as a contractor and not as a licensed design professional, unless otherwise
specifically provided in the Contract Documents.
§ 3.2.3 The Contractor is not required to ascertain that the Contract Documents are in accordance with applicable laws,
statutes, ordinances, codes, rules and regulations, or lawful orders of public authorities, but the Contractor shall
promptly report to the Architect any nonconformity discovered by or made known to the Contractor as a request for
information in such form as the Architect may require.
§ 3.2.4 If the Contractor believes that additional cost or time is involved because of clarifications or instructions the
Architect issues in response to the Contractor's notices or requests for information pursuant to Sections 3.2.2 or 3.2.3,
the Contractor shall submit Claims as provided in Article 15. If the Contractor fails to perform the obligations of
Sections 3.2.2 or 3.2.3, the Contractor shall pay such costs and damages to the Owner, subject to Section 15.1.7, as
would have been avoided if the Contractor had performed such obligations. If the Contractor performs those
obligations, the Contractor shall not be liable to the Owner or Architect for damages resulting from errors,
inconsistencies or omissions in the Contract Documents, for differences between field measurements or conditions
and the Contract Documents, or for nonconformities of the Contract Documents to applicable laws, statutes,
ordinances, codes, rules and regulations, and lawful orders of public authorities.
§ 3.3 Supervision and Construction Procedures
§ 3.3.1 The Contractor shall supervise and direct the Work, using the Contractor's best skill and attention. The
Contractor shall be solely responsible for, and have control over, construction means, methods, techniques, sequences,
and procedures, and for coordinating all portions of the Work under the Contract. If the Contract Documents give
specific instructions concerning construction means, methods, techniques, sequences, or procedures, the Contractor
shall evaluate the jobsite safety thereof and shall be solely responsible for the jobsite safety of such means, methods,
techniques, sequences, or procedures. If the Contractor determines that such means, methods, techniques, sequences
or procedures may not be safe, the Contractor shall give timely notice to the Owner and Architect, and shall propose
alternative means, methods, techniques, sequences, or procedures. The Architect shall evaluate the proposed
alternative solely for conformance with the design intent for the completed construction. Unless the Architect objects
to the Contractor's proposed alternative, the Contractor shall perform the Work using its alternative means, methods,
techniques, sequences, or procedures.
§ 3.3.2 The Contractor shall be responsible to the Owner for acts and omissions of the Contractor's employees,
Subcontractors and their agents and employees, and other persons or entities performing portions of the Work for, or
on behalf of, the Contractor or any of its Subcontractors.
§ 3.3.3 The Contractor shall be responsible for inspection of portions of Work already performed to determine that
such portions are in proper condition to receive subsequent Work.
§ 3.4 Labor and Materials
§ 3.4.1 Unless otherwise provided in the Contract Documents, the Contractor shall provide and pay for labor,
materials, equipment, tools, construction equipment and machinery, water, heat, utilities, transportation, and other
facilities and services necessary for proper execution and completion of the Work, whether temporary or permanent
and whether or not incorporated or to be incorporated in the Work.
§ 3.4.2 Except in the case of minor changes in the Work approved by the Architect in accordance with Section 3.12.8
or ordered by the Architect in accordance with Section 7.4, the Contractor may make substitutions only with the
consent of the Owner, after evaluation by the Architect and in accordance with a Change Order or Construction
Change Directive.
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reserved, "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 14
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§ 3.4.3 The Contractor shall enforce strict discipline and good order among the Contractor's employees and other
persons carrying out the Work. The Contractor shall not permit employment of unfit persons or persons not properly
skilled in tasks assigned to them.
§ 3.5 Warranty
§ 3.5.1 The Contractor warrants to the Owner and Architect that materials and equipment furnished under the Contract
will be of good quality and new unless the Contract Documents require or permit otherwise. The Contractor further
warrants that the Work will conform to the requirements of the Contract Documents and will be free from defects,
except for those inherent in the quality of the Work the Contract Documents require or permit. Work, materials, or
equipment not conforming to these requirements may be considered defective. The Contractor's warranty excludes
remedy for damage or defect caused by abuse, alterations to the Work not executed by the Contractor, improper or
insufficient maintenance, improper operation, or normal wear and tear and normal usage. If required by the Architect,
the Contractor shall furnish satisfactory evidence as to the kind and quality of materials and equipment.
§ 3.5.2 All material, equipment, or other special warranties required by the Contract Documents shall be issued in the
name of the Owner, or shall be transferable to the Owner, and shall commence in accordance with Section 9.8.4.
§ 3.6 Taxes
The Contractor shall pay sales, consumer, use and similar taxes for the Work provided by the Contractor that are
legally enacted when bids are received or negotiations concluded, whether or not yet effective or merely scheduled to
go into effect.
§ 3.7 Permits, Fees, Notices and Compliance with Laws
§ 3.7.1 Unless otherwise provided in the Contract Documents, the Contractor shall secure and pay for the building
permit as well as for other permits, fees, licenses, and inspections by government agencies necessary for proper
execution and completion of the Work that are customarily secured after execution of the Contract and legally required
at the time bids are received or negotiations concluded.
§ 3.7.2 The Contractor shall comply with and give notices required by applicable laws, statutes, ordinances, codes,
rules and regulations, and lawful orders of public authorities applicable to performance of the Work.
§ 3.7.3 if the Contractor performs Work knowing it to be contrary to applicable laws, statutes, ordinances, codes, rules
and regulations, or lawful orders of public authorities, the Contractor shall assume appropriate responsibility for such
Work and shall bear the costs attributable to correction.
§ 3.7.4 Concealed or Unknown Conditions
If the Contractor encounters conditions at the site that are (I ) subsurface or otherwise concealed physical conditions
that differ materially from those indicated in the Contract Documents or (2) unknown physical conditions of an
unusual nature that differ materially from those ordinarily found to exist and generally recognized as inherent in
construction activities of the character provided for in the Contract Documents, the Contractor shall promptly provide
notice to the Owner and the Architect before conditions are disturbed and in no event later than 14 days after first
observance of the conditions. The Architect will promptly investigate such conditions and, if the Architect determines
that they differ materially and cause an increase or decrease in the Contractor's cost of, or time required for,
performance of any part of the Work, will recommend that an equitable adjustment be made in the Contract Sum or
Contract Time, or both. If the Architect determines that the conditions at the site are not materially different from those
indicated in the Contract Documents and that no change in the terms of the Contract is justified, the Architect shall
promptly notify the Owner and Contractor, stating the reasons. If either party disputes the Architect's determination or
recommendation, that party may submit a Claim as provided in Article 15.
§ 3.7.5 If, in the course of the Work, the Contractor encounters human remains or recognizes the existence of burial
markers, archaeological sites or wetlands not indicated in the Contract Documents, the Contractor shall immediately
suspend any operations that would affect them and shall notify the Owner and Architect. Upon receipt of such notice,
the Owner shall promptly take any action necessary to obtain governmental authorization required to resume the
operations. The Contractor shall continue to suspend such operations until otherwise instructed by the Owner but shall
continue with all other operations that do not affect those remains or features. Requests for adjustments in the Contract
Sum and Contract Time arising from the existence of such remains or features may be made as provided in Article 15.
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Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 15
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order N0.4104248855 which expires on 01/31/2025, is not for
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§ 3.8 Allowances
§ 3.8.1 The Contractor shall include in the Contract Sum all allowances stated in the Contract Documents. Items
covered by allowances shall be supplied for such amounts and by such persons or entities as the Owner may direct, but
the Contractor shall not be required to employ persons or entities to whom the Contractor has reasonable objection.
§ 3.8.2 Unless otherwise provided in the Contract Documents,
.1 allowances shall cover the cost to the Contractor of materials and equipment delivered at the site and all
required taxes, less applicable trade discounts;
.2 Contractor's costs for unloading and handling at the site, labor, installation costs, overhead, profit, and
other expenses contemplated for stated allowance amounts shall be included in the Contract Sum but
not in the allowances; and
.3 whenever costs are more than or less than allowances, the Contract Sum shall be adjusted accordingly
by Change Order. The amount of the Change Order shall reflect (1) the difference between actual costs
and the allowances under Section 3.8.2.1 and (2) changes in Contractor's costs under Section 3.8.2.2.
§ 3.8.3 Materials and equipment under an allowance shall be selected by the Owner with reasonable promptness.
§ 3.9 Superintendent
§ 3.9.1 The Contractor shall employ a competent superintendent and necessary assistants who shall be in attendance at
the Project site during performance of the Work. The superintendent shall represent the Contractor, and
communications given to the superintendent shall be as binding as if given to the Contractor.
§ 3.9.2 The Contractor, as soon as practicable after award of the Contract, shall notify the Owner and Architect of the
name and qualifications of a proposed superintendent. Within 14 days of receipt of the information, the Architect may
notify the Contractor, stating whether the Owner or the Architect (l) has reasonable objection to the proposed
superintendent or (2) requires additional time for review. Failure of the Architect to provide notice within the 14 -day
period shall constitute notice of no reasonable objection.
§ 3.9.3 The Contractor shall not employ a proposed superintendent to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not change the superintendent without the Owner's consent,
which shall not unreasonably be withheld or delayed.
§ 3.10 Contractor's Construction and Submittal Schedules
§ 3.10.1 The Contractor, promptly after being awarded the Contract, shall submit for the Owner's and Architect's
information a Contractor's construction schedule for the Work. The schedule shall contain detail appropriate for the
Project, including (1) the date of commencement of the Work, interim schedule milestone dates, and the date of
Substantial Completion; (2) an apportionment of the Work by construction activity; and (3) the time required for
completion of each portion of the Work. The schedule shall provide for the orderly progression of the Work to
completion and shall not exceed time limits current under the Contract Documents. The schedule shall be revised at
appropriate intervals as required by the conditions of the Work and Project.
§ 3.10.2 The Contractor, promptly after being awarded the Contract and thereafter as necessary to maintain a current
submittal schedule, shall submit a submittal schedule for the Architect's approval. The Architect's approval shall not
be unreasonably delayed or withheld. The submittal schedule shall (1) be coordinated with the Contractor's
construction schedule, and (2) allow the Architect reasonable time to review submittals. If the Contractor fails to
submit a submittal schedule, or fails to provide submittals in accordance with the approved submittal schedule, the
Contractor shall not be entitled to any increase in Contract Sum or extension of Contract Time based on the time
required for review of submittals.
§ 3.10.3 The Contractor shall perform the Work in general accordance with the most recent schedules submitted to the
Owner and Architect.
§ 3.11 Documents and Samples at the Site
The Contractor shall make available, at the Project site, the Contract Documents, including Change Orders,
Construction Change Directives, and other Modifications, in good order and marked currently to indicate field
changes and selections made during construction, and the approved Shop Drawings, Product Data, Samples, and
similar required submittals. These shall be in electronic form or paper copy, available to the Architect and Owner, and
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American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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delivered to the Architect for submittal to the Owner upon completion of the Work as a record of the Work as
constructed.
§ 3.12 Shop Drawings, Product Data and Samples
§ 3.12.1 Shop Drawings are drawings, diagrams, schedules, and other data specially prepared for the Work by the
Contractor or a Subcontractor, Sub -subcontractor, manufacturer, supplier, or distributor to illustrate some portion of
the Work.
§ 3.12.2 Product Data are illustrations, standard schedules, performance charts, instructions, brochures, diagrams, and
other information furnished by the Contractor to illustrate materials or equipment for some portion of the Work.
§ 3.12.3 Samples are physical examples that illustrate materials, equipment, or workmanship, and establish standards
by which the Work will be judged.
§ 3.12.4 Shop Drawings, Product Data, Samples, and similar submittals are not Contract Documents. Their purpose is
to demonstrate how the Contractor proposes to conform to the information given and the design concept expressed in
the Contract Documents for those portions of the Work for which the Contract Documents require submittals. Review
by the Architect is subject to the limitations of Section 4.2.7. Informational submittals upon which the Architect is not
expected to take responsive action may be so identified in the Contract Documents. Submittals that are not required by
the Contract Documents may be returned by the Architect without action.
§ 3.12.5 The Contractor shall review for compliance with the Contract Documents, approve, and submit to the
Architect, Shop Drawings, Product Data, Samples, and similar submittals required by the Contract Documents, in
accordance with the submittal schedule approved by the Architect or, in the absence of an approved submittal
schedule, with reasonable promptness and in such sequence as to cause no delay in the Work or in the activities of the
Owner or of Separate Contractors.
§ 3.12.6 By submitting Shop Drawings, Product Data, Samples, and similar submittals, the Contractor represents to
the Owner and Architect that the Contractor has (1) reviewed and approved them, (2) determined and verified
materials, field measurements and field construction criteria related thereto, or will do so, and (3) checked and
coordinated the information contained within such submittals with the requirements of the Work and of the Contract
Documents.
§ 3.12.7 The Contractor shall perform no portion of the Work for which the Contract Documents require submittal and
review of Shop Drawings, Product Data, Samples, or similar submittals, until the respective submittal has been
approved by the Architect.
§ 3.12.8 The Work shall be in accordance with approved submittals except that the Contractor shall not be relieved of
responsibility for deviations from the requirements of the Contract Documents by the Architect's approval of Shop
Drawings, Product Data, Samples, or similar submittals, unless the Contractor has specifically notified the Architect
of such deviation at the time of submittal and (1) the Architect has given written approval to the specific deviation as a
minor change in the Work, or (2) a Change Order or Construction Change Directive has been issued authorizing the
deviation. The Contractor shall not be relieved of responsibility for errors or omissions in Shop Drawings, Product
Data, Samples, or similar submittals, by the Architect's approval thereof.
§ 3.12.9 The Contractor shall direct specific attention, in writing or on resubmitted Shop Drawings, Product Data,
Samples, or similar submittals, to revisions other than those requested by the Architect on previous submittals. In the
absence of such notice, the Architect's approval of a resubmission shall not apply to such revisions.
§ 3.12.10 The Contractor shall not be required to provide professional services that constitute the practice of
architecture or engineering unless such services are specifically required by the Contract Documents for a portion of
the Work or unless the Contractor needs to provide such services in order to carry out the Contractor's responsibilities
for construction means, methods, techniques, sequences, and procedures. The Contractor shall not be required to
provide professional services in violation of applicable law.
§ 3.12.10.1 If professional design services or certifications by a design professional related to systems, materials, or
equipment are specifically required of the Contractor by the Contract Documents, the Owner and the Architect will
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specify all performance and design criteria that such services must satisfy. The Contractor shall be entitled to rely upon
the adequacy and accuracy of the performance and design criteria provided in the Contract Documents. The
Contractor shall cause such services or certifications to be provided by an appropriately licensed design professional,
whose signature and seal shall appear on all drawings, calculations, specifications, certifications, Shop Drawings, and
other submittals prepared by such professional. Shop Drawings, and other submittals related to the Work, designed or
certified by such professional, if prepared by others, shall bear such professional's written approval when submitted to
the Architect. The Owner and the Architect shall be entitled to rely upon the adequacy and accuracy of the services,
certifications, and approvals performed or provided by such design professionals, provided the Owner and Architect
have specified to the Contractor the performance and design criteria that such services must satisfy. Pursuant to this
Section 3.12.10, the Architect will review and approve or take other appropriate action on submittals only for the
limited purpose of checking for conformance with information given and the design concept expressed in the Contract
Documents.
§ 3.12.10.2 If the Contract Documents require the Contractor's design professional to certify that the Work has been
performed in accordance with the design criteria, the Contractor shall furnish such certifications to the Architect at the
time and in the form specified by the Architect.
§ 3.13 Use of Site
The Contractor shall confine operations at the site to areas permitted by applicable laws, statutes, ordinances, codes,
rules and regulations, lawful orders of public authorities, and the Contract Documents and shall not unreasonably
encumber the site with materials or equipment.
§ 3.14 Cutting and Patching
§ 3.14.1 The Contractor shall be responsible for cutting, fitting, or patching required to complete the Work or to make
its parts fit together properly. All areas requiring cutting, fitting, or patching shall be restored to the condition existing
prior to the cutting, fitting, or patching, unless otherwise required by the Contract Documents.
§ 3.14.2 The Contractor shall not damage or endanger a portion of the Work or fully or partially completed
construction of the Owner or Separate Contractors by cutting, patching, or otherwise altering such construction, or by
excavation. The Contractor shall not cut or otherwise alter construction by the Owner or a Separate Contractor except
with written consent of the Owner and of the Separate Contractor. Consent shall not be unreasonably withheld. The
Contractor shall not unreasonably withhold, from the Owner or a Separate Contractor, its consent to cutting or
otherwise altering the Work.
§ 3.15 Cleaning Up
§ 3.15.1 The Contractor shall keep the premises and surrounding area free from accumulation of waste materials and
rubbish caused by operations under the Contract. At completion of the Work, the Contractor shall remove waste
materials, rubbish, the Contractor's tools, construction equipment, machinery, and surplus materials from and about
the Project.
§ 3.15.2 If the Contractor fails to clean up as provided in the Contract Documents, the Owner may do so and the Owner
shall be entitled to reimbursement from the Contractor.
§ 3.16 Access to Work
The Contractor shall provide the Owner and Architect with access to the Work in preparation and progress wherever
located.
§ 3.17 Royalties, Patents and Copyrights
The Contractor shall pay all royalties and license fees. The Contractor shall defend suits or claims for infringement of
copyrights and patent rights and shall hold the Owner and Architect harmless from loss on account thereof, but shall
not be responsible for defense or loss when a particular design, process, or product of a particular manufacturer or
manufacturers is required by the Contract Documents, or where the copyright violations are contained in Drawings,
Specifications, or other documents prepared by the Owner or Architect. However, if an infringement of a copyright or
patent is discovered by, or made known to, the Contractor, the Contractor shall be responsible for the loss unless the
information is promptly furnished to the Architect.
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§ 3.18 Indemnification
§ 3.18.1 To the fullest extent permitted by law, the Contractor shall indemnify and hold harmless the Owner,
Architect, Architect's consultants, and agents and employees of any of them from and against claims, damages, losses,
and expenses, including but not limited to attorneys' fees, arising out of or resulting from performance of the Work,
provided that such claim, damage, loss, or expense is attributable to bodily injury, sickness, disease or death, or to
injury to or destruction of tangible property (other than the Work itself), but only to the extent caused by the negligent
acts or omissions of the Contractor, a Subcontractor, anyone directly or indirectly employed by them, or anyone for
whose acts they may be liable, regardless of whether or not such claim, damage, loss, or expense is caused in part by a
party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or reduce other rights or
obligations of indemnity that would otherwise exist as to a party or person described in this Section 3.18.
§ 3.18.2 In claims against any person or entity indemnified under this Section 3.18 by an employee of the Contractor,
a Subcontractor, anyone directly or indirectly employed by them, or anyone for whose acts they may be liable, the
indemnification obligation under Section 3.18.1 shall not be limited by a limitation on amount or type of damages,
compensation, or benefits payable by or for the Contractor or a Subcontractor under workers' compensation acts,
disability benefit acts, or other employee benefit acts.
ARTICLE 4 ARCHITECT
§ 4.1 General
§ 4.1.1 The Architect is the person or entity retained by the Owner pursuant to Section 2.3.2 and identified as such in
the Agreement.
§ 4.1.2 Duties, responsibilities, and limitations of authority of the Architect as set forth in the Contract Documents
shall not be restricted, modified, or extended without written consent of the Owner, Contractor, and Architect. Consent
shall not be unreasonably withheld.
§ 4.2 Administration of the Contract
§ 4.2.1 The Architect will provide administration of the Contract as described in the Contract Documents and will be
an Owner's representative during construction until the date the Architect issues the final Certificate for Payment. The
Architect will have authority to act on behalf of the Owner only to the extent provided in the Contract Documents.
§ 4.2.2 The Architect will visit the site at intervals appropriate to the stage of construction, or as otherwise agreed with
the Owner, to become generally familiar with the progress and quality of the portion of the Work completed, and to
determine in general if the Work observed is being performed in a manner indicating that the Work, when fully
completed, will be in accordance with the Contract Documents. However, the Architect will not be required to make
exhaustive or continuous on-site inspections to check the quality or quantity of the Work. The Architect will not have
control over, charge of, or responsibility for the construction means, methods, techniques, sequences or procedures, or
for the safety precautions and programs in connection with the Work, since these are solely the Contractor's rights and
responsibilities under the Contract Documents.
§ 4.2.3 On the basis of the site visits, the Architect will keep the Owner reasonably informed about the progress and
quality of the portion of the Work completed, and promptly report to the Owner (1) known deviations from the
Contract Documents, (2) known deviations from the most recent construction schedule submitted by the Contractor,
and (3) defects and deficiencies observed in the Work. The Architect will not be responsible for the Contractor's
failure to perform the Work in accordance with the requirements of the Contract Documents. The Architect will not
have control over or charge of, and will not be responsible for acts or omissions of, the Contractor, Subcontractors, or
their agents or employees, or any other persons or entities performing portions of the Work.
§ 4.2.4 Communications
The Owner and Contractor shall include the Architect in all communications that relate to or affect the Architect's
services or professional responsibilities. The Owner shall promptly notify the Architect of the substance of any direct
communications between the Owner and the Contractor otherwise relating to the Project. Communications by and
with the Architect's consultants shall be through the Architect. Communications by and with Subcontractors and
suppliers shall be through the Contractor. Communications by and with Separate Contractors shall be through the
Owner. The Contract Documents may specify other communication protocols.
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§ 4.2.5 Based on the Architect's evaluations of the Contractor's Applications for Payment, the Architect will review
and certify the amounts due the Contractor and will issue Certificates for Payment in such amounts.
§ 4.2.6 The Architect has authority to reject Work that does not conform to the Contract Documents. Whenever the
Architect considers it necessary or advisable, the Architect will have authority to require inspection or testing of the
Work in accordance with Sections 13.4.2 and 13.4.3, whether or not the Work is fabricated, installed or completed.
However, neither this authority of the Architect nor a decision made in good faith either to exercise or not to exercise
such authority shall give rise to a duty or responsibility of the Architect to the Contractor, Subcontractors, suppliers,
their agents or employees, or other persons or entities performing portions of the Work.
§ 4.2.7 The Architect will review and approve, or take other appropriate action upon, the Contractor's submittals such
as Shop Drawings, Product Data, and Samples, but only for the limited purpose of checking for conformance with
information given and the design concept expressed in the Contract Documents. The Architect's action will be taken
in accordance with the submittal schedule approved by the Architect or, in the absence of an approved submittal
schedule, with reasonable promptness while allowing sufficient time in the Architect's professional judgment to
permit adequate review. Review of such submittals is not conducted for the purpose of determining the accuracy and
completeness of other details such as dimensions and quantities, or for substantiating instructions for installation or
performance of equipment or systems, all of which remain the responsibility of the Contractor as required by the
Contract Documents. The Architect's review of the Contractor's submittals shall not relieve the Contractor of the
obligations under Sections 3.3, 3.5, and 3.12. The Architect's review shall not constitute approval of safety
precautions or of any construction means, methods, techniques, sequences, or procedures. The Architect's approval of
a specific item shall not indicate approval of an assembly of which the item is a component.
§ 4.2.8 The Architect will prepare Change Orders and Construction Change Directives, and may order minor changes
in the Work as provided in Section 7.4. The Architect will investigate and make determinations and recommendations
regarding concealed and unknown conditions as provided in Section 3.7.4.
§ 4.2.9 The Architect will conduct inspections to determine the date or dates of Substantial Completion and the date of
final completion; issue Certificates of Substantial Completion pursuant to Section 9.8; receive and forward to the
Owner, for the Owner's review and records, written warranties and related documents required by the Contract and
assembled by the Contractor pursuant to Section 9.10; and issue a final Certificate for Payment pursuant to
Section 9.10.
§ 4.2.101fthe Owner and Architect agree, the Architect will provide one or more Project representatives to assist in
carrying out the Architect's responsibilities at the site. The Owner shall notify the Contractor of any change in the
duties, responsibilities and limitations of authority of the Project representatives.
§ 4.2.11 The Architect will interpret and decide matters concerning performance under, and requirements of, the
Contract Documents on written request of either the Owner or Contractor. The Architect's response to such requests
will be made in writing within any time limits agreed upon or otherwise with reasonable promptness.
§ 4.2.12 Interpretations and decisions of the Architect will be consistent with the intent of, and reasonably inferable
from, the Contract Documents and will be in writing or in the form of drawings. When making such interpretations
and decisions, the Architect will endeavor to secure faithful performance by both Owner and Contractor, will not show
partiality to either, and will not be liable for results of interpretations or decisions rendered in good faith.
§ 4.2.13 The Architect's decisions on matters relating to aesthetic effect will be final if consistent with the intent
expressed in the Contract Documents.
§ 4.2.14 The Architect will review and respond to requests for information about the Contract Documents. The
Architect's response to such requests will be made in writing within any time limits agreed upon or otherwise with
reasonable promptness. If appropriate, the Architect will prepare and issue supplemental Drawings and Specifications
in response to the requests for information.
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ARTICLE 5 SUBCONTRACTORS
§ 5.1 Definitions
§ 5.1.1 A Subcontractor is a person or entity who has a direct contract with the Contractor to perform a portion of the
Work at the site. The term "Subcontractor" is referred to throughout the Contract Documents as if singular in number
and means a Subcontractor or an authorized representative of the Subcontractor. The term "Subcontractor" does not
include a Separate Contractor or the subcontractors of a Separate Contractor.
§ 5.1.2 A Sub -subcontractor is a person or entity who has a direct or indirect contract with a Subcontractor to perform
a portion of the Work at the site. The term "Sub -subcontractor" is referred to throughout the Contract Documents as if
singular in number and means a Sub -subcontractor or an authorized representative of the Sub -subcontractor.
§ 5.2 Award of Subcontracts and Other Contracts for Portions of the Work
§ 5.2.1 Unless otherwise stated in the Contract Documents, the Contractor, as soon as practicable after award of the
Contract, shall notify the Owner and Architect of the persons or entities proposed for each principal portion of the
Work, including those who are to furnish materials or equipment fabricated to a special design. Within 14 days of
receipt of the information, the Architect may notify the Contractor whether the Owner or the Architect (1) has
reasonable objection to any such proposed person or entity or (2) requires additional time for review. Failure of the
Architect to provide notice within the 14 -day period shall constitute notice of no reasonable objection.
§ 5.2.2 The Contractor shall not contract with a proposed person or entity to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not be required to contract with anyone to whom the Contractor
has made reasonable objection.
§ 5.2.3 If the Owner or Architect has reasonable objection to a person or entity proposed by the Contractor, the
Contractor shall propose another to whom the Owner or Architect has no reasonable objection. If the proposed but
rejected Subcontractor was reasonably capable of performing the Work, the Contract Sum and Contract Time shall be
increased or decreased by the difference, if any, occasioned by such change, and an appropriate Change Order shall be
issued before commencement of the substitute Subcontractor's Work. However, no increase in the Contract Sum or
Contract Time shall be allowed for such change unless the Contractor has acted promptly and responsively in
submitting names as required.
§ 5.2.4 The Contractor shall not substitute a Subcontractor, person, or entity for one previously selected if the Owner
or Architect makes reasonable objection to such substitution.
§ 5.3 Subcontractual Relations
By appropriate written agreement, the Contractor shall require each Subcontractor, to the extent of the Work to be
performed by the Subcontractor, to be bound to the Contractor by terms of the Contract Documents, and to assume
toward the Contractor all the obligations and responsibilities, including the responsibility for safety of the
Subcontractor's Work that the Contractor, by these Contract Documents, assumes toward the Owner and Architect.
Each subcontract agreement shall preserve and protect the rights of the Owner and Architect under the Contract
Documents with respect to the Work to be performed by the Subcontractor so that subcontracting thereof will not
prejudice such rights, and shall allow to the Subcontractor, unless specifically provided otherwise in the subcontract
agreement, the benefit of all rights, remedies, and redress against the Contractor that the Contractor, by the Contract
Documents, has against the Owner. Where appropriate, the Contractor shall require each Subcontractor to enter into
similar agreements with Sub -subcontractors. The Contractor shall make available to each proposed Subcontractor,
prior to the execution of the subcontract agreement, copies of the Contract Documents to which the Subcontractor will
be bound, and, upon written request of the Subcontractor, identify to the Subcontractor terms and conditions of the
proposed subcontract agreement that may be at variance with the Contract Documents. Subcontractors will similarly
make copies of applicable portions of such documents available to their respective proposed Sub -subcontractors.
§ 5.4 Contingent Assignment of Subcontracts
§ 5.4.1 Each subcontract agreement for a portion of the Work is assigned by the Contractor to the Owner, provided that
.1 assignment is effective only after termination of the Contract by the Owner for cause pursuant to
Section 14.2 and only for those subcontract agreements that the Owner accepts by notifying the
Subcontractor and Contractor; and
.2 assignment is subject to the prior rights of the surety, if any, obligated under bond relating to the
Contract.
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When the Owner accepts the assignment of a subcontract agreement, the Owner assumes the Contractor's rights and
obligations under the subcontract.
§ 5.4.2 Upon such assignment, if the Work has been suspended for more than 30 days, the Subcontractor's
compensation shall be equitably adjusted for increases in cost resulting from the suspension.
§ 5.4.3 Upon assignment to the Owner under this Section 5.4, the Owner may further assign the subcontract to a
successor contractor or other entity. If the Owner assigns the subcontract to a successor contractor or other entity, the
Owner shall nevertheless remain legally responsible for all of the successor contractor's obligations under the
subcontract.
ARTICLE 6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
§ 6.1 Owner's Right to Perform Construction and to Award Separate Contracts
§ 6.1.1 The term "Separate Contractor(s)" shall mean other contractors retained by the Owner under separate
agreements. The Owner reserves the right to perform construction or operations related to the Project with the
Owner's own forces, and with Separate Contractors retained under Conditions of the Contract substantially similar to
those of this Contract, including those provisions of the Conditions of the Contract related to insurance and waiver of
subrogation.
§ 6.1.2 When separate contracts are awarded for different portions of the Project or other construction or operations on
the site, the term "Contractor" in the Contract Documents in each case shall mean the Contractor who executes each
separate Owner -Contractor Agreement.
§ 6.1.3 The Owner shall provide for coordination of the activities of the Owner's own forces and of each Separate
Contractor with the Work of the Contractor, who shall cooperate with them. The Contractor shall participate with any
Separate Contractors and the Owner in reviewing their construction schedules. The Contractor shall make any
revisions to its construction schedule deemed necessary after a joint review and mutual agreement. The construction
schedules shall then constitute the schedules to be used by the Contractor, Separate Contractors, and the Owner until
subsequently revised.
§ 6.1.4 Unless otherwise provided in the Contract Documents, when the Owner performs construction or operations
related to the Project with the Owner's own forces or with Separate Contractors, the Owner or its Separate Contractors
shall have the same obligations and rights that the Contractor has under the Conditions of the Contract, including,
without excluding others, those stated in Article 3, this Article 6, and Articles 10, 11, and 12.
§ 6.2 Mutual Responsibility
§ 6.2.1 The Contractor shall afford the Owner and Separate Contractors reasonable opportunity for introduction and
storage of their materials and equipment and performance of their activities, and shall connect and coordinate the
Contractor's construction and operations with theirs as required by the Contract Documents.
§ 6.2.2 If part of the Contractor's Work depends for proper execution or results upon construction or operations by the
Owner or a Separate Contractor, the Contractor shall, prior to proceeding with that portion of the Work, promptly
notify the Architect of apparent discrepancies or defects in the construction or operations by the Owner or Separate
Contractor that would render it unsuitable for proper execution and results of the Contractor's Work. Failure of the
Contractor to notify the Architect of apparent discrepancies or defects prior to proceeding with the Work shall
constitute an acknowledgment that the Owner's or Separate Contractor's completed or partially completed
construction is fit and proper to receive the Contractor's Work. The Contractor shall not be responsible for
discrepancies or defects in the construction or operations by the Owner or Separate Contractor that are not apparent.
§ 6.2.3 The Contractor shall reimburse the Owner for costs the Owner incurs that are payable to a Separate Contractor
because of the Contractor's delays, improperly timed activities or defective construction. The Owner shall be
responsible to the Contractor for costs the Contractor incurs because of a Separate Contractor's delays, improperly
timed activities, damage to the Work or defective construction.
§ 6.2.4 The Contractor shall promptly remedy damage that the Contractor wrongfully causes to completed or partially
completed construction or to property of the Owner or Separate Contractor as provided in Section 10.2.5.
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§ 6.2.5 The Owner and each Separate Contractor shall have the same responsibilities for cutting and patching as are
described for the Contractor in Section 3.14.
§ 6.3 Owner's Right to Clean Up
If a dispute arises among the Contractor, Separate Contractors, and the Owner as to the responsibility under their
respective contracts for maintaining the premises and surrounding area free from waste materials and rubbish, the
Owner may clean up and the Architect will allocate the cost among those responsible.
ARTICLE 7 CHANGES IN THE WORK
§ 7.1 General
§ 7.1.1 Changes in the Work may be accomplished after execution of the Contract, and without invalidating the
Contract, by Change Order, Construction Change Directive or order for a minor change in the Work, subject to the
limitations stated in this Article 7 and elsewhere in the Contract Documents.
§ 7.1.2 A Change Order shall be based upon agreement among the Owner, Contractor, and Architect. A Construction
Change Directive requires agreement by the Owner and Architect and may or may not be agreed to by the Contractor.
An order for a minor change in the Work may be issued by the Architect alone.
§ 7.1.3 Changes in the Work shall be performed under applicable provisions of the Contract Documents. The
Contractor shall proceed promptly with changes in the Work, unless otherwise provided in the Change Order,
Construction Change Directive, or order for a minor change in the Work.
§ 7.2 Change Orders
§ 7.2.1 A Change Order is a written instrument prepared by the Architect and signed by the Owner, Contractor, and
Architect stating their agreement upon all of the following:
.1 The change in the Work;
.2 The amount of the adjustment, if any, in the Contract Sum; and
.3 The extent of the adjustment, if any, in the Contract Time.
§ 7.3 Construction Change Directives
§ 7.3.1 A Construction Change Directive is a written order prepared by the Architect and signed by the Owner and
Architect, directing a change in the Work prior to agreement on adjustment, if any, in the Contract Sum or Contract
Time, or both. The Owner may by Construction Change Directive, without invalidating the Contract, order changes in
the Work within the general scope of the Contract consisting of additions, deletions, or other revisions, the Contract
Sum and Contract Time being adjusted accordingly.
§ 7.3.2 A Construction Change Directive shall be used in the absence of total agreement on the terms of a Change
Order.
§ 7.3.3 If the Construction Change Directive provides for an adjustment to the Contract Sum, the adjustment shall be
based on one of the following methods:
.1 Mutual acceptance of a lump sum properly itemized and supported by sufficient substantiating data to
permit evaluation;
.2 Unit prices stated in the Contract Documents or subsequently agreed upon;
.3 Cost to be determined in a manner agreed upon by the parties and a mutually acceptable fixed or
percentage fee; or
.4 As provided in Section 7.3.4.
§ 7.3.4 If the Contractor does not respond promptly or disagrees with the method for adjustment in the Contract Sum,
the Architect shall determine the adjustment on the basis of reasonable expenditures and savings of those performing
the Work attributable to the change, including, in case of an increase in the Contract Sum, an amount for overhead and
profit as set forth in the Agreement, or if no such amount is set forth in the Agreement, a reasonable amount. In such
case, and also under Section 7.3.3.3, the Contractor shall keep and present, in such form as the Architect may
prescribe, an itemized accounting together with appropriate supporting data. Unless otherwise provided in the
Contract Documents, costs for the purposes of this Section 7.3.4 shall be limited to the following:
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.1 Costs of labor, including applicable payroll taxes, fringe benefits required by agreement or custom,
workers' compensation insurance, and other employee costs approved by the Architect;
.2 Costs of materials, supplies, and equipment, including cost of transportation, whether incorporated or
consumed;
.3 Rental costs of machinery and equipment, exclusive of hand tools, whether rented from the Contractor
or others;
.4 Costs of premiums for all bonds and insurance, permit fees, and sales, use, or similar taxes, directly
related to the change; and
.5 Costs of supervision and field office personnel directly attributable to the change.
§ 7.3.5 If the Contractor disagrees with the adjustment in the Contract Time, the Contractor may make a Claim in
accordance with applicable provisions of Article 15.
§ 7.3.6 Upon receipt of a Construction Change Directive, the Contractor shall promptly proceed with the change in the
Work involved and advise the Architect of the Contractor's agreement or disagreement with the method, if any,
provided in the Construction Change Directive for determining the proposed adjustment in the Contract Sum or
Contract Time.
§ 7.3.7 A Construction Change Directive signed by the Contractor indicates the Contractor's agreement therewith,
including adjustment in Contract Sum and Contract Time or the method for determining them. Such agreement shall
be effective immediately and shall be recorded as a Change Order.
§ 7.3.8 The amount of credit to be allowed by the Contractor to the Owner for a deletion or change that results in a net
decrease in the Contract Sum shall be actual net cost as confirmed by the Architect. When both additions and credits
covering related Work or substitutions are involved in a change, the allowance for overhead and profit shall be figured
on the basis of net increase, if any, with respect to that change.
§ 7.3.9 Pending final determination of the total cost of a Construction Change Directive to the Owner, the Contractor
may request payment for Work completed under the Construction Change Directive in Applications for Payment. The
Architect will make an interim determination for purposes of monthly certification for payment for those costs and
certify for payment the amount that the Architect determines, in the Architect's professional judgment, to be
reasonably justified. The Architect's interim determination of cost shall adjust the Contract Sum on the same basis as
a Change Order, subject to the right of either party to disagree and assert a Claim in accordance with Article 15.
§ 7.3.10 When the Owner and Contractor agree with a determination made by the Architect concerning the
adjustments in the Contract Sum and Contract Time, or otherwise reach agreement upon the adjustments, such
agreement shall be effective immediately and the Architect will prepare a Change Order. Change Orders may be
issued for all or any part of a Construction Change Directive.
§ 7.4 Minor Changes in the Work
The Architect may order minor changes in the Work that are consistent with the intent of the Contract Documents and
do not involve an adjustment in the Contract Sum or an extension of the Contract Time. The Architect's order for
minor changes shall be in writing. If the Contractor believes that the proposed minor change in the Work will affect the
Contract Sum or Contract Time, the Contractor shall notify the Architect and shall not proceed to implement the
change in the Work. If the Contractor performs the Work set forth in the Architect's order for a minor change without
prior notice to the Architect that such change will affect the Contract Sum or Contract Time, the Contractor waives any
adjustment to the Contract Sum or extension of the Contract Time.
ARTICLE 8 TIME
§ 8.1 Definitions
§ 8.1.1 Unless otherwise provided, Contract Time is the period of time, including authorized adjustments, allotted in
the Contract Documents for Substantial Completion of the Work.
§ 8.1.2 The date of commencement of the Work is the date established in the Agreement.
§ 8.1.3 The date of Substantial Completion is the date certified by the Architect in accordance with Section 9.8.
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§ 8.1.4 The term "day" as used in the Contract Documents shall mean calendar day unless otherwise specifically
defined.
§ 8.2 Progress and Completion
§ 8.2.1 Time limits stated in the Contract Documents are of the essence of the Contract. By executing the Agreement,
the Contractor confirms that the Contract Time is a reasonable period for performing the Work.
§ 8.2.2 The Contractor shall not knowingly, except by agreement or instruction of the Owner in writing, commence
the Work prior to the effective date of insurance required to be furnished by the Contractor and Owner.
§ 8.2.3 The Contractor shall proceed expeditiously with adequate forces and shall achieve Substantial Completion
within the Contract Time.
§ 8.3 Delays and Extensions of Time
§ 8.3.1 If the Contractor is delayed at any time in the commencement or progress of the Work by (1) an act or neglect
of the Owner or Architect, of an employee of either, or of a Separate Contractor; (2) by changes ordered in the Work;
(3) by labor disputes, fire, unusual delay in deliveries, unavoidable casualties, adverse weather conditions documented
in accordance with Section 15.1.6.2, or other causes beyond the Contractor's control; (4) by delay authorized by the
Owner pending mediation and binding dispute resolution; or (5) by other causes that the Contractor asserts, and the
Architect determines, justify delay, then the Contract Time shall be extended for such reasonable time as the Architect
may determine.
§ 8.3.2 Claims relating to time shall be made in accordance with applicable provisions of Article 15.
§ 8.3.3 This Section 8.3 does not preclude recovery of damages for delay by either party under other provisions of the
Contract Documents.
ARTICLE 9 PAYMENTS AND COMPLETION
§ 9.1 Contract Sum
§ 9.1.1 The Contract Sum is stated in the Agreement and, including authorized adjustments, is the total amount
payable by the Owner to the Contractor for performance of the Work under the Contract Documents.
§ 9.1.2 If unit prices are stated in the Contract Documents or subsequently agreed upon, and if quantities originally
contemplated are materially changed so that application of such unit prices to the actual quantities causes substantial
inequity to the Owner or Contractor, the applicable unit prices shall be equitably adjusted.
§ 9.2 Schedule of Values
Where the Contract is based on a stipulated sum or Guaranteed Maximum Price, the Contractor shall submit a
schedule of values to the Architect before the first Application for Payment, allocating the entire Contract Sum to the
various portions of the Work. The schedule of values shall be prepared in the form, and supported by the data to
substantiate its accuracy, required by the Architect. This schedule, unless objected to by the Architect, shall be used as
a basis for reviewing the Contractor's Applications for Payment. Any changes to the schedule of values shall be
submitted to the Architect and supported by such data to substantiate its accuracy as the Architect may require, and
unless objected to by the Architect, shall be used as a basis for reviewing the Contractor's subsequent Applications for
Payment.
§ 9.3 Applications for Payment
§ 9.3.1 At least ten days before the date established for each progress payment, the Contractor shall submit to the
Architect an itemized Application for Payment prepared in accordance with the schedule of values, if required under
Section 9.2, for completed portions of the Work. The application shall be notarized, if required, and supported by all
data substantiating the Contractor's right to payment that the Owner or Architect require, such as copies of
requisitions, and releases and waivers of liens from Subcontractors and suppliers, and shall reflect retainage if
provided for in the Contract Documents.
§ 9.3.1.1 As provided in Section 7.3.9, such applications may include requests for payment on account of changes in
the Work that have been properly authorized by Construction Change Directives, or by interim determinations of the
Architect, but not yet included in Change Orders.
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§ 9.3.1.2 Applications for Payment shall not include requests for payment for portions of the Work for which the
Contractor does not intend to pay a Subcontractor or supplier, unless such Work has been performed by others whom
the Contractor intends to pay.
§ 9.3.2 Unless otherwise provided in the Contract Documents, payments shall be made on account of materials and
equipment delivered and suitably stored at the site for subsequent incorporation in the Work. If approved in advance
by the Owner, payment may similarly be made for materials and equipment suitably stored off the site at a location
agreed upon in writing. Payment for materials and equipment stored on or off the site shall be conditioned upon
compliance by the Contractor with procedures satisfactory to the Owner to establish the Owner's title to such materials
and equipment or otherwise protect the Owner's interest, and shall include the costs of applicable insurance, storage,
and transportation to the site, for such materials and equipment stored off the site.
§ 9.3.3 The Contractor warrants that title to all Work covered by an Application for Payment will pass to the Owner no
later than the time of payment. The Contractor further warrants that upon submittal of an Application for Payment all
Work for which Certificates for Payment have been previously issued and payments received from the Owner shall, to
the best of the Contractor's knowledge, information, and belief, be free and clear of liens, claims, security interests, or
encumbrances, in favor of the Contractor, Subcontractors, suppliers, or other persons or entities that provided labor,
materials, and equipment relating to the Work.
§ 9.4 Certificates for Payment
§ 9.4.1 The Architect will, within seven days after receipt of the Contractor's Application for Payment, either (1) issue
to the Owner a Certificate for Payment in the full amount of the Application for Payment, with a copy to the
Contractor; or (2) issue to the Owner a Certificate for Payment for such amount as the Architect determines is properly
due, and notify the Contractor and Owner of the Architect's reasons for withholding certification in part as provided in
Section 9.5.1; or (3) withhold certification of the entire Application for Payment, and notify the Contractor and Owner
of the Architect's reason for withholding certification in whole as provided in Section 9.5.1.
§ 9.4.2 The issuance of a Certificate for Payment will constitute a representation by the Architect to the Owner, based
on the Architect's evaluation of the Work and the data in the Application for Payment, that, to the best of the
Architect's knowledge, information, and belief, the Work has progressed to the point indicated, the quality of the
Work is in accordance with the Contract Documents, and that the Contractor is entitled to payment in the amount
certified. The foregoing representations are subject to an evaluation of the Work for conformance with the Contract
Documents upon Substantial Completion, to results of subsequent tests and inspections, to correction of minor
deviations from the Contract Documents prior to completion, and to specific qualifications expressed by the Architect.
However, the issuance of a Certificate for Payment will not be a representation that the Architect has (1) made
exhaustive or continuous on-site inspections to check the quality or quantity of the Work; (2) reviewed construction
means, methods, techniques, sequences, or procedures; (3) reviewed copies of requisitions received from
Subcontractors and suppliers and other data requested by the Owner to substantiate the Contractor's right to payment;
or (4) made examination to ascertain how or for what purpose the Contractor has used money previously paid on
account of the Contract Sum.
§ 9.5 Decisions to Withhold Certification
§ 9.5.1 The Architect may withhold a Certificate for Payment in whole or in part, to the extent reasonably necessary to
protect the Owner, if in the Architect's opinion the representations to the Owner required by Section 9.4.2 cannot be
made. If the Architect is unable to certify payment in the amount of the Application, the Architect will notify the
Contractor and Owner as provided in Section 9.4.1. If the Contractor and Architect cannot agree on a revised amount,
the Architect will promptly issue a Certificate for Payment for the amount for which the Architect is able to make such
representations to the Owner. The Architect may also withhold a Certificate for Payment or, because of subsequently
discovered evidence, may nullify the whole or a part of a Certificate for Payment previously issued, to such extent as
may be necessary in the Architect's opinion to protect the Owner from loss for which the Contractor is responsible,
including loss resulting from acts and omissions described in Section 3.3.2, because of
.1 defective Work not remedied;
.2 third party claims filed or reasonable evidence indicating probable filing of such claims, unless security
acceptable to the Owner is provided by the Contractor;
.3 failure of the Contractor to make payments properly to Subcontractors or suppliers for labor, materials
or equipment;
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.4 reasonable evidence that the Work cannot be completed for the unpaid balance of the Contract Sum;
.5 damage to the Owner or a Separate Contractor;
.6 reasonable evidence that the Work will not be completed within the Contract Time, and that the unpaid
balance would not be adequate to cover actual or liquidated damages for the anticipated delay; or
.7 repeated failure to carry out the Work in accordance with the Contract Documents.
§ 9.5.2 When either party disputes the Architect's decision regarding a Certificate for Payment under Section 9.5.1, in
whole or in part, that party may submit a Claim in accordance with Article 15.
§ 9.5.3 When the reasons for withholding certification are removed, certification wil I be made for amounts previously
withheld.
§ 9.5.4 If the Architect withholds certification for payment under Section 9.5.1.3, the Owner may, at its sole option,
issue joint checks to the Contractor and to any Subcontractor or supplier to whom the Contractor failed to make
payment for Work properly performed or material or equipment suitably delivered. If the Owner makes payments by
joint check, the Owner shall notify the Architect and the Contractor shall reflect such payment on its next Application
for Payment.
§ 9.6 Progress Payments
§ 9.6.1 After the Architect has issued a Certificate for Payment, the Owner shall make payment in the manner and
within the time provided in the Contract Documents, and shall so notify the Architect.
§ 9.6.2 The Contractor shall pay each Subcontractor, no later than seven days after receipt of payment from the Owner,
the amount to which the Subcontractor is entitled, reflecting percentages actually retained from payments to the
Contractor on account of the Subcontractor's portion of the Work. The Contractor shall, by appropriate agreement
with each Subcontractor, require each Subcontractor to make payments to Sub -subcontractors in a similar manner.
§ 9.6.3 The Architect will, on request, furnish to a Subcontractor, if practicable, information regarding percentages of
completion or amounts applied for by the Contractor and action taken thereon by the Architect and Owner on account
of portions of the Work done by such Subcontractor.
§ 9.6.4 The Owner has the right to request written evidence from the Contractor that the Contractor has properly paid
Subcontractors and suppliers amounts paid by the Owner to the Contractor for subcontracted Work. If the Contractor
fails to furnish such evidence within seven days, the Owner shall have the right to contact Subcontractors and suppliers
to ascertain whether they have been properly paid. Neither the Owner nor Architect shall have an obligation to pay, or
to see to the payment of money to, a Subcontractor or supplier, except as may otherwise be required by law.
§ 9.6.5 The Contractor's payments to suppliers shall be treated in a manner similar to that provided in Sections 9.6.2,
9.6.3 and 9.6.4.
§ 9.6.6 A Certificate for Payment, a progress payment, or partial or entire use or occupancy of the Project by the
Owner shall not constitute acceptance of Work not in accordance with the Contract Documents.
§ 9.6.7 Unless the Contractor provides the Owner with a payment bond in the full penal sum of the Contract Sum,
payments received by the Contractor for Work properly performed by Subcontractors or provided by suppliers shall be
held by the Contractor for those Subcontractors or suppliers who performed Work or furnished materials, or both,
under contract with the Contractor for which payment was made by the Owner. Nothing contained herein shall require
money to be placed in a separate account and not commingled with money of the Contractor, create any fiduciary
liability or tort liability on the part of the Contractor for breach of trust, or entitle any person or entity to an award of
punitive damages against the Contractor for breach of the requirements of this provision.
§ 9.6.8 Provided the Owner has fulfilled its payment obligations under the Contract Documents, the Contractor shall
defend and indemnify the Owner from all loss, liability, damage or expense, including reasonable attorney's fees and
litigation expenses, arising out of any lien claim or other claim for payment by any Subcontractor or supplier of any
tier. Upon receipt of notice of a lien claim or other claim for payment, the Owner shall notify the Contractor. If
approved by the applicable court, when required, the Contractor may substitute a surety bond for the property against
which the lien or other claim for payment has been asserted.
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Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 27
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§ 9.7 Failure of Payment
If the Architect does not issue a Certificate for Payment, through no fault of the Contractor, within seven days after
receipt of the Contractor's Application for Payment, or if the Owner does not pay the Contractor within seven days
after the date established in the Contract Documents, the amount certified by the Architect or awarded by binding
dispute resolution, then the Contractor may, upon seven additional days' notice to the Owner and Architect, stop the
Work until payment of the amount owing has been received. The Contract Time shall be extended appropriately and
the Contract Sum shall be increased by the amount of the Contractor's reasonable costs of shutdown, delay and
start-up, plus interest as provided for in the Contract Documents.
§ 9.8 Substantial Completion
§ 9.8.1 Substantial Completion is the stage in the progress of the Work when the Work or designated portion thereof is
sufficiently complete in accordance with the Contract Documents so that the Owner can occupy or utilize the Work for
its intended use.
§ 9.8.2 When the Contractor considers that the Work, or a portion thereof which the Owner agrees to accept
separately, is substantially complete, the Contractor shall prepare and submit to the Architect a comprehensive list of
items to be completed or corrected prior to final payment. Failure to include an item on such list does not alter the
responsibility of the Contractor to complete all Work in accordance with the Contract Documents.
§ 9.8.3 Upon receipt of the Contractor's list, the Architect will make an inspection to determine whether the Work or
designated portion thereof is substantially complete. If the Architect's inspection discloses any item, whether or not
included on the Contractor's list, which is not sufficiently complete in accordance with the Contract Documents so
that the Owner can occupy or utilize the Work or designated portion thereof for its intended use, the Contractor shall,
before issuance of the Certificate of Substantial Completion, complete or correct such item upon notification by the
Architect. In such case, the Contractor shall then submit a request for another inspection by the Architect to determine
Substantial Completion.
§ 9.8.4 When the Work or designated portion thereof is substantially complete, the Architect will prepare a Certificate
of Substantial Completion that shall establish the date of Substantial Completion; establish responsibilities of the
Owner and Contractor for security, maintenance, heat, utilities, damage to the Work and insurance; and fix the time
within which the Contractor shall finish all items on the list accompanying the Certificate. Warranties required by the
Contract Documents shall commence on the date of Substantial Completion of the Work or designated portion thereof
unless otherwise provided in the Certificate of Substantial Completion.
§ 9.8.5 The Certificate of Substantial Completion shall be submitted to the Owner and Contractor for their written
acceptance of responsibilities assigned to them in the Certificate. Upon such acceptance, and consent of surety if any,
the Owner shall make payment of retainage applying to the Work or designated portion thereof. Such payment shall be
adjusted for Work that is incomplete or not in accordance with the requirements of the Contract Documents.
§ 9.9 Partial Occupancy or Use
§ 9.9.1 The Owner may occupy or use any completed or partially completed portion of the Work at any stage when
such portion is designated by separate agreement with the Contractor, provided such occupancy or use is consented to
by the insurer and authorized by public authorities having jurisdiction over the Project. Such partial occupancy or use
may commence whether or not the portion is substantially complete, provided the Owner and Contractor have
accepted in writing the responsibilities assigned to each of them for payments, retainage, if any, security, maintenance,
heat, utilities, damage to the Work and insurance, and have agreed in writing concerning the period for correction of
the Work and commencement of warranties required by the Contract Documents. When the Contractor considers a
portion substantially complete, the Contractor shall prepare and submit a list to the Architect as provided under
Section 9.8.2. Consent of the Contractor to partial occupancy or use shall not be unreasonably withheld. The stage of
the progress of the Work shall be determined by written agreement between the Owner and Contractor or, if no
agreement is reached, by decision of the Architect.
§ 9.9.2 Immediately prior to such partial occupancy or use, the Owner, Contractor, and Architect shall jointly inspect
the area to be occupied or portion of the Work to be used in order to determine and record the condition of the Work.
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§ 9.9.3 Unless otherwise agreed upon, partial occupancy or use of a portion or portions of the Work shall not constitute
acceptance of Work not complying with the requirements of the Contract Documents.
§ 9.10 Final Completion and Final Payment
§ 9.10.1 Upon receipt of the Contractor's notice that the Work is ready for final inspection and acceptance and upon
receipt of a final Application for Payment, the Architect will promptly make such inspection. When the Architect finds
the Work acceptable under the Contract Documents and the Contract fully performed, the Architect will promptly
issue a final Certificate for Payment stating that to the best of the Architect's knowledge, information and belief, and
on the basis of the Architect's on-site visits and inspections, the Work has been completed in accordance with the
Contract Documents and that the entire balance found to be due the Contractor and noted in the final Certificate is due
and payable. The Architect's final Certificate for Payment will constitute a further representation that conditions listed
in Section 9.10.2 as precedent to the Contractor's being entitled to final payment have been fulfilled.
§ 9.10.2 Neither final payment nor any remaining retained percentage shall become due until the Contractor submits to
the Architect (1) an affidavit that payrolls, bills for materials and equipment, and other indebtedness connected with
the Work for which the Owner or the Owner's property might be responsible or encumbered (less amounts withheld
by Owner) have been paid or otherwise satisfied, (2) a certificate evidencing that insurance required by the Contract
Documents to remain in force after final payment is currently in effect, (3) a written statement that the Contractor
knows of no reason that the insurance will not be renewable to cover the period required by the Contract Documents,
(4) consent of surety, if any, to final payment, (5) documentation of any special warranties, such as manufacturers'
warranties or specific Subcontractor warranties, and (6) if required by the Owner, other data establishing payment or
satisfaction of obligations, such as receipts and releases and waivers of liens, claims, security interests, or
encumbrances arising out of the Contract, to the extent and in such form as may be designated by the Owner. If a
Subcontractor refuses to furnish a release or waiver required by the Owner, the Contractor may furnish a bond
satisfactory to the Owner to indemnify the Owner against such lien, claim, security interest, or encumbrance. If a lien,
claim, security interest, or encumbrance remains unsatisfied after payments are made, the Contractor shall refund to
the Owner all money that the Owner may be compelled to pay in discharging the lien, claim, security interest, or
encumbrance, including all costs and reasonable attorneys' fees.
§ 9.10.3 If, after Substantial Completion of the Work, final completion thereof is materially delayed through no fault
of the Contractor or by issuance of Change Orders affecting final completion, and the Architect so confirms, the
Owner shall, upon application by the Contractor and certification by the Architect, and without terminating the
Contract, make payment of the balance due for that portion of the Work fully completed, corrected, and accepted. If
the remaining balance for Work not fully completed or corrected is less than retainage stipulated in the Contract
Documents, and if bonds have been furnished, the written consent of the surety to payment of the balance due for that
portion of the Work fully completed and accepted shall be submitted by the Contractor to the Architect prior to
certification of such payment. Such payment shall be made under terms and conditions governing final payment,
except that it shall not constitute a waiver of Claims.
§ 9.10.4 The making of final payment shall constitute a waiver of Claims by the Owner except those arising from
.1 liens, Claims, security interests, or encumbrances arising out of the Contract and unsettled;
.2 failure of the Work to comply with the requirements of the Contract Documents;
.3 terms of special warranties required by the Contract Documents; or
.4 audits performed by the Owner, if permitted by the Contract Documents, after final payment.
§ 9.10.5 Acceptance of final payment by the Contractor, a Subcontractor, or a supplier, shall constitute a waiver of
claims by that payee except those previously made in writing and identified by that payee as unsettled at the time of
final Application for Payment.
ARTICLE 10 PROTECTION OF PERSONS AND PROPERTY
§ 10.1 Safety Precautions and Programs
The Contractor shall be responsible for initiating, maintaining, and supervising all safety precautions and programs in
connection with the performance of the Contract.
§ 10.2 Safety of Persons and Property
§ 10.2.1 The Contractor shall take reasonable precautions for safety of, and shall provide reasonable protection to
prevent damage, injury, or loss to
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.1 employees on the Work and other persons who may be affected thereby;
.2 the Work and materials and equipment to be incorporated therein, whether in storage on or off the site,
under care, custody, or control of the Contractor, a Subcontractor, or a Sub -subcontractor; and
.3 other property at the site or adjacent thereto, such as trees, shrubs, lawns, walks, pavements, roadways,
structures, and utilities not designated for removal, relocation, or replacement in the course of
construction.
§ 10.2.2 The Contractor shall comply with, and give notices required by applicable laws, statutes, ordinances, codes,
rules and regulations, and lawful orders of public authorities, bearing on safety of persons or property or their
protection from damage, injury, or loss.
§ 10.2.3 The Contractor shall implement, erect, and maintain, as required by existing conditions and performance of
the Contract, reasonable safeguards for safety and protection, including posting danger signs and other warnings
against hazards; promulgating safety regulations; and notifying the owners and users of adjacent sites and utilities of
the safeguards.
§ 10.2.4 When use or storage of explosives or other hazardous materials or equipment, or unusual methods are
necessary for execution of the Work, the Contractor shall exercise utmost care and carry on such activities under
supervision of properly qualified personnel.
§ 10.2.5 The Contractor shall promptly remedy damage and loss (other than damage or loss insured under property
insurance required by the Contract Documents) to property referred to in Sections 10.2.1.2 and 10.2.1.3 caused in
whole or in part by the Contractor, a Subcontractor, a Sub -subcontractor, or anyone directly or indirectly employed by
any of them, or by anyone for whose acts they may be liable and for which the Contractor is responsible under
Sections 10.2.1.2 and 10.2.1.3. The Contractor may make a Claim for the cost to remedy the damage or loss to the
extent such damage or loss is attributable to acts or omissions of the Owner or Architect or anyone directly or
indirectly employed by either of them, or by anyone for whose acts either of them may be liable, and not attributable to
the fault or negligence of the Contractor. The foregoing obligations of the Contractor are in addition to the
Contractor's obligations under Section 3.18.
§ 10.2.6 The Contractor shall designate a responsible member of the Contractor's organization at the site whose duty
shall be the prevention of accidents. This person shall be the Contractor's superintendent unless otherwise designated
by the Contractor in writing to the Owner and Architect.
§ 10.2.7 The Contractor shall not permit any part of the construction or site to be loaded so as to cause damage or
create an unsafe condition.
§ 10.2.6 Injury or Damage to Person or Property
If either party suffers injury or damage to person or property because of an act or omission of the other party, or of
others for whose acts such party is legally responsible, notice of the injury or damage, whether or not insured, shall be
given to the other party within a reasonable time not exceeding 21 days after discovery. The notice shall provide
sufficient detail to enable the other party to investigate the matter.
§ 10.3 Hazardous Materials and Substances
§ 10.3.1 The Contractor is responsible for compliance with any requirements included in the Contract Documents
regarding hazardous materials or substances. If the Contractor encounters a hazardous material or substance not
addressed in the Contract Documents and if reasonable precautions will be inadequate to prevent foreseeable bodily
injury or death to persons resulting from a material or substance, including but not limited to asbestos or
polychlorinated biphenyl (PCB), encountered on the site by the Contractor, the Contractor shall, upon recognizing the
condition, immediately stop Work in the affected area and notify the Owner and Architect of the condition.
§ 10.3.2 Upon receipt of the Contractor's notice, the Owner shall obtain the services of a licensed laboratory to verify
the presence or absence of the material or substance reported by the Contractor and, in the event such material or
substance is found to be present, to cause it to be rendered harmless. Unless otherwise required by the Contract
Documents, the Owner shall furnish in writing to the Contractor and Architect the names and qualifications of persons
or entities who are to perform tests verifying the presence or absence of the material or substance or who are to
perform the task of removal or safe containment of the material or substance. The Contractor and the Architect will
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promptly reply to the Owner in writing stating whether or not either has reasonable objection to the persons or entities
proposed by the Owner. If either the Contractor or Architect has an objection to a person or entity proposed by the
Owner, the Owner shall propose another to whom the Contractor and the Architect have no reasonable objection.
When the material or substance has been rendered harmless, Work in the affected area shall resume upon written
agreement of the Owner and Contractor. By Change Order, the Contract Time shall be extended appropriately and the
Contract Sum shall be increased by the amount of the Contractor's reasonable additional costs of shutdown, delay, and
start-up.
§ 10.3.3 To the fullest extent permitted by law, the Owner shall indemnify and hold harmless the Contractor,
Subcontractors, Architect, Architect's consultants, and agents and employees of any of them from and against claims,
damages, losses, and expenses, including but not limited to attorneys' fees, arising out of or resulting from
performance of the Work in the affected area if in fact the material or substance presents the risk of bodily injury or
death as described in Section 10.3.1 and has not been rendered harmless, provided that such claim, damage, loss, or
expense is attributable to bodily injury, sickness, disease or death, or to injury to or destruction of tangible property
(other than the Work itself), except to the extent that such damage, loss, or expense is due to the fault or negligence of
the party seeking indemnity.
§ 10.3.4 The Owner shall not be responsible under this Section 10.3 for hazardous materials or substances the
Contractor brings to the site unless such materials or substances are required by the Contract Documents. The Owner
shall be responsible for hazardous materials or substances required by the Contract Documents, except to the extent of
the Contractor's fault or negligence in the use and handling of such materials or substances.
§ 10.3.5 The Contractor shall reimburse the Owner for the cost and expense the Owner incurs (l) for remediation of
hazardous materials or substances the Contractor brings to the site and negligently handles, or (2) where the
Contractor fails to perform its obligations under Section 10.3.1, except to the extent that the cost and expense are due
to the Owner's fault or negligence.
§ 10.3.6 If, without negligence on the part of the Contractor, the Contractor is held liable by a government agency for
the cost of remediation of a hazardous material or substance solely by reason of performing Work as required by the
Contract Documents, the Owner shall reimburse the Contractor for all cost and expense thereby incurred.
§ 10.4 Emergencies
In an emergency affecting safety of persons or property, the Contractor shall act, at the Contractor's discretion, to
prevent threatened damage, injury, or loss. Additional compensation or extension of time claimed by the Contractor on
account of an emergency shall be determined as provided in Article 15 and Article 7.
ARTICLE 11 INSURANCE AND BONDS
§ 11.1 Contractor's Insurance and Bonds
§ 11.1.1 The Contractor shall purchase and maintain insurance of the types and limits of liability, containing the
endorsements, and subject to the terms and conditions, as described in the Agreement or elsewhere in the Contract
Documents. The Contractor shall purchase and maintain the required insurance from an insurance company or
insurance companies lawfully authorized to issue insurance in the jurisdiction where the Project is located. The
Owner, Architect, and Architect's consultants shall be named as additional insureds under the Contractor's
commercial general liability policy or as otherwise described in the Contract Documents.
§ 11.1.2 The Contractor shall provide surety bonds of the types, for such penal sums, and subject to such terms and
conditions as required by the Contract Documents. The Contractor shall purchase and maintain the required bonds
from a company or companies lawfully authorized to issue surety bonds in the jurisdiction where the Project is located.
§ 11.1.3 Upon the request of any person or entity appearing to be a potential beneficiary of bonds covering payment of
obligations arising under the Contract, the Contractor shall promptly furnish a copy of the bonds or shall authorize a
copy to be furnished.
§ 11.1.4 Notice of Cancellation or Expiration of Contractor's Required Insurance. Within three (3) business days of the
date the Contractor becomes aware of an impending or actual cancellation or expiration of any insurance required by
the Contract Documents, the Contractor shall provide notice to the Owner of such impending or actual cancellation or
expiration. Upon receipt of notice from the Contractor, the Owner shall, unless the lapse in coverage arises from an act
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or omission of the Owner, have the right to stop the Work until the lapse in coverage has been cured by the
procurement of replacement coverage by the Contractor. The furnishing of notice by the Contractor shall not relieve
the Contractor of any contractual obligation to provide any required coverage.
§ 11.2 Owner's Insurance
§ 11.2.1 The Owner shall purchase and maintain insurance of the types and limits of liability, containing the
endorsements, and subject to the terms and conditions, as described in the Agreement or elsewhere in the Contract
Documents. The Owner shall purchase and maintain the required insurance from an insurance company or insurance
companies lawfully authorized to issue insurance in the jurisdiction where the Project is located.
§ 11.2.2 Failure to Purchase Required Property Insurance. If the Owner fails to purchase and maintain the required
property insurance, with all of the coverages and in the amounts described in the Agreement or elsewhere in the
Contract Documents, the Owner shall inform the Contractor in writing prior to commencement of the Work. Upon
receipt of notice from the Owner, the Contractor may delay commencement of the Work and may obtain insurance that
will protect the interests of the Contractor, Subcontractors, and Sub -Subcontractors in the Work. When the failure to
provide coverage has been cured or resolved, the Contract Sum and Contract Time shall be equitably adjusted. In the
event the Owner fails to procure coverage, the Owner waives all rights against the Contractor, Subcontractors, and
Sub -subcontractors to the extent the loss to the Owner would have been covered by the insurance to have been
procured by the Owner. The cost of the insurance shall be charged to the Owner by a Change Order. if the Owner does
not provide written notice, and the Contractor is damaged by the failure or neglect of the Owner to purchase or
maintain the required insurance, the Owner shall reimburse the Contractor for all reasonable costs and damages
attributable thereto.
§ 11.2.3 Notice of Cancellation or Expiration of Owner's Required Property Insurance. Within three (3) business days of
the date the Owner becomes aware of an impending or actual cancellation or expiration of any property insurance
required by the Contract Documents, the Owner shall provide notice to the Contractor of such impending or actual
cancellation or expiration. Unless the lapse in coverage arises from an act or omission of the Contractor: (1) the
Contractor, upon receipt of notice from the Owner, shall have the right to stop the Work until the lapse in coverage has
been cured by the procurement of replacement coverage by either the Owner or the Contractor; (2) the Contract Time
and Contract Sum shall be equitably adjusted; and (3) the Owner waives all rights against the Contractor,
Subcontractors, and Sub -subcontractors to the extent any loss to the Owner would have been covered by the insurance
had it not expired or been cancelled. If the Contractor purchases replacement coverage, the cost of the insurance shall
be charged to the Owner by an appropriate Change Order. The furnishing of notice by the Owner shall not relieve the
Owner of any contractual obligation to provide required insurance.
§ 11.3 Waivers of Subrogation
§ 11.3.1 The Owner and Contractor waive all rights against (1) each other and any of their subcontractors,
sub -subcontractors, agents, and employees, each of the other; (2) the Architect and Architect's consultants; and (3)
Separate Contractors, if any, and any of their subcontractors, sub -subcontractors, agents, and employees, for damages
caused by fire, or other causes of loss, to the extent those losses are covered by property insurance required by the
Agreement or other property insurance applicable to the Project, except such rights as they have to proceeds of such
insurance. The Owner or Contractor, as appropriate, shall require similar written waivers in favor of the individuals
and entities identified above from the Architect, Architect's consultants, Separate Contractors, subcontractors, and
sub -subcontractors. The policies of insurance purchased and maintained by each person or entity agreeing to waive
claims pursuant to this section 11.3.1 shall not prohibit this waiver of subrogation. This waiver of subrogation shall be
effective as to a person or entity (1) even though that person or entity would otherwise have a duty of indemnification,
contractual or otherwise, (2) even though that person or entity did not pay the insurance premium directly or indirectly,
or (3) whether or not the person or entity had an insurable interest in the damaged property.
§ 11.3.2 If during the Project construction period the Owner insures properties, real or personal or both, at or adjacent
to the site by property insurance under policies separate from those insuring the Project, or if after final payment
property insurance is to be provided on the completed Project through a policy or policies other than those insuring the
Project during the construction period, to the extent permissible by such policies, the Owner waives all rights in
accordance with the terms of Section 11.3.1 for damages caused by fire or other causes of loss covered by this separate
property insurance.
§ 11.4 Loss of Use, Business Interruption, and Delay in Completion Insurance
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The Owner, at the Owner's option, may purchase and maintain insurance that will protect the Owner against loss of
use of the Owner's property, or the inability to conduct normal operations, due to fire or other causes of loss. The
Owner waives all rights of action against the Contractor and Architect for loss of use of the Owner's property, due to
fire or other hazards however caused.
§11.5 Adjustment and Settlement of Insured Loss
§ 11.5.1 A loss insured under the property insurance required by the Agreement shall be adjusted by the Owner as
fiduciary and made payable to the Owner as fiduciary for the insureds, as their interests may appear, subject to
requirements of any applicable mortgagee clause and of Section 11.5.2. The Owner shall pay the Architect and
Contractor their just shares of insurance proceeds received by the Owner, and by appropriate agreements the Architect
and Contractor shall make payments to their consultants and Subcontractors in similar manner.
§ 11.5.2 Prior to settlement of an insured loss, the Owner shall notify the Contractor of the terms of the proposed
settlement as well as the proposed allocation of the insurance proceeds. The Contractor shall have 14 days from receipt
of notice to object to the proposed settlement or allocation of the proceeds. If the Contractor does not object, the
Owner shall settle the loss and the Contractor shall be bound by the settlement and allocation. Upon receipt, the Owner
shall deposit the insurance proceeds in a separate account and make the appropriate distributions. Thereafter, if no
other agreement is made or the Owner does not terminate the Contract for convenience, the Owner and Contractor
shall execute a Change Order for reconstruction of the damaged or destroyed Work in the amount allocated for that
purpose. If the Contractor timely objects to either the terms of the proposed settlement or the allocation of the
proceeds, the Owner may proceed to settle the insured loss, and any dispute between the Owner and Contractor arising
out of the settlement or allocation of the proceeds shall be resolved pursuant to Article 15. Pending resolution of any
dispute, the Owner may issue a Construction Change Directive for the reconstruction of the damaged or destroyed
Work.
ARTICLE 12 UNCOVERING AND CORRECTION OF WORK
§ 12.1 Uncovering of Work
§ 12.1.1 If a portion of the Work is covered contrary to the Architect's request or to requirements specifically
expressed in the Contract Documents, it must, if requested in writing by the Architect, be uncovered for the Architect's
examination and be replaced at the Contractor's expense without change in the Contract Time.
§ 12.1.2 If a portion of the Work has been covered that the Architect has not specifically requested to examine prior to
its being covered, the Architect may request to see such Work and it shall be uncovered by the Contractor. If such
Work is in accordance with the Contract Documents, the Contractor shall be entitled to an equitable adjustment to the
Contract Sum and Contract Time as may be appropriate. If such Work is not in accordance with the Contract
Documents, the costs of uncovering the Work, and the cost of correction, shall be at the Contractor's expense.
§ 12.2 Correction of Work
§ 12.2.1 Before Substantial Completion
The Contractor shall promptly correct Work rejected by the Architect or failing to conform to the requirements of the
Contract Documents, discovered before Substantial Completion and whether or not fabricated, installed or completed.
Costs of correcting such rejected Work, including additional testing and inspections, the cost of uncovering and
replacement, and compensation for the Architect's services and expenses made necessary thereby, shall be at the
Contractor's expense.
§ 12.2.2 After Substantial Completion
§ 12.2.2.1 In addition to the Contractor's obligations under Section 3.5, if, within one year after the date of Substantial
Completion of the Work or designated portion thereof or after the date for commencement of warranties established
under Section 9.9.1, or by terms of any applicable special warranty required by the Contract Documents, any of the
Work is found to be not in accordance with the requirements of the Contract Documents, the Contractor shall correct it
promptly after receipt of notice from the Owner to do so, unless the Owner has previously given the Contractor a
written acceptance of such condition. The Owner shall give such notice promptly after discovery of the condition.
During the one-year period for correction of Work, if the Owner fails to notify the Contractor and give the Contractor
an opportunity to make the correction, the Owner waives the rights to require correction by the Contractor and to make
a claim for breach of warranty. If the Contractor fails to correct nonconforming Work within a reasonable time during
that period after receipt of notice from the Owner or Architect, the Owner may correct it in accordance with
Section 2.5.
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§ 12.2.2.2 The one-year period for correction of Work shall be extended with respect to portions of Work first
performed after Substantial Completion by the period of time between Substantial Completion and the actual
completion of that portion of the Work.
§ 12.2.2.3 The one-year period for correction of Work shall not be extended by corrective Work performed by the
Contractor pursuant to this Section 12.2.
§ 12.2.3 The Contractor shall remove from the site portions of the Work that are not in accordance with the
requirements of the Contract Documents and are neither corrected by the Contractor nor accepted by the Owner.
§ 12.2.4 The Contractor shall bear the cost of correcting destroyed or damaged construction of the Owner or Separate
Contractors, whether completed or partially completed, caused by the Contractor's correction or removal of Work that
is not in accordance with the requirements of the Contract Documents.
§ 12.2.5 Nothing contained in this Section 12.2 shall be construed to establish a period of limitation with respect to
other obligations the Contractor has under the Contract Documents. Establishment of the one-year period for
correction of Work as described in Section 12.2.2 relates only to the specific obligation of the Contractor to correct the
Work, and has no relationship to the time within which the obligation to comply with the Contract Documents may be
sought to be enforced, nor to the time within which proceedings may be commenced to establish the Contractor's
liability with respect to the Contractor's obligations other than specifically to correct the Work.
§ 12.3 Acceptance of Nonconforming Work
If the Owner prefers to accept Work that is not in accordance with the requirements of the Contract Documents, the
Owner may do so instead of requiring its removal and correction, in which case the Contract Sum will be reduced as
appropriate and equitable. Such adjustment shall be effected whether or not final payment has been made.
ARTICLE 13 MISCELLANEOUS PROVISIONS
§ 13.1 Governing Law
The Contract shall be governed by the law of the place where the Project is located, excluding that jurisdiction's
choice of law rules. If the parties have selected arbitration as the method of binding dispute resolution, the Federal
Arbitration Act shall govern Section 15.4.
§ 13.2 Successors and Assigns
§ 13.2.1 The Owner and Contractor respectively bind themselves, their partners, successors, assigns, and legal
representatives to covenants, agreements, and obligations contained in the Contract Documents. Except as provided in
Section 13.2.2, neither party to the Contract shall assign the Contract as a whole without written consent of the other.
If either party attempts to make an assignment without such consent, that party shall nevertheless remain legally
responsible for all obligations under the Contract.
§ 13.2.2 The Owner may, without consent of the Contractor, assign the Contract to a lender providing construction
financing for the Project, if the lender assumes the Owner's rights and obligations under the Contract Documents. The
Contractor shall execute all consents reasonably required to facilitate the assignment.
§ 13.3 Rights and Remedies
§ 13.3.1 Duties and obligations imposed by the Contract Documents and rights and remedies available thereunder
shall be in addition to and not a limitation of duties, obligations, rights, and remedies otherwise imposed or available
by law.
§ 13.3.2 No action or failure to act by the Owner, Architect, or Contractor shall constitute a waiver of a right or duty
afforded them under the Contract, nor shall such action or failure to act constitute approval of or acquiescence in a
breach thereunder, except as may be specifically agreed upon in writing.
§ 13.4 Tests and Inspections
§ 13.4.1 Tests, inspections, and approvals of portions of the Work shall be made as required by the Contract
Documents and by applicable laws, statutes, ordinances, codes, rules, and regulations or lawful orders of public
authorities. Unless otherwise provided, the Contractor shall make arrangements for such tests, inspections, and
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approvals with an independent testing laboratory or entity acceptable to the Owner, or with the appropriate public
authority, and shall bear all related costs of tests, inspections, and approvals. The Contractor shall give the Architect
timely notice of when and where tests and inspections are to be made so that the Architect may be present for such
procedures. The Owner shall bear costs of tests, inspections, or approvals that do not become requirements until after
bids are received or negotiations concluded. The Owner shall directly arrange and pay for tests, inspections, or
approvals where building codes or applicable laws or regulations so require.
§ 13.4.2 If the Architect, Owner, or public authorities having jurisdiction determine that portions of the Work require
additional testing, inspection, or approval not included under Section 13.4.1, the Architect will, upon written
authorization from the Owner, instruct the Contractor to make arrangements for such additional testing, inspection, or
approval, by an entity acceptable to the Owner, and the Contractor shall give timely notice to the Architect of when
and where tests and inspections are to be made so that the Architect may be present for such procedures. Such costs,
except as provided in Section 13.4.3, shall be at the Owner's expense.
§ 13.4.3 If procedures for testing, inspection, or approval under Sections 13.4.1 and 13.4.2 reveal failure of the
portions of the Work to comply with requirements established by the Contract Documents, all costs made necessary by
such failure, including those of repeated procedures and compensation for the Architect's services and expenses, shall
be at the Contractor's expense.
§ 13.4.4 Required certificates of testing, inspection, or approval shall, unless otherwise required by the Contract
Documents, be secured by the Contractor and promptly delivered to the Architect.
§ 13.4.5 If the Architect is to observe tests, inspections, or approvals required by the Contract Documents, the
Architect will do so promptly and, where practicable, at the normal place of testing.
§ 13.4.6 Tests or inspections conducted pursuant to the Contract Documents shall be made promptly to avoid
unreasonable delay in the Work.
§ 13.5 Interest
Payments due and unpaid under the Contract Documents shall bear interest from the date payment is due at the rate the
parties agree upon in writing or, in the absence thereof, at the legal rate prevailing from time to time at the place where
the Project is located.
ARTICLE 14 TERMINATION OR SUSPENSION OF THE CONTRACT
§ 14.1 Termination by the Contractor
§ 14.1.1 The Contractor may terminate the Contract if the Work is stopped for a period of 30 consecutive days through
no act or fault of the Contractor, a Subcontractor, a Sub -subcontractor, their agents or employees, or any other persons
or entities performing portions of the Work, for any of the following reasons:
.1 Issuance of an order of a court or other public authority having jurisdiction that requires all Work to be
stopped;
.2 An act of government, such as a declaration of national emergency, that requires all Work to be
stopped;
.3 Because the Architect has not issued a Certificate for Payment and has not notified the Contractor of the
reason for withholding certification as provided in Section 9.4.1, or because the Owner has not made
payment on a Certificate for Payment within the time stated in the Contract Documents; or
.4 The Owner has failed to furnish to the Contractor reasonable evidence as required by Section 2.2.
§ 14.1.2 The Contractor may terminate the Contract if, through no act or fault of the Contractor, a Subcontractor, a
Sub -subcontractor, their agents or employees, or any other persons or entities performing portions of the Work,
repeated suspensions, delays, or interruptions of the entire Work by the Owner as described in Section 14.3, constitute
in the aggregate more than 100 percent of the total number of days scheduled for completion, or 120 days in any
365 -day period, whichever is less.
§ 14.1.3 If one of the reasons described in Section 14. 1.1 or 14.1.2 exists, the Contractor may, upon seven days' notice
to the Owner and Architect, terminate the Contract and recover from the Owner payment for Work executed, as well as
reasonable overhead and profit on Work not executed, and costs incurred by reason of such termination.
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§ 14.1.4 if the Work is stopped for a period of 60 consecutive days through no act or fault of the Contractor, a
Subcontractor, a Sub-subcontractor, or their agents or employees or any other persons or entities performing portions
of the Work because the Owner has repeatedly failed to fulfill the Owner's obligations under the Contract Documents
with respect to matters important to the progress of the Work, the Contractor may, upon seven additional days' notice
to the Owner and the Architect, terminate the Contract and recover from the Owner as provided in Section 14.1.3.
§ 14.2 Termination by the Owner for Cause
§ 14.2.1 The Owner may terminate the Contract if the Contractor
.1 repeatedly refuses or fails to supply enough properly skilled workers or proper materials;
.2 fails to make payment to Subcontractors or suppliers in accordance with the respective agreements
between the Contractor and the Subcontractors or suppliers;
.3 repeatedly disregards applicable laws, statutes, ordinances, codes, rules and regulations, or lawful
orders of a public authority; or
.4 otherwise is guilty of substantial breach of a provision of the Contract Documents.
§ 14.2.2 When any of the reasons described in Section 14.2.1 exist, and upon certification by the Architect that
sufficient cause exists to justify such action, the Owner may, without prejudice to any other rights or remedies of the
Owner and after giving the Contractor and the Contractor's surety, if any, seven days' notice, terminate employment
of the Contractor and may, subject to any prior rights of the surety:
.1 Exclude the Contractor from the site and take possession of all materials, equipment, tools, and
construction equipment and machinery thereon owned by the Contractor;
.2 Accept assignment of subcontracts pursuant to Section 5.4; and
.3 Finish the Work by whatever reasonable method the Owner may deem expedient. Upon written request
of the Contractor, the Owner shall furnish to the Contractor a detailed accounting of the costs incurred
by the Owner in finishing the Work.
§ 14.2.3 When the Owner terminates the Contract for one of the reasons stated in Section 14.2.1, the Contractor shall
not be entitled to receive further payment until the Work is finished.
§ 14.2.4 If the unpaid balance of the Contract Sum exceeds costs of finishing the Work, including compensation for
the Architect's services and expenses made necessary thereby, and other damages incurred by the Owner and not
expressly waived, such excess shall be paid to the Contractor. If such costs and damages exceed the unpaid balance,
the Contractor shall pay the difference to the Owner. The amount to be paid to the Contractor or Owner, as the case
may be, shall be certified by the Initial Decision Maker, upon application, and this obligation for payment shall survive
termination of the Contract.
§ 14.3 Suspension by the Owner for Convenience
§ 14.3.1 The Owner may, without cause, order the Contractor in writing to suspend, delay or interrupt the Work, in
whole or in part for such period of time as the Owner may determine.
§ 14.3.2 The Contract Sum and Contract Time shall be adjusted for increases in the cost and time caused by
suspension, delay, or interruption under Section 14.3.1. Adjustment of the Contract Sum shall include profit. No
adjustment shall be made to the extent
.1 that performance is, was, or would have been, so suspended, delayed, or interrupted, by another cause
for which the Contractor is responsible; or
.2 that an equitable adjustment is made or denied under another provision of the Contract.
§ 14.4 Termination by the Owner for Convenience
§ 14.4.1 The Owner may, at any time, terminate the Contract for the Owner's convenience and without cause.
§ 14.4.2 Upon receipt of notice from the Owner of such termination for the Owner's convenience, the Contractor shall
.1 cease operations as directed by the Owner in the notice;
.2 take actions necessary, or that the Owner may direct, for the protection and preservation of the Work;
and
.3 except for Work directed to be performed prior to the effective date of termination stated in the notice,
terminate all existing subcontracts and purchase orders and enter into no further subcontracts and
purchase orders.
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§ 14.4.3 In case of such termination for the Owner's convenience, the Owner shall pay the Contractor for Work
properly executed; costs incurred by reason of the termination, including costs attributable to termination of
Subcontracts; and the termination fee, if any, set forth in the Agreement.
ARTICLE 15 CLAIMS AND DISPUTES
§ 15.1 Claims
§ 15.1.1 Definition
A Claim is a demand or assertion by one of the parties seeking, as a matter of right, payment of money, a change in the
Contract Time, or other relief with respect to the terms of the Contract. The term "Claim" also includes other disputes
and matters in question between the Owner and Contractor arising out of or relating to the Contract. The responsibility
to substantiate Claims shall rest with the party making the Claim. This Section 15. 1.1 does not require the Owner to
file a Claim in order to impose liquidated damages in accordance with the Contract Documents.
§ 15.1.2 Time Limits on Claims
The Owner and Contractor shall commence all Claims and causes of action against the other and arising out of or
related to the Contract, whether in contract, tort, breach of warranty or otherwise, in accordance with the requirements
of the binding dispute resolution method selected in the Agreement and within the period specified by applicable law,
but in any case not more than 10 years after the date of Substantial Completion of the Work. The Owner and
Contractor waive all Claims and causes of action not commenced in accordance with this Section 15.1.2.
§ 15.1.3 Notice of Claims
§ 15.1.3.1 Claims by either the Owner or Contractor, where the condition giving rise to the Claim is first discovered
prior to expiration of the period for correction of the Work set forth in Section 12.2.2, shall be initiated by notice to the
other party and to the Initial Decision Maker with a copy sent to the Architect, if the Architect is not serving as the
Initial Decision Maker. Claims by either party under this Section 15.1.3.1 shall be initiated within 21 days after
occurrence of the event giving rise to such Claim or within 21 days after the claimant first recognizes the condition
giving rise to the Claim, whichever is later.
§ 15.1.3.2 Claims by either the Owner or Contractor, where the condition giving rise to the Claim is first discovered
after expiration of the period for correction of the Work set forth in Section 12.2.2, shall be initiated by notice to the
other party. In such event, no decision by the Initial Decision Maker is required.
§ 15.1.4 Continuing Contract Performance
§ 15.1.4.1 Pending final resolution of a Claim, except as otherwise agreed in writing or as provided in Section 9.7 and
Article 14, the Contractor shall proceed diligently with performance of the Contract and the Owner shall continue to
make payments in accordance with the Contract Documents.
§ 15.1.4.2 The Contract Sum and Contract Time shall be adjusted in accordance with the Initial Decision Maker's
decision, subject to the right of either party to proceed in accordance with this Article 15. The Architect will issue
Certificates for Payment in accordance with the decision of the Initial Decision Maker.
§ 15.1.5 Claims for Additional Cost
If the Contractor wishes to make a Claim for an increase in the Contract Sum, notice as provided in Section 15.1.3
shall be given before proceeding to execute the portion of the Work that is the subject of the Claim. Prior notice is not
required for Claims relating to an emergency endangering life or property arising under Section 10.4.
§ 15.1.6 Claims for Additional Time
§ 15.1.6.1 If the Contractor wishes to make a Claim for an increase in the Contract Time, notice as provided in Section
15.1.3 shall be given. The Contractor's Claim shall include an estimate of cost and of probable effect of delay on
progress of the Work. In the case of a continuing delay, only one Claim is necessary.
§ 15.1.6.2 If adverse weather conditions are the basis for a Claim for additional time, such Claim shall be documented
by data substantiating that weather conditions were abnormal for the period of time, could not have been reasonably
anticipated, and had an adverse effect on the scheduled construction.
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§ 15.1.7 Waiver of Claims for Consequential Damages
The Contractor and Owner waive Claims against each other for consequential damages arising out of or relating to this
Contract. This mutual waiver includes
.1 damages incurred by the Owner for rental expenses, for losses of use, income, profit, financing,
business and reputation, and for loss of management or employee productivity or of the services of such
persons; and
.2 damages incurred by the Contractor for principal office expenses including the compensation of
personnel stationed there, for losses of financing, business and reputation, and for loss of profit, except
anticipated profit arising directly from the Work.
This mutual waiver is applicable, without limitation, to all consequential damages due to either party's termination in
accordance with Article 14. Nothing contained in this Section 15.1.7 shall be deemed to preclude assessment of
liquidated damages, when applicable, in accordance with the requirements of the Contract Documents.
§ 15.2 Initial Decision
§ 15.2.1 Claims, excluding those where the condition giving rise to the Claim is first discovered after expiration of the
period for correction of the Work set forth in Section 12.2.2 or arising under Sections 10.3, 10.4, and 11.5, shall be
referred to the Initial Decision Maker for initial decision. The Architect will serve as the Initial Decision Maker, unless
otherwise indicated in the Agreement. Except for those Claims excluded by this Section 15.2.1, an initial decision
shall be required as a condition precedent to mediation of any Claim. If an initial decision has not been rendered within
30 days after the Claim has been referred to the Initial Decision Maker, the party asserting the Claim may demand
mediation and binding dispute resolution without a decision having been rendered. Unless the Initial Decision Maker
and all affected parties agree, the Initial Decision Maker will not decide disputes between the Contractor and persons
or entities other than the Owner.
§ 15.2.2 The Initial Decision Maker will review Claims and within ten days of the receipt of a Claim take one or more
of the following actions: (1) request additional supporting data from the claimant or a response with supporting data
from the other party, (2) reject the Claim in whole or in part, (3) approve the Claim, (4) suggest a compromise, or (5)
advise the parties that the Initial Decision Maker is unable to resolve the Claim if the Initial Decision Maker lacks
sufficient information to evaluate the merits of the Claim or if the Initial Decision Maker concludes that, in the Initial
Decision Maker's sole discretion, it would be inappropriate for the Initial Decision Maker to resolve the Claim.
§ 15.2.3 In evaluating Claims, the Initial Decision Maker may, but shall not be obligated to, consult with or seek
information from either party or from persons with special knowledge or expertise who may assist the Initial Decision
Maker in rendering a decision. The Initial Decision Maker may request the Owner to authorize retention of such
persons at the Owner's expense.
§ 15.2.4 If the Initial Decision Maker requests a party to provide a response to a Claim or to furnish additional
supporting data, such party shall respond, within ten days after receipt of the request, and shall either (1) provide a
response on the requested supporting data, (2) advise the Initial Decision Maker when the response or supporting data
will be furnished, or (3) advise the Initial Decision Maker that no supporting data will be furnished. Upon receipt of
the response or supporting data, if any, the Initial Decision Maker will either reject or approve the Claim in whole or in
part.
§ 15.2.5 The Initial Decision Maker will render an initial decision approving or rejecting the Claim, or indicating that
the Initial Decision Maker is unable to resolve the Claim. This initial decision shall (1) be in writing; (2) state the
reasons therefor; and (3) notify the parties and the Architect, if the Architect is not serving as the Initial Decision
Maker, of any change in the Contract Sum or Contract Time or both. The initial decision shall be final and binding on
the parties but subject to mediation and, if the parties fail to resolve their dispute through mediation, to binding dispute
resolution.
§ 15.2.6 Either party may file for mediation of an initial decision at any time, subject to the terms of Section 15.2.6.1.
§ 15.2.6.1 Either party may, within 30 days from the date of receipt of an initial decision, demand in writing that the
other party file for mediation. If such a demand is made and the party receiving the demand fails to file for mediation
within 30 days after receipt thereof, then both parties waive their rights to mediate or pursue binding dispute resolution
proceedings with respect to the initial decision.
Init. AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 38
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com,
User Notes: (896885345)
§ 15.2.7 In the event of a Claim against the Contractor, the Owner may, but is not obligated to, notify the surety, if any,
of the nature and amount of the Claim. If the Claim relates to a possibility of a Contractor's default, the Owner may,
but is not obligated to, notify the surety and request the surety's assistance in resolving the controversy.
§ 15.2.8 If a Claim relates to or is the subject of a mechanic's lien, the party asserting such Claim may proceed in
accordance with applicable law to comply with the lien notice or filing deadlines.
§ 15.3 Mediation
§ 15.3.1 Claims, disputes, or other matters in controversy arising out of or related to the Contract, except those waived
as provided for in Sections 9.10.4, 9.10.5, and 15.1.7, shall be subject to mediation as a condition precedent to binding
dispute resolution.
§ 15.3.2 The parties shall endeavor to resolve their Claims by mediation which, unless the parties mutually agree
otherwise, shall be administered by the American Arbitration Association in accordance with its Construction Industry
Mediation Procedures in effect on the date of the Agreement. A request for mediation shall be made in writing,
delivered to the other party to the Contract, and filed with the person or entity administering the mediation. The
request may be made concurrently with the filing of binding dispute resolution proceedings but, in such event,
mediation shall proceed in advance of binding dispute resolution proceedings, which shall be stayed pending
mediation for a period of 60 days from the date of filing, unless stayed for a longer period by agreement of the parties
or court order. If an arbitration is stayed pursuant to this Section 15.3.2, the parties may nonetheless proceed to the
selection of the arbitrator(s) and agree upon a schedule for later proceedings.
§ 15.3.3 Either party may, within 30 days from the date that mediation has been concluded without resolution of the
dispute or 60 days after mediation has been demanded without resolution of the dispute, demand in writing that the
other parry file for binding dispute resolution. If such a demand is made and the party receiving the demand fails to
file for binding dispute resolution within 60 days after receipt thereof, then both parties waive their rights to binding
dispute resolution proceedings with respect to the initial decision.
§ 15.3.4 The parties shall share the mediator's fee and any filing fees equally. The mediation shall be held in the place
where the Project is located, unless another location is mutually agreed upon. Agreements reached in mediation shall
be enforceable as settlement agreements in any court having jurisdiction thereof.
§ 15.4 Arbitration
§ 15.4.1 If the parties have selected arbitration as the method for binding dispute resolution in the Agreement, any
Claim subject to, but not resolved by, mediation shall be subject to arbitration which, unless the parties mutually agree
otherwise, shall be administered by the American Arbitration Association in accordance with its Construction Industry
Arbitration Rules in effect on the date of the Agreement. The Arbitration shall be conducted in the place where the
Project is located, unless another location is mutually agreed upon. A demand for arbitration shall be made in writing,
delivered to the other party to the Contract, and filed with the person or entity administering the arbitration. The party
filing a notice of demand for arbitration must assert in the demand all Claims then known to that party on which
arbitration is permitted to be demanded.
§ 15.4.1.1 A demand for arbitration shall be made no earlier than concurrently with the filing of a request for
mediation, but in no event shall it be made after the date when the institution of legal or equitable proceedings based on
the Claim would be barred by the applicable statute of limitations. For statute of limitations purposes, receipt of a
written demand for arbitration by the person or entity administering the arbitration shall constitute the institution of
legal or equitable proceedings based on the Claim.
§ 15.4.2 The award rendered by the arbitrator or arbitrators shall be final, and judgment may be entered upon it in
accordance with applicable law in any court having jurisdiction thereof.
§ 15.4.3 The foregoing agreement to arbitrate and other agreements to arbitrate with an additional person or entity duly
consented to by parties to the Agreement, shall be specifically enforceable under applicable law in any court having
jurisdiction thereof.
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 39
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
f resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (896885345)
§ 15.4.4 Consolidation or Joinder
§ 15.4.4.1 Subject to the rules of the American Arbitration Association or other applicable arbitration rules, either
party may consolidate an arbitration conducted under this Agreement with any other arbitration to which it is a party
provided that (1) the arbitration agreement governing the other arbitration permits consolidation, (2) the arbitrations to
be consolidated substantially involve common questions of law or fact, and (3) the arbitrations employ materially
similar procedural rules and methods for selecting arbitrator(s).
§ 15.4.4.2 Subject to the rules of the American Arbitration Association or other applicable arbitration rules, either
party may include by joinder persons or entities substantially involved in a common question of law or fact whose
presence is required if complete relief is to be accorded in arbitration, provided that the party sought to be joined
consents in writing to such joinder. Consent to arbitration involving an additional person or entity shall not constitute
consent to arbitration of any claim, dispute or other matter in question not described in the written consent.
§ 15.4.4.3 The Owner and Contractor grant to any person or entity made a party to an arbitration conducted under this
Section 15.4, whether by joinder or consolidation, the same rights of joinder and consolidation as those of the Owner
and Contractor under this Agreement.
Init. AIA Document A201 —2017 Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017, All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 40
American Institute of Architects. This document was produced at 10:05:06 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
I resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts com.
User Notes: (896885345)
Project Manual
Bid Package 01 — Site
SECTION 004113.2 - FORM OF PROPOSAL 1(B) — FIELD LIGHTING
PROJECT: Bid Package 01 — Site
Former Bluegrass Downs Grandstand
150 Downs Drive
Paducah, Kentucky
Name of Contractor:
Mailing Address:
Musco Sports Lighting, LLC
100 1 st Ave West
Oskaloosa, IA 52577
Business Phone: 800-825-6020
TO: Steve Ervin, Community Development Project Manager
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42001
Paducah Sports Park
Paducah, Kentucky
Having carefully examined the Instructions to Bidders, Contract Agreement, General Conditions, Special
Conditions, Specifications, and Drawings on the above referenced project, the undersigned bidder proposes
to furnish all labor, materials, equipment, tools, supplies, services, and temporary devices required to
complete the work in accordance with the contract documents and any addenda listed below for the price
stated herein.
BASE BID:
Material
Labor
Tax (6% Sales Tax)
TOTAL
$ 11y1 3 S
$.sr�35,L&� _
$
For the construction required to complete the work in accordance with the contract documents, I/We submit
the following lump sum price of
-TW o V�7-% Q d O w.►�+ _ " ' --ice -r -, ,-S1—,&LLARS _ f) - --- CENTS
(use words)
FORM OF PROPOSAL 1(B) —FIELD LIGHTING 004113.2-1
Project Manual
Bid Package 01 — Site
ALTERNATE BID:
Paducah Sports Park
Paducah, Kentucky
For omission from or addition to those items, services, or construction specified in Bidding Documents by
alternate number, the following lump sum price will be added or deducted from the base bid.
ADDENDA:
Receipt of Addenda Number(s) _1 thru 4_ is acknowledged.
IJNIT PRICES:
Refer to attached sheet(s) for listing of unit prices.
PROPOSED SUBCONTRACTORS:
Refer to attached sheet(s) for listing of proposed subcontractors.
PROPOSED MATERIALS AND EQUIPMENT:
Refer to attached sheet(s) for listing of proposed materials and equipment.
PREVIOUS PROJECTS:
Refer to attached sheet(s) for listing of previous projects.
REFERENCES:
Refer to attached sheet(s) for listing of project references.
FORM OF PROPOSAL 1(B) — FIELD LIGHTING 004113.2-2
No Cost
Alternate Bid
+ (Add to the
- (Deduct from
Change
No
Alternate Description
Base Bid)
the Base Bid)
from the
Base Bid)
Pickleball Courts and Associated
Alt. Bid No. 1
Site Work and Amenities
0,30
Alt. Bid No. 2
Basketball Courts and Associated
Site Work and Amenities
�� 0,00
Voluntary Alternate for Multiple
Alt. Bid No. 4
Bids Show -Light on Championship
4 sp Opo
ADDENDA:
Receipt of Addenda Number(s) _1 thru 4_ is acknowledged.
IJNIT PRICES:
Refer to attached sheet(s) for listing of unit prices.
PROPOSED SUBCONTRACTORS:
Refer to attached sheet(s) for listing of proposed subcontractors.
PROPOSED MATERIALS AND EQUIPMENT:
Refer to attached sheet(s) for listing of proposed materials and equipment.
PREVIOUS PROJECTS:
Refer to attached sheet(s) for listing of previous projects.
REFERENCES:
Refer to attached sheet(s) for listing of project references.
FORM OF PROPOSAL 1(B) — FIELD LIGHTING 004113.2-2
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
UNIT PRICES:
Unit Prices shall include the furnishing of all labor, materials, supplies, services and shall include
all: Items of cost, overhead and profit for the contractor and subcontractor involved, and shall be
used uniformly without modification for either addition or deduction. The unit prices as established
shall be used to determine the equitable adjustment of the contract price in connection with changes
or extra work performed under the contract, and rules of measurement as set forth in the General
Conditions shall govern.
WORK PRICE UNIT
1. Field Sports Lighting & Installation $ / i
2. Q�-9cJL- C G..r�N o $
3. $ /
4. $ /
5. $ /
6. $ /
7. $ /
8. $ /
9. $ /
10. $ /
11. $ /
12. $ /
13. $ /
14. $ /
15. $ /
Name of Contractor: Musco Sports Lighting, LLC
Authorized
Represe ive Curt Mickey, Title KY Field Sales Representitive
a
Date .?U61-1
( nature)
FORM OF PROPOSAL 1(B) —FIELD LIGHTING 004113.2-3
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
LIST OF PROPOSED SUBCONTRACTORS
The following list of proposed subcontractors is required to be executed, completed and submitted with the
Bidder's Proposal. All subcontractors are subject to approval by the Owner. Failure to submit this list,
completely filled out, may cause rejection of bid.
BRANCH OF WORK
SUBCONTRACTOR
Q -,O, -k r4 \rcl l� Ele-c—+
09 ,, �,,1� --1C-0 S-\-va -,a �,'k , �� � � , S
FORM OF PROPOSAL 1(B) — FIELD LIGHTING 004113.2-4
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
LIST OF MATERIALS AND EQUIPMENT
Refer to attached sheet(s) for complete listing of major components of the proposed materials and
equipment. Refer to attached justification of proposed material and equipment if proposing a substitution
or equal to the material and equipment contained in the Bid Documents.
Every item listed under the different phases of construction must be clearly identified so that the Owner
will definitely know what the bidder proposes to furnish. The use of a dealer's name or stating "as per plans
and specifications" will not be considered as sufficient identification.
The following list of materials and equipment is required to be executed, completed and submitted with the
Bidder's Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
MATERIAL
MANUFACTURER/MODEL NO.
FIELD LIGHTING Musco Sports Lighting, LLC
FORM OF PROPOSAL 1(B) — FIELD LIGHTING 004113.2-5
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
LIST OF PROJECT REFERENCES
The following list of project references is required to be executed, completed and submitted with the
Bidder's Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
PROJECT NAME: Great Crossing Park Athletic Fields
PROJECT LOCATION: Georgetown, KY
REFERENCE NAME: DT Wells - County Chair Scott County Parks & Recreation
CONTACT INFORMATION: danieltaylorwells@yahoo.com
Mobile: 502-316-3922
PROJECT NAME: Corbin High School Football - Miller BB/SB
PROJECT LOCATION
REFERENCE NAME
CONTACT INFORMATION
PROJECT NAME:
PROJECT LOCATION
REFERENCE NAME:
CONTACT INFORMATION
Cobin, KY
Marlon Sams - City Manager with City of Corbin
marlon.sams@corbin-ky.com
Mobile: 606-215-0121
Murray State University Football / Softball
Murray, KY
Brock Rydecki - Associate Athletic Director
jrydecki@murraystate.edu
270-809-3369
FORM OF PROPOSAL I (B) - FIELD LIGHTING 004113.2-7
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
LIST OF PREVIOUS PROJECTS
The following list of previous projects is required to be executed, completed and submitted with the Bidder's
Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
PROJECT NAME:
PROJECT LOCATION:
NUMBER OF FIELDS:
YEAR COMPLETED:
PROJECT NAME:
PROJECT LOCATION:
NUMBER OF FIELDS:
YEAR COMPELTED:
PROJECT NAME:
PROJECT LOCATION;
NUMBER OF FIELDS:
YEAR COMPLETED:
PROJECT NAME:
PROJECT LOCATION:
NUMBER OF FIELDS:
YEAR COMPLETED:
Grimes Sports Complex
(6) Baseball, (9) Softball, (12) Soccer, (18) Multi -Use
nnnn
Elizabethtown Sports Park
Elizabethtown, KY
InN n-f1L_11 /A\ 17..,...4...11 /O\ 0.......
2011
Albertville, AL
(9) Baseball/Softball, (4) Soccer, (1) Football
2019
Snowden Grove Soccer Fields
South Haven, MS
(7) Soccer Field
0n1)n
FORM OF PROPOSAL 1(B) — FIELD LIGHTING 004113.2-6
Multi -Use Facilities
Babcock Park
Hialeah, Florida
Baldoin Athletic Facility
Brunswick, Maine
Bill Noble Sports Complex
Gardendale, Alabama
Buena Vista Sports Complex
Laredo, Texas
Citizen Potawatomi Nation Complex
Shawnee, Oklahoma
Coppermine Edgewood Complex
Edgewood, Maryland
Cornerstone Park Athletic Complex
Starkville, Mississippi
Culpeper Sports Complex
Culpeper, Virginia
Eagle Pass Sports Complex
Eagle Pass, Texas
Eastport South Manor Complex
Manorville, New York
Fallon Sports Park
Dublin, California
Fishhawk Sports Complex
Lithia, Florida
Florence Athletic Complex
Florence, South Carolina
Frontier Family Park
Queen Creek, Arizona
Grimes Sportsplex
Grimes, Iowa
Hamilton Crossing Park
Cartersville, Georga
Harold Patterson Sports Center
Arlington, Texas
Holiday Park
Fort Lauderdale, Florida
John R Jones Athletic Complex
Pensacola, Florida
Jupiter Community Park LED
Jupiter, Florida
Keller Sports Park
Keller, Texas
Kellogg Zaher Sports Complex
Las Vegas, Nevada
Lee County Athletic Park
Sanford, North Carolina
Liberty Sports Park
Upper Marlboro, Maryland
Midlothian Community Park
Midlothian, Texas
Mike Jacobs Sports Park
Tucson, Arizona
Mills Field Park
Saint Johns, Florida
Moyer Sports Complex
Salem, Virginia
mTrade Park
Oxford, Mississippi
Northland Sports Park
Kansas City, Missouri
Northwest Park
Rogers, Arkansas
Plummer Park
Edwardsville, Illinois
Red Mountain Park
Mesa, Arizona
Riverbend Park
Dalton, Georgia
Sanford Sports Complex South
Sioux Falls, South Dakota
Sawnee Mountain Park
Cumming, Georga
Seminole Palms Park
Royal Palm Beach, Florida
The Fields at 17 Springs
Millbrook, Alabama
Tradition Regional Park
Port Saint Lucie, Florida
Trotters Park
Orlando, Florida
Waukee Triumph Park
Waukee, Iowa
Wayne Makin Sports Complex
Norco, California
Woodson Park Complex
Oklahoma City, Oklahoma
WSFS Bank Sportsplex
Chester, Pennsylvania
Bakersfield Park
Flower Mound, Texas
Bill Williams Softball Complex
Midland, Texas
Canton Township Victory Park
Canton, Michigan
Champion Park
Kokomo, Indiana
DeMuth Park
Palm Springs, California
Hopefield Perfect Game
Kansas City, Missouri
IMG Academy Baseball Complex
Bradenton, Florida
Kino Sports Complex
Tucson, Arizona
McQuillan Softball Complex
Rochester, Minnesota
Michael 0. Buchanon Park
Bowling Green, Kentucky
Moss Bluff Park
Lake Charles, Louisiana
Patriot Park North
Fairfax, Virginia
Pecos Baseball Complex
Pecos, Texas
Phillips Park
Bentonville, Arkansas
Reyes Mashburn Nelms Park
Midland, Texas
Sokol Park
Northport, Alabama
Surprise Stadium
Surprise, Arizona
Soccer
Bettye Wilson Soccer Complex
Las Vegas, Nevada
Bridgeview Soccer Fields
Bridgeview, Illinois
Conway Soccer Complex
Conway, Arkansas
Ed Radice Park
Tampa, Florida
Lebanon Sports Complex
Lebanon, Tennessee
North Lowndes Soccer Complex
Lowndes, Georga
Paragon Star Sports Complex
Lee's Summit, Missouri
Rick Klein Park
Amarillo, Texas
Roseville Soccer Complex
Roseville, California
South Lakes Park
Oklahoma City, Oklahoma
Winged Deer Park
Johnson City, Tennessee
•Partial Listing Musco Sports Lighting, LLC zozq•
Baseball Soccer Multi -Sport
Corbin Rotary Park
Corbin, Kentucky
Greenup County High School
Greenup, Kentucky
Greenwood High School
Bowling Green, Kentucky
Louisville Slugger Field
MiLB — Louisville Bats
Louisville, Kentucky
North Oldham High School
Goshen, Kentucky
Tates Creek High School
Lexington, Kentucky
Scott County High School
Georgetown, Kentucky
Trinity High School
Saint Matthews, Kentucky
Football
Apollo High School
Owensboro, Kentucky
Barren County High School
Glasgow, Kentucky
Bishop Brossart High School
Alexandria, Kentucky
Bowling Green High School
Bowling Green, Kentucky
Boyd County High School
Ashland, Kentucky
Campbell County Middle School
Alexandria, Kentucky
Corbin High School 00
Corbin, Kentucky
Covington Catholic
Park Hills, Kentucky
Daviess County High School
Owensboro, Kentucky
Erlanger Elsmere School District
Lloyd Football Stadium
Erlanger, Kentucky
Kentucky Country Day School
Louisville, Kentucky
Owensboro Middle School
Owensboro, Kentucky
Pulaski County High School ®Q
Somerset, Kentucky
Thomas More College
Crestview Hills, Kentucky
Capitol View Park 3
Frankfort, Kentucky
Henderson County High School
Henderson, Kentucky
Louisville City FC 42ND
Butchertown Stadium
Louisville, Kentucky
Notre Dame High School
Park Hills, Kentucky
Preston Miller Park
Bowling Green, Kentucky
Somerset High School
Somerset, Kentucky
Softball
Glasgow High School
Glasgow, Kentucky
Henderson County High School
Henderson, Kentucky
North Oldham High School
Goshen, Kentucky
Robertson County High School
Mt. Olivet, Kentucky
University of Louisville 0 -
Louisville, Kentucky
Little League
Fern Creek Miracle Field
Louisville, Kentucky
Kereiakes Park
Bowling Green, Kentucky
Ray Jewel Park
Taylorsville, Kentucky
Other
KFC YUM Center ®®
Louisville Arena
Basketball
Louisville, Kentucky
Muhlenburg County Park
Parking lot lighting
Greenville, Kentucky
Tennis
Freeman Lake Park
Elizabethtown, Kentucky
Greenwood High School
Bowling Green, Kentucky
Woodland Park
Lexington, Kentucky
Beechwood High School
Baseball, Soccer & Softball
Fort Mitchell, Kentucky
Bethlehem High School
Football, Soccer & Softball
Bardstown, Kentucky
Carter County Sports Complex
Baseball, Football, Soccer & Softball
Grayson, Kentucky
Eastern Kentucky University WO
Basketball, Football, Track & Sand
Volleyball
Richmond, Kentucky
George Rogers Clark High School
Baseball, Football, Softball & Tennis
Winchester, Kentucky
Great Crossing High School
Baseball, Football, Soccer & Softball
Georgetown, Kentucky
Great Crossing Park
Baseball, Softball & Tennis
Georgetown, Kentucky
Hart County High School
Football & Tennis
Munfordville, Kentucky
Mount Washington Park
Baseball, Softball & Soccer
Mount Washington, Kentucky
Murray State University
Football
Murray, Kentucky
Spalding University
Soccer & Softball
Louisville, Kentucky
Spencer County
Baseball, Softball & Tennis
Taylorsville, Kentucky
University of Kentucky
Commonwealth Stadium
Football, Softball, Soccer, Tennis,
Intramural field, Baseball
Lexington, Kentucky
Warren County Park
Baseball & Softball
Bowling Green, Kentucky
Warren County Schools
Greenwood High School — Baseball &
Tennis
Bowling Green, Kentucky
li *Partial Listing **Under Construction 0) Retrofit O RGBW Show -Light m Show -Light+ RGB-U Musco Sports Lighting, LLC 2005, 2021- M-i355-enUS-io
MUSCv
O.
10 --AIA Document A31 -2010
- 2010
CONTRACTOR:
(Name, legal status and address)
Musco Sports Lighting, LLC
1001st Avenue West
Oskaloosa, IA 52577
OWNER:
(Name, legal status and address)
City of Paducah
300 S. 5th St.
Paducah, KY 42002
SURETY:
(Name, legal status and principal place
of business)
Travelers Casualty and Surety Company of America
One Tower Square, 6GS
Hartford, CT 06183
BOND AMOUNT: Five percent of Bid Amount ------(5%)
PROJECT:
(Name, location or address, and Project number, if any)
Paducah McCracken County Sports Complex - Project #225151
This document has important legal
consequences. Consultation with
an attorney is encouraged with
respect to its completion or
modification.
Any singular reference to
Contractor, Surety, Owner or
other party shall be considered
plural where applicable.
The Contractor and Surety are bound to the Owner in the amount set forth above, for the payment of which the
Contractor and Surety bind themselves, their heirs, executors, administrators, successors and assigns, jointly and
severally, as provided herein. The conditions of this Bond are such that if the Owner accepts the bid of the Contractor
within the time specified in the bid documents, or within such time period as may be agreed to by the Owner and
Contractor, and the Contractor either (1) enters into a contract with the Owner in accordance with the terms of such
bid, and gives such bond or bonds as may be specified in the bidding or Contract Documents, with a surety admitted
in the jurisdiction of the Project and otherwise acceptable to the Owner, for the faithful performance of such Contract
and for the prompt payment of labor and material furnished in the prosecution thereof, or (2) pays to the Owner the
difference, not to exceed the amount of this Bond, between the amount specified in said bid and such larger amount
for which the Owner may in good faith contract with another party to perform the work covered by said bid, then this
obligation shall be null and void, otherwise to remain in full force and effect. The Surety hereby waives any notice of
an agreement between the Owner and Contractor to extend the time in which the Owner may accept the bid. Waiver of
notice by the Surety shall not apply to any extension exceeding sixty (60) days in the aggregate beyond the time for
acceptance of bids specified in the bid documents, and the Owner and Contractor shall obtain the Surety's consent for
an extension beyond sixty (60) days.
If this Bond is issued in connection with a subcontractor's bid to a Contractor, the term Contractor in this Bond shall
be deemed to be Subcontractor and the term Owner shall be deemed to be Contractor.
When this Bond has been famished to comply with a statutory or other legal requirement in the location of the Project,
any provision in this Bond conflicting with said statutory or legal requirement shall be deemed deleted herefrom and
provisions conforming to such statutory or other legal requirement shall be deemed incorporated herein. When so
furnished, the intent is that this Bond shall be construed as a statutory bond and not as a common law bond.
SEE LIMITED Pc f TjEN OVIS RIDTR ATTACHED HERETO AND MADE A PART HEREOF
Signed an sea e t ay of March, 2024
Musco Sports Lighting, LLC
(Princip) (Seal)
fitness t
(Title)
Travelers Caualtv and S re r.0 iS r of America
T-----�_ __ (Surety) (Seal)
(iYitness) Ed Williamson
('f'it19)
Dean M. Clark, Attomey-in-Fact
Init. AIA Document A310T —2010. Copyright ©1963, 1970 and 2010 by The American Institute of Architects. All rights reserved. WARNING. This AIA
Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIAc Document, or
any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
/ document was created on under the terms of AIA Documents-on-DemandTM order no. , and is not for
resale. This document is licensed by The American Institute or Architects for one-time use only, and may not be reproduced prior to its completion. osliao
Limited Maintenance Provision
Rider
To be attached to and form part of bond no. BID BOND issued by the Travelers
Casualty and Surety Company of America on behalf of Musca S12orts Lighting, LLC.
in the amount of Five Percent of the Amount Bid ( 5%)
and dated March 26th , 2024, in favor City of Paducah, 300 S. 5'h St., Paducah, KY 42002 for Paducah
McCracken County Sports Complex — Proj. No. 225151
Principal and Surety shall guarantee that the work will be free of defective materials and workmanship for a
period of Twelve (12) months following completion of the contract. Any additional warranty or guarantee
whether expressed or implied is extended by the Principal or Manufacturer only, and the Surety assumes no
liability for such a guarantee.
Musco Sports Lighting, LLC
By:i^��
Travelers Casualty and Surety
Com'
an d America
By
L7ettn . Clark, Attorney -In -Fact
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7RAVELERSJ
Travelers Casualty and Surety Company of America
Travelers Casualty and Surety Company
St. Paul Fire and Marine Insurance Company
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS: That Travelers Casualty and Surety Company of America, Travelers Casualty and Surety Company, and
St. Paul Fire and Marine Insurance Company are corporations duly organized under the laws of the State of Connecticut (herein
collectively called the "Companies"), and that the Companies do hereby make, constitute and appoint Dean M. Clark of
DES MOINES , Iowa , their true and lawful Attorneys) -in -Fact to sign, execute, seal and
acknowledge any and all bonds, recognizances, conditional undertakings and other writings obligatory in the nature thereof on behalf of
the Companies in their business of guaranteeing the fidelity of persons, guaranteeing the performance of contracts and executing or
guaranteeing bonds and undertakings required or permitted in any actions or proceedings allowed by law.
IN WITNESS WHEREOF, the Companies have caused this instrument to be signed, and their corporate seals to be hereto affixed, this 21st day of April,
2021.
4 9�
�+ FiARTF'ORD,' 011
COHtd. � CONN.
State of Connecticut
City of Hartford ss.
E
By:
Robert L. Rane enior Vice President
On this the 21st day of April, 2021, before me personally appeared Robert L. Raney, who acknowledged himself to be the Senior
Vice President of each of the Companies, and that he, as such, being authorized so to do, executed the foregoing instrument for the
purposes therein contained by signing on behalf of said Companies by himself as a duly authorized officer.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
NOTARY
My Commission expires the 30th day of June, 2026+ 4+�
PUP,iIO
Anna P. Nowik, Notary Public
This Power of Attorney is granted under and by the authority of the following resolutions adopted by the Boards of Directors of each of
the Companies, which resolutions are now in full force and effect, reading as follows:
RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President, any Vice
President, any Second Vice President, the Treasurer, any Assistant Treasurer, the Corporate Secretary or any Assistant Secretary may appoint
Attorneys -in -Fact and Agents to act for and on behalf of the Company and may give such appointee such authority as his or her certificate of authority
may prescribe to sign with the Company's name and seal with the Company's seal bonds, recognizances, contracts of indemnity, and other writings
obligatory in the nature of a bond, recognizance, or conditional undertaking, and any of said officers or the Board of Directors at any time may
remove any such appointee and revoke the power given him or her; and it is
FURTHER RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or
any Vice President may delegate all or any part of the foregoing authority to one or more officers or employees of this Company, provided
that each such delegation is in writing and a copy thereof is filed in the office of the Secretary; and it is
FURTHER RESOLVED, that any bond, recognizance, contract of indemnity, or writing obligatory in the nature of a bond, recognizance,
or conditional undertaking shall be valid and binding upon the Company when (a) signed by the President, any Vice Chairman, any Executive
Vice President, any Senior Vice President or any Vice President, any Second Vice President, the Treasurer, any Assistant Treasurer, the
Corporate Secretary or any Assistant Secretary and duly attested and sealed with the Company's seal by a Secretary or Assistant Secretary;
or (b) duly executed (under seal, if required) by one or more Attorneys -in -Fact and Agents pursuant to the power prescribed in his or her
certificate or their certificates of authority or by one or more Company officers pursuant to a written delegation of authority; and it is
FURTHER RESOLVED, that the signature of each of the following officers: President, any Executive Vice President, any Senior Vice President,
any Vice President, any Assistant Vice President, any Secretary, any Assistant Secretary, and the seal of the Company may be affixed by facsimile to
any Power of Attorney or to any certificate relating thereto appointing Resident Vice Presidents, Resident Assistant Secretaries or Attomeys-in-
Fact for purposes only of executing and attesting bonds and undertakings and other writings obligatory in the nature thereof, and any such Power of
Attorney or certificate bearing such facsimile signature or facsimile seal shall be valid and binding upon the Company and any such power so executed
and certified by such facsimile signature and facsimile seal shall be valid and binding on the Company in the future with respect to any bond or
understanding to which it is attached.
I, Kevin E. Hughes, the undersigned, Assistant Secretary of each of the Companies, do hereby certify that the above and foregoing is a
true and correct copy of the Power of Attorney executed by said Companies, which remains in full force and effect.
Dated this 26th day of March , 2024
CM�P"*
NACOFORD,CON
' er
Kevin E. Hughes, Assi Cant Secretary
To verify the authenticity of this Power ofAttorney, please call us at 1-800-421-3880.
Please refer to the above-named Attorney(s)-in-Fad and the details of the bond to which this Power ofAttorney is attached.
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Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
DOCUMENT 000117 - INDEX OF DRAWINGS
BID PACKAGE 01- SITE
PADUCAH SPORTS PARK
PADUCAH,KENTUCKY
TITLE
COVER SHEET: BID PACKAG O1 -SITE
SHEET INDEX
CIVIL - SITE DEMOLITION
C1.0
OVERALL SITE DEMOLITION PLAN
C1.1
ENLARGED DEMOLITION PLAN
C1.2
ENLARGED DEMOLITION PLAN
C1.3
ENLARGED DEMOLITION PLAN
CIA
ENLARGED DEMOLITION PLAN
C1.5
ENLARGED DEMOLITION PLAN
C1.6
ENLARGED DEMOLITION PLAN
C1.7
ENLARGED DEMOLITION PLAN
C1.8
ENLARGED DEMOLITION PLAN
C1.9
ENLARGED DEMOLITION PLAN
C1.10
ENLARGED DEMOLITION PLAN
C1.11
DISC GOLF COURSE DEMOLTION PLAN
CIVIL - SITE DEVELOPMENT
C2.OA
OVERALL SITE DEVELOPMENT PLAN
C2.OB
OVERALL SITE DEVELOPMENT PLAN - WEST
C2.00
OVERALL SITE DEVELOPMENT PLAN - EAST
C2.1
ENLARGED DEVELOPMENT PLAN
C22
ENLARGED DEVELOPMENT PLAN
C2.3
ENLARGED DEVELOPMENT PLAN
C2.4
ENLARGED DEVELOPMENT PLAN
C2.5
ENLARGED DEVELOPMENT PLAN
C2.6
ENLARGED DEVELOPMENT PLAN
C2.7
ENLARGED DEVELOPMENT PLAN
C2.8
ENLARGED DEVELOPMENT PLAN
C2.9
ENLARGED DEVELOPMENT PLAN
C2.10
ENLARGED DEVELOPMENT PLAN
C2.11
ENLARGED DEVELOPMENT PLAN
C2.12
ENLARGED DEVELOPMENT PLAN
C2.13
ENLARGED DEVELOPMENT PLAN
C2.14
ENLARGED DEVELOPMENT PLAN
C2.15
ENLARGED DEVELOPMENT PLAN
C2.16
ENLARGED DEVELOPMENT PLAN
C2.17
ENLARGED DEVELOPMENT PLAN
C2.18
ENLARGED DEVELOPMENT PLAN
C2.19
ENLARGED DEVELOPMENT PLAN
C220
ENLARGED DEVELOPMENT PLAN
C221
ENLARGED DEVELOPMENT PLAN
INDEX OF DRAWINGS 000117-1
Project Manual
Bid Package 01 - Site
CIVIL - SITE GRADING
C3.0
OVERALL SITE GRADING PLAN
C3.1
ENLARGED GRADING PLAN
C3.2
ENLARGED GRADING PLAN
C3.3
ENLARGED GRADING PLAN
C3.4
ENLARGED GRADING PLAN
C3.5
ENLARGED GRADING PLAN
C3.6
ENLARGED GRADING PLAN
C3.7
ENLARGED GRADING PLAN
C3.8
ENLARGED GRADING PLAN
C3.9
ENLARGED GRADING PLAN
C3.10
ENLARGED GRADING PLAN
C3.11
ENLARGED GRADING PLAN
Paducah Sports Park
Paducah, Kentucky
C3.12
ENLARGED GRADING PLAN
C3.13
ENLARGED GRADING PLAN
C3.14
ENLARGED GRADING PLAN
C3.15
ENLARGED GRADING PLAN
C3.16
ENLARGED GRADING PLAN
C3.17
ENLARGED GRADING PLAN
C3.18
ENLARGED GRADING PLAN
C3.19
ENLARGED GRADING PLAN
C3.20
ENLARGED GRADING PLAN
C3.21
ENLARGED GRADING PLAN
C3.30
OVERALL EROSION AND SEDIMENTATION CONTROL PLAN
C3.31
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.32
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.33
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.34
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.35
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.36
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.37
EROSION AND SEDIMENTATION CONTROL DETAILS
CIVIL - SITE STORMWATER
C4.OA OVERALL SITE STORMWATER PLAN
C4.013 OVERALL SITE STORMWATER PLAN - WEST
C4.00 OVERALL SITE STORMWATER PLAN - EAST
C4.1
ENLARGED STORMWATER PLAN
C4.2
ENLARGED STORMWATER PLAN
C4.3
ENLARGED STORMWATER PLAN
C4.4
ENLARGED STORMWATER PLAN
C4.5
ENLARGED STORMWATER PLAN
C4.7
ENLARGED STORMWATER PLAN
C4.8
ENLARGED STORMWATER PLAN
C4.9
ENLARGED STORMWATER PLAN
C4.10
ENLARGED STORMWATER PLAN
C4.11
ENLARGED STORMWATER PLAN
C4.12
ENLARGED STORMWATER PLAN
C4.13
ENLARGED STORMWATER PLAN
C4.14
ENLARGED STORMWATER PLAN
C4.15
ENLARGED STORMWATER PLAN
INDEX OF DRAWINGS 000117-2
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
C4.16
ENLARGED STORMWATER PLAN
C4.17
ENLARGED STORMWATER PLAN
C4.18
ENLARGED STORMWATER PLAN
C4.19
ENLARGED STORMWATER PLAN
C4.21
ENLARGED STORMWATER PLAN
C4.22
STORMWATER STRUCTURE AND PIPE TABLES
C4.23
STORMWATER STRUCTURE AND PIPE TABLES
C4.24
STORMWATER DETAILS
C4.25
STORMWATER DETAILS
C4.26
STORMWATER DETAILS
C4.27
STORMWATER DETAILS
CIVIL - SITE UTILITY
C5.0
OVERALL SITE UTILITY PLAN
C5.2
ENLARGED UTILITY PLAN
C5.3
ENLARGED UTILITY PLAN
C5.4
ENLARGED UTILITY PLAN
C5.5
ENLARGED UTILITY PLAN
C5.6
ENLARGED UTILITY PLAN
C5.8
ENLARGED UTILITY PLAN
C5.9
ENLARGED UTILITY PLAN
C5.10
ENLARGED UTILITY PLAN
C5.13
ENLARGED UTILITY PLAN
C5.14
ENLARGED UTILITY PLAN
C5.16
ENLARGED UTILITY PLAN
C5.17
ENLARGED UTILITY PLAN
C5.18
ENLARGED UTILITY PLAN
C5.21
ENLARGED UTILITY PLAN
C5.22
UTILITY DETAILS
C5.23
UTILITY DETAILS
C5.24 SANITARY SEWER LIFT STATION DETAILS
C5.25 SANITARY SEWER LIFT STATION DETAILS
C5.26 SANITARY SEWER PLAN AND PROFILE - LINE A & B
C5.27 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.28 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.29 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.30 SANITARY SEWER PLAN AND PROFILE - LINE C
C5.31 SANITARY SEWER PLAN AND PROFILE - LINE D
C5.32 WATER MAIN RELOCATION PLAN AND PROFILE
CIVIL - SITE DETAILS
C6.0 SITE DETAILS
C6.1 SITE DETAILS
C6.2 SITE DETAILS
LANDSCAPE
L1.0 SITE FURNISHINGS AND AMENITIES - KEY PLAN
L2.0 SITE FURNISHINGS AND AMENITIES PLAN
L2.1 SITE FURNISHINGS AND AMENITIES PLAN
L2.2 SITE FURNISHINGS AND AMENITIES PLAN
INDEX OF DRAWINGS 000117-3
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
L2.3 SITE FURNISHINGS AND AMENITIES PLAN
L3.0 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.1 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.2 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.3 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.4 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.5 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.6
SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.7
SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L4.0
OVERALL PLANTING PLAN AND PLANTING NOTES
L5.0
PLANTING PLAN
L5.1
PLANTING PLAN
L5.2
PLANTING PLAN
L5.3
PLANTING PLAN
L5.4
PLANTING PLAN
L5.5
PLANTING PLAN
L5.6
PLANTING PLAN
L5.7
PLANTING PLAN
L5.8
PLANTING PLAN
L5.9
PLANTING PLAN
L5.10
PLANTING PLAN
L5.11
PLANTING PLAN
L5.12
PLANTING PLAN
L5.13
PLANTING PLAN
L5.14
PLANTING PLAN
L5.15
PLANTING PLAN
L5.16
PLANTING PLAN
L5.17
PLANTING PLAN
L5.18
PLANTING PLAN
L6.0
PLANTING PLAN ENLARGEMENT
L6.1
PLANTING PLAN ENLARGEMENT
L6.2
PLANTING PLAN ENLARGEMENT
L6.3
PLANTING PLAN ENLARGEMENT
L7.0
SITE FURNISHING AND AMENITIES DETAILS
L7.1
SITE FURNISHING AND AMENITIES DETAILS
L7.2
SITE FURNISHING AND AMENITIES DETAILS
L7.3
SITE FURNISHING AND AMENITIES DETAILS
L7.4
SITE FURNISHING AND AMENITIES DETAILS
L7.5
SITE FURNISHING AND AMENITIES DETAILS
L7.6
SITE FURNISHING AND AMENITIES DETAILS
L7.7
SITE FURNISHING AND AMENITIES DETAILS
L7.8
SITE FURNISHING AND AMENITIES DETAILS
L7.9
SITE FURNISHING AND AMENITIES DETAILS
L7.10
SITE FURNISHING AND AMENITIES DETAILS
L7.11
SITE FURNISHING AND AMENITIES DETAILS
L7.12
SITE FURNISHING AND AMENITIES DETAILS
L7.13
SITE FURNISHING AND AMENITIES DETAILS
L7.14 SITE FURNISHING AND AMENITIES DETAILS
L7.15 SITE FURNISHING AND AMENITIES DETAILS
L7.16 SITE FURNISHING AND AMENITIES DETAILS
INDEX OF DRAWINGS 000117-4
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
L7.17 PLANTING DETAILS
LANDSCAPE — DISC GOLF
DG1.0 DISC GOLF LAYOUT
STRUCTURAL
S1.0
STRUCTURAL NOTES
SLI
PICNIC SHELTERS FOUNDATION PLANS & DETAILS
S 1.2
DUGOUTS FOUNDATION PLANS & DETAILS
S 1.3
PICKLENBALL COURT PLANS — ALTERNATE NO. 1
SIA
BASKETBALL COURTS PLANS — ALTERNATE NO. 2
S3.1
FOUNDATION DETAILS
IRRIGATION
PARTIAL ENLARGED SITE PLAN
IR100
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR101
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR102
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR103
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR104
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR105
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR106
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR107
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR108
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR109
IRRIGATION INFRASTRUCTURE & AUTOMATION
ELECTRICAL - SITE
EU0.0
SITE LEAD SHEET
EU1.1
OVERALL SITE PLAN
EU1.2
PARTIAL ENLARGED SITE PLAN
EU1.3
PARTIAL ENLARGED SITE PLAN
EU I A
PARTIAL ENLARGED SITE PLAN
EU1.5
PARTIAL ENLARGED SITE PLAN
EU1.6
PARTIAL ENLARGED SITE PLAN
EU1.7
PARTIAL ENLARGED SITE PLAN
EU1.8
PARTIAL ENLARGED SITE PLAN
EU1.9
PARTIAL ENLARGED SITE PLAN
EU1.10
PARTIAL ENLARGED SITE PLAN
EU1.11
PARTIAL ENLARGED SITE PLAN
EU1.12
PARTIAL ENLARGED SITE PLAN
EU2.1
ELECTRICAL ENLARGED PLANS
EU2.2
ELECTRICAL ENLARGED PLAN
EU2.3
ELECTRICAL ENLARGED PLAN
EU4.0
SITE DETAILS
EU4.1
ELECTRICAL SITE DETAILS AND SCHEDULES
TRANSPORTATION
T1.0 COVER SHEET
T2.0 GENERAL SUMMARY - STUART NELSON PARK ROAD
T2.1 TYPICAL SECTIONS - STUART NELSON PARK ROAD
T2.2 GENERAL NOTES - STUART NELSON PARK ROAD
INDEX OF DRAWINGS 000117-5
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
T3.0 PLAN & PROFILE - US 60 TURN LANE EXTENSION
T4.0 PLAN & PROFILE - STUART NELSON PARK ROAD
T5.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T6.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T7.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T8.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T9.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T10.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T11.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T12.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T13.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T14.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T15.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T16.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T17.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T18.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T19.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T20.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T21.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T22.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T23.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T24.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T25.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T26.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T27.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T28.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T29.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T30.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T31.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T32.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T33.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T34.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T35.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T36.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T37.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T38.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T39.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T40.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T41.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T42.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T43.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T44.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T45.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T46.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T47.0
CROSS SECTIONS - STUART NELSON PARK ROAD
END OF DOCUMENT 000117
INDEX OF DRAWINGS 000117-6
Project Manual
Bid Package 01 — Site
Bid Package 01 — Site
Paducah Sports Park
150 Downs Drive
Paducah, Kentucky
DOCUMENT 000110 - TABLE OF CONTENTS
Paducah Sports Park
Paducah, Kentucky
DIVISION 00 — PROCUREMENT AND CONTRACTING REQUIREMENTS PAGES
000116
INVITATION TO BID...............................................................................................
2
000117
INDEX OF DRAWINGS............................................................................................
6
001100
PUBLIC NOTICE.......................................................................................................
1
002113
AIA DOCUMENT A701-2018 INSTRUCTIONS TO BIDDERS .............................
8
002600
PROCUREMENT SUBSTITUTION PROCEDURES ..............................................
2
003119
EXISTING CONDITION INFORMATION..............................................................
1
003143
PERMIT APPLICATION...........................................................................................
1
004113.1
FORM OF PROPOSAL — FIELD TURF...................................................................
7
004113.2
FORM OF PROPOSAL — FIELD LIGHTING...........................................................
7
004113.3
FORM OF PROPOSAL — GENERAL SITE CONSTRUCTION ..............................
6
004600.1
BID EVALUATION FORM — FIELD TURF............................................................
2
004600.2
BID EVALUATION FORM — FIELD LIGHTING ...................................................
2
004600.3
BID EVALUATION FORM — GENERAL SITE CONSTRUCTION .......................
1
005100.1
NOTICE OF AWARD — FIELD TURF.....................................................................
2
005100.2
NOTICE OF AWARD — FIELD LIGHTING.............................................................
2
005100.3
NOTICE OF AWARD — GENERAL SITE CONSTRUCTION ................................
2
005213
AIA DOCUMENT A101-2017 STANDARD FORM OF AGREEMENT
BETWEEN ONWER AND CONTRACTOR WHERE THE BASIS OF
PAYMENT IS A STIPULATED SUM......................................................................
8
006113.13
AIA DOCUMENT A312-2010 PERFORMANCE BOND ........................................
4
006113.14
AIA DOCUMENT A312-2010 PAYMENT BOND ..................................................
4
007213
AIA DOCUMENT A201-2007 GENERAL CONDITIONS OF THE
CONTRACT FOR CONSTRUCTION.......................................................................
39
007216
GENERAL CONDITIONS AMENDMENT..............................................................
2
007300
SUPPLEMENTARY CONDITIONS.........................................................................
3
DIVISION O1 - GENERAL REQUIREMENTS PAGES
011000
SUMMARY................................................................................................................ 4
011200
MULTIPLE CONTRACT SUMMARY..................................................................... 7
012100
ALLOWANCES......................................................................................................... 4
012300
ALTERNATES........................................................................................................... 3
012500
SUBSTITUTION PROCEDURES............................................................................. 4
012600
CONTRACT MODIFICATION PROCEDURES...................................................... 2
012900
PAYMENT PROCEDURES...................................................................................... 4
013100
PROJECT MANAGEMENT AND COORDINATION ............................................. 6
013300
SUBMITTAL PROCEDURES................................................................................... 4
015000
TEMPORARY FACILITIES AND CONTROLS...................................................... 5
015639
TEMPORARY TREE AND PLAN PROTECTION .................................................. 7
016000
PRODUCT REQUIREMENTS.................................................................................. 7
017300
EXECUTION.............................................................................................................. 5
017419
CONSTRUCTION WASTE MANAGEMENT AND DISPOSAL ............................ 4
TABLE OF CONTENTS 000110-1
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
017700 CLOSEOUT PROCEDURES..................................................................................... 4
017823 OPERATION AND MAINTENANCE DATA.......................................................... 8
017839 PROJECT RECORD DOCUMENTS......................................................................... 5
017900 DEMONSTRATION AND TRAINING.................................................................... 4
DIVISION 02 — EXISTING CONDITIONS PAGES
024116 STRUCTURE DEMOLITION................................................................................... 5
DIVISION 03 — CONCRETE PAGES
033000 CAST IN PLACE CONCRETE.................................................................................. 10
034500 PRECAST ARCHITECTURAL CONCRETE........................................................... 8
DIVISION 04 — MASONRY PAGES
042000 UNIT MASONRY...................................................................................................... 15
042200 CONCRETE MASONRY UNIT - LOADBEARING................................................ 3
044300 STONE MASONRY................................................................................................... 8
DIVISION 05 — METALS PAGES
051200 STRUCTURAL STEEL FRAMING.......................................................................... 8
055213 PIPE AND METAL FABRICATION........................................................................ 4
DIVISION 10 — SPECIALTIES PAGES
107300 PROTECTIVE COVERS............................................................................................ 8
107529 PLAZA -MOUNTED FLAGPOLES........................................................................... 4
DIVISION 11 - EQUIPMENT PAGES
116800 PLAYGROUND EQUIPMENT AND STRUCTURES ............................................. 8
116810 ATHLETIC FIELD EQUIPMENT AND STRUCTURES ......................................... 8
116833 SPORT NETTING SYSTEMS................................................................................... 6
116843 EXTERIOR MULTISPORT SCOREBOARDS......................................................... 6
DIVISION 26 — ELECTRICAL
260000 GENERAL PROVISIONS FOR ELECTRICAL.......................................................
260500 COMMON WORK RESULTS...................................................................................
260519 LOW -VOLTAGE ELECTRICAL POWER CONDUCTORS AND CABLES .........
260526 GROUNDING AND BONDING FOR ELECTRICAL SYSTEMS ..........................
260529 HANGERS AND SUPPORTS FOR ELECTRICAL SYSTEMS ..............................
260533 RACEWAY AND BOXES FOR ELECTRICAL SYSTEMS ....................................
260548 VIBRATION AND SEISMIC CONTROLS FOR ELECTRICAL SYSTEMS .........
260553 IDENTIFICATION FOR ELECTRICAL SYSTEMS ................................................
262416 PANELBOARDS........................................................................................................
262726 WIRING DEVICES....................................................................................................
262816 ENCLOSED SWITCHES AND CIRCUIT BREAKERS ..........................................
264313 TRANSIENT -VOLTAGE SUPPRESSION FOR LOW -VOLTAGE ELECTRICAL
POWERCIRCUITS....................................................................................................
265613 LIGHTING POLES AND STANDARDS..................................................................
265619 LED EXTERIOR LIGHTING....................................................................................
265668 ATHLETIC SPORTS LIGHTING.............................................................................
PAGES
11
2
3
3
4
4
7
3
7
4
3
4
6
6
10
TABLE OF CONTENTS 000110-2
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
DIVISION 31 — EARTHWORK PAGES
311000 SITE CLEARING....................................................................................................... 4
312000 EARTH MOVING...................................................................................................... 10
313213.16 CEMENT SOIL STABILIZATION........................................................................... 10
DIVISION 32 — EXTERIOR IMPROVEMENTS PAGES
321216
ASPHALT PAVING...................................................................................................
6
321313
CONCRETE PAVING................................................................................................
6
321373
CONCRETE PAVING JOINT SEALANTS..............................................................
6
321413
PRECAST CONCRETE UNIT PAVING...................................................................
4
321813
SYNTHETIC GRASS SURFACING.........................................................................
10
321816
PLAYGROUND SURFACING..................................................................................
6
321823
SPORT COURT SURFACING..................................................................................
6
323113
CHAIN LINK FENCES AND GATES......................................................................
8
323115
WOOD FENCES........................................................................................................
4
323119
DECORATIVE METAL FENCES AND GATES .....................................................
4
323300
SITE FURNISHINGS.................................................................................................
8
328400
PLANTING IRRIGATION........................................................................................
28
329113
SOIL PREPARATION...............................................................................................
12
329200
TURF AND GRASSES..............................................................................................
12
329300
PLANTS......................................................................................................................
8
DIVISION 33 — UTILITIES PAGES
331113 FACILITY WATER DISTRIBUTION...................................................................... 8
331313 FACILITY SANITARY SEWERS............................................................................. 6
331314 MUNICIPAL SANITARY SEWERS......................................................................... 6
335100 NATURAL GAS DISTRIBUTION............................................................................ 9
334100 STORM UTILITY DRAINAGE PIPING................................................................... 10
335616 FUEL STORAGE TANK........................................................................................... 4
APPENDIX
Appendix 1 PHASE 1 ENVIRONMENTAL SITE ASSESSMENT .............................................. 27
Appendix 2 GEOTECHNICAL EXPLORATION REPORT......................................................... 45
END OF DOCUMENT 000110
TABLE OF CONTENTS 000110-3
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Accept recommendation from Sports Tourism Commission for evaluated bids for Paducah Sports
Park for Bid Package 01 - Site/Civil and Bid Package 02 - Buildings and approve construction contracts with
A&K Construction in the amount of $47,771,839.00 - A. CLARK & D. JORDAN
Category: Municipal Order
Staff Work By: Arnie
Clark
Presentation By: Arnie
Clark, Daron Jordan
Background Information: PFGW Architects, on behalf of the Sports Tourism Commission, McCracken
County Fiscal Court, and City of Paducah released a Request for Bids on February 17 for Site/Civil for the
Paducah Sports Park. Bid Opening was held March 26. Three (3) bids were submitted. Bid Package 02:
Buildings was released on March 23. Bid Opening was held April 30. Two (2) bids were submitted.
A selection committee with representation from the Fiscal Court, City, Design Team, and Operations Team was
formed to review and evaluate the bids. A&K Construction submitted bids for both Bid Package 01 and Bid
Package 02, and was the apparent low bidder for both packages. After review, the selection committee
recommended a contract with A&K Construction for both packages.
Per the ILA, the McCracken County Sports Tourism commission must approve and make a recommendation to
both the Fiscal Court and the City Commission for consideration and approval of construction contracts. The
McCracken County Sports Tourism Commission approved the recommendation from the selection committee
on Monday, June 10, and proceeds with a recommendation for a contract for services with A&K Construction.
Accept recommendation from the Sports Tourism Commission and authorize execution of a contract for
services with A&K Construction in the amount of $47,771,839.00 for Bid Package 1: Site/Civil and Bid
Package 02: Buildings for the Paducah Sports Park project.
Does this Agenda Action Item align with a Commission Priority? Yes
If yes, please list the Commission Priority: Paducah Sports Park
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Approve
Attachments:
1. MO A&K Construction Sports Park
2. AK A 101-2017 - FINAL DRAFT Bid Package 1 C_20240620
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER APPROVING THE RECOMMENDATION OF THE
McCRACKEN COUNTY SPORTS TOURISM COMMISSION TO ACCEPT
THE BID PACKAGE FOR GENERAL SITE CONSTRUCTION AND
BUILDING CONSTRUCTION FOR THE PADUCAH SPORTS PARK
PROJECT IN THE AMOUNT OF $47,771,839 AND AUTHORIZING THE
MAYOR TO EXECUTE ALL DOCUMENTS RELATING TO SAME
WHEREAS, on September 7, 2022, the City of Paducah, the County of
McCracken, and the McCracken County Sports Tourism Commission entered into an Interlocal
Cooperation Agreement for the Development and Operation of the Paducah -McCracken County
Athletic Complex (hereinafter "Interlocal Agreement"); and
WHEREAS, in accordance with the requirements of the Interlocal Agreement,
the McCracken County Sports Tourism Commission has presented its recommendation of the
best -evaluated bids and associated construction contracts for the completion of the work
contemplated by the formerly approved construction plans; and
WHEREAS, the City Commission now desires to accept the McCracken County
Sports Tourism Commission's recommendation for the General Site Construction and Building
Construction for the Paducah Sports Park Project.
KENTUCKY:
NOW, THEREFORE, BE IT ORDERED BY THE CITY OF PADUCAH,
SECTION 1. That the City Commission hereby approves the recommendation of
the McCracken County Sports Tourism Commission, and accepts the bid proposal of A&K
Construction, in the amount of $47,771,839, for General Site Construction and Building
Construction for the Paducah Sports Park Project.
SECTION 2. That the Mayor is hereby authorized to execute an agreement and all
other documents necessary with A&K Construction, for the General Site Construction and
Building Construction for the Paducah Sports Park, as authorized in Section 1 above. Said
agreement shall be in accordance with the specifications, bid proposal, and all contract
documents heretofore approved and incorporated in the bid.
its adoption.
SECTION 3. This Order will be in full force and effect from and after the date of
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners,
Recorded by Lindsay Parish, City Clerk,
MO\Agree — A&K Construction Sports Park — Sports Tourism Commission
. Document X41Q1° - 2017
M
Standard Form of Agreement Between Owner and Contractor where the basis of
payment is a Stipulated Sum
AGREEMENT made as of the twenty fourth day of June in the year two thousand
twenty-four.
ADDITIONS AND DELETIONS:
(In words, indicate day, month and year)
The author of this document has
Bid Package 1C & 2A — Site & Building
added information needed for its
BETWEEN the Owner:
completion. The author may also
(Name, legal status, address and other information)
have revised the text of the original
The Architect:
AIA standard form. An Additions and
McCracken County Fiscal Court
Deletions Report that notes added
300 Clarence Gaines Street
information as well as revisions to the
Paducah, KY 42003
standard form text is available from
PO Box 510
the author and should be reviewed A
and the Contractor:
vertical line in the left margin of this
(Name, legal statits, address and other information)
document indicates where the author
has added necessary information
A&K Construction
and where the author has added to or
deleted from the original AIA text.
100 Calloway Court
Paducah, KY 42001
This document has important legal
consequences. Consultation with an
for the following Project:
attorney is encouraged with respect
(Name, location and detailed description)
to its completion or modification.
The Owner and Contractor agree as follows -
AIA AIA Document A101 —2017 Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017 All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The
American Institute of Architects. This document was produced at 14:10:51 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service To report copyright violations,
e-mail docinfo@aiacontracts com
User Notes: (1867984997)
The parties should complete
Paducah Sports Park
Al 010-2017, Exhibit A, Insurance
Bid Package 1C & 2A — Site & Building
and Bonds, contemporaneously with
Paducah, Kentucky 42001
this Agreement. AIA Document
A2010-2017, General Conditions of
The Architect:
the Contract for Construction, is
(Name, legal status, address and other information)
adopted in this document by
reference. Do not use with other
Peck Flannery Gream Warren Inc.
general conditions unless this
PO Box 510
document is modified
101 South Fourth Street
Paducah, Kentucky 42002-0510
The Owner and Contractor agree as follows -
AIA AIA Document A101 —2017 Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017 All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The
American Institute of Architects. This document was produced at 14:10:51 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service To report copyright violations,
e-mail docinfo@aiacontracts com
User Notes: (1867984997)
TABLE OF ARTICLES
1 THE CONTRACT DOCUMENTS
2 THE WORK OF THIS CONTRACT
3 DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
4 CONTRACT SUM
5 PAYMENTS
6 DISPUTE RESOLUTION
7 TERMINATION OR SUSPENSION
8 MISCELLANEOUS PROVISIONS
9 ENUMERATION OF CONTRACT DOCUMENTS
EXHIBIT A INSURANCE AND BONDS
ARTICLE 1 THE CONTRACT DOCUMENTS
The Contract Documents consist of this Agreement, Conditions of the Contract (General, Supplementary, and other
Conditions), Drawings, Specifications, Addenda issued prior to execution of this Agreement, other documents listed in
this Agreement, and Modifications issued after execution of this Agreement, all of which form the Contract, and are as
fully a part of the Contract as if attached to this Agreement or repeated herein. The Contract represents the entire and
integrated agreement between the parties hereto and supersedes prior negotiations, representations, or agreements, either
written or oral. An enumeration of the Contract Documents, other than a Modification, appears in Article 9.
ARTICLE 2 THE WORK OF THIS CONTRACT
The Contractor shall fully execute the Work described in the Contract Documents, except as specifically indicated in
the Contract Documents to be the responsibility of others.
ARTICLE 3 DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
§ 3.1 The date of commencement of the Work shall be:
(Check one of the folloiving boxes)
[ ] The date of this Agreement.
[ X ] A date set forth in a notice to proceed issued by the Owner.
( ] Established as follows:
(Insert a date or a means to determine the date of commencement of the Work,)
If a date of commencement of the Work is not selected, then the date of commencement shall be the date of this
Agreement.
§ 3.2 The Contract Time shall be measured from the date of commencement of the Work.
§ 3.3 Substantial Completion
§ 3.3.1 Subject to adjustments of the Contract Time as provided in the Contract Documents, the Contractor shall
achieve Substantial Completion of the entire Work:
(Check one of the folloiving boxes and complete the necessary information.)
[ X ] Bid Package 1C & 2A - Not later than five hundred five ( 505 ) calendar days from the date of
commencement of the Work.
By the following date:
Init. AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 2
American Institute of Architects. This document was produced at 14:10:51 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
t resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1867984997)
§ 3.3.2 Subject to adjustments of the Contract Time as provided in the Contract Documents, if portions of the Work are
to be completed prior to Substantial Completion of the entire Work, the Contractor shall achieve Substantial
Completion of such portions by the following dates:
Portion of Work Substantial Completion Date
§ 3.3.3 If the Contractor fails to achieve Substantial Completion as provided in this Section 3.3, liquidated damages, if
any, shall be assessed as set forth in Section 4.5.
ARTICLE 4 CONTRACT SUM
§ 4.1 The Owner shall pay the Contractor the Contract Sum in current funds for the Contractor's performance of the
Contract. The Contract Sum shall be forty seven million, seven hundred seventy-one thousand, eight hundred
thirty-eight dollars and 83/100 ($47,771,838.83), subject to additions and deductions as provided in the Contract
Documents.
§ 4.2 Alternates
§ 4.2.1 Alternates, if any, included in the Contract Sum:
Item
N/A
Price
§ 4.2.2 Subject to the conditions noted below, the following alternates may be accepted by the Owner following
execution of this Agreement. Upon acceptance, the Owner shall issue a Modification to this Agreement.
(Insert below each alternate and the conditions that must be met for the Owner to accept the alternate)
Item Price Conditions for Acceptance
N/A
§ 4.3 Allowances, if any, included in the Contract Sum:
(Identify each allowance.)
Item
N/A
Price
§ 4.4 Unit prices, if any:
(Idents the item and state the unit price and quantity limitations, if any, to which the unit price will be applicable.)
Item Units and Limitations Price per Unit ($0.00)
§ 4.5 Liquidated damages, if any:
(Insert terms and conditions for liquidated damages, if any.)
$1,000.00 per calendar day until completion.
§ 4.6 Other:
(Insert provisions for bonus or other incentives, if any, that might result in a change to the Contract Sum.)
ARTICLE 5 PAYMENTS
§ 5.1 Progress Payments
§ 5.1.1 Based upon Applications for Payment submitted to the Architect by the Contractor and Certificates for
Payment issued by the Architect, the Owner shall make progress payments on account of the Contract Sum to the
Contractor as provided below and elsewhere in the Contract Documents.
Init. AIA Document A101 —2017. Copyright@ 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 3
American Institute of Architects. This document was produced at 14:10:51 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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§ 5.1.2 The period covered by each Application for Payment shall be one calendar month ending on the last day of the
month, or as follows:
§ 5.1.3 Provided that an Application for Payment is received by the Architect not later than the 25t1, day of a month, the
Owner shall make payment of the amount certified to the Contractor not later than the 15th day of the following
month. If an Application for Payment is received by the Architect after the application date fixed above, payment of
the amount certified shall be made by the Owner not later than forty five ( 45 ) days after the Architect receives the
Application for Payment.
(Federal, state or local lmvs may require payment within a certain period of time.)
§ 5.1.4 Each Application for Payment shall be based on the most recent schedule of values submitted by the Contractor
in accordance with the Contract Documents. The schedule of values shall allocate the entire Contract Sum among the
various portions of the Work. The schedule of values shall be prepared in such form, and supported by such data to
substantiate its accuracy, as the Architect may require. This schedule of values shall be used as a basis for reviewing
the Contractor's Applications for Payment.
§ 5.1.5 Applications for Payment shall show the percentage of completion of each portion of the Work as of the end of
the period covered by the Application for Payment.
§ 5.1.6 In accordance with AIA Document A201 TM -2017, General Conditions of the Contract for Construction, and
subject to other provisions of the Contract Documents, the amount of each progress payment shall be computed as
follows:
§ 5.1.6.1 The amount of each progress payment shall first include:
.1 That portion of the Contract Sum properly allocable to completed Work;
.2 That portion of the Contract Sum properly allocable to materials and equipment delivered and suitably
stored at the site for subsequent incorporation in the completed construction, or, if approved in advance
by the Owner, suitably stored off the site at a location agreed upon in writing; and
.3 That portion of Construction Change Directives that the Architect determines, in the Architect's
professional judgment, to be reasonably justified.
§ 5.1.6.2 The amount of each progress payment shall then be reduced by:
.1 The aggregate of any amounts previously paid by the Owner;
.2 The amount, if any, for Work that remains uncorrected and for which the Architect has previously
withheld a Certificate for Payment as provided in Article 9 of AIA Document A201-2017;
.3 Any amount for which the Contractor does not intend to pay a Subcontractor or material supplier,
unless the Work has been performed by others the Contractor intends to pay;
.4 For Work performed or defects discovered since the last payment application, any amount for which
the Architect may withhold payment, or nullify a Certificate of Payment in whole or in part, as provided
in Article 9 of AIA Document A201-2017; and
.5 Retainage withheld pursuant to Section 5.1.7.
§ 5.1.7 Retainage
§ 5.1.7.1 For each progress payment made prior to Substantial Completion of the Work, the Owner may withhold the
following amount, as retainage, from the payment otherwise due:
(Insert a percentage or amount to be withheld as retainage from each Application for Payment. The amount of
retainage may be limited by governing la1v.)
Ten percent (10%)
§ 5.1.7.1.1 The following items are not subject to retainage:
(Insert any items not subject to the withholding of retainage, such as general conditions, insurance, etc.)
AIA Document A101 —2017- Copyright © 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 4
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§ 5.1.7.2 Reduction or limitation of retainage, if any, shall be as follows:
(If the relainage established in Section 5.1.7.1 is to be modified prior to Substantial Completion of the entire Work,
including modifications for Substantial Completion of portions of the Work as provided in Section 3.3.2, insert
provisions for such modifications,)
After issuance of Certificate of Substantial Completion, Retainage shall be reduced to five percent (5%).
§ 5.1.7.3 Except as set forth in this Section 5.1.7.3, upon Substantial Completion of the Work, the Contractor may
submit an Application for Payment that includes the retainage withheld from prior Applications for Payment pursuant
to this Section 5.1.7. The Application for Payment submitted at Substantial Completion shall not include retainage as
follows:
(Insert any other conditions for release of relainage upon Substantial Completion.)
§ 5.1.8 If final completion of the Work is materially delayed through no fault of the Contractor, the Owner shall pay
the Contractor any additional amounts in accordance with Article 9 of AIA Document A201-2017.
§ 5.1.9 Except with the Owner's prior approval, the Contractor shall not make advance payments to suppliers for
materials or equipment which have not been delivered and stored at the site.
§ 5.2 Final Payment
§ 5.2.1 Final payment, constituting the entire unpaid balance of the Contract Sum, shall be made by the Owner to the
Contractor when
.1 the Contractor has fully performed the Contract except for the Contractor's responsibility to correct
Work as provided in Article 12 of AIA Document A201-2017, and to satisfy other requirements, if any,
which extend beyond final payment; and
.2 a final Certificate for Payment has been issued by the Architect.
§ 5.2.2 The Owner's final payment to the Contractor shal I be made no later than 30 days after the issuance of the
Architect's final Certificate for Payment, or as follows:
§ 5.3 Interest
Payments due and unpaid under the Contract shall bear interest from the date payment is due at the rate stated below,
or in the absence thereof, at the legal rate prevailing from time to time at the place where the Project is located.
(Insert rate of interest agreed upon, if any.)
ARTICLE 6 DISPUTE RESOLUTION
§ 6.1 Initial Decision Maker
The Architect will serve as the Initial Decision Maker pursuant to Article 15 of AIA Document A201-2017, unless the
parties appoint below another individual, not a party to this Agreement, to serve as the Initial Decision Maker.
(Jf the parties mutually agree, insert the name, address and other contact information of the Initial Decision Maker, if
other than the Architect.)
§ 6.2 Binding Dispute Resolution
For any Claim subject to, but not resolved by, mediation pursuant to Article 15 of AIA Document A201-2017, the
method of binding dispute resolution shall be as follows:
(Check the appropriate box,)
[ X ] Arbitration pursuant to Section 15.4 of AIA Document A201-2017
Init. AIA Document A101 —2017. Copyright © 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017- All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 5
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[ ] Litigation in a court of competent jurisdiction
[ ] Other (Specify)
If the Owner and Contractor do not select a method of binding dispute resolution, or do not subsequently agree in
writing to a binding dispute resolution method other than litigation, Claims will be resolved by litigation in a court of
competent jurisdiction.
ARTICLE 7 TERMINATION OR SUSPENSION
§ 7.1 The Contract may be terminated by the Owner or the Contractor as provided in Article 14 of AIA Document
A201-2017.
§ 7.1.1 If the Contract is terminated for the Owner's convenience in accordance with Article 14 of A[A Document
A201-2017, then the Owner shall pay the Contractor a termination fee as follows:
(Insert the amount of, or methodfor determining, the fee, if any, payable to the Contractor following a termination for
the Owner's convenience.)
§ 7.2 The Work may be suspended by the Owner as provided in Article 14 of AIA Document A201-2017
ARTICLE 8 MISCELLANEOUS PROVISIONS
§ 8.1 Where reference is made in this Agreement to a provision of AIA Document A201-2017 or another Contract
Document, the reference refers to that provision as amended or supplemented by other provisions of the Contract
Documents.
§ 8.2 The Owner's representative:
(Name, address, email address, and other information)
Steve Ervin, Community Development Project Manager
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
§ 8.3 The Contractor's representative:
(,'Name, address, email address, and other information)
Bill Boyd, President
A&K Construction, Inc.
100 Calloway Court
Paducah, KY 42001
§ 8.4 Neither the Owner's nor the Contractor's representative shall be changed without ten days' prior notice to the
other party.
§ 8.5 Insurance and Bonds
§ 8.5.1 The Owner and the Contractor shall purchase and maintain insurance as set forth in AIA Document
AI OlTM-2017, Standard Form of Agreement Between Owner and Contractor where the basis of payment is a
Stipulated Sum, Exhibit A, Insurance and Bonds, and elsewhere in the Contract Documents.
§ 8.5.2 The Contractor shall provide bonds as set forth in AIA Document AJO1TM-2017 Exhibit A, and elsewhere in
the Contract Documents.
§ 8.6 Notice in electronic format, pursuant to Article 1 of AIA Document A201-2017, may be given in accordance
with AIA Document E203Tm-2013, Building Information Modeling and Digital Data Exhibit, if completed, or as
otherwise set forth below:
AIA Document A101 —2017. Copyright(D 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 6
American Institute of Architects. This document was produced at 14:10:51 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
t resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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(If other than in accordance ivith AIA Document E203-2013, insert requirements for delivering notice in electronic
formal such as name, title, and email address of the recipient and whether and how the system ivill be required to
generate a read receipt.for the transmission.)
§ 8.7 Other provisions:
ARTICLE 9 ENUMERATION OF CONTRACT DOCUMENTS
§ 9.1 This Agreement is comprised of the following documents:
.1 AIA Document A I O1TM-2017, Standard Form of Agreement Between Owner and Contractor
.2 AIA Document AJO1T"r-2017, Exhibit A, Insurance and Bonds
.3 AIA Document A201Tm-2017, General Conditions of the Contract for Construction
.4 Drawings
Number - Bid Package 1 C Title Date Pages
See Attached Index of Drawings 0001 17 -Index of Drawings February 20, 2024 6
Number - Bid Package 2A Title Date Pages
See Attached Index of Drawings 000117 -Index of Drawings March 26, 2024 8
.5 Specifications
Section - Bid Package 1C
See Attached Table of Contents
Section - Bid Package 2A
See Attached Table of Contents
.6 Addenda, if any:
Number - Bid Package 1C
Addendum No. 1
Addendum No. 2
Addendum No. 3
Addendum No. 4
Number- Bid Package 2A
Addendum No. 1
Addendum No. 2
Addendum No. 3
Addendum No. 4
Title
Date
0001100 -Table of Contents February 20, 2024
Title
Pages
4
Date Pages
000110 -Table of Contents March 26, 2024
Date
Pages
February
23, 2024
16
March
11, 2024
102
March
14, 2024
12
March
21, 2024
93
Date
Pages
February
23, 2024
38
March
11, 2024
65
March
14, 2024
39
March
21, 2024
2
Portions of Addenda relating to bidding or proposal requirements are not part of the Contract
Documents unless the bidding or proposal requirements are also enumerated in this Article 9.
.7 Other Exhibits:
(Check all boxes that apply and include appropriate information identifying the exhibit where
required.)
] AIA Document E204T111-2017, Sustainable Projects Exhibit, dated as indicated below:
(Insert the date of the E204-2017 incorporated into this agreement.)
[ ] The Sustainability Plan:
AIA Document A101 -2017, Copyright © 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 7
American Institute of Architects. This document was produced at 14:10:51 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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Title Date Pages
[ ] Supplementary and other Conditions of the Contract:
Document Title Date Pages
.9 Other documents, if any, listed below:
(List here any additional documents that are intended to form part of the Contract Documents. AlA
Document A201 Tm-2017 provides that the advertisement or invitation to bid, Instructions to Bidders,
sample forms, the Contractor's bid or proposal, portions of Addenda relating to bidding or proposal
requirements, and other information furnished by the Owner in anticipation of receiving bids or
proposals, are not part of the Contract Documents unless enumerated in this Agreement. Any such
documents should be listed here only if intended to be part of the Contract Documents.)
Contractors Original Form of Proposal
Exhibit — Const Reduction List Bid Backage 1 C & 2A
Contractors Performance & Payment Bonds
Contractors Certificate of Insurance
Bid Package 1 C & 2A - Index of Drawings
Bid Package 1C & 2A - Table of Contents
This Agreement entered into as of the day and year first written above.
McCracken County Fiscal Court A&K Construction, Inc.
OWNER (Signature) CONTRACTOR (Signature)
Craig Z. Clymer. Judge Executive Bill Boyd, President
(Printed name and title) (Printed name and title)
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Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 8
American Institute of Architects. This document was produced at 14:10:51 ET on 06/18/2024 under Order No, 4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract DocumentsO Terms of Service. To report copyright violations,
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Document A201"-2017
General Conditions of the Contract for Construction
for the following PROJECT:
(Name and location or address)
Paducah Sports Park — Bid Package 1 C & 2A — Site & Building
ADDITIONS AND DELETIONS:
The author of this document has
Paducah, Kentucky 42001
added information needed for its
completion. The author may also
THE OWNER:
have revised the text of the original
(Name, legal status and address)
AIA standard form. An Additions and
Deletions Report that notes added
McCracken County Fiscal Court
information as well as revisions to the
300 Clarence Gaines Street
standard form text is available from
Paducah, KY 42003
the author and should be reviewed. A
vertical line in the left margin of this
THE ARCHITECT:
document indicates where the author
(Name, legal status and address)
has added necessary information
and where the author has added to or
Peck Flannery Gream Warren Inc.
deleted from the original AIA text.
PO Box 510
This document has important legal
101 South Fourth Street
consequences. Consultation with an
Paducah, KY 42002-0510
attorney is encouraged with respect
to its completion or modification.
TABLE OF ARTICLES
For guidance in modifying this
1 GENERAL PROVISIONS
document to include supplementary
conditions, see AIA Document
2 OWNER
A503TM, Guide for Supplementary
Conditions
3 CONTRACTOR
4 ARCHITECT
5 SUBCONTRACTORS
6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
7 CHANGES IN THE WORK
8 TIME
9 PAYMENTS AND COMPLETION
10 PROTECTION OF PERSONS AND PROPERTY
11 INSURANCE AND BONDS
12 UNCOVERING AND CORRECTION OF WORK
13 MISCELLANEOUS PROVISIONS
Init.AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017 All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The
American Institute of Architects This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service To report copyright violations,
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14 TERMINATION OR SUSPENSION OF THE CONTRACT
15 CLAIMS AND DISPUTES
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 2
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INDEX
(Topics and numbers in bold are Section headings.)
Acceptance of Nonconforming Work
9.6.6, 9.9.3, 12.3
Acceptance of Work
9.6.6, 9.8.2, 9.9.3, 9.10.1, 9.10.3, 12.3
Access to Work
3.16, 6.2.1, 12.1
Accident Prevention
10
Acts and Omissions
3.2, 3.3.2, 3.12.8, 3.18, 4.2.3, 8.3.1, 9.5.1, 10.2.5,
10.2.8, 13.3.2, 14.1, 15.1.2, 15.2
Addenda
1.1.1
Additional Costs, Claims for
3.7.4, 3.7.5, 10.3.2, 15.1.5
Additional Inspections and Testing
9.4.2, 9.8.3, 12.2.1, 13.4
Additional Time, Claims for
3.2.4, 3.7.4, 3.7.5, 3.10.2, 8.3.2, 15.1.6
Administration of the Contract
3.1.3, 4.2, 9.4, 9.5
Advertisement or Invitation to Bid
1.1.1
Aesthetic Effect
4.2.13
Allowances
3.8
Applications for Payment
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5.1, 9.5.4, 9.6.3, 9.7, 9. 10
Approvals
2.1.1, 2.3.1, 2.5, 3.1.3, 3.10.2, 3.12.8, 3.12.9,
3.12.10.1, 4.2.7, 9.3.2, 13.4.1
Arbitration
8.3.1, 15.3.2, 15.4
ARCHITECT
4
Architect, Definition of
4.1.1
Architect, Extent of Authority
2.5, 3.12.7, 4.1.2, 4.2, 5.2, 6.3, 7.1.2, 7.3.4, 7.4, 9.2,
9.3.1, 9.4, 9.5, 9.6.3, 9.8, 9.10.1, 9.10.3, 12.1, 12.2.1,
13.4.1, 13.4.2, 14.2.2, 14.2.4, 15.1.4, 15.2.1
Architect, Limitations of Authority and Responsibility
2.1.1, 3.12.4, 3.12.8, 3.12.10, 4.1.2, 4.2.1, 4.2.2, 4.2.3,
4.2.6, 4.2.7, 4.2.10, 4.2.12, 4.2.13, 5.2.1, 7.4, 9.4.2,
9.5.4, 9.6.4, 15.1.4, 15.2
Architect's Additional Services and Expenses
2.5, 12.2.1, 13.4.2, 13.4.3, 14.2.4
Architect's Administration of the Contract
3.1.3, 3.7.4, 15.2, 9.4.1, 9.5
Architect's Approvals
2.5, 3.1.3, 3.5, 3.10.2, 4.2.7
Architect's Authority to Reject Work
3.5, 4.2.6, 12.1.2, 12.2.1
Architect's Copyright
1.1.7, 1.5
Architect's Decisions
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 4.2.14, 6.3,
7.3.4, 7.3.9, 8.1.3, 8.3.1, 9.2, 9.4.1, 9.5, 9.8.4, 9.9.1,
13.4.2, 15.2
Architect's Inspections
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.8.3, 9.9.2, 9.10.1, 13.4
Architect's Instructions
3.2.4, 3.3.1, 4.2.6, 4.2.7, 13.4.2
Architect's Interpretations
4.2.11, 4.2.12
Architect's Project Representative
4.2.10
Architect's Relationship with Contractor
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2,
3.5, 3.7.4, 3.7.5, 3.9.2, 3.9.3, 3.10, 3.11, 3.12, 3.16,
3.18, 4.1.2, 4.2, 5.2, 6.2.2, 7, 8.3.1, 9.2, 9.3, 9.4, 9.5,
9.7, 9.8, 9.9, 10.2.6, 10.3, 11.3, 12, 13.3.2, 13.4, 15.2
Architect's Relationship with Subcontractors
1.1.2, 4.2.3, 4.2.4, 4.2.6, 9.6.3, 9.6.4, 11.3
Architect's Representations
9.4.2, 9.5.1, 9.10.1
Architect's Site Visits
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Asbestos
10.3.1
Attorneys' Fees
3.18.1, 9.6.8, 9.10.2, 10.3.3
Award of Separate Contracts
6.1.1, 6.1.2
Award of Subcontracts and Other Contracts for
Portions of the Work
5.2
Basic Definitions
1.1
Bidding Requirements
1.1.1
Binding Dispute Resolution
8.3.1, 9.7, 11.5, 13.1, 15.1.2, 15.1.3, 15.2.1, 15.2.5,
15.2.6.1, 15.3.1, 15.3.2, 15.3.3, 15.4.1
Bonds, Lien
7.3.4.4,9.6.8,9.10.2,9.10.3
Bonds, Performance, and Payment
7.3.4.4, 9.6.7, 9.10.3, 11.1.2, 11.1.3, 11.5
Building Information Models Use and Reliance
1.8
Building Permit
3.7.1
Capitalization
1.3
Certificate of Substantial Completion
9.8.3, 9.8.4, 9.8.5
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017_ All rights
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Certificates for Payment
4.2.1, 4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7,
9.10.1, 9.10.3, 14.1.1.3, 14.2.4, 15.1.4
Certificates of Inspection, Testing or Approval
13.4.4
Certificates of Insurance
9.10.2
Change Orders
1. 1. 1, 3.4.2, 3.7.4, 3.8.2.3, 3.11, 3.12.8, 4.2.8, 5.2.3,
7.1.2, 7.1.3, 7.2, 7.3.2, 7.3.7, 7.3.9, 7.3.10, 8.3.1,
9.3.1.1, 9.10.3, 10.3.2, 11.2, 11.5, 12.1.2
Change Orders, Definition of
7.2.1
CHANGES IN THE WORK
2.2.2,3.11,4.2.8,7,7.2.1,7.3.1,7.4,8.3.1,9.3.1.1,
11.5
Claims, Definition of
15.1.1
Claims, Notice of
1.6.2, 15.1.3
CLAIMS AND DISPUTES
3.2.4, 6.1.1, 6.3, 7.3.9, 9.3.3, 9.10.4, 10.3.3, 15, 15.4
Claims and Timely Assertion of Claims
15.4.1
Claims for Additional Cost
3.2.4, 3.3.1, 3.7.4, 7.3.9, 9.5.2, 10.2.5, 10.3.2, 15.1.5
Claims for Additional Time
3.2.4, 3.3.1, 3.7.4, 6.1.1, 8.3.2, 9.5.2, 10.3.2, 15.1.6
Concealed or Unknown Conditions, Claims for
3.7.4
Claims for Damages
3.2.4, 3.18, 8.3.3, 9.5.1, 9.6.7, 10.2.5, 10.3.3, 11.3,
11.3.2, 14.2.4, 15.1.7
Claims Subject to Arbitration
15.4.1
Cleaning Up
3.15, 6.3
Commencement of the Work, Conditions Relating to
2.2.1, 3.2.2, 3.4.1, 3.7.1, 3.10.1, 3.12.6, 5.2.1, 5.2.3,
6.2.2, 8.1.2, 8.2.2, 8.3.1, 11.1, 11.2, 15.1.5
Commencement of the Work, Definition of
8.1.2
Communications
3.9.1, 4.2.4
Completion, Conditions Relating to
3.4.1, 3.11, 3.15, 4.2.2, 4.2.9, 8.2, 9.4.2, 9.8, 9.9. 1,
9.10, 12.2, 14.1.2, 15.1.2
COMPLETION, PAYMENTS AND
9
Completion, Substantial
3.10.1, 4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9. 1,
9.10.3, 12.2, 15.1.2
Compliance with Laws
2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 10.2.2, 13. 1,
13.3, 13.4.1, 13.4.2, 13.5, 14.1.1, 14.2.1.3, 15.2.8,
15.4.2, 15.4.3
Concealed or Unknown Conditions
3.7.4, 4.2.8, 8.3.1, 10.3
Conditions of the Contract
1.1.1, 6.1.1, 6.1.4
Consent, Written
3.4.2, 3.14.2, 4.1.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3, 13.2,
15.4.4.2
Consolidation or Joinder
15.4.4
CONSTRUCTION BY OWNER OR BY
SEPARATE CONTRACTORS
1.1.4, 6
Construction Change Directive, Definition of
7.3.1
Construction Change Directives
1.1.1,3.4.2,3.11,3.12.8,4.2.8,7.1.1,7.1.2,7.1.3,7.3,
9.3.1.1
Construction Schedules, Contractor's
3.10, 3.11, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Contingent Assignment of Subcontracts
5.4, 14.2.2.2
Continuing Contract Performance
15.1.4
Contract, Definition of
1.1.2
CONTRACT, TERMINATION OR
SUSPENSION OF THE
5.4.1.1, 5.4.2, 11.5, 14
Contract Administration
3.1.3, 4, 9.4, 9.5
Contract Award and Execution, Conditions Relating
to
3.7.1, 3.10, 5.2, 6.1
Contract Documents, Copies Furnished and Use of
1.5.2, 2.3.6, 5.3
Contract Documents, Definition of
1.1.1
Contract Sum
2.2.2, 2.2.4, 3.7.4, 3.7.5, 3.8, 3.10.2, 5.2.3, 7.3, 7.4,
9.1, 9.2, 9.4.2, 9.5.1.4, 9.6.7, 9.7, 10.3.2, 11.5, 12.1.2,
12.3, 14.2.4, 14.3.2, 15.1.4.2, 15.1.5, 15.2.5
Contract Sum, Definition of
9.1
Contract Time
1.1.4, 2.2.1, 2.2.2, 3.7.4, 3.7.5, 3.10.2, 5.2.3, 6.1.5,
7.2.1.3, 7.3.1, 7.3.5, 7.3.6, 7, 7, 7.3.10, 7.4, 8. 1. 1,
8.2.1, 8.2.3, 8.3.1, 9.5.1, 9.7, 10.3.2, 12.1.1, 12.1.2,
14.3.2, 15.1.4.2, 15.1.6.1, 15.2.5
Contract Time, Definition of
8.1.1
CONTRACTOR
3
Contractor, Definition of
3.1, 6.1.2
Contractor's Construction and Submittal
Schedules
3.10, 3.12.1, 3.12.2, 4.2.3, 6.1.3, 15.1.6.2
Init.AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 4
American Institute of Architects. This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1345532997)
Contractor's Employees
2.2.4, 3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2,
10.3, 11.3, 14.1, 14.2.1.1
Contractor's Liability Insurance
11.1
Contractor's Relationship with Separate Contractors
and Owner's Forces
3.12.5, 3.14.2, 4.2.4, 6, 11.3, 12.2.4
Contractor's Relationship with Subcontractors
1.2.2, 2.2.4, 3.3.2, 3.18.1, 3.18.2, 4.2.4, 5, 9.6.2, 9.6.7,
9.10.2, 11.2, 11.3, 11.4
Contractor's Relationship with the Architect
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2,
3.5.1, 3.7.4, 3.10, 3.11, 3.12, 3.16, 3.18, 4.2, 5.2, 6.2.2,
7, 8.3.1, 9.2, 9.3, 9.4, 9.5, 9.7, 9.8, 9.9, 10.2.6, 10.3,
11.3, 12, 13.4, 15.1.3, 15.2.1
Contractor's Representations
3.2.1, 3.2.2, 3.5, 3.12.6, 6.2.2, 8.2.1, 9.3.3, 9.8.2
Contractor's Responsibility for Those Performing the
Work
3.3.2, 3.18, 5.3, 6.1.3, 6.2, 9.5.1, 10.2.8
Contractor's Review of Contract Documents
3.2
Contractor's Right to Stop the Work
2.2.2, 9.7
Contractor's Right to Terminate the Contract
14.1
Contractor's Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 9.2, 9.3, 9.8.2,
9.8.3, 9.9.1, 9.10.2, 9.10.3
Contractor's Superintendent
3.9, 10.2.6
Contractor's Supervision and Construction
Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3,
7.3.4, 7.3.6, 8.2, 10, 12, 14, 15.1.4
Coordination and Correlation
1.2, 3.2.1, 3.3.1, 3.10, 3.12.6, 6.1.3, 6.2.1
Copies Furnished of Drawings and Specifications
1.5, 2.3.6, 3.11
Copyrights
1.5, 3.17
Correction of Work
2.5, 3.7.3, 9.4.2, 9.8.2, 9.8.3, 9.9.1, 12.1.2, 12.2, 12.3,
15.1.3.1, 15.1.3.2, 15.2.1
Correlation and Intent of the Contract Documents
1.2
Cost, Definition of
7.3.4
Costs
2.5, 3.2.4, 3.7.3, 3.8.2, 3.15.2, 5.4.2, 6.1.1, 6.2.3,
7.3.3.3, 7.3.4, 7.3.8, 7.3.9, 9.10.2, 10.3.2, 10.3.6, 11.2,
12.1.2, 12.2.1, 12.2.4, 13.4, 14
Cutting and Patching
3.14, 6.2.5
Damage to Construction of Owner or Separate
Contractors
3.14.2, 6.2.4, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damage to the Work
3.14.2, 9.9.1, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damages, Claims for
3.2.4, 3.18, 6.1.1, 8.3.3, 9.5.1, 9.6.7, 10.3.3, 11.3.2,
11.3, 14.2.4, 15.1.7
Damages for Delay
6.2.3, 8.3.3, 9.5.1.6, 9.7, 10.3.2, 14.3.2
Date of Commencement of the Work, Definition of
8.1.2
Date of Substantial Completion, Definition of
8.1.3
Day, Definition of
8.1.4
Decisions of the Architect
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 6.3, 7.3.4,
7.3.9, 8.1.3, 8.3.1, 9.2, 9.4, 9.5.1, 9.8.4, 9.9.1, 13.4.2,
14.2.2, 14.2.4, 15.1, 15.2
Decisions to Withhold Certification
9.4.1, 9.5, 9.7, 14.1.1.3
Defective or Nonconforming Work, Acceptance,
Rejection and Correction of
2.5, 3.5, 4.2.6, 6.2.3, 9.5.1, 9.5.3, 9.6.6, 9.8.2, 9.9.3,
9.10.4, 12.2.1
Definitions
1.1,2.1.1,3.1.1,3.5,3.12.1,3.12.2,3.12.3,4.1.1,5.1,
6.1.2, 7.2.1, 7.3.1, 8.1, 9.1, 9.8.1, 15. LI
Delays and Extensions of Time
3.2, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7,
10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
Digital Data Use and Transmission
1.7
Disputes
6.3, 7.3.9, 15.1, 15.2
Documents and Samples at the Site
3.11
Drawings, Definition of
1.1.5
Drawings and Specifications, Use and Ownership of
3.11
Effective Date of Insurance
8.2.2
Emergencies
10.4, 14.1.1.2, 15.1.5
Employees, Contractor's
3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2,
10.3.3, 11.3, 14.1, 14.2.1.1
Equipment, Labor, or Materials
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15.1,
4.2.6, 4.2.7, 5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3,
9.10.2, 10.2.1, 10.2.4, 14.2.1.1, 14.2.1.2
Execution and Progress of the Work
1.1.3, 1.2.1, 1.2.2, 2.3.4, 2.3.6, 3.1, 3.3.1, 3.4.1, 3.7.1,
3.10.1, 3.12, 3.14, 4.2, 6.2.2, 7.1.3, 7.3.6, 8.2, 9.5. 1,
9.9.1, 10.2, 10.3, 12.1, 12.2, 14.2, 14.3.1, 15.1.4
Init. AIA Document A201 — 2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 5
American Institute of Architects. This document was produced at 10:07:05 ET on 06/1012024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1345532997)
Extensions of Time
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3, 7.4, 9.5.1, 9.7, 10.3.2,
10.4, 14.3, 15.1.6, 15.2.5
Failure of Payment
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Faulty Work
(See Defective or Nonconforming Work)
Final Completion and Final Payment
4.2.1, 4.2.9, 9.8.2, 9.10, 12.3, 14.2.4, 14.4.3
Financial Arrangements, Owner's
2.2.1, 13.2.2, 14.1.1.4
GENERAL PROVISIONS
1
Governing Law
13.1
Guarantees (See Warranty)
Hazardous Materials and Substances
10.2.4, 10.3
Identification of Subcontractors and Suppliers
5.2.1
Indemnification
3.17, 3.18, 9.6.8, 9.10.2, 10.3.3, 11.3
Information and Services Required of the Owner
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10.1, 6.1.3, 6.1.4, 6.2.5,
9.6.1, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2,
14.1.1.4, 14.1.4, 15.1.4
Initial Decision
15.2
Initial Decision Maker, Definition of
1.1.8
Initial Decision Maker, Decisions
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Initial Decision Maker, Extent of Authority
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Injury or Damage to Person or Property
10.2.8, 10.4
Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3,
9.9.2, 9.10.1, 12.2.1, 13.4
Instructions to Bidders
1.1.1
Instructions to the Contractor
3.2.4, 3.3.1, 3.8.1, 5.2.1, 7, 8.2.2, 12, 13.4.2
Instruments of Service, Definition of
1.1.7
Insurance
6.1.1, 7.3.4, 8.2.2, 9.3.2, 9.8.4, 9.9.1, 9.10.2, 10.2.5, 11
Insurance, Notice of Cancellation or Expiration
11.1.4, 11.2.3
Insurance, Contractor's Liability
11.1
Insurance, Effective Date of
8.2.2, 14.4.2
Insurance, Owner's Liability
11.2
Insurance, Property
10.2.5, 11.2, 11.4, 11.5
Insurance, Stored Materials
9.3.2
INSURANCE AND BONDS
11
Insurance Companies, Consent to Partial Occupancy
9.9.1
Insured loss, Adjustment and Settlement of
11.5
Intent of the Contract Documents
1.2.1, 4.2.7, 4.2.12, 4.2.13
Interest
13.5
Interpretation
1.1.8, 1.2.3, 1.4,4.1.1,5.1,6.1.2, 15. 1.1
Interpretations, Written
4.2.11, 4.2.12
Judgment on Final Award
15.4.2
Labor and Materials, Equipment
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15.1,
5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2, 10.2.1,
10.2.4, 14.2.1.1, 14.2.1.2
Labor Disputes
8.3.1
Laws and Regulations
1.5, 2.3.2, 3.2.3, 3.2.4, 3.6, 3.7, 3.12.10, 3.13, 9.6.4,
9.9.1, 10.2.2, 13.1, 13.3.1, 13.4.2, 13.5, 14, 15.2.8,
15.4
Liens
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Limitations, Statutes of
12.2.5, 15.1.2, 15.4.1.1
Limitations of Liability
3.2.2, 3.5, 3.12.10, 3.12.10.1, 3.17, 3.18.1, 4.2.6,
4.2.7, 6.2.2, 9.4.2, 9.6.4, 9.6.7, 9.6.8, 10.2.5, 10.3.3,
11.3, 12.2.5, 13.3.1
Limitations of Time
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2.7,
5.2, 5.3, 5.4.1, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3,
9.4.1, 9.5, 9.6, 9.7, 9.8, 9.9, 9.10, 12.2, 13.4, 14, 15,
15.1.2, 15.1.3, 15.1.5
Materials, Hazardous
10.2.4, 10.3
Materials, Labor, Equipment and
1.1.3, 1.1.6,3.4.1,3.5,3.8.2,3.8.3,3.12,3.13,3.15.1,
5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2,
10.2.1.2, 10.2.4, 14.2.1.1, 14.2.1.2
Means, Methods, Techniques, Sequences and
Procedures of Construction
3.3.1, 3.12.10, 4.2.2, 4.2.7, 9.4.2
Mechanic's Lien
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Mediation
8.3.1, 15.1.3.2, 15.2.1, 15.2.5, 15.2.6, 15.3, 15.4. 1,
15.4.1.1
Minor Changes in the Work
1. 1. 1, 3.4.2, 3.12.8, 4.2.8, 7.1, 7.4
Init. AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. 'The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The li
American Institute of Architects. This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1345532997)
MISCELLANEOUS PROVISIONS
13
Modifications, Definition of
1.1.1
Modifications to the Contract
1.1.1, 1. 1.2, 2.5, 3.11, 4.1.2, 4.2.1, 5.2.3, 7, 8.3.1, 9.7,
10.3.2
Mutual Responsibility
6.2
Nonconforming Work, Acceptance of
9.6.6, 9.9.3, 12.3
Nonconforming Work, Rejection and Correction of
2.4,2.5,3.5,4.2.6,6.2.4,9.5.1,9.8.2,9.9.3,9.10.4,
12.2
Notice
1.6, 1.6.1, 1.6.2, 2.1.2, 2.2.2., 2.2.3, 2.2.4, 2.5, 3.2.4,
3.3.1, 3.7.4, 3.7.5, 3.9.2, 3.12.9, 3.12.10, 5.2.1, 7.4,
8.2.2 9.6.8, 9.7, 9.10.1, 10.2.8, 10.3.2, 11.5, 12.2.2.1,
13.4.1, 13.4.2, 14.1, 14.2.2, 14.4.2, 15.1.3, 15.1.5,
15.1.6, 15.4.1
Notice of Cancellation or Expiration of Insurance
11.1.4, 11.2.3
Notice of Claims
1.6.2, 2.1.2, 3.7.4, 9.6.8, 10.2.8, 15.1.3, 15.1.5, 15.1.6,
15.2.8, 15.3.2, 15.4.1
Notice of Testing and Inspections
13.4.1, 13.4.2
Observations, Contractor's
3.2, 3.7.4
Occupancy
2.3.1, 9.6.6, 9.8
Orders, Written
1.1.1, 2.4, 3.9.2, 7, 8.2.2, 11.5, 12.1, 12.2.2.1, 13.4.2,
14.3.1
OWNER
2
Owner, Definition of
2.1.1
Owner, Evidence of Financial Arrangements
2.2, 13.2.2, 14.1.1.4
Owner, Information and Services Required of the
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10, 6.1.3, 6.1.4, 6.2.5, 9.3.2,
9.6.1, 9.6.4, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2,
14.1.1.4, 14.1.4, 15.1.4
Owner's Authority
1.5, 2.1.1, 2.3.32.4, 2.5, 3.4.2, 3.8.1, 3.12.10, 3.14.2,
4.1.2, 4.2.4, 4.2.9, 5.2.1, 5.2.4, 5.4.1, 6.1, 6.3, 7.2.1,
7.3.1, 8.2.2, 8.3.1, 9.3.2, 9.5.1, 9.6.4, 9.9.1, 9.10.2,
10.3.2, 11.4, 11.5, 12.2.2, 12.3, 13.2.2, 14.3, 14.4,
15.2.7
Owner's Insurance
11.2
Owner's Relationship with Subcontractors
1.1.2, 5.2, 5.3, 5.4, 9.6.4, 9.10.2, 14.2.2
Owner's Right to Carry Out the Work
2.5, 14.2.2
Owner's Right to Clean Up
6.3
Owner's Right to Perform Construction and to
Award Separate Contracts
6.1
Owner's Right to Stop the Work
2.4
Owner's Right to Suspend the Work
14.3
Owner's Right to Terminate the Contract
14.2, 14.4
Ownership and Use of Drawings, Specifications
and Other Instruments of Service
1.1.1, 1.1.6, 1.1.7, 1.5, 2.3.6, 3.2.2, 3.11, 3.17, 4.2.12,
5.3
Partial Occupancy or Use
9.6.6, 9.9
Patching, Cutting and
3.14, 6.2.5
Patents
3.17
Payment, Applications for
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5, 9.6.3, 9.7, 9.8.5, 9. 10. 1,
14.2.3, 14.2.4, 14.4.3
Payment, Certificates for
4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7, 9. 10. 1,
9.10.3, 14.1.1.3, 14.2.4
Payment, Failure of
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Payment, Final
4.2.1, 4.2.9, 9.10, 12.3, 14.2.4, 14.4.3
Payment Bond, Performance Bond and
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Payments, Progress
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
PAYMENTS AND COMPLETION
9
Payments to Subcontractors
5.4.2, 9.5.1.3, 9.6.2, 9.6.3, 9.6.4, 9.6.7, 14.2.1.2
PCB
10.3.1
Performance Bond and Payment Bond
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Permits, Fees, Notices and Compliance with Laws
2.3.1, 3.7, 3.13, 7.3.4.4, 10.2.2
PERSONS AND PROPERTY, PROTECTION OF
10
Polychlorinated Biphenyl
10.3.1
Product Data, Definition of
3.12.2
Product Data and Samples, Shop Drawings
3.11, 3.12, 4.2.7
Progress and Completion
4.2.2, 8.2, 9.8, 9.9.1, 14.1.4, 15.1.4
Progress Payments
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 7
American Institute of Architects This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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Project, Definition of
1.1.4
Project Representatives
4.2.10
Property Insurance
10.2.5, 11.2
Proposal Requirements
1.1.1
PROTECTION OF PERSONS AND PROPERTY
10
Regulations and Laws
1.5, 2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 9.9.1,
10.2.2, 13.1, 13.3, 13.4.1, 13.4.2, 13.5, 14, 15.2.8, 15.4
Rejection of Work
4.2.6, 12.2.1
Releases and Waivers of Liens
9.3.1, 9.10.2
Representations
3.2.1, 3.5, 3.12.6, 8.2.1, 9.3.3, 9.4.2, 9.5.1, 9. 10.1
Representatives
2.1.1, 3.1.1, 3.9, 4.1.1, 4.2.10, 13.2.1
Responsibility for Those Performing the Work
3.3.2, 3.18, 4.2.2, 4.2.3, 5.3, 6.1.3, 6.2, 6.3, 9.5. 1, 10
Retainage
9.3.1, 9.6.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3
Review of Contract Documents and Field
Conditions by Contractor
3.2, 3.12.7, 6.1.3
Review of Contractor's Submittals by Owner and
Architect
3.10.1,3.10.2,3.11,3.12,42,5.2,6.1.3,9.2,9.8.2
Review of Shop Drawings, Product Data and Samples
by Contractor
3.12
Rights and Remedies
1. 1.2, 2.4, 2.5, 3.5, 3.7.4, 3.15.2, 4.2.6, 5.3, 5.4, 6. 1,
6.3, 7.3.1, 8.3, 9.5.1, 9.7, 10.2.5, 10.3, 12.2.1, 12.2.2,
12.2.4, 13.3, 14, 15.4
Royalties, Patents and Copyrights
3.17
Rules and Notices for Arbitration
15.4.1
Safety of Persons and Property
10.2, 10.4
Safety Precautions and Programs
3.3.1, 4.2.2, 4.2.7, 5.3, 10.1, 10.2, 10.4
Samples, Definition of
3.12.3
Samples, Shop Drawings, Product Data and
3.11, 3.12, 4.2.7
Samples at the Site, Documents and
3.11
Schedule of Values
9.2, 9.3.1
Schedules, Construction
3.10, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Separate Contracts and Contractors
1. 1.4, 3.12.5, 3.14.2, 4.2.4, 4.2.7, 6, 8.3.1, 12.1.2
Separate Contractors, Definition of
6.1.1
Shop Drawings, Definition of
3.12.1
Shop Drawings, Product Data and Samples
3.11, 3.12, 4.2.7
Site, Use of
3.13, 6.1.1, 6.2.1
Site Inspections
3.2.2, 3.3.3, 3.7.1, 3.7.4, 4.2, 9.9.2, 9.4.2, 9.10.1, 13.4
Site Visits, Architect's
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Special Inspections and Testing
4.2.6, 12.2.1, 13.4
Specifications, Definition of
1.1.6
Specifications
1.1.1, 1.1.6, 1.2.2, 1.5, 3.12.10, 3.17, 4.2.14
Statute of Limitations
15.1.2, 15.4.1.1
Stopping the Work
2.2.2, 2.4, 9.7, 10.3, 14.1
Stored Materials
6.2.1, 9.3.2, 10.2.1.2, 10.2.4
Subcontractor, Definition of
5.1.1
SUBCONTRACTORS
5
Subcontractors, Work by
1.2.2, 3.3.2, 3.12.1, 3.18, 4.2.3, 5.2.3, 5.3, 5.4, 9.3.1.2,
9.6.7
Subcontractual Relations
5.3, 5.4, 9.3.1.2, 9.6, 9.10, 10.2.1, 14.1, 14.2.1
Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 7.3.4, 9.2, 9.3, 9.8,
9.9.1, 9.10.2, 9.10.3
Submittal Schedule
3.10.2, 3.12.5, 4.2.7
Subrogation, Waivers of
6.1.1, 11.3
Substances, Hazardous
10.3
Substantial Completion
4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9.1, 9.10.3, 12.2,
15.1.2
Substantial Completion, Definition of
9.8.1
Substitution of Subcontractors
5.2.3, 5.2.4
Substitution of Architect
2.3.3
Substitutions of Materials
3.4.2, 3.5, 7.3.8
Sub -subcontractor, Definition of
5.1.2
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reserved, 'The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 8
American Institute of Architects. This document was produced at 10:07:05 ET on 06/10/2024 under Order No 4104248855 which expires on 01/31/2025, is not for
a' resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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Subsurface Conditions
3.7.4
Successors and Assigns
13.2
Superintendent
3.9, 10.2.6
Supervision and Construction Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3,
7.3.4, 8.2, 8.3.1, 9.4.2, 10, 12, 14, l 5.1.4
Suppliers
1.5, 3.12.1, 4.2.4, 4.2.6, 5.2.1, 9.3, 9.4.2, 9.5.4, 9.6,
9.10.5, 14.2.1
Surety
5.4.1.2, 9.6.8, 9.8.5, 9.10.2, 9.10.3, 11.1.2, 14.2.2,
15.2.7
Surety, Consent of
9.8.5, 9.10.2, 9.10.3
Surveys
1.1.7, 2.3.4
Suspension by the Owner for Convenience
14.3
Suspension of the Work
3.7.5, 5.4.2, 14.3
Suspension or Termination of the Contract
5.4.1.1, 14
Taxes
3.6, 3.8.2.1, 7.3.4.4
Termination by the Contractor
14.1, 15.1.7
Termination by the Owner for Cause
5.4.1.1, 14.2, 15.1.7
Termination by the Owner for Convenience
14.4
Termination of the Architect
2.3.3
Termination of the Contractor Employment
14.2.2
TERMINATION OR SUSPENSION OF THE
CONTRACT
14
Tests and Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3,
9.9.2, 9.10.1, 10.3.2, 12.2.1, 13.4
TIME
8
Time, Delays and Extensions of
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7,
10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
Time Limits
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2,
5.2, 5.3, 5.4, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3, 9.4. 1,
9.5, 9.6, 9.7, 9.8, 9.9, 9.10, 12.2, 13.4, 14, 15.1.2,
15.1.3, 15.4
Time Limits on Claims
3.7.4, 10.2.8, 15.1.2, 15.1.3
Title to Work
9.3.2, 9.3.3
UNCOVERING AND CORRECTION OF WORK
12
Uncovering of Work
12.1
Unforeseen Conditions, Concealed or Unknown
3.7.4, 8.3.1, 10.3
Unit Prices
7.3.3.2, 9.1.2
Use of Documents
1.1.1, 1.5, 2.3.6, 3.12.6, 5.3
Use of Site
3.13, 6.1.1, 6.2.1
Values, Schedule of
9.2, 9.3.1
Waiver of Claims by the Architect
13.3.2
Waiver of Claims by the Contractor
9.10.5, 13.3.2, 15.1.7
Waiver of Claims by the Owner
9.9.3, 9.10.3, 9.10.4, 12.2.2.1, 13.3.2, 14.2.4, 15.1.7
Waiver of Consequential Damages
14.2.4, 15.1.7
Waiver of Liens
9.3, 9.10.2, 9.10.4
Waivers of Subrogation
6.1.1, 11.3
Warranty
3.5, 4.2.9, 9.3.3, 9.8.4, 9.9.1, 9.10.2, 9.10.4, 12.2.2,
15.1.2
Weather Delays
8.3, 15.1.6.2
Work, Definition of
1.1.3
Written Consent
1.5.2, 3.4.2, 3.7.4, 3.12.8, 3.14.2, 4.1.2, 9.3.2, 9.10.3,
13.2, 13.3.2, 15.4.4.2
Written Interpretations
4.2.11, 4.2.12
Written Orders
1.1. 1, 2.4, 3.9, 7, 8.2.2, 12.1, 12.2, 13.4.2, 14.3.1
Init. AIA Document A201 —2017. Copyright@ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 9
American Institute of Architects, This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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ARTICLE 1 GENERAL PROVISIONS
§ 1.1 Basic Definitions
§ 1.1.1 The Contract Documents
The Contract Documents are enumerated in the Agreement between the Owner and Contractor (hereinafter the
Agreement) and consist of the Agreement, Conditions of the Contract (General, Supplementary and other Conditions),
Drawings, Specifications, Addenda issued prior to execution of the Contract, other documents listed in the Agreement,
and Modifications issued after execution of the Contract. A Modification is (1) a written amendment to the Contract
signed by both parties, (2) a Change Order, (3) a Construction Change Directive, or (4) a written order for a minor
change in the Work issued by the Architect. Unless specifically enumerated in the Agreement, the Contract
Documents do not include the advertisement or invitation to bid, Instructions to Bidders, sample forms, other
information furnished by the Owner in anticipation of receiving bids or proposals, the Contractor's bid or proposal, or
portions of Addenda relating to bidding or proposal requirements.
§ 1.1.2 The Contract
The Contract Documents form the Contract for Construction. The Contract represents the entire and integrated
agreement between the parties hereto and supersedes prior negotiations, representations, or agreements, either written
or oral. The Contract may be amended or modified only by a Modification. The Contract Documents shall not be
construed to create a contractual relationship of any kind (1) between the Contractor and the Architect or the
Architect's consultants, (2) between the Owner and a Subcontractor or a Sub -subcontractor, (3) between the Owner
and the Architect or the Architect's consultants, or (4) between any persons or entities other than the Owner and the
Contractor. The Architect shall, however, be entitled to performance and enforcement of obligations under the
Contract intended to facilitate performance of the Architect's duties.
§ 1.1.3 The Work
The term "Work" means the construction and services required by the Contract Documents, whether completed or
partially completed, and includes all other labor, materials, equipment, and services provided or to be provided by the
Contractor to fulfill the Contractor's obligations. The Work may constitute the whole or a part of the Project.
§ 1.1.4 The Project
The Project is the total construction of which the Work performed under the Contract Documents may be the whole or
a part and which may include construction by the Owner and by Separate Contractors.
§ 1.1.5 The Drawings
The Drawings are the graphic and pictorial portions of the Contract Documents showing the design, location and
dimensions of the Work, generally including plans, elevations, sections, details, schedules, and diagrams.
§ 1.1.6 The Specifications
The Specifications are that portion of the Contract Documents consisting of the written requirements for materials,
equipment, systems, standards and workmanship for the Work, and performance of related services.
§ 1.1.7 Instruments of Service
Instruments of Service are representations, in any medium of expression now known or later developed, of the tangible
and intangible creative work performed by the Architect and the Architect's consultants under their respective
professional services agreements. Instruments of Service may include, without limitation, studies, surveys, models,
sketches, drawings, specifications, and other similar materials.
§ 1.1.8 Initial Decision Maker
The Initial Decision Maker is the person identified in the Agreement to render initial decisions on Claims in
accordance with Section 15.2. The Initial Decision Maker shall not show partiality to the Owner or Contractor and
shall not be liable for results of interpretations or decisions rendered in good faith.
§ 1.2 Correlation and Intent of the Contract Documents
§ 1.2.1 The intent of the Contract Documents is to include all items necessary for the proper execution and completion
of the Work by the Contractor. The Contract Documents are complementary, and what is required by one shall be as
binding as if required by all; performance by the Contractor shall be required only to the extent consistent with the
Contract Documents and reasonably inferable from them as being necessary to produce the indicated results.
AIA Document A201 — 2017. Copyright @ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and -AIA Contract Documents' are trademarks of The 10
American Institute of Architects. This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
i resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract DocumentsO Terms of Service. To report copyright violations,
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§ 1.2.1.1 The invalidity of any provision of the Contract Documents shall not invalidate the Contract or its remaining
provisions. If it is determined that any provision of the Contract Documents violates any law, or is otherwise invalid or
unenforceable, then that provision shall be revised to the extent necessary to make that provision legal and
enforceable. In such case the Contract Documents shall be construed, to the fullest extent permitted by law, to give
effect to the parties' intentions and purposes in executing the Contract.
§ 1.2.2 Organization of the Specifications into divisions, sections and articles, and arrangement of Drawings shall not
control the Contractor in dividing the Work among Subcontractors or in establishing the extent of Work to be
performed by any trade.
§ 1.2.3 Unless otherwise stated in the Contract Documents, words that have well-known technical or construction
industry meanings are used in the Contract Documents in accordance with such recognized meanings.
§ 1.3 Capitalization
Terms capitalized in these General Conditions include those that are (1) specifically defined, (2) the titles of numbered
articles, or (3) the titles of other documents published by the American Institute of Architects.
§ 1.4 Interpretation
In the interest of brevity the Contract Documents frequently omit modifying words such as "all" and "any" and articles
such as "the" and "an," but the fact that a modifier or an article is absent from one statement and appears in another is
not intended to affect the interpretation of either statement.
§ 1.5 Ownership and Use of Drawings, Specifications, and Other Instruments of Service
§ 1.5.1 The Architect and the Architect's consultants shall be deemed the authors and owners of their respective
Instruments of Service, including the Drawings and Specifications, and retain all common law, statutory, and other
reserved rights in their Instruments of Service, including copyrights. The Contractor, Subcontractors,
Sub -subcontractors, and suppliers shall not own or claim a copyright in the Instruments of Service. Submittal or
distribution to meet official regulatory requirements or for other purposes in connection with the Project is not to be
construed as publication in derogation of the Architect's or Architect's consultants' reserved rights.
§ 1.5.2 The Contractor, Subcontractors, Sub -subcontractors, and suppliers are authorized to use and reproduce the
Instruments of Service provided to them, subject to any protocols established pursuant to Sections 1.7 and 1.8, solely
and exclusively for execution ofthe Work. All copies made under this authorization shall bear the copyright notice, if
any, shown on the Instruments of Service. The Contractor, Subcontractors, Sub -subcontractors, and suppliers may not
use the Instruments of Service on other projects or for additions to the Project outside the scope of the Work without
the specific written consent of the Owner, Architect, and the Architect's consultants.
§ 1.6 Notice
§ 1.6.1 Except as otherwise provided in Section 1.6.2, where the Contract Documents require one party to notify or
give notice to the other party, such notice shall be provided in writing to the designated representative of the party to
whom the notice is addressed and shall be deemed to have been duly served if delivered in person, by mail, by courier,
or by electronic transmission if a method for electronic transmission is set forth in the Agreement.
§ 1.6.2 Notice of Claims as provided in Section 15.1.3 shall be provided in writing and shall be deemed to have been
duly served only if delivered to the designated representative of the party to whom the notice is addressed by certified
or registered mail, or by courier providing proof of delivery.
§ 1.7 Digital Data Use and Transmission
The parties shall agree upon protocols governing the transmission and use of Instruments of Service or any other
information or documentation in digital form. The parties will use AIA Document E203Tm-2013, Building
Information Modeling and Digital Data Exhibit, to establish the protocols for the development, use, transmission, and
exchange of digital data.
§ 1.8 Building Information Models Use and Reliance
Any use of, or reliance on, all or a portion of a building information model without agreement to protocols governing
the use of, and reliance on, the information contained in the model and without having those protocols set forth in AIA
Document E203T11'-2013, Building Information Modeling and Digital Data Exhibit, and the requisite AIA Document
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017_ All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 11
American Institute of Architects. This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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G202T11'-2013, Project Building Information Modeling Protocol Form, shall be at the using or relying party's sole risk
and without liability to the other party and its contractors or consultants, the authors of, or contributors to, the building
information model, and each of their agents and employees.
ARTICLE 2 OWNER
§ 2.1 General
§ 2.1.1 The Owner is the person or entity identified as such in the Agreement and is referred to throughout the Contract
Documents as if singular in number. The Owner shall designate in writing a representative who shall have express
authority to bind the Owner with respect to all matters requiring the Owner's approval or authorization. Except as
otherwise provided in Section 4.2.1, the Architect does not have such authority. The term "Owner" means the Owner
or the Owner's authorized representative.
§ 2.1.2 The Owner shall furnish to the Contractor, within fifteen days after receipt of a written request, information
necessary and relevant for the Contractor to evaluate, give notice of, or enforce mechanic's lien rights. Such
information shall include a correct statement of the record legal title to the property on which the Project is located,
usually referred to as the site, and the Owner's interest therein.
§ 2.2 Evidence of the Owner's Financial Arrangements
§ 2.2.1 Prior to commencement of the Work and upon written request by the Contractor, the Owner shall furnish to the
Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner's obligations
under the Contract. The Contractor shall have no obligation to commence the Work until the Owner provides such
evidence. If commencement of the Work is delayed under this Section 2.2.1, the Contract Time shall be extended
appropriately.
§ 2.2.2 Following commencement of the Work and upon written request by the Contractor, the Owner shall furnish to
the Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner's obligations
under the Contract only if (1) the Owner fails to make payments to the Contractor as the Contract Documents require;
(2) the Contractor identifies in writing a reasonable concern regarding the Owner's ability to make payment when due;
or (3) a change in the Work materially changes the Contract Sum. If the Owner fails to provide such evidence, as
required, within fourteen days of the Contractor's request, the Contractor may immediately stop the Work and, in that
event, shall notify the Owner that the Work has stopped. However, if the request is made because a change in the Work
materially changes the Contract Sum under (3) above, the Contractor may immediately stop only that portion of the
Work affected by the change until reasonable evidence is provided. If the Work is stopped under this Section 2.2.2, the
Contract Time shall be extended appropriately and the Contract Sum shall be increased by the amount of the
Contractor's reasonable costs of shutdown, delay and start-up, plus interest as provided in the Contract Documents.
§ 2.2.3 After the Owner furnishes evidence of financial arrangements under this Section 2.2, the Owner shal I not
materially vary such financial arrangements without prior notice to the Contractor.
§ 2.2.4 Where the Owner has designated information furnished under this Section 2.2 as "confidential," the Contractor
shall keep the information confidential and shall not disclose it to any other person. However, the Contractor may
disclose "confidential" information, after seven (7) days' notice to the Owner, where disclosure is required by law,
including a subpoena or other form of compulsory legal process issued by a court or governmental entity, or by court
or arbitrator(s) order. The Contractor may also disclose "confidential" information to its employees, consultants,
sureties, Subcontractors and their employees, Sub -subcontractors, and others who need to know the content of such
information solely and exclusively for the Project and who agree to maintain the confidentiality of such information.
§ 2.3 Information and Services Required of the Owner
§ 2.3.1 Except for permits and fees that are the responsibility of the Contractor under the Contract Documents,
including those required under Section 3.7.1, the Owner shall secure and pay for necessary approvals, easements,
assessments and charges required for construction, use or occupancy of permanent structures or for permanent
changes in existing facilities.
§ 2.3.2 The Owner shall retain an architect lawfully licensed to practice architecture, or an entity lawfully practicing
architecture, in the jurisdiction where the Project is located. That person or entity is identified as the Architect in the
Agreement and is referred to throughout the Contract Documents as if singular in number.
]nit. AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 12
American Institute of Architects. This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
i resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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§ 2.3.3 If the employment of the Architect terminates, the Owner shall employ a successor to whom the Contractor has
no reasonable objection and whose status under the Contract Documents shall be that of the Architect.
§ 2.3.4 The Owner shall furnish surveys describing physical characteristics, legal limitations and utility locations for
the site of the Project, and a legal description of the site. The Contractor shall be entitled to rely on the accuracy of
information furnished by the Owner but shall exercise proper precautions relating to the safe performance of the
Work.
§ 2.3.5 The Owner shall furnish information or services required of the Owner by the Contract Documents with
reasonable promptness. The Owner shall also furnish any other information or services under the Owner's control and
relevant to the Contractor's performance of the Work with reasonable promptness after receiving the Contractor's
written request for such information or services.
§ 2.3.6 Unless otherwise provided in the Contract Documents, the Owner shall furnish to the Contractor one copy of
the Contract Documents for purposes of making reproductions pursuant to Section 1.5.2.
§ 2.4 Owner's Right to Stop the Work
If the Contractor fails to correct Work that is not in accordance with the requirements of the Contract Documents as
required by Section 12.2 or repeatedly fails to carry out Work in accordance with the Contract Documents, the Owner
may issue a written order to the Contractor to stop the Work, or any portion thereof, until the cause for such order has
been eliminated; however, the right of the Owner to stop the Work shall not give rise to a duty on the part of the Owner
to exercise this right for the benefit of the Contractor or any other person or entity, except to the extent required by
Section 6.1.3.
§ 2.5 Owner's Right to Carry Out the Work
If the Contractor defaults or neglects to carry out the Work in accordance with the Contract Documents and fails
within a ten-day period after receipt of notice from the Owner to commence and continue correction of such default or
neglect with diligence and promptness, the Owner may, without prejudice to other remedies the Owner may have,
correct such default or neglect. Such action by the Owner and amounts charged to the Contractor are both subject to
prior approval of the Architect and the Architect may, pursuant to Section 9.5.1, withhold or nullify a Certificate for
Payment in whole or in part, to the extent reasonably necessary to reimburse the Owner for the reasonable cost of
correcting such deficiencies, including Owner's expenses and compensation for the Architect's additional services
made necessary by such default, neglect, or failure. If current and future payments are not sufficient to cover such
amounts, the Contractor shall pay the difference to the Owner. If the Contractor disagrees with the actions of the
Owner or the Architect, or the amounts claimed as costs to the Owner, the Contractor may file a Claim pursuant to
Article 15.
ARTICLE 3 CONTRACTOR
§ 3.1 General
§ 3.1.1 The Contractor is the person or entity identified as such in the Agreement and is referred to throughout the
Contract Documents as if singular in number. The Contractor shall be lawfully licensed, if required in the jurisdiction
where the Project is located. The Contractor shall designate in writing a representative who shall have express
authority to bind the Contractor with respect to all matters under this Contract. The term "Contractor" means the
Contractor or the Contractor's authorized representative.
§ 3.1.2 The Contractor shall perform the Work in accordance with the Contract Documents.
§ 3.1.3 The Contractor shall not be relieved of its obligations to perform the Work in accordance with the Contract
Documents either by activities or duties of the Architect in the Architect's administration of the Contract, or by tests,
inspections or approvals required or performed by persons or entities other than the Contractor.
§ 3.2 Review of Contract Documents and Field Conditions by Contractor
§ 3.2.1 Execution of the Contract by the Contractor is a representation that the Contractor has visited the site, become
generally familiar with local conditions under which the Work is to be performed, and correlated personal
observations with requirements of the Contract Documents.
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§ 3.2.2 Because the Contract Documents are complementary, the Contractor shall, before starting each portion of the
Work, carefully study and compare the various Contract Documents relative to that portion of the Work, as well as the
information furnished by the Owner pursuant to Section 2.3.4, shall take field measurements of any existing
conditions related to that portion of the Work, and shall observe any conditions at the site affecting it. These
obligations are for the purpose of facilitating coordination and construction by the Contractor and are not for the
purpose of discovering errors, omissions, or inconsistencies in the Contract Documents; however, the Contractor shall
promptly report to the Architect any errors, inconsistencies or omissions discovered by or made known to the
Contractor as a request for information in such form as the Architect may require. It is recognized that the Contractor's
review is made in the Contractor's capacity as a contractor and not as a licensed design professional, unless otherwise
specifically provided in the Contract Documents.
§ 3.2.3 The Contractor is not required to ascertain that the Contract Documents are in accordance with applicable laws,
statutes, ordinances, codes, rules and regulations, or lawful orders of public authorities, but the Contractor shall
promptly report to the Architect any nonconformity discovered by or made known to the Contractor as a request for
information in such form as the Architect may require.
§ 3.2.4 If the Contractor believes that additional cost or time is involved because of clarifications or instructions the
Architect issues in response to the Contractor's notices or requests for information pursuant to Sections 3.2.2 or 3.2.3,
the Contractor shall submit Claims as provided in Article 15. If the Contractor fails to perform the obligations of
Sections 3.2.2 or 3.2.3, the Contractor shall pay such costs and damages to the Owner, subject to Section 15.1.7, as
would have been avoided if the Contractor had performed such obligations. If the Contractor performs those
obligations, the Contractor shall not be liable to the Owner or Architect for damages resulting from errors,
inconsistencies or omissions in the Contract Documents, for differences between field measurements or conditions
and the Contract Documents, or for nonconformities of the Contract Documents to applicable laws, statutes,
ordinances, codes, rules and regulations, and lawful orders of public authorities.
§ 3.3 Supervision and Construction Procedures
§ 3.3.1 The Contractor shall supervise and direct the Work, using the Contractor's best skill and attention. The
Contractor shall be solely responsible for, and have control over, construction means, methods, techniques, sequences,
and procedures, and for coordinating all portions of the Work under the Contract. If the Contract Documents give
specific instructions concerning construction means, methods, techniques, sequences, or procedures, the Contractor
shall evaluate the jobsite safety thereof and shall be solely responsible for the jobsite safety of such means, methods,
techniques, sequences, or procedures. If the Contractor determines that such means, methods, techniques, sequences
or procedures may not be safe, the Contractor shall give timely notice to the Owner and Architect, and shall propose
alternative means, methods, techniques, sequences, or procedures. The Architect shall evaluate the proposed
alternative solely for conformance with the design intent for the completed construction. Unless the Architect objects
to the Contractor's proposed alternative, the Contractor shall perform the Work using its alternative means, methods,
techniques, sequences, or procedures.
§ 3.3.2 The Contractor shall be responsible to the Owner for acts and omissions of the Contractor's employees,
Subcontractors and their agents and employees, and other persons or entities performing portions of the Work for, or
on behalf of, the Contractor or any of its Subcontractors.
§ 3.3.3 The Contractor shall be responsible for inspection of portions of Work already performed to determine that
such portions are in proper condition to receive subsequent Work.
§ 3.4 Labor and Materials
§ 3.4.1 Unless otherwise provided in the Contract Documents, the Contractor shall provide and pay for labor,
materials, equipment, tools, construction equipment and machinery, water, heat, utilities, transportation, and other
facilities and services necessary for proper execution and completion of the Work, whether temporary or permanent
and whether or not incorporated or to be incorporated in the Work.
§ 3.4.2 Except in the case of minor changes in the Work approved by the Architect in accordance with Section 3.12.8
or ordered by the Architect in accordance with Section 7.4, the Contractor may make substitutions only with the
consent of the Owner, after evaluation by the Architect and in accordance with a Change Order or Construction
Change Directive.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 14
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§ 3.4.3 The Contractor shall enforce strict discipline and good order among the Contractor's employees and other
persons carrying out the Work. The Contractor shall not permit employment of unfit persons or persons not properly
skilled in tasks assigned to them.
§ 3.5 Warranty
§ 3.5.1 The Contractor warrants to the Owner and Architect that materials and equipment furnished under the Contract
will be of good quality and new unless the Contract Documents require or permit otherwise. The Contractor further
warrants that the Work will conform to the requirements of the Contract Documents and will be free from defects,
except for those inherent in the quality of the Work the Contract Documents require or permit. Work, materials, or
equipment not conforming to these requirements may be considered defective. The Contractor's warranty excludes
remedy for damage or defect caused by abuse, alterations to the Work not executed by the Contractor, improper or
insufficient maintenance, improper operation, or normal wear and tear and normal usage. If required by the Architect,
the Contractor shall furnish satisfactory evidence as to the kind and quality of materials and equipment.
§ 3.5.2 All material, equipment, or other special warranties required by the Contract Documents shall be issued in the
name of the Owner, or shall be transferable to the Owner, and shall commence in accordance with Section 9.8.4.
§ 3.6 Taxes
The Contractor shall pay sales, consumer, use and similar taxes for the Work provided by the Contractor that are
legally enacted when bids are received or negotiations concluded, whether or not yet effective or merely scheduled to
go into effect.
§ 3.7 Permits, Fees, Notices and Compliance with Laws
§ 3.7.1 Unless otherwise provided in the Contract Documents, the Contractor shall secure and pay for the building
permit as well as for other permits, fees, licenses, and inspections by government agencies necessary for proper
execution and completion of the Work that are customarily secured after execution of the Contract and legally required
at the time bids are received or negotiations concluded.
§ 3.7.2 The Contractor shall comply with and give notices required by applicable laws, statutes, ordinances, codes,
rules and regulations, and lawful orders of public authorities applicable to performance of the Work.
§ 3.7.3 If the Contractor performs Work knowing it to be contrary to applicable laws, statutes, ordinances, codes, rules
and regulations, or lawful orders of public authorities, the Contractor shall assume appropriate responsibility for such
Work and shall bear the costs attributable to correction.
§ 3.7.4 Concealed or Unknown Conditions
If the Contractor encounters conditions at the site that are (1) subsurface or otherwise concealed physical conditions
that differ materially from those indicated in the Contract Documents or (2) unknown physical conditions of an
unusual nature that differ materially from those ordinarily found to exist and generally recognized as inherent in
construction activities of the character provided for in the Contract Documents, the Contractor shall promptly provide
notice to the Owner and the Architect before conditions are disturbed and in no event later than 14 days after first
observance of the conditions. The Architect will promptly investigate such conditions and, if the Architect determines
that they differ materially and cause an increase or decrease in the Contractor's cost of, or time required for,
performance of any part of the Work, will recommend that an equitable adjustment be made in the Contract Sum or
Contract Time, or both. If the Architect determines that the conditions at the site are not materially different from those
indicated in the Contract Documents and that no change in the terms of the Contract is justified, the Architect shall
promptly notify the Owner and Contractor, stating the reasons. If either party disputes the Architect's determination or
recommendation, that party may submit a Claim as provided in Article 15.
§ 3.7.5 If, in the course of the Work, the Contractor encounters human remains or recognizes the existence of burial
markers, archaeological sites or wetlands not indicated in the Contract Documents, the Contractor shall immediately
suspend any operations that would affect them and shall notify the Owner and Architect. Upon receipt of such notice,
the Owner shall promptly take any action necessary to obtain governmental authorization required to resume the
operations. The Contractor shall continue to suspend such operations until otherwise instructed by the Owner but shall
continue with all other operations that do not affect those remains or features. Requests for adjustments in the Contract
Sum and Contract Time arising from the existence of such remains or features may be made as provided in Article 15.
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Init. reserved. "The American Institute of Architects," "American Institute of Architects," 'AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 15
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§ 3.8 Allowances
§ 3.8.1 The Contractor shall include in the Contract Sum all allowances stated in the Contract Documents. ftems
covered by allowances shall be supplied for such amounts and by such persons or entities as the Owner may direct, but
the Contractor shall not be required to employ persons or entities to whom the Contractor has reasonable objection.
§ 3.8.2 Unless otherwise provided in the Contract Documents,
.1 allowances shall cover the cost to the Contractor of materials and equipment delivered at the site and all
required taxes, less applicable trade discounts;
.2 Contractor's costs for unloading and handling at the site, labor, installation costs, overhead, profit, and
other expenses contemplated for stated allowance amounts shall be included in the Contract Sum but
not in the allowances; and
.3 whenever costs are more than or less than allowances, the Contract Sum shall be adjusted accordingly
by Change Order. The amount of the Change Order shall reflect (1) the difference between actual costs
and the allowances under Section 3.8.2.1 and (2) changes in Contractor's costs under Section 3.8.2.2.
§ 3.8.3 Materials and equipment under an allowance shall be selected by the Owner with reasonable promptness.
§ 3.9 Superintendent
§ 3.9.1 The Contractor shall employ a competent superintendent and necessary assistants who shall be in attendance at
the Project site during perfonnance of the Work. The superintendent shall represent the Contractor, and
communications given to the superintendent shall be as binding as if given to the Contractor.
§ 3.9.2 The Contractor, as soon as practicable after award of the Contract, shall notify the Owner and Architect of the
name and qualifications of a proposed superintendent. Within 14 days of receipt of the information, the Architect may
notify the Contractor, stating whether the Owner or the Architect (1) has reasonable objection to the proposed
superintendent or (2) requires additional time for review. Failure of the Architect to provide notice within the 14 -day
period shall constitute notice of no reasonable objection.
§ 3.9.3 The Contractor shall not employ a proposed superintendent to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not change the superintendent without the Owner's consent,
which shall not unreasonably be withheld or delayed.
§ 3.10 Contractor's Construction and Submittal Schedules
§ 3.10.1 The Contractor, promptly after being awarded the Contract, shall submit for the Owner's and Architect's
information a Contractor's construction schedule for the Work. The schedule shall contain detail appropriate for the
Project, including (1) the date of commencement of the Work, interim schedule milestone dates, and the date of
Substantial Completion; (2) an apportionment of the Work by construction activity; and (3) the time required for
completion of each portion of the Work. The schedule shall provide for the orderly progression of the Work to
completion and shall not exceed time limits current under the Contract Documents. The schedule shall be revised at
appropriate intervals as required by the conditions of the Work and Project.
§ 3.10.2 The Contractor, promptly after being awarded the Contract and thereafter as necessary to maintain a current
submittal schedule, shall submit a submittal schedule for the Architect's approval. The Architect's approval shall not
be unreasonably delayed or withheld. The submittal schedule shall (1) be coordinated with the Contractor's
construction schedule, and (2) allow the Architect reasonable time to review submittals. If the Contractor fails to
submit a submittal schedule, or fails to provide submittals in accordance with the approved submittal schedule, the
Contractor shall not be entitled to any increase in Contract Sum or extension of Contract Time based on the time
required for review of submittals.
§ 3.10.3 The Contractor shall perform the Work in general accordance with the most recent schedules submitted to the
Owner and Architect.
§ 3.11 Documents and Samples at the Site
The Contractor shall make available, at the Project site, the Contract Documents, including Change Orders,
Construction Change Directives, and other Modifications, in good order and marked currently to indicate field
changes and selections made during construction, and the approved Shop Drawings, Product Data, Samples, and
similar required submittals. These shall be in electronic form or paper copy, available to the Architect and Owner, and
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delivered to the Architect for submittal to the Owner upon completion of the Work as a record of the Work as
constructed.
§ 3.12 Shop Drawings, Product Data and Samples
§ 3.12.1 Shop Drawings are drawings, diagrams, schedules, and other data specially prepared for the Work by the
Contractor or a Subcontractor, Sub-subcontractor, manufacturer, supplier, or distributor to illustrate some portion of
the Work.
§ 3.12.2 Product Data are illustrations, standard schedules, performance charts, instructions, brochures, diagrams, and
other information furnished by the Contractor to illustrate materials or equipment for some portion of the Work.
§ 3.12.3 Samples are physical examples that illustrate materials, equipment, or workmanship, and establish standards
by which the Work will be judged.
§ 3.12.4 Shop Drawings, Product Data, Samples, and similar submittals are not Contract Documents. Their purpose is
to demonstrate how the Contractor proposes to conform to the information given and the design concept expressed in
the Contract Documents for those portions of the Work for which the Contract Documents require submittals. Review
by the Architect is subject to the limitations of Section 4.2.7. Informational submittals upon which the Architect is not
expected to take responsive action may be so identified in the Contract Documents. Submittals that are not required by
the Contract Documents may be returned by the Architect without action.
§ 3.12.5 The Contractor shall review for compliance with the Contract Documents, approve, and submit to the
Architect. Shop Drawings, Product Data, Samples, and similar submittals required by the Contract Documents, in
accordance with the submittal schedule approved by the Architect or, in the absence of an approved submittal
schedule, with reasonable promptness and in such sequence as to cause no delay in the Work or in the activities of the
Owner or of Separate Contractors.
§ 3.12.6 By submitting Shop Drawings, Product Data, Samples, and similar submittals, the Contractor represents to
the Owner and Architect that the Contractor has (1) reviewed and approved them, (2) determined and verified
materials, field measurements and field construction criteria related thereto, or will do so, and (3) checked and
coordinated the information contained within such submittals with the requirements of the Work and of the Contract
Documents.
§ 3.12.7 The Contractor shall perform no portion of the Work for which the Contract Documents require submittal and
review of Shop Drawings, Product Data, Samples, or similar submittals, until the respective submittal has been
approved by the Architect.
§ 3.12.8 The Work shall be in accordance with approved submittals except that the Contractor shall not be relieved of
responsibility for deviations from the requirements of the Contract Documents by the Architect's approval of Shop
Drawings, Product Data, Samples, or similar submittals, unless the Contractor has specifically notified the Architect
of such deviation at the time of submittal and (1) the Architect has given written approval to the specific deviation as a
minor change in the Work, or (2) a Change Order or Construction Change Directive has been issued authorizing the
deviation. The Contractor shall not be relieved of responsibility for errors or omissions in Shop Drawings, Product
Data, Samples, or similar submittals, by the Architect's approval thereof.
§ 3.12.9 The Contractor shall direct specific attention, in writing or on resubmitted Shop Drawings, Product Data,
Samples, or similar submittals, to revisions other than those requested by the Architect on previous submittals. In the
absence of such notice, the Architect's approval of a resubmission shall not apply to such revisions.
§ 3.12.10 The Contractor shall not be required to provide professional services that constitute the practice of
architecture or engineering unless such services are specifically required by the Contract Documents for a portion of
the Work or unless the Contractor needs to provide such services in order to carry out the Contractor's responsibilities
for construction means, methods, techniques, sequences, and procedures. The Contractor shall not be required to
provide professional services in violation of applicable law.
§ 3.12.10.1 If professional design services or certifications by a design professional related to systems, materials, or
equipment are specifically required of the Contractor by the Contract Documents, the Owner and the Architect will
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specify all performance and design criteria that such services must satisfy. The Contractor shall be entitled to rely upon
the adequacy and accuracy of the performance and design criteria provided in the Contract Documents. The
Contractor shall cause such services or certifications to be provided by an appropriately licensed design professional,
whose signature and seal shall appear on all drawings, calculations, specifications, certifications, Shop Drawings, and
other submittals prepared by such professional. Shop Drawings, and other submittals related to the Work, designed or
certified by such professional, if prepared by others, shall bear such professional's written approval when submitted to
the Architect. The Owner and the Architect shall be entitled to rely upon the adequacy and accuracy of the services,
certifications, and approvals performed or provided by such design professionals, provided the Owner and Architect
have specified to the Contractor the performance and design criteria that such services must satisfy. Pursuant to this
Section 3.12.10, the Architect will review and approve or take other appropriate action on submittals only for the
limited purpose of checking for conformance with information given and the design concept expressed in the Contract
Documents.
§ 3.12.10.2 If the Contract Documents require the Contractor's design professional to certify that the Work has been
perfonmed in accordance with the design criteria, the Contractor shall furnish such certifications to the Architect at the
time and in the form specified by the Architect.
§ 3.13 Use of Site
The Contractor shall confine operations at the site to areas permitted by applicable laws, statutes, ordinances, codes,
rules and regulations, lawful orders of public authorities, and the Contract Documents and shall not unreasonably
encumber the site with materials or equipment.
§ 3.14 Cutting and Patching
§ 3.14.1 The Contractor shall be responsible for cutting, fitting, or patching required to complete the Work or to make
its parts fit together properly. All areas requiring cutting, fitting, or patching shall be restored to the condition existing
prior to the cutting, fitting, or patching, unless otherwise required by the Contract Documents.
§ 3.14.2 The Contractor shall not damage or endanger a portion of the Work or fully or partially completed
construction of the Owner or Separate Contractors by cutting, patching, or otherwise altering such construction, or by
excavation. The Contractor shall not cut or otherwise alter construction by the Owner or a Separate Contractor except
with written consent of the Owner and of the Separate Contractor. Consent shall not be unreasonably withheld. The
Contractor shall not unreasonably withhold, from the Owner or a Separate Contractor, its consent to cutting or
otherwise altering the Work.
§ 3.15 Cleaning Up
§ 3.15.1 The Contractor shall keep the premises and surrounding area free from accumulation of waste materials and
rubbish caused by operations under the Contract. At completion of the Work, the Contractor shall remove waste
materials, rubbish, the Contractor's tools, construction equipment, machinery, and surplus materials from and about
the Project.
§ 3.15.2 If the Contractor fails to clean up as provided in the Contract Documents, the Owner may do so and the Owner
shall be entitled to reimbursement from the Contractor.
§ 3.16 Access to Work
The Contractor shall provide the Owner and Architect with access to the Work in preparation and progress wherever
located.
§ 3.17 Royalties, Patents and Copyrights
The Contractor shall pay all royalties and license fees. The Contractor shall defend suits or claims for infringement of
copyrights and patent rights and shall hold the Owner and Architect harmless from loss on account thereof, but shall
not be responsible for defense or loss when a particular design, process, or product of a particular manufacturer or
manufacturers is required by the Contract Documents, or where the copyright violations are contained in Drawings,
Specifications, or other documents prepared by the Owner or Architect. However, if an infringement of a copyright or
patent is discovered by, or made known to, the Contractor, the Contractor shall be responsible for the loss unless the
information is promptly furnished to the Architect.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 18
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§ 3.18 Indemnification
§ 3.18.1 To the fullest extent permitted by law, the Contractor shall indemnify and hold harmless the Owner,
Architect, Architect's consultants, and agents and employees of any of them from and against claims, damages, losses,
and expenses, including but not limited to attorneys' fees, arising out of or resulting from performance of the Work,
provided that such claim, damage, loss, or expense is attributable to bodily injury, sickness, disease or death, or to
injury to or destruction of tangible property (other than the Work itself), but only to the extent caused by the negligent
acts or omissions of the Contractor, a Subcontractor, anyone directly or indirectly employed by them, or anyone for
whose acts they may be liable, regardless of whether or not such claim, damage, loss, or expense is caused in part by a
party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or reduce other rights or
obligations of indemnity that would otherwise exist as to a party or person described in this Section 3.18.
§ 3.18.2 In claims against any person or entity indemnified under this Section 3.18 by an employee of the Contractor,
a Subcontractor, anyone directly or indirectly employed by them, or anyone for whose acts they may be liable, the
indemnification obligation under Section 3.18.1 shall not be limited by a limitation on amount or type of damages,
compensation, or benefits payable by or for the Contractor or a Subcontractor under workers' compensation acts,
disability benefit acts, or other employee benefit acts.
ARTICLE 4 ARCHITECT
§ 4.1 General
§ 4.1.1 The Architect is the person or entity retained by the Owner pursuant to Section 2.3.2 and identified as such in
the Agreement.
§ 4.1.2 Duties, responsibilities, and limitations of authority of the Architect as set forth in the Contract Documents
shall not be restricted, modified, or extended without written consent of the Owner, Contractor, and Architect. Consent
shall not be unreasonably withheld.
§ 4.2 Administration of the Contract
§ 4.2.1 The Architect will provide administration of the Contract as described in the Contract Documents and will be
an Owner's representative during construction until the date the Architect issues the final Certificate for Payment. The
Architect will have authority to act on behalf of the Owner only to the extent provided in the Contract Documents.
§ 4.2.2 The Architect will visit the site at intervals appropriate to the stage of construction, or as otherwise agreed with
the Owner, to become generally familiar with the progress and quality of the portion of the Work completed, and to
determine in general if the Work observed is being performed in a manner indicating that the Work, when fully
completed, will be in accordance with the Contract Documents. However, the Architect will not be required to make
exhaustive or continuous on-site inspections to check the quality or quantity of the Work. The Architect will not have
control over, charge of, or responsibility for the construction means, methods, techniques, sequences or procedures, or
for the safety precautions and programs in connection with the Work, since these are solely the Contractor's rights and
responsibilities under the Contract Documents.
§ 4.2.3 On the basis of the site visits, the Architect will keep the Owner reasonably informed about the progress and
quality of the portion of the Work completed, and promptly report to the Owner (1) known deviations from the
Contract Documents, (2) known deviations from the most recent construction schedule submitted by the Contractor,
and (3) defects and deficiencies observed in the Work. The Architect will not be responsible for the Contractor's
failure to perform the Work in accordance with the requirements of the Contract Documents. The Architect will not
have control over or charge of, and will not be responsible for acts or omissions of, the Contractor, Subcontractors, or
their agents or employees, or any other persons or entities performing portions of the Work.
§ 4.2.4 Communications
The Owner and Contractor shall include the Architect in all communications that relate to or affect the Architect's
services or professional responsibilities. The Owner shall promptly notify the Architect of the substance of any direct
communications between the Owner and the Contractor otherwise relating to the Project. Communications by and
with the Architect's consultants shall be through the Architect. Communications by and with Subcontractors and
suppliers shall be through the Contractor. Communications by and with Separate Contractors shall be through the
Owner. The Contract Documents may specify other communication protocols.
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§ 4.2.5 Based on the Architect's evaluations of the Contractor's Applications for Payment, the Architect will review
and certify the amounts due the Contractor and will issue Certificates for Payment in such amounts.
§ 4.2.6 The Architect has authority to reject Work that does not conform to the Contract Documents. Whenever the
Architect considers it necessary or advisable, the Architect will have authority to require inspection or testing of the
Work in accordance with Sections 13.4.2 and 13.4.3, whether or not the Work is fabricated, installed or completed.
However, neither this authority of the Architect nor a decision made in good faith either to exercise or not to exercise
such authority shall give rise to a duty or responsibility of the Architect to the Contractor, Subcontractors, suppliers,
their agents or employees, or other persons or entities performing portions of the Work.
§ 4.2.7 The Architect will review and approve, or take other appropriate action upon, the Contractor's submittals such
as Shop Drawings, Product Data, and Samples, but only for the limited purpose of checking for conformance with
information given and the design concept expressed in the Contract Documents. The Architect's action will be taken
in accordance with the submittal schedule approved by the Architect or, in the absence of an approved submittal
schedule, with reasonable promptness while allowing sufficient time in the Architect's professional judgment to
permit adequate review. Review of such submittals is not conducted for the purpose of determining the accuracy and
completeness of other details such as dimensions and quantities, or for substantiating instructions for installation or
performance of equipment or systems, all of which remain the responsibility of the Contractor as required by the
Contract Documents. The Architect's review of the Contractor's submittals shall not relieve the Contractor of the
obligations under Sections 3.3, 3.5, and 3.12. The Architect's review shall not constitute approval of safety
precautions or of any construction means, methods, techniques, sequences, or procedures. The Architect's approval of
a specific item shall not indicate approval of an assembly of which the item is a component.
§ 4.2.8 The Architect will prepare Change Orders and Construction Change Directives, and may order minor changes
in the Work as provided in Section 7.4. The Architect will investigate and make determinations and recommendations
regarding concealed and unknown conditions as provided in Section 3.7.4.
§ 4.2.9 The Architect will conduct inspections to determine the date or dates of Substantial Completion and the date of
final completion; issue Certificates of Substantial Completion pursuant to Section 9.8; receive and forward to the
Owner, for the Owner's review and records, written warranties and related documents required by the Contract and
assembled by the Contractor pursuant to Section 9.10; and issue a final Certificate for Payment pursuant to
Section 9.10.
§ 4.2.10 If the Owner and Architect agree, the Architect will provide one or more Project representatives to assist in
carrying out the Architect's responsibilities at the site. The Owner shall notify the Contractor of any change in the
duties, responsibilities and limitations of authority of the Project representatives.
§ 4.2.11 The Architect will interpret and decide matters concerning performance under, and requirements of, the
Contract Documents on written request of either the Owner or Contractor. The Architect's response to such requests
will be made in writing within any time limits agreed upon or otherwise with reasonable promptness.
§ 4.2.12 Interpretations and decisions of the Architect will be consistent with the intent of, and reasonably inferable
from, the Contract Documents and will be in writing or in the form of drawings. When making such interpretations
and decisions, the Architect will endeavor to secure faithful performance by both Owner and Contractor, will not show
partiality to either, and will not be liable for results of interpretations or decisions rendered in good faith.
§ 4.2.13 The Architect's decisions on matters relating to aesthetic effect will be final if consistent with the intent
expressed in the Contract Documents.
§ 4.2.14 The Architect will review and respond to requests for information about the Contract Documents. The
Architect's response to such requests will be made in writing within any time limits agreed upon or otherwise with
reasonable promptness. If appropriate, the Architect will prepare and issue supplemental Drawings and Specifications
in response to the requests for information.
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ARTICLE 5 SUBCONTRACTORS
§ 5.1 Definitions
§ 5.1.1 A Subcontractor is a person or entity who has a direct contract with the Contractor to perform a portion of the
Work at the site. The term "Subcontractor" is referred to throughout the Contract Documents as if singular in number
and means a Subcontractor or an authorized representative of the Subcontractor. The term "Subcontractor" does not
include a Separate Contractor or the subcontractors of a Separate Contractor.
§ 5.1.2 A Sub -subcontractor is a person or entity who has a direct or indirect contract with a Subcontractor to perform
a portion of the Work at the site. The term "Sub -subcontractor" is referred to throughout the Contract Documents as if
singular in number and means a Sub -subcontractor or an authorized representative of the Sub -subcontractor.
§ 5.2 Award of Subcontracts and Other Contracts for Portions of the Work
§ 5.2.1 Unless otherwise stated in the Contract Documents, the Contractor, as soon as practicable after award of the
Contract, shall notify the Owner and Architect of the persons or entities proposed for each principal portion of the
Work, including those who are to furnish materials or equipment fabricated to a special design. Within 14 days of
receipt of the information, the Architect may notify the Contractor whether the Owner or the Architect (1) has
reasonable objection to any such proposed person or entity or (2) requires additional time for review. Failure of the
Architect to provide notice within the 14 -day period shall constitute notice of no reasonable objection.
§ 5.2.2 The Contractor shall not contract with a proposed person or entity to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not be required to contract with anyone to whom the Contractor
has made reasonable objection.
§ 5.2.3 If the Owner or Architect has reasonable objection to a person or entity proposed by the Contractor, the
Contractor shall propose another to whom the Owner or Architect has no reasonable objection. If the proposed but
rejected Subcontractor was reasonably capable of performing the Work, the Contract Sum and Contract Time shall be
increased or decreased by the difference, if any, occasioned by such change, and an appropriate Change Order shall be
issued before commencement of the substitute Subcontractor's Work. However, no increase in the Contract Sum or
Contract Time shall be allowed for such change unless the Contractor has acted promptly and responsively in
submitting names as required.
§ 5.2.4 The Contractor shall not substitute a Subcontractor, person, or entity for one previously selected if the Owner
or Architect makes reasonable objection to such substitution.
§ 5.3 Subcontractual Relations
By appropriate written agreement, the Contractor shall require each Subcontractor, to the extent of the Work to be
performed by the Subcontractor, to be bound to the Contractor by terms of the Contract Documents, and to assume
toward the Contractor all the obligations and responsibilities, including the responsibility for safety of the
Subcontractor's Work that the Contractor, by these Contract Documents, assumes toward the Owner and Architect.
Each subcontract agreement shall preserve and protect the rights of the Owner and Architect under the Contract
Documents with respect to the Work to be performed by the Subcontractor so that subcontracting thereof will not
prejudice such rights, and shall allow to the Subcontractor, unless specifically provided otherwise in the subcontract
agreement, the benefit of all rights, remedies, and redress against the Contractor that the Contractor, by the Contract
Documents, has against the Owner. Where appropriate, the Contractor shall require each Subcontractor to enter into
similar agreements with Sub -subcontractors. The Contractor shall make available to each proposed Subcontractor,
prior to the execution of the subcontract agreement, copies of the Contract Documents to which the Subcontractor will
be bound, and, upon written request of the Subcontractor, identify to the Subcontractor terms and conditions of the
proposed subcontract agreement that may be at variance with the Contract Documents. Subcontractors will similarly
make copies of applicable portions of such documents available to their respective proposed Sub -subcontractors.
§ 5.4 Contingent Assignment of Subcontracts
§ 5.4.1 Each subcontract agreement for a portion of the Work is assigned by the Contractor to the Owner, provided that
.1 assignment is effective only after termination of the Contract by the Owner for cause pursuant to
Section 14.2 and only for those subcontract agreements that the Owner accepts by notifying the
Subcontractor and Contractor; and
.2 assignment is subject to the prior rights of the surety, if any, obligated under bond relating to the
Contract.
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When the Owner accepts the assignment of a subcontract agreement, the Owner assumes the Contractor's rights and
obligations under the subcontract.
§ 5.4.2 Upon such assignment, if the Work has been suspended for more than 30 days, the Subcontractor's
compensation shall be equitably adjusted for increases in cost resulting from the suspension.
§ 5.4.3 Upon assignment to the Owner under this Section 5.4, the Owner may further assign the subcontract to a
successor contractor or other entity. If the Owner assigns the subcontract to a successor contractor or other entity, the
Owner shall nevertheless remain legally responsible for all of the successor contractor's obligations under the
subcontract.
ARTICLE 6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
§ 6.1 Owner's Right to Perform Construction and to Award Separate Contracts
§ 6.1.1 The term "Separate Contractor(s)" shall mean other contractors retained by the Owner under separate
agreements. The Owner reserves the right to perform construction or operations related to the Project with the
Owner's own forces, and with Separate Contractors retained under Conditions of the Contract substantially similar to
those of this Contract, including those provisions of the Conditions of the Contract related to insurance and waiver of
subrogation.
§ 6.1.2 When separate contracts are awarded for different portions of the Project or other construction or operations on
the site, the term "Contractor" in the Contract Documents in each case shall mean the Contractor who executes each
separate Owner -Contractor Agreement.
§ 6.1.3 The Owner shall provide for coordination of the activities of the Owner's own forces and of each Separate
Contractor with the Work of the Contractor, who shall cooperate with them. The Contractor shall participate with any
Separate Contractors and the Owner in reviewing their construction schedules. The Contractor shall make any
revisions to its construction schedule deemed necessary after a joint review and mutual agreement. The construction
schedules shall then constitute the schedules to be used by the Contractor, Separate Contractors, and the Owner until
subsequently revised.
§ 6.1.4 Unless otherwise provided in the Contract Documents, when the Owner performs construction or operations
related to the Project with the Owner's own forces or with Separate Contractors, the Owner or its Separate Contractors
shall have the same obligations and rights that the Contractor has under the Conditions of the Contract, including,
without excluding others, those stated in Article 3, this Article 6, and Articles 10, 11, and 12.
§ 6.2 Mutual Responsibility
§ 6.2.1 The Contractor shall afford the Owner and Separate Contractors reasonable opportunity for introduction and
storage of their materials and equipment and performance of their activities, and shall connect and coordinate the
Contractor's construction and operations with theirs as required by the Contract Documents.
§ 6.2.2 If part of the Contractor's Work depends for proper execution or results upon construction or operations by the
Owner or a Separate Contractor, the Contractor shall, prior to proceeding with that portion of the Work, promptly
notify the Architect of apparent discrepancies or defects in the construction or operations by the Owner or Separate
Contractor that would render it unsuitable for proper execution and results of the Contractor's Work. Failure of the
Contractor to notify the Architect of apparent discrepancies or defects prior to proceeding with the Work shall
constitute an acknowledgment that the Owner's or Separate Contractor's completed or partially completed
construction is fit and proper to receive the Contractor's Work. The Contractor shall not be responsible for
discrepancies or defects in the construction or operations by the Owner or Separate Contractor that are not apparent.
§ 6.2.3 The Contractor shall reimburse the Owner for costs the Owner incurs that are payable to a Separate Contractor
because of the Contractor's delays, improperly timed activities or defective construction. The Owner shall be
responsible to the Contractor for costs the Contractor incurs because of a Separate Contractor's delays, improperly
timed activities, damage to the Work or defective construction.
§ 6.2.4 The Contractor shall promptly remedy damage that the Contractor wrongfully causes to completed or partially
completed construction or to property of the Owner or Separate Contractor as provided in Section 10.2.5.
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§ 6.2.5 The Owner and each Separate Contractor shall have the same responsibilities for cutting and patching as are
described for the Contractor in Section 3.14.
§ 6.3 Owner's Right to Clean Up
If a dispute arises among the Contractor, Separate Contractors, and the Owner as to the responsibility under their
respective contracts for maintaining the premises and surrounding area free from waste materials and rubbish, the
Owner may clean up and the Architect will allocate the cost among those responsible.
ARTICLE 7 CHANGES IN THE WORK
§ 7.1 General
§ 7.1.1 Changes in the Work may be accomplished after execution of the Contract, and without invalidating the
Contract, by Change Order, Construction Change Directive or order for a minor change in the Work, subject to the
limitations stated in this Article 7 and elsewhere in the Contract Documents.
§ 7.1.2 A Change Order shall be based upon agreement among the Owner, Contractor, and Architect. A Construction
Change Directive requires agreement by the Owner and Architect and may or may not be agreed to by the Contractor.
An order for a minor change in the Work may be issued by the Architect alone.
§ 7.1.3 Changes in the Work shall be performed under applicable provisions of the Contract Documents. The
Contractor shall proceed promptly with changes in the Work, unless otherwise provided in the Change Order,
Construction Change Directive, or order for a minor change in the Work.
§ 7.2 Change Orders
§ 7.2.1 A Change Order is a written instrument prepared by the Architect and signed by the Owner, Contractor, and
Architect stating their agreement upon all of the following:
.1 The change in the Work;
.2 The amount of the adjustment, if any, in the Contract Sum; and
.3 The extent of the adjustment, if any, in the Contract Time.
§ 7.3 Construction Change Directives
§ 7.3.1 A Construction Change Directive is a written order prepared by the Architect and signed by the Owner and
Architect, directing a change in the Work prior to agreement on adjustment, if any, in the Contract Sum or Contract
Time, or both. The Owner may by Construction Change Directive, without invalidating the Contract, order changes in
the Work within the general scope of the Contract consisting of additions, deletions, or other revisions, the Contract
Sum and Contract Time being adjusted accordingly.
§ 7.3.2 A Construction Change Directive shall be used in the absence of total agreement on the terms of a Change
Order.
§ 7.3.3 If the Construction Change Directive provides for an adjustment to the Contract Sum, the adjustment shall be
based on one of the following methods:
.1 Mutual acceptance of a lump sum properly itemized and supported by sufficient substantiating data to
permit evaluation;
.2 Unit prices stated in the Contract Documents or subsequently agreed upon;
.3 Cost to be determined in a manner agreed upon by the parties and a mutually acceptable fixed or
percentage fee; or
.4 As provided in Section 7.3.4.
§ 7.3.4 If the Contractor does not respond promptly or disagrees with the method for adjustment in the Contract Sum,
the Architect shall determine the adjustment on the basis of reasonable expenditures and savings of those performing
the Work attributable to the change, including, in case of an increase in the Contract Sum, an amount for overhead and
profit as set forth in the Agreement, or if no such amount is set forth in the Agreement, a reasonable amount. In such
case, and also under Section 7.3.3.3, the Contractor shall keep and present, in such form as the Architect may
prescribe, an itemized accounting together with appropriate supporting data. Unless otherwise provided in the
Contract Documents, costs for the purposes of this Section 7.3.4 shall be limited to the following:
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.1 Costs of labor, including applicable payroll taxes, fringe benefits required by agreement or custom,
workers' compensation insurance, and other employee costs approved by the Architect;
.2 Costs of materials, supplies, and equipment, including cost of transportation, whether incorporated or
consumed;
.3 Rental costs of machinery and equipment, exclusive of hand tools, whether rented from the Contractor
or others;
.4 Costs of premiums for all bonds and insurance, permit fees, and sales, use, or similar taxes, directly
related to the change; and
.5 Costs of supervision and field office personnel directly attributable to the change.
§ 7.3.5 if the Contractor disagrees with the adjustment in the Contract Time, the Contractor may make a Claim in
accordance with applicable provisions of Article 15.
§ 7.3.6 Upon receipt of a Construction Change Directive, the Contractor shall promptly proceed with the change in the
Work involved and advise the Architect of the Contractor's agreement or disagreement with the method, if any,
provided in the Construction Change Directive for determining the proposed adjustment in the Contract Sum or
Contract Time.
§ 7.3.7 A Construction Change Directive signed by the Contractor indicates the Contractor's agreement therewith,
including adjustment in Contract Sum and Contract Time or the method for determining them. Such agreement shall
be effective immediately and shall be recorded as a Change Order.
§ 7.3.8 The amount of credit to be allowed by the Contractor to the Owner for a deletion or change that results in a net
decrease in the Contract Sum shall be actual net cost as confirmed by the Architect. When both additions and credits
covering related Work or substitutions are involved in a change, the allowance for overhead and profit shall be figured
on the basis of net increase, if any, with respect to that change.
§ 7.3.9 Pending final determination of the total cost of a Construction Change Directive to the Owner, the Contractor
may request payment for Work completed under the Construction Change Directive in Applications for Payment. The
Architect will make an interim determination for purposes of monthly certification for payment for those costs and
certify for payment the amount that the Architect determines, in the Architect's professional judgment, to be
reasonably justified. The Architect's interim determination of cost shall adjust the Contract Sum on the same basis as
a Change Order, subject to the right of either party to disagree and assert a Claim in accordance with Article 15.
§ 7.3.10 When the Owner and Contractor agree with a determination made by the Architect concerning the
adjustments in the Contract Sum and Contract Time, or otherwise reach agreement upon the adjustments, such
agreement shall be effective immediately and the Architect will prepare a Change Order. Change Orders may be
issued for all or any part of a Construction Change Directive.
§ 7.4 Minor Changes in the Work
The Architect may order minor changes in the Work that are consistent with the intent of the Contract Documents and
do not involve an adjustment in the Contract Sum or an extension of the Contract Time. The Architect's order for
minor changes shall be in writing. If the Contractor believes that the proposed minor change in the Work will affect the
Contract Sum or Contract Time, the Contractor shall notify the Architect and shall not proceed to implement the
change in the Work. If the Contractor performs the Work set forth in the Architect's order for a minor change without
prior notice to the Architect that such change will affect the Contract Sum or Contract Time, the Contractor waives any
adjustment to the Contract Sum or extension of the Contract Time.
ARTICLE 8 TIME
§ 8.1 Definitions
§ 8.1.1 Unless otherwise provided, Contract Time is the period of time, including authorized adjustments, allotted in
the Contract Documents for Substantial Completion of the Work.
§ 8.1.2 The date of commencement of the Work is the date established in the Agreement.
§ 8.1.3 The date of Substantial Completion is the date certified by the Architect in accordance with Section 9.8.
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§ 8.1.4 The term "day" as used in the Contract Documents shall mean calendar day unless otherwise specifically
defined.
§ 8.2 Progress and Completion
§ 8.2.1 Time limits stated in the Contract Documents are of the essence of the Contract. By executing the Agreement,
the Contractor confirms that the Contract Time is a reasonable period for performing the Work.
§ 8.2.2 The Contractor shall not knowingly, except by agreement or instruction of the Owner in writing, commence
the Work prior to the effective date of insurance required to be furnished by the Contractor and Owner.
§ 8.2.3 The Contractor shall proceed expeditiously with adequate forces and shall achieve Substantial Completion
within the Contract Time.
§ 8.3 Delays and Extensions of Time
§ 8.3.1 If the Contractor is delayed at any time in the commencement or progress of the Work by (1) an act or neglect
of the Owner or Architect, of an employee of either, or of a Separate Contractor; (2) by changes ordered in the Work;
(3) by labor disputes, fire, unusual delay in deliveries, unavoidable casualties, adverse weather conditions documented
in accordance with Section 15.1.6.2, or other causes beyond the Contractor's control; (4) by delay authorized by the
Owner pending mediation and binding dispute resolution; or (5) by other causes that the Contractor asserts, and the
Architect determines, justify delay, then the Contract Time shall be extended for such reasonable time as the Architect
may determine.
§ 8.3.2 Claims relating to time shall be made in accordance with applicable provisions of Article 15.
§ 8.3.3 This Section 8.3 does not preclude recovery of damages for delay by either party under other provisions of the
Contract Documents.
ARTICLE 9 PAYMENTS AND COMPLETION
§ 9.1 Contract Sum
§ 9.1.1 The Contract Sum is stated in the Agreement and, including authorized adjustments, is the total amount
payable by the Owner to the Contractor for performance of the Work under the Contract Documents.
§ 9.1.2 If unit prices are stated in the Contract Documents or subsequently agreed upon, and if quantities originally
contemplated are materially changed so that application of such unit prices to the actual quantities causes substantial
inequity to the Owner or Contractor, the applicable unit prices shall be equitably adjusted.
§ 9.2 Schedule of Values
Where the Contract is based on a stipulated sum or Guaranteed Maximum Price, the Contractor shall submit a
schedule of values to the Architect before the first Application for Payment, allocating the entire Contract Sum to the
various portions of the Work. The schedule of values shall be prepared in the form, and supported by the data to
substantiate its accuracy, required by the Architect. This schedule, unless objected to by the Architect, shall be used as
a basis for reviewing the Contractor's Applications for Payment. Any changes to the schedule of values shall be
submitted to the Architect and supported by such data to substantiate its accuracy as the Architect may require, and
unless objected to by the Architect, shall be used as a basis for reviewing the Contractor's subsequent Applications for
Payment.
§ 9.3 Applications for Payment
§ 9.3.1 At least ten days before the date established for each progress payment, the Contractor shall submit to the
Architect an itemized Application for Payment prepared in accordance with the schedule of values, if required under
Section 9.2, for completed portions of the Work. The application shall be notarized, if required, and supported by all
data substantiating the Contractor's right to payment that the Owner or Architect require, such as copies of
requisitions, and releases and waivers of liens from Subcontractors and suppliers, and shall reflect retainage if
provided for in the Contract Documents.
§ 9.3.1.1 As provided in Section 7.3.9, such applications may include requests for payment on account of changes in
the Work that have been properly authorized by Construction Change Directives, or by interim determinations of the
Architect, but not yet included in Change Orders.
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§ 9.3.1.2 Applications for Payment shall not include requests for payment for portions of the Work for which the
Contractor does not intend to pay a Subcontractor or supplier, unless such Work has been performed by others whom
the Contractor intends to pay.
§ 9.3.2 Unless otherwise provided in the Contract Documents, payments shall be made on account of materials and
equipment delivered and suitably stored at the site for subsequent incorporation in the Work. If approved in advance
by the Owner, payment may similarly be made for materials and equipment suitably stored off the site at a location
agreed upon in writing. Payment for materials and equipment stored on or off the site shall be conditioned upon
compliance by the Contractor with procedures satisfactory to the Owner to establish the Owner's title to such materials
and equipment or otherwise protect the Owner's interest, and shall include the costs of applicable insurance, storage,
and transportation to the site, for such materials and equipment stored off the site.
§ 9.3.3 The Contractor warrants that title to all Work covered by an Application for Payment will pass to the Owner no
later than the time of payment. The Contractor further warrants that upon submittal of an Application for Payment all
Work for which Certificates for Payment have been previously issued and payments received from the Owner shall, to
the best of the Contractor's knowledge, information, and belief, be free and clear of liens, claims, security interests, or
encumbrances, in favor of the Contractor, Subcontractors, suppliers, or other persons or entities that provided labor,
materials, and equipment relating to the Work.
§ 9.4 Certificates for Payment
§ 9.4.1 The Architect will, within seven days after receipt of the Contractor's Application for Payment, either (1) issue
to the Owner a Certificate for Payment in the full amount of the Application for Payment, with a copy to the
Contractor; or (2) issue to the Owner a Certificate for Payment for such amount as the Architect determines is properly
due, and notify the Contractor and Owner of the Architect's reasons for withholding certification in part as provided in
Section 9.5.1; or (3) withhold certification of the entire Application for Payment, and notify the Contractor and Owner
of the Architect's reason for withholding certification in whole as provided in Section 9.5.1.
§ 9.4.2 The issuance of a Certificate for Payment will constitute a representation by the Architect to the Owner, based
on the Architect's evaluation of the Work and the data in the Application for Payment, that, to the best of the
Architect's knowledge, information, and belief, the Work has progressed to the point indicated, the quality of the
Work is in accordance with the Contract Documents, and that the Contractor is entitled to payment in the amount
certified. The foregoing representations are subject to an evaluation of the Work for conformance with the Contract
Documents upon Substantial Completion, to results of subsequent tests and inspections, to correction of minor
deviations from the Contract Documents prior to completion, and to specific qualifications expressed by the Architect.
However, the issuance of a Certificate for Payment will not be a representation that the Architect has (1) made
exhaustive or continuous on-site inspections to check the quality or quantity of the Work; (2) reviewed construction
means, methods, techniques, sequences, or procedures; (3) reviewed copies of requisitions received from
Subcontractors and suppliers and other data requested by the Owner to substantiate the Contractor's right to payment;
or (4) made examination to ascertain how or for what purpose the Contractor has used money previously paid on
account of the Contract Sum.
§ 9.5 Decisions to Withhold Certification
§ 9.5.1 The Architect may withhold a Certificate for Payment in whole or in part, to the extent reasonably necessary to
protect the Owner, if in the Architect's opinion the representations to the Owner required by Section 9.4.2 cannot be
made. If the Architect is unable to certify payment in the amount of the Application, the Architect will notify the
Contractor and Owner as provided in Section 9.4.1. If the Contractor and Architect cannot agree on a revised amount,
the Architect will promptly issue a Certificate for Payment for the amount for which the Architect is able to make such
representations to the Owner. The Architect may also withhold a Certificate for Payment or, because of subsequently
discovered evidence, may nullify the whole or a part of a Certificate for Payment previously issued, to such extent as
may be necessary in the Architect's opinion to protect the Owner from loss for which the Contractor is responsible,
including loss resulting from acts and omissions described in Section 3.3.2, because of
.1 defective Work not remedied;
.2 third party claims filed or reasonable evidence indicating probable filing of such claims, unless security
acceptable to the Owner is provided by the Contractor;
.3 failure of the Contractor to make payments properly to Subcontractors or suppliers for labor, materials
or equipment;
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.4 reasonable evidence that the Work cannot be completed for the unpaid balance of the Contract Sum;
.5 damage to the Owner or a Separate Contractor;
.6 reasonable evidence that the Work will not be completed within the Contract Time, and that the unpaid
balance would not be adequate to cover actual or liquidated damages for the anticipated delay; or
.7 repeated failure to carry out the Work in accordance with the Contract Documents.
§ 9.5.2 When either party disputes the Architect's decision regarding a Certificate for Payment under Section 9.5.1, in
whole or in part, that party may submit a Claim in accordance with Article 15.
§ 9.5.3 When the reasons for withholding certification are removed, certification will be made for amounts previously
withheld.
§ 9.5.4 If the Architect withholds certification for payment under Section 9.5.1.3, the Owner may, at its sole option,
issue joint checks to the Contractor and to any Subcontractor or supplier to whom the Contractor failed to make
payment for Work properly performed or material or equipment suitably delivered. If the Owner makes payments by
joint check, the Owner shall notify the Architect and the Contractor shall reflect such payment on its next Application
for Payment.
§ 9.6 Progress Payments
§ 9.6.1 After the Architect has issued a Certificate for Payment, the Owner shall make payment in the manner and
within the time provided in the Contract Documents, and shall so notify the Architect.
§ 9.6.2 The Contractor shall pay each Subcontractor, no later than seven days after receipt of payment from the Owner,
the amount to which the Subcontractor is entitled, reflecting percentages actually retained from payments to the
Contractor on account of the Subcontractor's portion of the Work. The Contractor shall, by appropriate agreement
with each Subcontractor, require each Subcontractor to make payments to Sub -subcontractors in a similar manner.
§ 9.6.3 The Architect will, on request, furnish to a Subcontractor, if practicable, information regarding percentages of
completion or amounts applied for by the Contractor and action taken thereon by the Architect and Owner on account
of portions of the Work done by such Subcontractor.
§ 9.6.4 The Owner has the right to request written evidence from the Contractor that the Contractor has properly paid
Subcontractors and suppliers amounts paid by the Owner to the Contractor for subcontracted Work. If the Contractor
fails to furnish such evidence within seven days, the Owner shall have the right to contact Subcontractors and suppliers
to ascertain whether they have been properly paid. Neither the Owner nor Architect shall have an obligation to pay, or
to see to the payment of money to, a Subcontractor or supplier, except as may otherwise be required by law.
§ 9.6.5 The Contractor's payments to suppliers shall be treated in a manner similar to that provided in Sections 9.6.2,
9.6.3 and 9.6.4.
§ 9.6.6 A Certificate for Payment, a progress payment, or partial or entire use or occupancy of the Project by the
Owner shall not constitute acceptance of Work not in accordance with the Contract Documents.
§ 9.6.7 Unless the Contractor provides the Owner with a payment bond in the full penal sum of the Contract Sum,
payments received by the Contractor for Work properly performed by Subcontractors or provided by suppliers shall be
held by the Contractor for those Subcontractors or suppliers who performed Work or furnished materials, or both,
under contract with the Contractor for which payment was made by the Owner. Nothing contained herein shall require
money to be placed in a separate account and not commingled with money of the Contractor, create any fiduciary
liability or tort liability on the part of the Contractor for breach of trust, or entitle any person or entity to an award of
punitive damages against the Contractor for breach of the requirements of this provision.
§ 9.6.8 Provided the Owner has fulfilled its payment obligations under the Contract Documents, the Contractor shall
defend and indemnify the Owner from all loss, liability, damage or expense, including reasonable attorney's fees and
litigation expenses, arising out of any lien claim or other claim for payment by any Subcontractor or supplier of any
tier. Upon receipt of notice of a lien claim or other claim for payment, the Owner shall notify the Contractor. If
approved by the applicable court, when required, the Contractor may substitute a surety bond for the property against
which the lien or other claim for payment has been asserted.
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§ 9.7 Failure of Payment
If the Architect does not issue a Certificate for Payment, through no fault of the Contractor, within seven days after
receipt of the Contractor's Application for Payment, or if the Owner does not pay the Contractor within seven days
after the date established in the Contract Documents, the amount certified by the Architect or awarded by binding
dispute resolution, then the Contractor may, upon seven additional days' notice to the Owner and Architect, stop the
Work until payment of the amount owing has been received. The Contract Time shall be extended appropriately and
the Contract Sum shall be increased by the amount of the Contractor's reasonable costs of shutdown, delay and
start-up, plus interest as provided for in the Contract Documents.
§ 9.8 Substantial Completion
§ 9.8.1 Substantial Completion is the stage in the progress of the Work when the Work or designated portion thereof is
sufficiently complete in accordance with the Contract Documents so that the Owner can occupy or utilize the Work for
its intended use.
§ 9.8.2 When the Contractor considers that the Work, or a portion thereof which the Owner agrees to accept
separately, is substantially complete, the Contractor shall prepare and submit to the Architect a comprehensive list of
items to be completed or corrected prior to final payment. Failure to include an item on such list does not alter the
responsibility of the Contractor to complete all Work in accordance with the Contract Documents.
§ 9.8.3 Upon receipt of the Contractor's list, the Architect will make an inspection to determine whether the Work or
designated portion thereof is substantially complete. If the Architect's inspection discloses any item, whether or not
included on the Contractor's list, which is not sufficiently complete in accordance with the Contract Documents so
that the Owner can occupy or utilize the Work or designated portion thereof for its intended use, the Contractor shall,
before issuance of the Certificate of Substantial Completion, complete or correct such item upon notification by the
Architect. In such case, the Contractor shall then submit a request for another inspection by the Architect to determine
Substantial Completion.
§ 9.8.4 When the Work or designated portion thereof is substantially complete, the Architect will prepare a Certificate
of Substantial Completion that shall establish the date of Substantial Completion; establish responsibilities of the
Owner and Contractor for security, maintenance, heat, utilities, damage to the Work and insurance; and fix the time
within which the Contractor shall finish all items on the list accompanying the Certificate. Warranties required by the
Contract Documents shall commence on the date of Substantial Completion of the Work or designated portion thereof
unless otherwise provided in the Certificate of Substantial Completion.
§ 9.8.5 The Certificate of Substantial Completion shall be submitted to the Owner and Contractor for their written
acceptance of responsibilities assigned to them in the Certificate. Upon such acceptance, and consent of surety if any,
the Owner shall make payment of retainage applying to the Work or designated portion thereof. Such payment shall be
adjusted for Work that is incomplete or not in accordance with the requirements of the Contract Documents.
§ 9.9 Partial Occupancy or Use
§ 9.9.1 The Owner may occupy or use any completed or partially completed portion of the Work at any stage when
such portion is designated by separate agreement with the Contractor, provided such occupancy or use is consented to
by the insurer and authorized by public authorities having jurisdiction over the Project. Such partial occupancy or use
may commence whether or not the portion is substantially complete, provided the Owner and Contractor have
accepted in writing the responsibilities assigned to each of them for payments, retainage, if any, security, maintenance,
heat, utilities, damage to the Work and insurance, and have agreed in writing concerning the period for correction of
the Work and commencement of warranties required by the Contract Documents. When the Contractor considers a
portion substantially complete, the Contractor shall prepare and submit a list to the Architect as provided under
Section 9.8.2. Consent of the Contractor to partial occupancy or use shall not be unreasonably withheld. The stage of
the progress of the Work shall be determined by written agreement between the Owner and Contractor or, if no
agreement is reached, by decision of the Architect.
§ 9.9.2 Immediately prior to such partial occupancy or use, the Owner, Contractor, and Architect shall jointly inspect
the area to be occupied or portion of the Work to be used in order to determine and record the condition of the Work.
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§ 9.9.3 Unless otherwise agreed upon, partial occupancy or use of a portion or portions of the Work shall not constitute
acceptance of Work not complying with the requirements of the Contract Documents.
§ 9.10 Final Completion and Final Payment
§ 9.10.1 Upon receipt of the Contractor's notice that the Work is ready for final inspection and acceptance and upon
receipt of a final Application for Payment, the Architect will promptly make such inspection. When the Architect finds
the Work acceptable under the Contract Documents and the Contract fully performed, the Architect will promptly
issue a final Certificate for Payment stating that to the best of the Architect's knowledge, information and belief, and
on the basis of the Architect's on-site visits and inspections, the Work has been completed in accordance with the
Contract Documents and that the entire balance found to be due the Contractor and noted in the final Certificate is due
and payable. The Architect's final Certificate for Payment will constitute a further representation that conditions listed
in Section 9.10.2 as precedent to the Contractor's being entitled to final payment have been fulfilled.
§ 9.10.2 Neither final payment nor any remaining retained percentage shall become due until the Contractor submits to
the Architect (1) an affidavit that payrolls, bills for materials and equipment, and other indebtedness connected with
the Work for which the Owner or the Owner's property might be responsible or encumbered (less amounts withheld
by Owner) have been paid or otherwise satisfied, (2) a certificate evidencing that insurance required by the Contract
Documents to remain in force after final payment is currently in effect, (3) a written statement that the Contractor
knows of no reason that the insurance will not be renewable to cover the period required by the Contract Documents,
(4) consent of surety, if any, to final payment, (5) documentation of any special warranties, such as manufacturers'
warranties or specific Subcontractor warranties, and (6) if required by the Owner, other data establishing payment or
satisfaction of obligations, such as receipts and releases and waivers of liens, claims, security interests, or
encumbrances arising out of the Contract, to the extent and in such form as may be designated by the Owner. If a
Subcontractor refuses to furnish a release or waiver required by the Owner, the Contractor may furnish a bond
satisfactory to the Owner to indemnify the Owner against such lien, claim, security interest, or encumbrance. If a lien,
claim, security interest, or encumbrance remains unsatisfied after payments are made, the Contractor shall refund to
the Owner all money that the Owner may be compelled to pay in discharging the lien, claim, security interest, or
encumbrance, including all costs and reasonable attorneys' fees.
§ 9.10.3 If, after Substantial Completion of the Work, final completion thereof is materially delayed through no fault
of the Contractor or by issuance of Change Orders affecting final completion, and the Architect so confirms, the
Owner shall, upon application by the Contractor and certification by the Architect, and without terminating the
Contract, make payment of the balance due for that portion of the Work fully completed, corrected, and accepted. If
the remaining balance for Work not fully completed or corrected is less than retainage stipulated in the Contract
Documents, and if bonds have been furnished, the written consent of the surety to payment of the balance due for that
portion of the Work fully completed and accepted shall be submitted by the Contractor to the Architect prior to
certification of such payment. Such payment shall be made under terms and conditions governing final payment,
except that it shall not constitute a waiver of Claims.
§ 9.10.4 The making of final payment shall constitute a waiver of Claims by the Owner except those arising from
.1 liens, Claims, security interests, or encumbrances arising out of the Contract and unsettled;
.2 failure of the Work to comply with the requirements of the Contract Documents;
.3 terms of special warranties required by the Contract Documents; or
.4 audits performed by the Owner, if permitted by the Contract Documents, after final payment.
§ 9.10.5 Acceptance of final payment by the Contractor, a Subcontractor, or a supplier, shall constitute a waiver of
claims by that payee except those previously made in writing and identified by that payee as unsettled at the time of
final Application for Payment.
ARTICLE 10 PROTECTION OF PERSONS AND PROPERTY
§ 10.1 Safety Precautions and Programs
The Contractor shall be responsible for initiating, maintaining, and supervising all safety precautions and programs in
connection with the performance of the Contract.
§ 10.2 Safety of Persons and Property
§ 10.2.1 The Contractor shall take reasonable precautions for safety of, and shall provide reasonable protection to
prevent damage, injury, or loss to
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.1 employees on the Work and other persons who may be affected thereby;
.2 the Work and materials and equipment to be incorporated therein, whether in storage on or off the site,
under care, custody, or control of the Contractor, a Subcontractor, or a Sub -subcontractor; and
.3 other property at the site or adjacent thereto, such as trees, shrubs, lawns, walks, pavements, roadways,
structures, and utilities not designated for removal, relocation, or replacement in the course of
construction.
§ 10.2.2 The Contractor shall comply with, and give notices required by applicable laws, statutes, ordinances, codes,
rules and regulations, and lawful orders of public authorities, bearing on safety of persons or property or their
protection from damage, injury, or loss.
§ 10.2.3 The Contractor shall implement, erect, and maintain, as required by existing conditions and performance of
the Contract, reasonable safeguards for safety and protection, including posting danger signs and other warnings
against hazards; promulgating safety regulations; and notifying the owners and users of adjacent sites and utilities of
the safeguards.
§ 10.2.4 When use or storage of explosives or other hazardous materials or equipment, or unusual methods are
necessary for execution of the Work, the Contractor shall exercise utmost care and carry on such activities under
supervision of properly qualified personnel.
§ 10.2.5 The Contractor shall promptly remedy damage and loss (other than damage or loss insured under property
insurance required by the Contract Documents) to property referred to in Sections 10.2.1.2 and 10.2.1.3 caused in
whole or in part by the Contractor, a Subcontractor, a Sub -subcontractor, or anyone directly or indirectly employed by
any of them, or by anyone for whose acts they may be liable and for which the Contractor is responsible under
Sections 10.2.1.2 and 10.2.1.3. The Contractor may make a Claim for the cost to remedy the damage or loss to the
extent such damage or loss is attributable to acts or omissions of the Owner or Architect or anyone directly or
indirectly employed by either ofthem, or by anyone for whose acts either of them may be liable, and not attributable to
the fault or negligence of the Contractor. The foregoing obligations of the Contractor are in addition to the
Contractor's obligations under Section 3.18.
§ 10.2.6 The Contractor shall designate a responsible member of the Contractor's organization at the site whose duty
shall be the prevention of accidents. This person shall be the Contractor's superintendent unless otherwise designated
by the Contractor in writing to the Owner and Architect.
§ 10.2.7 The Contractor shall not permit any part of the construction or site to be loaded so as to cause damage or
create an unsafe condition.
§ 10.2.8 Injury or Damage to Person or Property
If either party suffers injury or damage to person or property because of an act or omission of the other party, or of
others for whose acts such party is legally responsible, notice of the injury or damage, whether or not insured, shall be
given to the other party within a reasonable time not exceeding 21 days after discovery. The notice shall provide
sufficient detail to enable the other party to investigate the matter.
§ 10.3 Hazardous Materials and Substances
§ 10.3.1 The Contractor is responsible for compliance with any requirements included in the Contract Documents
regarding hazardous materials or substances. If the Contractor encounters a hazardous material or substance not
addressed in the Contract Documents and if reasonable precautions will be inadequate to prevent foreseeable bodily
injury or death to persons resulting from a material or substance, including but not limited to asbestos or
polychlorinated biphenyl (PCB), encountered on the site by the Contractor, the Contractor shall, upon recognizing the
condition, immediately stop Work in the affected area and notify the Owner and Architect of the condition.
§ 10.3.2 Upon receipt of the Contractor's notice, the Owner shall obtain the services of a licensed laboratory to verify
the presence or absence of the material or substance reported by the Contractor and, in the event such material or
substance is found to be present, to cause it to be rendered harmless. Unless otherwise required by the Contract
Documents, the Owner shall furnish in writing to the Contractor and Architect the names and qualifications of persons
or entities who are to perform tests verifying the presence or absence of the material or substance or who are to
perform the task of removal or safe containment of the material or substance. The Contractor and the Architect will
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promptly reply to the Owner in writing stating whether or not either has reasonable objection to the persons or entities
proposed by the Owner. If either the Contractor or Architect has an objection to a person or entity proposed by the
Owner, the Owner shall propose another to whom the Contractor and the Architect have no reasonable objection.
When the material or substance has been rendered harmless, Work in the affected area shall resume upon written
agreement of the Owner and Contractor. By Change Order, the Contract Time shall be extended appropriately and the
Contract Sum shall be increased by the amount of the Contractor's reasonable additional costs of shutdown, delay, and
start-up.
§ 10.3.3 To the fullest extent permitted by law, the Owner shall indemnify and hold harmless the Contractor,
Subcontractors, Architect, Architect's consultants, and agents and employees of any of them from and against claims,
damages, losses, and expenses, including but not limited to attorneys' fees, arising out of or resulting from
performance of the Work in the affected area if in fact the material or substance presents the risk of bodily injury or
death as described in Section 10.3.1 and has not been rendered harmless, provided that such claim, damage, loss, or
expense is attributable to bodily injury, sickness, disease or death, or to injury to or destruction of tangible property
(other than the Work itself), except to the extent that such damage, loss, or expense is due to the fault or negligence of
the party seeking indemnity.
§ 10.3.4 The Owner shall not be responsible under this Section 10.3 for hazardous materials or substances the
Contractor brings to the site unless such materials or substances are required by the Contract Documents. The Owner
shall be responsible for hazardous materials or substances required by the Contract Documents, except to the extent of
the Contractor's fault or negligence in the use and handling of such materials or substances.
§ 10.3.5 The Contractor shall reimburse the Owner for the cost and expense the Owner incurs (1) for remediation of
hazardous materials or substances the Contractor brings to the site and negligently handles, or (2) where the
Contractor fails to perform its obligations under Section 10.3.1, except to the extent that the cost and expense are due
to the Owner's fault or negligence.
§ 10.3.6 If, without negligence on the part of the Contractor, the Contractor is held liable by a government agency for
the cost of remediation of a hazardous material or substance solely by reason of performing Work as required by the
Contract Documents, the Owner shall reimburse the Contractor for all cost and expense thereby incurred.
§ 10.4 Emergencies
In an emergency affecting safety of persons or property, the Contractor shall act, at the Contractor's discretion, to
prevent threatened damage, injury, or loss. Additional compensation or extension of time claimed by the Contractor on
account of an emergency shall be determined as provided in Article 15 and Article 7.
ARTICLE 11 INSURANCE AND BONDS
§ 11.1 Contractor's Insurance and Bonds
§ 11.1.1 The Contractor shall purchase and maintain insurance of the types and limits of liability, containing the
endorsements, and subject to the terms and conditions, as described in the Agreement or elsewhere in the Contract
Documents. The Contractor shall purchase and maintain the required insurance from an insurance company or
insurance companies lawfully authorized to issue insurance in the jurisdiction where the Project is located. The
Owner, Architect, and Architect's consultants shall be named as additional insureds under the Contractor's
commercial general liability policy or as otherwise described in the Contract Documents.
§ 11.1.2 The Contractor shall provide surety bonds of the types, for such penal sums, and subject to such terms and
conditions as required by the Contract Documents. The Contractor shall purchase and maintain the required bonds
from a company or companies lawfully authorized to issue surety bonds in the jurisdiction where the Project is located.
§ 11.1.3 Upon the request of any person or entity appearing to be a potential beneficiary of bonds covering payment of
obligations arising under the Contract, the Contractor shall promptly furnish a copy of the bonds or shall authorize a
copy to be furnished.
§ 11.1.4 Notice of Cancellation or Expiration of Contractor's Required Insurance. Within three (3) business days of the
date the Contractor becomes aware of an impending or actual cancellation or expiration of any insurance required by
the Contract Documents, the Contractor shall provide notice to the Owner of such impending or actual cancellation or
expiration. Upon receipt of notice from the Contractor, the Owner shall, unless the lapse in coverage arises from an act
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or omission of the Owner, have the right to stop the Work until the lapse in coverage has been cured by the
procurement of replacement coverage by the Contractor. The furnishing of notice by the Contractor shall not relieve
the Contractor of any contractual obligation to provide any required coverage.
§ 11.2 Owner's Insurance
§ 11.2.1 The Owner shall purchase and maintain insurance of the types and limits of liability, containing the
endorsements, and subject to the terms and conditions, as described in the Agreement or elsewhere in the Contract
Documents. The Owner shall purchase and maintain the required insurance from an insurance company or insurance
companies lawfully authorized to issue insurance in the jurisdiction where the Project is located.
§ 11.2.2 Failure to Purchase Required Property Insurance. If the Owner fails to purchase and maintain the required
property insurance, with all of the coverages and in the amounts described in the Agreement or elsewhere in the
Contract Documents, the Owner shall inform the Contractor in writing prior to commencement of the Work. Upon
receipt of notice from the Owner, the Contractor may delay commencement of the Work and may obtain insurance that
will protect the interests of the Contractor, Subcontractors, and Sub -Subcontractors in the Work. When the failure to
provide coverage has been cured or resolved, the Contract Sum and Contract Time shall be equitably adjusted. In the
event the Owner fails to procure coverage, the Owner waives al I rights against the Contractor, Subcontractors, and
Sub -subcontractors to the extent the loss to the Owner would have been covered by the insurance to have been
procured by the Owner. The cost of the insurance shall be charged to the Owner by a Change Order. If the Owner does
not provide written notice, and the Contractor is damaged by the failure or neglect of the Owner to purchase or
maintain the required insurance, the Owner shall reimburse the Contractor for all reasonable costs and damages
attributable thereto.
§ 11.2.3 Notice of Cancellation or Expiration of Owner's Required Property Insurance. Within three (3) business days of
the date the Owner becomes aware of an impending or actual cancellation or expiration of any property insurance
required by the Contract Documents, the Owner shall provide notice to the Contractor of such impending or actual
cancellation or expiration. Unless the lapse in coverage arises from an act or omission of the Contractor: (1) the
Contractor, upon receipt of notice from the Owner, shall have the right to stop the Work until the lapse in coverage has
been cured by the procurement of replacement coverage by either the Owner or the Contractor; (2) the Contract Time
and Contract Sum shall be equitably adjusted; and (3) the Owner waives all rights against the Contractor,
Subcontractors. and Sub -subcontractors to the extent any loss to the Owner would have been covered by the insurance
had it not expired or been cancelled. If the Contractor purchases replacement coverage, the cost of the insurance shall
be charged to the Owner by an appropriate Change Order. The furnishing of notice by the Owner shall not relieve the
Owner of any contractual obligation to provide required insurance.
§ 11.3 Waivers of Subrogation
§ 11.3.1 The Owner and Contractor waive all rights against (1) each other and any of their subcontractors,
sub -subcontractors, agents, and employees, each of the other; (2) the Architect and Architect's consultants; and (3)
Separate Contractors, if any, and any of their subcontractors, sub -subcontractors, agents, and employees, for damages
caused by fire, or other causes of loss, to the extent those losses are covered by property insurance required by the
Agreement or other property insurance applicable to the Project, except such rights as they have to proceeds of such
insurance. The Owner or Contractor, as appropriate, shall require similar written waivers in favor of the individuals
and entities identified above from the Architect, Architect's consultants, Separate Contractors, subcontractors, and
sub -subcontractors. The policies of insurance purchased and maintained by each person or entity agreeing to waive
claims pursuant to this section 11.3.1 shall not prohibit this waiver of subrogation. This waiver of subrogation shall be
effective as to a person or entity (1) even though that person or entity would otherwise have a duty of indemnification,
contractual or otherwise, (2) even though that person or entity did not pay the insurance premium directly or indirectly,
or (3) whether or not the person or entity had an insurable interest in the damaged property.
§ 11.3.2 If during the Project construction period the Owner insures properties, real or personal or both, at or adjacent
to the site by property insurance under policies separate from those insuring the Project, or if after final payment
property insurance is to be provided on the completed Project through a policy or policies other than those insuring the
Project during the construction period, to the extent permissible by such policies, the Owner waives all rights in
accordance with the terms of Section 11.3.1 for damages caused by fire or other causes of loss covered by this separate
property insurance.
§ 11.4 Loss of Use, Business Interruption, and Delay in Completion Insurance
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The Owner, at the Owner's option, may purchase and maintain insurance that will protect the Owner against loss of
use of the Owner's property, or the inability to conduct normal operations, due to fire or other causes of loss. The
Owner waives all rights of action against the Contractor and Architect for loss of use of the Owner's property, due to
fire or other hazards however caused.
§11.5 Adjustment and Settlement of Insured Loss
§ 11.5.1 A loss insured under the property insurance required by the Agreement shall be adjusted by the Owner as
fiduciary and made payable to the Owner as fiduciary for the insureds, as their interests may appear, subject to
requirements of any applicable mortgagee clause and of Section 11.5.2. The Owner shall pay the Architect and
Contractor their just shares of insurance proceeds received by the Owner, and by appropriate agreements the Architect
and Contractor shall make payments to their consultants and Subcontractors in similar manner.
§ 11.5.2 Prior to settlement of an insured loss, the Owner shall notify the Contractor of the terms of the proposed
settlement as well as the proposed allocation of the insurance proceeds. The Contractor shall have 14 days from receipt
of notice to object to the proposed settlement or allocation of the proceeds. If the Contractor does not object, the
Owner shall settle the loss and the Contractor shall be bound by the settlement and allocation. Upon receipt, the Owner
shall deposit the insurance proceeds in a separate account and make the appropriate distributions. Thereafter, if no
other agreement is made or the Owner does not terminate the Contract for convenience, the Owner and Contractor
shall execute a Change Order for reconstruction of the damaged or destroyed Work in the amount allocated for that
purpose. If the Contractor timely objects to either the terms of the proposed settlement or the allocation of the
proceeds, the Owner may proceed to settle the insured loss, and any dispute between the Owner and Contractor arising
out of the settlement or allocation of the proceeds shall be resolved pursuant to Article 15. Pending resolution of any
dispute, the Owner may issue a Construction Change Directive for the reconstruction of the damaged or destroyed
Work.
ARTICLE 12 UNCOVERING AND CORRECTION OF WORK
§ 12.1 Uncovering of Work
§ 12.1.1 If a portion of the Work is covered contrary to the Architect's request or to requirements specifically
expressed in the Contract Documents, it must, if requested in writing by the Architect, be uncovered for the Architect's
examination and be replaced at the Contractor's expense without change in the Contract Time.
§ 12.1.2 If a portion of the Work has been covered that the Architect has not specifically requested to examine prior to
its being covered, the Architect may request to see such Work and it shall be uncovered by the Contractor. If such
Work is in accordance with the Contract Documents, the Contractor shall be entitled to an equitable adjustment to the
Contract Sum and Contract Time as may be appropriate. If such Work is not in accordance with the Contract
Documents, the costs of uncovering the Work, and the cost of correction, shall be at the Contractor's expense.
§ 12.2 Correction of Work
§ 12.2.1 Before Substantial Completion
The Contractor shall promptly correct Work rejected by the Architect or failing to conform to the requirements of the
Contract Documents, discovered before Substantial Completion and whether or not fabricated, installed or completed.
Costs of correcting such rejected Work, including additional testing and inspections, the cost of uncovering and
replacement, and compensation for the Architect's services and expenses made necessary thereby, shall be at the
Contractor's expense.
§ 12.2.2 After Substantial Completion
§ 12.2.2.1 In addition to the Contractor's obligations under Section 3.5, if, within one year after the date of Substantial
Completion of the Work or designated portion thereof or after the date for commencement of warranties established
under Section 9.9.1, or by terms of any applicable special warranty required by the Contract Documents, any of the
Work is found to be not in accordance with the requirements of the Contract Documents, the Contractor shall correct it
promptly after receipt of notice from the Owner to do so, unless the Owner has previously given the Contractor a
written acceptance of such condition. The Owner shall give such notice promptly after discovery of the condition.
During the one-year period for correction of Work, if the Owner fails to notify the Contractor and give the Contractor
an opportunity to make the correction, the Owner waives the rights to require correction by the Contractor and to make
a claim for breach of warranty. If the Contractor fails to correct nonconforming Work within a reasonable time during
that period after receipt of notice from the Owner or Architect, the Owner may correct it in accordance with
Section 2.5.
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§ 12.2.2.2 The one-year period for correction of Work shall be extended with respect to portions of Work first
performed after Substantial Completion by the period of time between Substantial Completion and the actual
completion of that portion of the Work.
§ 12.2.2.3 The one-year period for correction of Work shall not be extended by corrective Work performed by the
Contractor pursuant to this Section 12.2.
§ 12.2.3 The Contractor shall remove from the site portions of the Work that are not in accordance with the
requirements of the Contract Documents and are neither corrected by the Contractor nor accepted by the Owner.
§ 12.2.4 The Contractor shall bear the cost of correcting destroyed or damaged construction of the Owner or Separate
Contractors, whether completed or partially completed, caused by the Contractor's correction or removal of Work that
is not in accordance with the requirements of the Contract Documents.
§ 12.2.5 Nothing contained in this Section 12.2 shall be construed to establish a period of limitation with respect to
other obligations the Contractor has under the Contract Documents. Establishment of the one-year period for
correction of Work as described in Section 12.2.2 relates only to the specific obligation of the Contractor to correct the
Work, and has no relationship to the time within which the obligation to comply with the Contract Documents may be
sought to be enforced, nor to the time within which proceedings may be commenced to establish the Contractor's
liability with respect to the Contractor's obligations other than specifically to correct the Work.
§ 12.3 Acceptance of Nonconforming Work
If the Owner prefers to accept Work that is not in accordance with the requirements of the Contract Documents, the
Owner may do so instead of requiring its removal and correction, in which case the Contract Sum will be reduced as
appropriate and equitable. Such adjustment shall be effected whether or not final payment has been made.
ARTICLE 13 MISCELLANEOUS PROVISIONS
§ 13.1 Governing Law
The Contract shall be governed by the law of the place where the Project is located, excluding that jurisdiction's
choice of law rules. If the parties have selected arbitration as the method of binding dispute resolution, the Federal
Arbitration Act shall govern Section 15.4.
§ 13.2 Successors and Assigns
§ 13.2.1 The Owner and Contractor respectively bind themselves, their partners, successors, assigns, and legal
representatives to covenants, agreements, and obligations contained in the Contract Documents. Except as provided in
Section 13.2.2, neither party to the Contract shall assign the Contract as a whole without written consent of the other.
If either party attempts to make an assignment without such consent, that party shall nevertheless remain legally
responsible for all obligations under the Contract.
§ 13.2.2 The Owner may, without consent of the Contractor, assign the Contract to a lender providing construction
financing for the Project, if the lender assumes the Owner's rights and obligations under the Contract Documents. The
Contractor shall execute all consents reasonably required to facilitate the assignment.
§ 13.3 Rights and Remedies
§ 13.3.1 Duties and obligations imposed by the Contract Documents and rights and remedies available thereunder
shall be in addition to and not a limitation of duties, obligations, rights, and remedies otherwise imposed or available
by law.
§ 13.3.2 No action or failure to act by the Owner, Architect, or Contractor shall constitute a waiver of a right or duty
afforded them under the Contract, nor shall such action or failure to act constitute approval of or acquiescence in a
breach thereunder, except as may be specifically agreed upon in writing.
§ 13.4 Tests and Inspections
§ 13.4.1 Tests, inspections, and approvals of portions of the Work shall be made as required by the Contract
Documents and by applicable laws, statutes, ordinances, codes, rules, and regulations or lawful orders of public
authorities. Unless otherwise provided, the Contractor shall make arrangements for such tests, inspections, and
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approvals with an independent testing laboratory or entity acceptable to the Owner, or with the appropriate public
authority, and shall bear all related costs of tests, inspections, and approvals. The Contractor shall give the Architect
timely notice of when and where tests and inspections are to be made so that the Architect may be present for such
procedures. The Owner shall bear costs of tests, inspections, or approvals that do not become requirements until after
bids are received or negotiations concluded. The Owner shall directly arrange and pay for tests, inspections, or
approvals where building codes or applicable laws or regulations so require.
§ 13.4.2 if the Architect, Owner, or public authorities having jurisdiction determine that portions of the Work require
additional testing, inspection, or approval not included under Section 13.4.1, the Architect will, upon written
authorization from the Owner, instruct the Contractor to make arrangements for such additional testing, inspection, or
approval, by an entity acceptable to the Owner, and the Contractor shall give timely notice to the Architect of when
and where tests and inspections are to be made so that the Architect may be present for such procedures. Such costs,
except as provided in Section 13.4.3, shall be at the Owner's expense.
§ 13.4.3 If procedures for testing, inspection, or approval under Sections 13.4.1 and 13.4.2 reveal failure of the
portions of the Work to comply with requirements established by the Contract Documents, all costs made necessary by
such failure, including those of repeated procedures and compensation for the Architect's services and expenses, shall
be at the Contractor's expense.
§ 13.4.4 Required certificates of testing, inspection, or approval shall, unless otherwise required by the Contract
Documents, be secured by the Contractor and promptly delivered to the Architect.
§ 13.4.5 If the Architect is to observe tests, inspections, or approvals required by the Contract Documents, the
Architect will do so promptly and, where practicable, at the normal place of testing.
§ 13.4.6 Tests or inspections conducted pursuant to the Contract Documents shall be made promptly to avoid
unreasonable delay in the Work.
§ 13.5 Interest
Payments due and unpaid under the Contract Documents shall bear interest from the date payment is due at the rate the
parties agree upon in writing or, in the absence thereof, at the legal rate prevailing from time to time at the place where
the Project is located.
ARTICLE 14 TERMINATION OR SUSPENSION OF THE CONTRACT
§ 14.1 Termination by the Contractor
§ 14.1.1 The Contractor may terminate the Contract if the Work is stopped for a period of 30 consecutive days through
no act or fault of the Contractor, a Subcontractor, a Sub -subcontractor, their agents or employees, or any other persons
or entities performing portions of the Work, for any of the following reasons:
.1 Issuance of an order of a court or other public authority having jurisdiction that requires all Work to be
stopped;
.2 An act of government, such as a declaration of national emergency, that requires all Work to be
stopped;
.3 Because the Architect has not issued a Certificate for Payment and has not notified the Contractor of the
reason for withholding certification as provided in Section 9.4.1, or because the Owner has not made
payment on a Certificate for Payment within the time stated in the Contract Documents; or
.4 The Owner has failed to furnish to the Contractor reasonable evidence as required by Section 2.2.
§ 14.1.2 The Contractor may terminate the Contract if, through no act or fault of the Contractor, a Subcontractor, a
Sub -subcontractor, their agents or employees, or any other persons or entities performing portions of the Work,
repeated suspensions, delays, or interruptions of the entire Work by the Owner as described in Section 14.3, constitute
in the aggregate more than 100 percent of the total number of days scheduled for completion, or 120 days in any
365 -day period, whichever is less.
§ 14.1.3 If one of the reasons described in Section 14. 1.1 or 14.1.2 exists, the Contractor may, upon seven days' notice
to the Owner and Architect, terminate the Contract and recover from the Owner payment for Work executed, as well as
reasonable overhead and profit on Work not executed, and costs incurred by reason of such termination.
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§ 14.1.4 If the Work is stopped for a period of 60 consecutive days through no act or fault of the Contractor, a
Subcontractor, a Sub -subcontractor, or their agents or employees or any other persons or entities performing portions
of the Work because the Owner has repeatedly failed to fulfill the Owner's obligations under the Contract Documents
with respect to matters important to the progress of the Work, the Contractor may, upon seven additional days' notice
to the Owner and the Architect, terminate the Contract and recover from the Owner as provided in Section 14.1.3.
§ 14.2 Termination by the Owner for Cause
§ 14.2.1 The Owner may terminate the Contract if the Contractor
.1 repeatedly refuses or fails to supply enough properly skilled workers or proper materials;
.2 fails to make payment to Subcontractors or suppliers in accordance with the respective agreements
between the Contractor and the Subcontractors or suppliers;
.3 repeatedly disregards applicable laws, statutes, ordinances, codes, rules and regulations, or lawful
orders of a public authority; or
.4 otherwise is guilty of substantial breach of a provision of the Contract Documents.
§ 14.2.2 When any of the reasons described in Section 14.2.1 exist, and upon certification by the Architect that
sufficient cause exists to justify such action, the Owner may, without prejudice to any other rights or remedies of the
Owner and after giving the Contractor and the Contractor's surety, if any, seven days' notice, terminate employment
of the Contractor and may, subject to any prior rights of the surety:
.1 Exclude the Contractor from the site and take possession of all materials, equipment, tools, and
construction equipment and machinery thereon owned by the Contractor;
.2 Accept assignment of subcontracts pursuant to Section 5.4; and
.3 Finish the Work by whatever reasonable method the Owner may deem expedient. Upon written request
of the Contractor, the Owner shall furnish to the Contractor a detailed accounting of the costs incurred
by the Owner in finishing the Work.
§ 14.2.3 When the Owner terminates the Contract for one of the reasons stated in Section 14.2.1, the Contractor shall
not be entitled to receive further payment until the Work is finished.
§ 14.2.4 If the unpaid balance of the Contract Sum exceeds costs of finishing the Work, including compensation for
the Architect's services and expenses made necessary thereby, and other damages incurred by the Owner and not
expressly waived, such excess shall be paid to the Contractor. If such costs and damages exceed the unpaid balance,
the Contractor shall pay the difference to the Owner. The amount to be paid to the Contractor or Owner, as the case
may be, shall be certified by the Initial Decision Maker, upon application, and this obligation for payment shall survive
termination of the Contract.
§ 14.3 Suspension by the Owner for Convenience
§ 14.3.1 The Owner may, without cause, order the Contractor in writing to suspend, delay or interrupt the Work, in
whole or in part for such period of time as the Owner may determine.
§ 14.3.2 The Contract Sum and Contract Time shall be adjusted for increases in the cost and time caused by
suspension, delay, or interruption under Section 14.3.1. Adjustment of the Contract Sum shall include profit. No
adjustment shall be made to the extent
.1 that performance is, was, or would have been, so suspended, delayed, or interrupted, by another cause
for which the Contractor is responsible; or
.2 that an equitable adjustment is made or denied under another provision of the Contract.
§ 14.4 Termination by the Owner for Convenience
§ 14.4.1 The Owner may, at any time, terminate the Contract for the Owner's convenience and without cause.
14.4.2 Upon receipt of notice from the Owner of such termination for the Owner's convenience, the Contractor shal I
.1 cease operations as directed by the Owner in the notice;
.2 take actions necessary, or that the Owner may direct, for the protection and preservation of the Work;
and
.3 except for Work directed to be performed prior to the effective date of termination stated in the notice,
terminate all existing subcontracts and purchase orders and enter into no further subcontracts and
purchase orders.
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§ 14.4.3 In case of such termination for the Owner's convenience, the Owner shall pay the Contractor for Work
properly executed; costs incurred by reason of the termination, including costs attributable to termination of
Subcontracts; and the termination fee, if any, set forth in the Agreement.
ARTICLE 15 CLAIMS AND DISPUTES
§ 15.1 Claims
§ 15.1.1 Definition
A Claim is a demand or assertion by one of the parties seeking, as a matter of right, payment of money, a change in the
Contract Time, or other relief with respect to the terms of the Contract. The term "Claim" also includes other disputes
and matters in question between the Owner and Contractor arising out of or relating to the Contract. The responsibility
to substantiate Claims shall rest with the party making the Claim. This Section 15. 1.1 does not require the Owner to
file a Claim in order to impose liquidated damages in accordance with the Contract Documents.
§ 15.1.2 Time Limits on Claims
The Owner and Contractor shall commence all Claims and causes of action against the other and arising out of or
related to the Contract, whether in contract, tort, breach of warranty or otherwise, in accordance with the requirements
of the binding dispute resolution method selected in the Agreement and within the period specified by applicable law,
but in any case not more than 10 years after the date of Substantial Completion of the Work. The Owner and
Contractor waive all Claims and causes of action not commenced in accordance with this Section 15.1.2.
§ 15.1.3 Notice of Claims
§ 15.1.3.1 Claims by either the Owner or Contractor, where the condition giving rise to the Claim is first discovered
prior to expiration of the period for correction of the Work set forth in Section 12.2.2, shall be initiated by notice to the
other party and to the Initial Decision Maker with a copy sent to the Architect, if the Architect is not serving as the
Initial Decision Maker. Claims by either party under this Section 15.1.3.1 shall be initiated within 21 days after
occurrence of the event giving rise to such Claim or within 21 days after the claimant first recognizes the condition
giving rise to the Claim, whichever is later.
§ 15.1.3.2 Claims by either the Owner or Contractor, where the condition giving rise to the Claim is first discovered
after expiration of the period for correction of the Work set forth in Section 12.2.2, shall be initiated by notice to the
other party. In such event, no decision by the Initial Decision Maker is required.
§ 15.1.4 Continuing Contract Performance
§ 15.1.4.1 Pending final resolution of a Claim, except as otherwise agreed in writing or as provided in Section 9.7 and
Article 14, the Contractor shall proceed diligently with performance of the Contract and the Owner shall continue to
make payments in accordance with the Contract Documents.
§ 15.1.4.2 The Contract Sum and Contract Time shall be adjusted in accordance with the Initial Decision Maker's
decision, subject to the right of either party to proceed in accordance with this Article 15. The Architect will issue
Certificates for Payment in accordance with the decision of the Initial Decision Maker.
§ 15.1.5 Claims for Additional Cost
If the Contractor wishes to make a Claim for an increase in the Contract Sum, notice as provided in Section 15.1.3
shall be given before proceeding to execute the portion of the Work that is the subject of the Claim. Prior notice is not
required for Claims relating to an emergency endangering life or property arising under Section 10.4.
§ 15.1.6 Claims for Additional Time
§ 15.1.6.1 If the Contractor wishes to make a Claim for an increase in the Contract Time, notice as provided in Section
15.1.3 shall be given. The Contractor's Claim shall include an estimate of cost and of probable effect of delay on
progress of the Work. In the case of a continuing delay, only one Claim is necessary.
§ 15.1.6.2 If adverse weather conditions are the basis for a Claim for additional time, such Claim shall be documented
by data substantiating that weather conditions were abnormal for the period of time, could not have been reasonably
anticipated, and had an adverse effect on the scheduled construction.
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§ 15.1.7 Waiver of Claims for Consequential Damages
The Contractor and Owner waive Claims against each other for consequential damages arising out of or relating to this
Contract. This mutual waiver includes
.1 damages incurred by the Owner for rental expenses, for losses of use, income, profit, financing,
business and reputation, and for loss of management or employee productivity or of the services of such
persons; and
.2 damages incurred by the Contractor for principal office expenses including the compensation of
personnel stationed there, for losses of financing, business and reputation, and for loss of profit, except
anticipated profit arising directly from the Work.
This mutual waiver is applicable, without limitation, to all consequential damages due to either party's termination in
accordance with Article 14. Nothing contained in this Section 15.1.7 shall be deemed to preclude assessment of
liquidated damages, when applicable, in accordance with the requirements of the Contract Documents.
§ 15.2 Initial Decision
§ 15.2.1 Claims, excluding those where the condition giving rise to the Claim is first discovered after expiration of the
period for correction of the Work set forth in Section 12.2.2 or arising under Sections 10.3, 10.4, and 11.5, shall be
referred to the Initial Decision Maker for initial decision. The Architect will serve as the Initial Decision Maker, unless
otherwise indicated in the Agreement. Except for those Claims excluded by this Section 15.2.1, an initial decision
shall be required as a condition precedent to mediation of any Claim. If an initial decision has not been rendered within
30 days after the Claim has been referred to the Initial Decision Maker, the party asserting the Claim may demand
mediation and binding dispute resolution without a decision having been rendered. Unless the Initial Decision Maker
and all affected parties agree, the Initial Decision Maker will not decide disputes between the Contractor and persons
or entities other than the Owner.
§ 15.2.2 The Initial Decision Maker will review Claims and within ten days of the receipt of a Claim take one or more
of the following actions: (1) request additional supporting data from the claimant or a response with supporting data
from the other party, (2) reject the Claim in whole or in part, (3) approve the Claim, (4) suggest a compromise, or (5)
advise the parties that the Initial Decision Maker is unable to resolve the Claim if the Initial Decision Maker lacks
sufficient information to evaluate the merits of the Claim or if the Initial Decision Maker concludes that, in the Initial
Decision Maker's sole discretion, it would be inappropriate for the Initial Decision Maker to resolve the Claim.
§ 15.2.3 In evaluating Claims, the Initial Decision Maker may, but shall not be obligated to, consult with or seek
information from either party or from persons with special knowledge or expertise who may assist the Initial Decision
Maker in rendering a decision. The Initial Decision Maker may request the Owner to authorize retention of such
persons at the Owner's expense.
§ 15.2.4 If the Initial Decision Maker requests a party to provide a response to a Claim or to furnish additional
supporting data, such party shall respond, within ten days after receipt of the request, and shall either (1) provide a
response on the requested supporting data, (2) advise the Initial Decision Maker when the response or supporting data
will be furnished, or (3) advise the Initial Decision Maker that no supporting data will be furnished. Upon receipt of
the response or supporting data, if any, the Initial Decision Maker will either reject or approve the Claim in whole or in
part.
§ 15.2.5 The Initial Decision Maker will render an initial decision approving or rejecting the Claim, or indicating that
the Initial Decision Maker is unable to resolve the Claim. This initial decision shall (1) be in writing; (2) state the
reasons therefor; and (3) notify the parties and the Architect, if the Architect is not serving as the Initial Decision
Maker, of any change in the Contract Sum or Contract Time or both. The initial decision shall be final and binding on
the parties but subject to mediation and, if the parties fail to resolve their dispute through mediation, to binding dispute
resolution.
§ 15.2.6 Either party may file for mediation of an initial decision at any time, subject to the terms of Section 15.2.6.1.
§ 15.2.6.1 Either party may, within 30 days from the date of receipt of an initial decision, demand in writing that the
other party file for mediation. If such a demand is made and the party receiving the demand fails to file for mediation
within 30 days after receipt thereof, then both parties waive their rights to mediate or pursue binding dispute resolution
proceedings with respect to the initial decision.
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§ 15.2.7 In the event of a Claim against the Contractor, the Owner may, but is not obligated to, notify the surety, if any,
of the nature and amount of the Claim. If the Claim relates to a possibility of a Contractor's default, the Owner may,
but is not obligated to, notify the surety and request the surety's assistance in resolving the controversy.
§ 15.2.8 If a Claim relates to or is the subject of a mechanic's lien, the party asserting such Claim may proceed in
accordance with applicable law to comply with the lien notice or filing deadlines.
§ 15.3 Mediation
§ 15.3.1 Claims, disputes, or other matters in controversy arising out of or related to the Contract, except those waived
as provided for in Sections 9.10.4, 9.10.5, and 15.1.7, shall be subject to mediation as a condition precedent to binding
dispute resolution.
§ 15.3.2 The parties shall endeavor to resolve their Claims by mediation which, unless the parties mutually agree
otherwise, shall be administered by the American Arbitration Association in accordance with its Construction Industry
Mediation Procedures in effect on the date of the Agreement. A request for mediation shall be made in writing,
delivered to the other party to the Contract, and filed with the person or entity administering the mediation. The
request may be made concurrently with the filing of binding dispute resolution proceedings but, in such event,
mediation shall proceed in advance of binding dispute resolution proceedings, which shall be stayed pending
mediation for a period of 60 days from the date of filing, unless stayed for a longer period by agreement of the parties
or court order. If an arbitration is stayed pursuant to this Section 15.3.2, the parties may nonetheless proceed to the
selection of the arbitrator(s) and agree upon a schedule for later proceedings.
§ 15.3.3 Either party may, within 30 days from the date that mediation has been concluded without resolution of the
dispute or 60 days after mediation has been demanded without resolution of the dispute, demand in writing that the
other party file for binding dispute resolution. If such a demand is made and the party receiving the demand fails to
file for binding dispute resolution within 60 days after receipt thereof, then both parties waive their rights to binding
dispute resolution proceedings with respect to the initial decision.
§ 15.3.4 The parties shall share the mediator's fee and any filing fees equally. The mediation shall be held in the place
where the Project is located, unless another location is mutually agreed upon. Agreements reached in mediation shall
be enforceable as settlement agreements in any court having jurisdiction thereof.
§ 15.4 Arbitration
§ 15.4.1 If the parties have selected arbitration as the method for binding dispute resolution in the Agreement, any
Claim subject to, but not resolved by, mediation shall be subject to arbitration which, unless the parties mutually agree
otherwise, shall be administered by the American Arbitration Association in accordance with its Construction Industry
Arbitration Rules in effect on the date of the Agreement. The Arbitration shall be conducted in the place where the
Project is located, unless another location is mutually agreed upon. A demand for arbitration shall be made in writing,
delivered to the other party to the Contract, and filed with the person or entity administering the arbitration. The party
filing a notice of demand for arbitration must assert in the demand all Claims then known to that party on which
arbitration is permitted to be demanded.
§ 15.4.1.1 A demand for arbitration shall be made no earlier than concurrently with the filing of a request for
mediation, but in no event shall it be made after the date when the institution of legal or equitable proceedings based on
the Claim would be barred by the applicable statute of limitations. For statute of limitations purposes, receipt of a
written demand for arbitration by the person or entity administering the arbitration shall constitute the institution of
legal or equitable proceedings based on the Claim.
§ 15.4.2 The award rendered by the arbitrator or arbitrators shall be final, and judgment may be entered upon it in
accordance with applicable law in any court having jurisdiction thereof.
§ 15.4.3 The foregoing agreement to arbitrate and other agreements to arbitrate with an additional person or entity duly
consented to by parties to the Agreement, shall be specifically enforceable under applicable law in any court having
jurisdiction thereof.
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§ 15.4.4 Consolidation or Joinder
§ 15.4.4.1 Subject to the rules of the American Arbitration Association or other applicable arbitration rules, either
party may consolidate an arbitration conducted under this Agreement with any other arbitration to which it is a party
provided that (1) the arbitration agreement governing the other arbitration permits consolidation, (2) the arbitrations to
be consolidated substantially involve common questions of law or fact, and (3) the arbitrations employ materially
similar procedural rules and methods for selecting arbitrator(s).
§ 15.4.4.2 Subject to the rules of the American Arbitration Association or other applicable arbitration rules, either
party may include by joinder persons or entities substantially involved in a common question of law or fact whose
presence is required if complete relief is to be accorded in arbitration, provided that the party sought to be joined
consents in writing to such joinder. Consent to arbitration involving an additional person or entity shall not constitute
consent to arbitration of any claim, dispute or other matter in question not described in the written consent.
§ 15.4.4.3 The Owner and Contractor grant to any person or entity made a party to an arbitration conducted under this
Section 15.4, whether by joinder or consolidation, the same rights of joinder and consolidation as those of the Owner
and Contractor under this Agreement.
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017 All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 40
American Institute of Architects. This document was produced at 10:07:05 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1345532997)
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
SECTION 004113.3 - FORM OF PROPOSAL 1(C) — GENERAL SITE CONSTRUCTION
PROJECT: Bid Package 01 — Site
Former Bluegrass Downs Grandstand
150 Downs Drive
Paducah, Kentucky
Name of Contractor: A&K Construction Inc.
Mailing Address: 100 Calloway Court
Paducah, KY 42001
Business Phone: 270-441-7752
TO: Steve Ervin, Community Development Project Manager
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42001
Having carefully examined the Instructions to Bidders, Contract Agreement, General Conditions, Special
Conditions, Specifications, and Drawings on the above referenced project, the undersigned bidder proposes
to furnish all labor, materials, equipment, tools, supplies, services, and temporary devices required to
complete the work in accordance with the contract documents and any addenda listed below for the price
stated herein.
BASE BID:
Grading and Earthwork $
Site Utilities $ �Z04 0©0.vQ
General Site Construction $�}-70, 11& Q L}
Roads and Parking $ �3
Site Structures $ 49,qo . 00
Playground Equipment $ �339 4,00
Landscaping $ A
Irrigation $ .Zqr do
PlantingNii§�l $ 5,,5(0'1 ,-2_3q-+ m
TOTAL $ Ll (pr 9 660. 60
FORM OF PROPOSAL 1(C) — GENERAL SITE CONSTRUCTION 004113.3-1
Project Manual
Bid Package 01 - Site
Paducah Sports Park
Paducah, Kentucky
For the construction required to complete the work in accordance with the contract documents, I/We submit
the following lump sum price of
111 -, _DOLLARS NO CENTS
(use ords) 1 j
ALTERNATE BID:
For omission from or addition to those items, services, or construction specified in Bidding Documents by
alternate number, the following lump sum price will be added or deducted from the base bid.
Coordinate Alternate Bid No. 1 and No. 2 with Package 1(B) -Field Lighting.
ADDENDA:
Receipt of Addenda Number(s) 1 thru 4 is acknowledged.
UNIT PRICES:
Refer to attached sheet(s) for listing of unit prices.
PROPOSED SUBCONTRACTORS:
Refer to attached sheet(s) for listing of proposed subcontractors.
PROPOSED MATERIALS AND EQUIPMENT:
Refer to attached sheet(s) for listing of proposed materials and equipment.
REFERENCES:
Refer to attached sheet(s) for listing of project references.
FORM OF PROPOSAL 1(C) - GENERAL SITE CONSTRUCTION 004113.3-2
No Cost
Alternate Bid
Alternate Description
+ (Add to the
- (Deduct from
Change
No.
Base Bid)
the Base Bid)
from the
Base Bid)
Alt. Bid No. 1
Pickleball Courts and Associated
l� OHO
Site Work and Amenities
f
Basketball Courts and Associated
�eJ? Goo >
Alt. Bid No. 2
Site Work and Amenities
Alt. Bid No. 3
Sanitary Sewer Wet Weather
V 124,
24I coo
Overflow
ADDENDA:
Receipt of Addenda Number(s) 1 thru 4 is acknowledged.
UNIT PRICES:
Refer to attached sheet(s) for listing of unit prices.
PROPOSED SUBCONTRACTORS:
Refer to attached sheet(s) for listing of proposed subcontractors.
PROPOSED MATERIALS AND EQUIPMENT:
Refer to attached sheet(s) for listing of proposed materials and equipment.
REFERENCES:
Refer to attached sheet(s) for listing of project references.
FORM OF PROPOSAL 1(C) - GENERAL SITE CONSTRUCTION 004113.3-2
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
UNIT PRICES:
Unit Prices shall include the furnishing of all labor, materials, supplies, services and shall include
all: Items of cost, overhead and profit for the contractor and subcontractor involved, and shall be
used uniformly without modification for either addition or deduction. The unit prices as established
shall be used to determine the equitable adjustment of the contract price in connection with changes
or extra work performed under the contract, and rules of measurement as set forth in the General
Conditions shall govern.
MUM
Civil
1. Concrete Sidewalks — Installed
2. Concrete Curbs — Installed
3. Asphalt Paving — Installed
4. Chain Link Fencing - Installed
5. xxx
Landscape
1. Shade Tree — Installed
2. Ornamental Tree — Installed
3. Evergreen Tree — Installed
4. Shrub — Installed
5, Perennial — Installed
6. Plug — Installed
7, Sod — Installed
g. Seed — Installed
9,Mulch — Installed
10. Irrigation Piping — Installed
Name of Contractor: A&K Construction, Inc.
Authorized
Representative Bill
(Signature)
PRICE UNIT
$ (��(�� (� �'j /
CY
$ r�-j U /
$ I� l /
LF
CY
$ 7 /
LF
$ q50,60 /
EA
$ G /
EA
$ �/_ Cho /
$ ! I O l
EA
EA
$ 2-0! �0 /
EA
$ W /
SF
$ 2-( /
SF
$ ��5 60 /
$ I �.() /
CY
LF
Title President
Date 3/26/24
FORM OF PROPOSAL 1(C) — GENERAL SITE CONSTRUCTION 004113.3-3
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
LIST OF PROPOSED SUBCONTRACTORS
The following list of proposed subcontractors is required to be executed, completed and submitted with the
Bidder's Proposal. All subcontractors are subject to approval by the Owner. Failure to submit this list,
completely filled out, may cause rejection of bid.
BRANCH OF WORK
STRUCTURE DEMOLITION
(DIVISION 02)
CAST -IN-PLACE CONCRETE
(DIVISION 03)
POST -TENSION REINFORCEMENT
(DIVISION 03)
MASONRY
(DIVISION 04)
STRUCTURAL STEEL FABRICATOR
(DIVISION 05)
SITE CLEARING
(DIVISION 31)
SITE GRADING
(DIVISION 31)
ELECTRICAL
(DIVISION 26)
CONCRETTE PAVING
(DIVISION 32)
ASPHALT PAVING
(DIVISION 32)
PLANTING/LANDSCAPING
(DIVISION 32)
IRRIGATION
(DIVISION 32)
FENCING AND GATES
(DIVISION 32)
SITE UTLITIES
(DIVISION 33)
SUBCONTRACTOR
n
i [ tk i
W
EM Duu /�� -
LKJO,Q� T;-�7 6&�A
FORM OF PROPOSAL 1(C) — GENERAL SITE CONSTRUCTION 004113.3-4
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
LIST OF MATERIALS AND EQUIPMENT
Every item listed under the different phases of construction must be clearly identified so that the Owner
will definitely know what the bidder proposes to furnish. The use of a dealer's name or stating "as per plans
and specifications" will not be considered as sufficient identification.
The following list of materials and equipment is required to be executed, completed and submitted with the
Bidder's Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
MATERIAL MANUFACTURER/MODEL NO.
CAST -IN -PLACE -CONCRETE
CONCETE MASONRY
BRICK VENEER MASONRY '
STONE MASONRY
STRUCTRAL STEEL
ASPHALT PAVING V
fry
PLAYGROUND EQUIPMENT �oS(�J� J ` VY ► �X
SHELTERS/PAVILIONS 1 r l
SHADE STRUCTURES
SITE FURNISHINGS��
SPORT NETTING V ✓�
SITE LIGHTING FIXTURES
r % �
LIGHT POLES U �� G ti u f u r
r
PULL BOXES(
POWER PEDASTAL
i
PANELBOARD
FORM OF OF PROPOSAL I (C) — GENERAL SITE CONSTRUCTION 004113.3-5
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
LIST OF PROJECT REFERENCES
The following list of project references is required to be executed, completed and submitted with the
Bidder's Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
PROJECT NAME:
McCracken County High School
PROJECT LOCATION:
Paducah, KY
REFERENCE NAME:
Hollv Kine
CONTACT INFORMATION:
Hollv King - 270-519-9867
PROJECT NAME:
Madisonville Sports Plex
PROJECT LOCATION:
Madisonville, KY
REFERENCE NAME:
Chris Jones
CONTACT INFORMATION:
Chris Jones - Sherman Carter Barnhart - 270-564-1146
c ones@ scbarchitects.com
PROJECT NAME:
Paducah Middle School
PROJECT LOCATION:
Paducah. KY
REFERENCE NAME:
Trov Brock - Paducah Public Schools
CONTACT INFORMATION:
Troy Brock - 270-994-7008
troy.brock@paducah.kyschools.us
FORM OF PROPOSAL 1(C) — GENERAL SITE CONSTRUCTION 004113.3-6
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
SECTION 004600.3 — BID EVALUATION FORM — GENERAL SITE CONSTRUCTION
PROJECT: Paducah Sports Park
Bid Package 01 - Site
DATE: 3/26/24
BIDDER: A&K Construction, Inc.
To be completed by Owner once bids have been received.
GRADING CRITERIA:
Evaluate the Bidder's Criteria on a rated value scale:
0 = the lowest value to 10 = the highest value for each item listed below.
Rating x Weighted Percent = Criterion Score
The Sum of all Criterion Scores shall be the Owner's basis of the Bidder's Overall Score.
BIDDER'S OVERALL TOTAL SCORE
PREFERENCE TO KENTUCKY BIDDERS
1. Bidder is a resident of the following state: Kentuckv
2. If Bidder is a non-resident of the Commonwealth of Kentucky, indicate if any preference is given
by the resident's state:
3. Addition of any reciprocal preference for resident bidders: _ _
BID EVALUATION FORM — GENERAL SITE CONSTRUCTION 004600.3- 1
RATING
WEIGHTED
CRITERION
NO.
CRITERIA ITEMS
VALUE
PERCENT
SCORE
(0--10)
Ability to meet or exceed the plans,
1.
specifications and performance
20
re uirements.
Incorporation of local vendors and
10
2'
subcontractors.
3.
Comparison with basis -of -design products.
10
Amount of self -performance by bidder
10
4
forces.
Price and value of bid per evaluation of the
20
5.
selection committee.
Financial stability, bondable, recent
10
6_
litigation of the vendor.
Ability to assist Owner with direct
10
7.
purchasing process.
8.
Customer references.
10
BIDDER'S OVERALL TOTAL SCORE
PREFERENCE TO KENTUCKY BIDDERS
1. Bidder is a resident of the following state: Kentuckv
2. If Bidder is a non-resident of the Commonwealth of Kentucky, indicate if any preference is given
by the resident's state:
3. Addition of any reciprocal preference for resident bidders: _ _
BID EVALUATION FORM — GENERAL SITE CONSTRUCTION 004600.3- 1
BID BOND Travelers Casualty and Surety Company of America
Hartford, CT 06183 -
CONTRACTOR:
(Name, legal status and address)
A & K Construction Inc.
100 Calloway Court
Paducah, KY 42001
OWNER:
(Name, legal status and address)
McCracken County Fiscal Court
300 Clarence Gains Street
Paducah KY 42003
BOND AMOUNT: 5% of attached bid
SURETY:
(Name, legal status and principal place of business)
Travelers Casualty and Surety Company of America
One Tower Square
Hartford, CT 06183
PROJECT:
(Name, location or address, and Project number, if any)
Paducah Sports Park - Bid Package 1 - Site - General Site Construction
Paducah KY
The Contractor and Surety are bound to the Owner in the amount set forth above, for the payment of which the Contractor and
Surety bind themselves, their heirs, executors, administrators, successors and assigns, jointly and severally, as provided herein.
The conditions of this Bond are such that if the Owner accepts the bid of the Contractor within the time specified in the bid
documents, or within such time period as may be agreed to by the Owner and Contractor, and the Contractor either (1) enters
into a contract with the Owner in accordance with the terms of such bid, and gives such bond or bonds as may be specified in
the bidding or Contract Documents, with a surety admitted in the jurisdiction of the Project and otherwise acceptable to the
Owner, for the faithful performance of such Contract and for the prompt payment of labor and material famished in the
prosecution thereof; or (2) pays to the Owner the difference, not to exceed the amount of this Bond, between the amount
specified in said bid and such larger amount for which the Owner may in good faith contract with another party to perform the
work covered by said bid, then this obligation shall be null and void, otherwise to remain in full force and effect. The Surety
hereby waives any notice of an agreement between the Owner and Contractor to extend the time in which the Owner may
accept the bid. Waiver of notice by the Surety shall not apply to any extension exceeding sixty (60) days in the aggregate
beyond the time for acceptance of bids specified in the bid documents, and the Owner and Contractor shall obtain the Surety's
consent for an extension beyond sixty (60) days.
If this Bond is issued in connection with a subcontractor's bid to a Contractor, the term Contractor in this Bond shall be
deemed to be Subcontractor and the term Owner shall be deemed to be Contractor.
When this Bond has been furnished to comply with a statutory or other legal requirement in the location of the Project, any
provision in this Bond conflicting with said statutory or legal requirement shall be deemed deleted herefrom and provisions
conforming to such statutory or other legal requirement shall be deemed incorporated herein. When so furnished, the intent is
that this Bond shall be construed as a statutory bond and not as a common law bond.
The Company executing this bond vouches that this document conforms to American Institute of Architects Document A310, 2010
edition
Signed and sealed this
(Witness)
25 day of March _ 2024
(Witness) Nate T. Byerly
A & K Construction, Inc.
�/jlqL
(Principal) (Seal)
President
(Title)
Travelers Casualty and Surety Company of America
MiA'UE' er
(Surety) Misty G. eye- (Seal)
Attorney -in -Fact
(Title) &w'=
{� CONN.
urrua
The Company executing this bond vouches that this document conforms to American Institute of Architects Document A310, 2010
edition 2
TRAVELERSSJ
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS: That Travelers Casualty and Surety Company of America, Travelers Casualty and Surety Company, and
St. Paul Fire and Marine Insurance Company are corporations duly organized under the laws of the State of Connecticut (herein
collectively called the "Companies"), and that the Companies do hereby make, constitute and appoint Misty G. Meyer of
BENTON , Kentucky , their true and lawful Attcmey(s)-in-Fact to sign, execute, seal and
acknowledge any and all bonds, recognizanoes, conditional undertakings and other writings obligatory in the nature thereof on behalf of
the Companies in their 'business of guaranteeing the fidelity of persons, guaranteeing the performance of contracts and executing or
guaranteeing bonds and undertakings required or permitted in any actions or proceedings allowed by law.
IN WITNESS WHEREOF, the Companies have caused this instrument to be signed, and their corporate seals to be hereto affixed, this 21st day of April,
2021.
Travelers Casualty and Surety Company of America
Travelers Casualty and Surety Company
St. Paul Fire and Marine Insurance Company
4P T�
cow am
K
State of Connecticut
City of Hartford ss.
By
Robert L. Rane enlor vice President
On this the 21st day of April, 2021, before me personally appeared Robert L. Raney, who acknowledged himself to be the Senior
Vice President of each of the Companies, and that he, as such, being authorized so to do, executed the foregoing instrument for the
purposes therein contained by signing on behalf of said Companies by himself as a duly authorized officer.
R P �,
IN WITNESS WHEREOF, I hereunto set my hand and official seal .+` Ar-,�
My Commission expires the 30th day of June, 2026 r* rumamw
P10 Anna P. Nowik, Notary Public
This Power of Attorney is granted under and by the authority of the following resolutions adopted by the Boards of Directors of each of
the Companies, which resolutions are now in full force and effect, reading as follows:
RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President, any Vice
President, any Second Vice President, the Treasurer, any Assistant Treasurer, the Corporate Secretary or any Assistant Secretary may appoint
Attorneys -in -Fact and Agents to act for and on behalf of the Company and may give such appointee such authority as his or her certificate of authority
may prescribe to sign with the Company's name and seal with the Company's seal bonds, recognizances, contracts of indemnity, and other writings
obligatory in the nature of a bond, recognizance, or conditional undertaking, and any of said officers or the Board of Directors at any time may
remove any such appointee and revoke the power given him or her; and it is
FURTHER RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or
any Vice President may delegate all or any part of the foregoing authority to one or more officers or employees of this Company, provided
that each such delegation is in writing and a copy thereof is filed in the office of the Secretary; and it is
FURTHER RESOLVED, that any bond, recognizance, contract of indemnity, or writing obligatory in the nature of a bond, recognizance,
or conditional undertaking shall be valid and binding upon the Company when (a) signed by the President, any Vice Chairman, any Executive
Vice President, any Senior Vice President or any Vice President, any Second Vice President, the Treasurer, any Assistant Treasurer, the
Corporate Secretary or any Assistant Secretary and duly attested and sealed with the Company's seal by a Secretary or Assistant Secretary;
or (b) duly executed (under seal, if required) by one or more Attorneys -in -Fact and Agents pursuant to the power prescribed in his or her
certificate or their certificates of authority or by one or more Company officers pursuant to a written delegation of authority; and it is
FURTHER RESOLVED, that the signature of each of the following officers: President, any Executive Vice President, any Senior Vice President,
any Vice President, any Assistant Vice President, any Secretary, any Assistant Secretary, and the seal of the Company may be affixed by facsimile to
any Power of Attorney or to any certificate relating thereto appointing Resident Vice Presidents, Resident Assistant Secretaries or Attomeys-in-
Fact for purposes only of executing and attesting bonds and undertakings and other writings obligatory in the nature thereof, and any such Power of
Attorney or certificate bearing such facsimile signature or facsimile seal shall be valid and binding upon the Company and any such power so executed
and certified by such facsimile signature and facsimile seal shall be valid and binding on the Company in the future with respect to any bond or
understanding to which it is attached.
I, Kevin E. Hughes, the undersigned, Assistant Secretary of each of the Companies, do hereby certify that the above and foregoing is a
true and correct copy of the Power of Attorney executed by said Companies, which remains in full force and effect.
Dated this 25 day of March , 2024
w
Kevin E. Hughes, Asst taut Secretary
To verify fhe authenticity of this Power ofAftomey, please tali us at 1-800-421-3880.
Please refer to the above-named Attorney(s)-in-Fact and the details of the bond to which this Power of Attorney is attached.
�r /�
T
1 RQY ELLc RS J
SURETY BOND SEAL ADDENDUM
TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA
Due to logistical issues associated with the use of traditional seals during the COVID-19 pandemic, Travelers
Casualty and Surety Company of America ("Travelers' has authorized its Attorneys -in -Fact to affix
Travelers' corporate seal to any bond executed on behalf of Travelers by any such Attorney -in -Fact by
attaching this Addendum to said bond.
To the extent this Addendum is attached to a bond that is executed on behalf of Travelers by its Attorney -
in -Fact, Travelers hereby agrees that the seal below shall be deemed affixed to said bond to the same
extent as if its raised corporate seal was physically affixed to the face of the bond.
Dated this 16th day of March, 2020.
Travelers Casualty and Surety Company of America
CONN.
By:
_ "dx�
Robert L. Raney, Senio ice President
PADUCAH
SPORTS PARK
Exhibit — Cost Reduction List Bid Package 1C Site / 2A Buildings I A&K Construction
Base Bid - A&K
Vendor Provide Pricing
Status
Base Bid Site
$
46,046,000.00
Base Bid Structures
$
19,917,000.00
Eliminate field curb from site vendor
$ (172,524.00) $
Rejected
Vol. Alt for combination of Bid package 1 and Bid package 2.
$ (126,000.00) $
(126,000.00)
Accepted
Site masonry
PENDING $
Pending
Shade structures
PENDING $
Pending
Overall reductions in landscaping including but not limited: reductions, direct purchase, island
landscaping. Change in plant material, reducing to city min, changing to seeding and others
previously covered under VE#9A through #9P]
$ (1,724,496.00) $
(1,724,496.00)
Accepted
Replace Modular Dugout with Site Dugouts (net replacement costs
with stick -build)
$ (198,750.00) $
(198,750.00)
Accepted
Reductions to irrigation system (subject to landscaping reductions (25% targeted reduction)'
$ (500,000.00) $
(500,000.00)
Accepted
Reduce/modify Soil amendments
$ (39,500.00) $
(39,500.00)
Accepted
eliminate 10 islands at SNP road parking lot
in others
in others
Accepted
Eliminate bio -char from landscaping rootzone
$ (550,000.00) $
(550,000.00)
Accepted
Convert maintenance and overflow parking at Metcalfto gravel
$ (411,000.00) $
(411,000.00)
Accepted
Recycle and dispose of recyclable materials on site potentially at existing track pond.
$ (15,350.00) $
(15,350.00)
Accepted
Eliminate show power at championship field
$ (32,540.00) $
(32,540.00)
Accepted
Reduce height and type of perimeter fence (vinyl and cedar
$ (40,000.00) $
(40,000.00)
Accepted
grandstand - open lower floor concept. Eliminate HVAC and exterior enclosure on west side of
building
PENDING $
Pending
Eliminate entire grandstand element, replace with limited new structure I ess 15% for demolition $
and replacement design
(8407,232.00) $
(8,407,232.00)
Accepted
Eliminate other amenities associatedwith concerts
PENDING $
Pending
Eliminate other amenities associatedwith concerts
PENDING $
Pending
Remove Field 1 (Championship] from current design
$ (1,311,000.00) $
(1,311,000.00)
Accepted
Eliminate balance of site improvements at maintenance yard and
operate from rental property
in VE#30 $
Accepted
eliminate new maintenance building complex
$ (1,412,668.00) $
(1,412,668.00)
Accepted
eliminate all renovationsto existing maintenance buildings
in above
in above
Accepted
Delete improvements to 650 building, remove from site. Leave
15% for demolition/redesign
$ (325,568.00) $
(325,568.00)
Accepted
Eliminate playground equipment as shown in bid package #1.
Eliminate all but communitq SN Parkequipment.
$ (157,000.00) $
(157,000.00)
Accepted
playground by turf contractor, at SNP, Credit from A&K. See VE #135 for missing playground
surface
PENDING
Delete plaLlpround amenities. Netting and seating, etc
$ (48,400.00) $
(48,400.00)
Alternate rock design at fields/ drainpipe savings, crowning offield; 1/2% crowning
$ 275,000.00 $
Rejected
Remove one rectangle field (field #101. And associated retainingwall.
REJECTED $
Rejected
Eliminate event dog runs
$ (17,641.00) $
(17,641.00)
Accepted
Eliminate bike racks
$ (7,301.00) $
(7,301.00)
Accepted
Deduct pickleball courts and parking as shown in Bid drawings
$ (1,385,000.00) $
(1,385,000.00)
Accepted
Reduce flag poles to2total
$ (11,719.00) $
(11,719.00)
Accepted
Reduce LF of curb gutter by 10%. Possibly at bioswales, use ofwheel stops in lieu of C/G,
$ (38,000.00) $
Pending
Eliminate Field stabilization - rectan le fields only
$ (702,000.00) $
(702,000.00)
Accepted
Convert asphalt parking areas to porous grass
PENDING $
Pending
Convert asphalt paving areas to dustless material
PENDING $
Pending
Review changing pavers to concrete, standard, 4000 psi, 4" paving/sidewalk.
$ (116,000.00) $
(116,000.00)
Accepted
Review changing pavers to DG at SN memorial
$ (104,385.00) $
Rejected
Review changing of VehicularPaverstoas halt.
$ (15,826.00) $
(15,826.00)
Accepted
Continued
PAOUCAH
SPORTS PARK
Review changing of Concrete to asphalt or DG at sidewalks and perimeter walks. At picnic grove
$ (31,900.00) $
(31,900.00)
Accepted
Eliminate unfunded wet weather overflow station
$ (126,000.00) $
Rejected
Eliminate basketball courts and parking
$ (675,000.00) $
(675,000.00)
Accepted
Eliminate basketball courts and parking
$ (709,000.00) $
(709,000.00)
Accepted
Reduce tension nettin to edge of the dugouts: see detail
$ (190,000.00) $
(190,000.00)
Accepted
Reduce concrete strength to 4000psi, 4"
$ (189,375.00) $
(189,375.00)
Accepted
Alternate hat and bat racks
$ (188,000.00) $
(188,000.00)
Accepted
alternate playersbenches
$ (108,000.00) $
(108,000.00)
Accepted
alternate trash receptacles
$ (138,040.00) $
(138,040.00)
Accepted
reduction/alternate tables
$ (27,885.00) $
(27,885.00)
Accepted
SNP Road redesign by BFW raising grade to salvage pavement.
Review savings.
$ 65,450.00 $
65,450.00
Accepted
Removing water quality ditch
$ (48,000.00) $
(48,000.00)
Accepted
eliminate 2nd dum ster at SNP (west side)
$ (71,262.00) $
pending
Remove bioswale Downs Roads
$ (72,000.00) $
(72,000.00)
Accepted
Brick and CMU/cast stone vs limestone benches
$ (70,550.00) $
(70,550.00)
Accepted
Eliminate all brick/CMU/stone benches
$ (40,700.00) $
(40,700.00)
Accepted
Reduce paving section to 1" surface asphalt, 2" base asphalt over
8" of DGA.
$ (306,625.00) $
(306,625.00)
Accepted
Adjusted Contract Price less above adjustments
$
45,678,384.00
OWNER ELECTED ALLOWANCE - OWNER CONTROLLED 1 1 $ 1,952,485.00
OTALADJUSTED CONTRACT PRICE 1 1 $ 47,630,869.00
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
DOCUMENT 000117 - INDEX OF DRAWINGS
BID PACKAGE 01- SITE
PADUCAH SPORTS PARK
PADUCAH,KENTUCKY
TITLE
COVER SHEET: BID PACKAG O1 -SITE
SHEET INDEX
CIVIL - SITE DEMOLITION
C1.0
OVERALL SITE DEMOLITION PLAN
C1.1
ENLARGED DEMOLITION PLAN
C1.2
ENLARGED DEMOLITION PLAN
C1.3
ENLARGED DEMOLITION PLAN
CIA
ENLARGED DEMOLITION PLAN
C1.5
ENLARGED DEMOLITION PLAN
C1.6
ENLARGED DEMOLITION PLAN
C1.7
ENLARGED DEMOLITION PLAN
C1.8
ENLARGED DEMOLITION PLAN
C1.9
ENLARGED DEMOLITION PLAN
C1.10
ENLARGED DEMOLITION PLAN
C1.11
DISC GOLF COURSE DEMOLTION PLAN
CIVIL - SITE DEVELOPMENT
C2.OA
OVERALL SITE DEVELOPMENT PLAN
C2.OB
OVERALL SITE DEVELOPMENT PLAN - WEST
C2.00
OVERALL SITE DEVELOPMENT PLAN - EAST
C2.1
ENLARGED DEVELOPMENT PLAN
C22
ENLARGED DEVELOPMENT PLAN
C2.3
ENLARGED DEVELOPMENT PLAN
C2.4
ENLARGED DEVELOPMENT PLAN
C2.5
ENLARGED DEVELOPMENT PLAN
C2.6
ENLARGED DEVELOPMENT PLAN
C2.7
ENLARGED DEVELOPMENT PLAN
C2.8
ENLARGED DEVELOPMENT PLAN
C2.9
ENLARGED DEVELOPMENT PLAN
C2.10
ENLARGED DEVELOPMENT PLAN
C2.11
ENLARGED DEVELOPMENT PLAN
C2.12
ENLARGED DEVELOPMENT PLAN
C2.13
ENLARGED DEVELOPMENT PLAN
C2.14
ENLARGED DEVELOPMENT PLAN
C2.15
ENLARGED DEVELOPMENT PLAN
C2.16
ENLARGED DEVELOPMENT PLAN
C2.17
ENLARGED DEVELOPMENT PLAN
C2.18
ENLARGED DEVELOPMENT PLAN
C2.19
ENLARGED DEVELOPMENT PLAN
C220
ENLARGED DEVELOPMENT PLAN
C221
ENLARGED DEVELOPMENT PLAN
INDEX OF DRAWINGS 000117-1
Project Manual
Bid Package 01 - Site
CIVIL - SITE GRADING
C3.0
OVERALL SITE GRADING PLAN
C3.1
ENLARGED GRADING PLAN
C3.2
ENLARGED GRADING PLAN
C3.3
ENLARGED GRADING PLAN
C3.4
ENLARGED GRADING PLAN
C3.5
ENLARGED GRADING PLAN
C3.6
ENLARGED GRADING PLAN
C3.7
ENLARGED GRADING PLAN
C3.8
ENLARGED GRADING PLAN
C3.9
ENLARGED GRADING PLAN
C3.10
ENLARGED GRADING PLAN
C3.11
ENLARGED GRADING PLAN
Paducah Sports Park
Paducah, Kentucky
C3.12
ENLARGED GRADING PLAN
C3.13
ENLARGED GRADING PLAN
C3.14
ENLARGED GRADING PLAN
C3.15
ENLARGED GRADING PLAN
C3.16
ENLARGED GRADING PLAN
C3.17
ENLARGED GRADING PLAN
C3.18
ENLARGED GRADING PLAN
C3.19
ENLARGED GRADING PLAN
C3.20
ENLARGED GRADING PLAN
C3.21
ENLARGED GRADING PLAN
C3.30
OVERALL EROSION AND SEDIMENTATION CONTROL PLAN
C3.31
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.32
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.33
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.34
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.35
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.36
ENLARGED EROSION AND SEDIMENTATION CONTROL PLAN
C3.37
EROSION AND SEDIMENTATION CONTROL DETAILS
CIVIL - SITE STORMWATER
C4.OA OVERALL SITE STORMWATER PLAN
C4.013 OVERALL SITE STORMWATER PLAN - WEST
C4.00 OVERALL SITE STORMWATER PLAN - EAST
C4.1
ENLARGED STORMWATER PLAN
C4.2
ENLARGED STORMWATER PLAN
C4.3
ENLARGED STORMWATER PLAN
C4.4
ENLARGED STORMWATER PLAN
C4.5
ENLARGED STORMWATER PLAN
C4.7
ENLARGED STORMWATER PLAN
C4.8
ENLARGED STORMWATER PLAN
C4.9
ENLARGED STORMWATER PLAN
C4.10
ENLARGED STORMWATER PLAN
C4.11
ENLARGED STORMWATER PLAN
C4.12
ENLARGED STORMWATER PLAN
C4.13
ENLARGED STORMWATER PLAN
C4.14
ENLARGED STORMWATER PLAN
C4.15
ENLARGED STORMWATER PLAN
INDEX OF DRAWINGS 000117-2
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
C4.16
ENLARGED STORMWATER PLAN
C4.17
ENLARGED STORMWATER PLAN
C4.18
ENLARGED STORMWATER PLAN
C4.19
ENLARGED STORMWATER PLAN
C4.21
ENLARGED STORMWATER PLAN
C4.22
STORMWATER STRUCTURE AND PIPE TABLES
C4.23
STORMWATER STRUCTURE AND PIPE TABLES
C4.24
STORMWATER DETAILS
C4.25
STORMWATER DETAILS
C4.26
STORMWATER DETAILS
C4.27
STORMWATER DETAILS
CIVIL - SITE UTILITY
C5.0
OVERALL SITE UTILITY PLAN
C5.2
ENLARGED UTILITY PLAN
C5.3
ENLARGED UTILITY PLAN
C5.4
ENLARGED UTILITY PLAN
C5.5
ENLARGED UTILITY PLAN
C5.6
ENLARGED UTILITY PLAN
C5.8
ENLARGED UTILITY PLAN
C5.9
ENLARGED UTILITY PLAN
C5.10
ENLARGED UTILITY PLAN
C5.13
ENLARGED UTILITY PLAN
C5.14
ENLARGED UTILITY PLAN
C5.16
ENLARGED UTILITY PLAN
C5.17
ENLARGED UTILITY PLAN
C5.18
ENLARGED UTILITY PLAN
C5.21
ENLARGED UTILITY PLAN
C5.22
UTILITY DETAILS
C5.23
UTILITY DETAILS
C5.24 SANITARY SEWER LIFT STATION DETAILS
C5.25 SANITARY SEWER LIFT STATION DETAILS
C5.26 SANITARY SEWER PLAN AND PROFILE - LINE A & B
C5.27 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.28 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.29 SANITARY SEWER PLAN AND PROFILE - FORCE MAIN
C5.30 SANITARY SEWER PLAN AND PROFILE - LINE C
C5.31 SANITARY SEWER PLAN AND PROFILE - LINE D
C5.32 WATER MAIN RELOCATION PLAN AND PROFILE
CIVIL - SITE DETAILS
C6.0 SITE DETAILS
C6.1 SITE DETAILS
C6.2 SITE DETAILS
LANDSCAPE
L1.0 SITE FURNISHINGS AND AMENITIES - KEY PLAN
L2.0 SITE FURNISHINGS AND AMENITIES PLAN
L2.1 SITE FURNISHINGS AND AMENITIES PLAN
L2.2 SITE FURNISHINGS AND AMENITIES PLAN
INDEX OF DRAWINGS 000117-3
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
L2.3 SITE FURNISHINGS AND AMENITIES PLAN
L3.0 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.1 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.2 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.3 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.4 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.5 SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.6
SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L3.7
SITE FURNISHINGS AND AMENITIES PLAN ENLARGEMENT
L4.0
OVERALL PLANTING PLAN AND PLANTING NOTES
L5.0
PLANTING PLAN
L5.1
PLANTING PLAN
L5.2
PLANTING PLAN
L5.3
PLANTING PLAN
L5.4
PLANTING PLAN
L5.5
PLANTING PLAN
L5.6
PLANTING PLAN
L5.7
PLANTING PLAN
L5.8
PLANTING PLAN
L5.9
PLANTING PLAN
L5.10
PLANTING PLAN
L5.11
PLANTING PLAN
L5.12
PLANTING PLAN
L5.13
PLANTING PLAN
L5.14
PLANTING PLAN
L5.15
PLANTING PLAN
L5.16
PLANTING PLAN
L5.17
PLANTING PLAN
L5.18
PLANTING PLAN
L6.0
PLANTING PLAN ENLARGEMENT
L6.1
PLANTING PLAN ENLARGEMENT
L6.2
PLANTING PLAN ENLARGEMENT
L6.3
PLANTING PLAN ENLARGEMENT
L7.0
SITE FURNISHING AND AMENITIES DETAILS
L7.1
SITE FURNISHING AND AMENITIES DETAILS
L7.2
SITE FURNISHING AND AMENITIES DETAILS
L7.3
SITE FURNISHING AND AMENITIES DETAILS
L7.4
SITE FURNISHING AND AMENITIES DETAILS
L7.5
SITE FURNISHING AND AMENITIES DETAILS
L7.6
SITE FURNISHING AND AMENITIES DETAILS
L7.7
SITE FURNISHING AND AMENITIES DETAILS
L7.8
SITE FURNISHING AND AMENITIES DETAILS
L7.9
SITE FURNISHING AND AMENITIES DETAILS
L7.10
SITE FURNISHING AND AMENITIES DETAILS
L7.11
SITE FURNISHING AND AMENITIES DETAILS
L7.12
SITE FURNISHING AND AMENITIES DETAILS
L7.13
SITE FURNISHING AND AMENITIES DETAILS
L7.14 SITE FURNISHING AND AMENITIES DETAILS
L7.15 SITE FURNISHING AND AMENITIES DETAILS
L7.16 SITE FURNISHING AND AMENITIES DETAILS
INDEX OF DRAWINGS 000117-4
Project Manual Paducah Sports Park
Bid Package 01 — Site Paducah, Kentucky
L7.17 PLANTING DETAILS
LANDSCAPE — DISC GOLF
DG1.0 DISC GOLF LAYOUT
STRUCTURAL
S1.0
STRUCTURAL NOTES
SLI
PICNIC SHELTERS FOUNDATION PLANS & DETAILS
S 1.2
DUGOUTS FOUNDATION PLANS & DETAILS
S 1.3
PICKLENBALL COURT PLANS — ALTERNATE NO. 1
SIA
BASKETBALL COURTS PLANS — ALTERNATE NO. 2
S3.1
FOUNDATION DETAILS
IRRIGATION
PARTIAL ENLARGED SITE PLAN
IR100
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR101
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR102
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR103
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR104
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR105
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR106
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR107
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR108
IRRIGATION INFRASTRUCTURE & AUTOMATION
IR109
IRRIGATION INFRASTRUCTURE & AUTOMATION
ELECTRICAL - SITE
EU0.0
SITE LEAD SHEET
EU1.1
OVERALL SITE PLAN
EU1.2
PARTIAL ENLARGED SITE PLAN
EU1.3
PARTIAL ENLARGED SITE PLAN
EU I A
PARTIAL ENLARGED SITE PLAN
EU1.5
PARTIAL ENLARGED SITE PLAN
EU1.6
PARTIAL ENLARGED SITE PLAN
EU1.7
PARTIAL ENLARGED SITE PLAN
EU1.8
PARTIAL ENLARGED SITE PLAN
EU1.9
PARTIAL ENLARGED SITE PLAN
EU1.10
PARTIAL ENLARGED SITE PLAN
EU1.11
PARTIAL ENLARGED SITE PLAN
EU1.12
PARTIAL ENLARGED SITE PLAN
EU2.1
ELECTRICAL ENLARGED PLANS
EU2.2
ELECTRICAL ENLARGED PLAN
EU2.3
ELECTRICAL ENLARGED PLAN
EU4.0
SITE DETAILS
EU4.1
ELECTRICAL SITE DETAILS AND SCHEDULES
TRANSPORTATION
T1.0 COVER SHEET
T2.0 GENERAL SUMMARY - STUART NELSON PARK ROAD
T2.1 TYPICAL SECTIONS - STUART NELSON PARK ROAD
T2.2 GENERAL NOTES - STUART NELSON PARK ROAD
INDEX OF DRAWINGS 000117-5
Project Manual Paducah Sports Park
Bid Package 01 - Site Paducah, Kentucky
T3.0 PLAN & PROFILE - US 60 TURN LANE EXTENSION
T4.0 PLAN & PROFILE - STUART NELSON PARK ROAD
T5.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T6.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T7.0
PLAN & PROFILE - STUART NELSON PARK ROAD
T8.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T9.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T10.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T11.0
EPSC, SIGNING & STRIPING PLAN - STUART NELSON PARK ROAD
T12.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T13.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T14.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T15.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T16.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T17.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T18.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T19.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T20.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T21.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T22.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T23.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T24.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T25.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T26.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T27.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T28.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T29.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T30.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T31.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T32.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T33.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T34.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T35.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T36.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T37.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T38.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T39.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T40.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T41.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T42.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T43.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T44.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T45.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T46.0
CROSS SECTIONS - STUART NELSON PARK ROAD
T47.0
CROSS SECTIONS - STUART NELSON PARK ROAD
END OF DOCUMENT 000117
INDEX OF DRAWINGS 000117-6
Project Manual
Bid Package 01 — Site
Bid Package 01 — Site
Paducah Sports Park
150 Downs Drive
Paducah, Kentucky
DOCUMENT 000110 - TABLE OF CONTENTS
Paducah Sports Park
Paducah, Kentucky
DIVISION 00 — PROCUREMENT AND CONTRACTING REQUIREMENTS PAGES
000116
INVITATION TO BID...............................................................................................
2
000117
INDEX OF DRAWINGS............................................................................................
6
001100
PUBLIC NOTICE.......................................................................................................
1
002113
AIA DOCUMENT A701-2018 INSTRUCTIONS TO BIDDERS .............................
8
002600
PROCUREMENT SUBSTITUTION PROCEDURES ..............................................
2
003119
EXISTING CONDITION INFORMATION..............................................................
1
003143
PERMIT APPLICATION...........................................................................................
1
004113.1
FORM OF PROPOSAL — FIELD TURF...................................................................
7
004113.2
FORM OF PROPOSAL — FIELD LIGHTING...........................................................
7
004113.3
FORM OF PROPOSAL — GENERAL SITE CONSTRUCTION ..............................
6
004600.1
BID EVALUATION FORM — FIELD TURF............................................................
2
004600.2
BID EVALUATION FORM — FIELD LIGHTING ...................................................
2
004600.3
BID EVALUATION FORM — GENERAL SITE CONSTRUCTION .......................
1
005100.1
NOTICE OF AWARD — FIELD TURF.....................................................................
2
005100.2
NOTICE OF AWARD — FIELD LIGHTING.............................................................
2
005100.3
NOTICE OF AWARD — GENERAL SITE CONSTRUCTION ................................
2
005213
AIA DOCUMENT A101-2017 STANDARD FORM OF AGREEMENT
BETWEEN ONWER AND CONTRACTOR WHERE THE BASIS OF
PAYMENT IS A STIPULATED SUM......................................................................
8
006113.13
AIA DOCUMENT A312-2010 PERFORMANCE BOND ........................................
4
006113.14
AIA DOCUMENT A312-2010 PAYMENT BOND ..................................................
4
007213
AIA DOCUMENT A201-2007 GENERAL CONDITIONS OF THE
CONTRACT FOR CONSTRUCTION.......................................................................
39
007216
GENERAL CONDITIONS AMENDMENT..............................................................
2
007300
SUPPLEMENTARY CONDITIONS.........................................................................
3
DIVISION O1 - GENERAL REQUIREMENTS PAGES
011000
SUMMARY................................................................................................................ 4
011200
MULTIPLE CONTRACT SUMMARY..................................................................... 7
012100
ALLOWANCES......................................................................................................... 4
012300
ALTERNATES........................................................................................................... 3
012500
SUBSTITUTION PROCEDURES............................................................................. 4
012600
CONTRACT MODIFICATION PROCEDURES...................................................... 2
012900
PAYMENT PROCEDURES...................................................................................... 4
013100
PROJECT MANAGEMENT AND COORDINATION ............................................. 6
013300
SUBMITTAL PROCEDURES................................................................................... 4
015000
TEMPORARY FACILITIES AND CONTROLS...................................................... 5
015639
TEMPORARY TREE AND PLAN PROTECTION .................................................. 7
016000
PRODUCT REQUIREMENTS.................................................................................. 7
017300
EXECUTION.............................................................................................................. 5
017419
CONSTRUCTION WASTE MANAGEMENT AND DISPOSAL ............................ 4
TABLE OF CONTENTS 000110-1
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
017700 CLOSEOUT PROCEDURES..................................................................................... 4
017823 OPERATION AND MAINTENANCE DATA.......................................................... 8
017839 PROJECT RECORD DOCUMENTS......................................................................... 5
017900 DEMONSTRATION AND TRAINING.................................................................... 4
DIVISION 02 — EXISTING CONDITIONS PAGES
024116 STRUCTURE DEMOLITION................................................................................... 5
DIVISION 03 — CONCRETE PAGES
033000 CAST IN PLACE CONCRETE.................................................................................. 10
034500 PRECAST ARCHITECTURAL CONCRETE........................................................... 8
DIVISION 04 — MASONRY PAGES
042000 UNIT MASONRY...................................................................................................... 15
042200 CONCRETE MASONRY UNIT - LOADBEARING................................................ 3
044300 STONE MASONRY................................................................................................... 8
DIVISION 05 — METALS PAGES
051200 STRUCTURAL STEEL FRAMING.......................................................................... 8
055213 PIPE AND METAL FABRICATION........................................................................ 4
DIVISION 10 — SPECIALTIES PAGES
107300 PROTECTIVE COVERS............................................................................................ 8
107529 PLAZA -MOUNTED FLAGPOLES........................................................................... 4
DIVISION 11 - EQUIPMENT PAGES
116800 PLAYGROUND EQUIPMENT AND STRUCTURES ............................................. 8
116810 ATHLETIC FIELD EQUIPMENT AND STRUCTURES ......................................... 8
116833 SPORT NETTING SYSTEMS................................................................................... 6
116843 EXTERIOR MULTISPORT SCOREBOARDS......................................................... 6
DIVISION 26 — ELECTRICAL
260000 GENERAL PROVISIONS FOR ELECTRICAL.......................................................
260500 COMMON WORK RESULTS...................................................................................
260519 LOW -VOLTAGE ELECTRICAL POWER CONDUCTORS AND CABLES .........
260526 GROUNDING AND BONDING FOR ELECTRICAL SYSTEMS ..........................
260529 HANGERS AND SUPPORTS FOR ELECTRICAL SYSTEMS ..............................
260533 RACEWAY AND BOXES FOR ELECTRICAL SYSTEMS ....................................
260548 VIBRATION AND SEISMIC CONTROLS FOR ELECTRICAL SYSTEMS .........
260553 IDENTIFICATION FOR ELECTRICAL SYSTEMS ................................................
262416 PANELBOARDS........................................................................................................
262726 WIRING DEVICES....................................................................................................
262816 ENCLOSED SWITCHES AND CIRCUIT BREAKERS ..........................................
264313 TRANSIENT -VOLTAGE SUPPRESSION FOR LOW -VOLTAGE ELECTRICAL
POWERCIRCUITS....................................................................................................
265613 LIGHTING POLES AND STANDARDS..................................................................
265619 LED EXTERIOR LIGHTING....................................................................................
265668 ATHLETIC SPORTS LIGHTING.............................................................................
PAGES
11
2
3
3
4
4
7
3
7
4
3
4
6
6
10
TABLE OF CONTENTS 000110-2
Project Manual
Bid Package 01 — Site
Paducah Sports Park
Paducah, Kentucky
DIVISION 31 — EARTHWORK PAGES
311000 SITE CLEARING....................................................................................................... 4
312000 EARTH MOVING...................................................................................................... 10
313213.16 CEMENT SOIL STABILIZATION........................................................................... 10
DIVISION 32 — EXTERIOR IMPROVEMENTS PAGES
321216
ASPHALT PAVING...................................................................................................
6
321313
CONCRETE PAVING................................................................................................
6
321373
CONCRETE PAVING JOINT SEALANTS..............................................................
6
321413
PRECAST CONCRETE UNIT PAVING...................................................................
4
321813
SYNTHETIC GRASS SURFACING.........................................................................
10
321816
PLAYGROUND SURFACING..................................................................................
6
321823
SPORT COURT SURFACING..................................................................................
6
323113
CHAIN LINK FENCES AND GATES......................................................................
8
323115
WOOD FENCES........................................................................................................
4
323119
DECORATIVE METAL FENCES AND GATES .....................................................
4
323300
SITE FURNISHINGS.................................................................................................
8
328400
PLANTING IRRIGATION........................................................................................
28
329113
SOIL PREPARATION...............................................................................................
12
329200
TURF AND GRASSES..............................................................................................
12
329300
PLANTS......................................................................................................................
8
DIVISION 33 — UTILITIES PAGES
331113 FACILITY WATER DISTRIBUTION...................................................................... 8
331313 FACILITY SANITARY SEWERS............................................................................. 6
331314 MUNICIPAL SANITARY SEWERS......................................................................... 6
335100 NATURAL GAS DISTRIBUTION............................................................................ 9
334100 STORM UTILITY DRAINAGE PIPING................................................................... 10
335616 FUEL STORAGE TANK........................................................................................... 4
APPENDIX
Appendix 1 PHASE 1 ENVIRONMENTAL SITE ASSESSMENT .............................................. 27
Appendix 2 GEOTECHNICAL EXPLORATION REPORT......................................................... 45
END OF DOCUMENT 000110
TABLE OF CONTENTS 000110-3
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Accept recommendation from Sports Tourism Commission for Paducah Sports Park for Bid
Package 02 - Food and Beverage and approve contract for services with Stafford Smith in the amount of
$608,833.00 - A. CLARK & D. JORDAN
Category: Municipal Order
Staff Work By: Arnie
Clark
Presentation By: Arnie
Clark, Daron Jordan
Background Information: PFGW Architects, on behalf of the Sports Tourism Commission, McCracken
County Fiscal Court, and City of Paducah released a Request for Bids on March 23 for Food and Beverage for
the Paducah Sports Park. Bid Opening was held April 30. One (1) bid was submitted.
A selection committee with representation from the Fiscal Court, City, Design Team, and Operations Team was
formed to review and evaluate the bids. After review, the committee recommends moving forward with a
contract for services with Stafford Smith for the Food and Beverage portion of the project.
Per the ILA, the McCracken County Sports Tourism commission must approve and make a recommendation to
both the Fiscal Court and the City Commission for consideration and approval of construction contracts. The
McCracken County Sports Tourism Commission approved the recommendation from the selection committee
on Monday, June 10, and proceeds with a recommendation for a contract for services with Stafford Smith.
Accept recommendation from the Sports Tourism Commission and authorize execution of a contract for
services with Stafford Smith in an amount not to exceed $608,833.00 for Food and Beverage for the Paducah
Sports Park project.
Does this Agenda Action Item align with a Commission Priority? Yes
If yes, please list the Commission Priority: Paducah Sports Park
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Approve
Attachments:
1. MO Food & Beverage Stafford Smith
2. SS A101-2017 - FINAL DRAFT Bid Package 213_Food Services -2024
MUNICIPAL ORDER NO.
A MUNICIPAL ORDER APPROVING THE RECOMMENDATION OF THE
McCRACKEN COUNTY SPORTS TOURISM COMMISSION TO ACCEPT
THE BID PACKAGE FOR FOOD AND BEVERAGE SERVICES FOR THE
PADUCAH SPORTS PARK PROJECT IN THE AMOUNT NOT TO EXCEED
$608,833 AND AUTHORIZING THE MAYOR TO EXECUTE ALL
DOCUMENTS RELATING TO SAME
WHEREAS, on September 7, 2022, the City of Paducah, the County of
McCracken, and the McCracken County Sports Tourism Commission entered into an Interlocal
Cooperation Agreement for the Development and Operation of the Paducah -McCracken County
Athletic Complex (hereinafter "Interlocal Agreement"); and
WHEREAS, in accordance with the requirements of the Interlocal Agreement,
the McCracken County Sports Tourism Commission has presented its recommendation of the
best -evaluated bids and associated construction contracts for the completion of the work
contemplated by the formerly approved construction plans; and
WHEREAS, the City Commission now desires to accept the McCracken County
Sports Tourism Commission's recommendation for Food and Beverage Services for the Paducah
Sports Park Project.
KENTUCKY:
NOW, THEREFORE, BE IT ORDERED BY THE CITY OF PADUCAH,
SECTION 1. That the City Commission hereby approves the recommendation of
the McCracken County Sports Tourism Commission, and accepts the bid proposal of Stafford
Smith, Inc., in the amount of $608,833, for Food & Beverage Services for the Paducah Sports
Park Project.
SECTION 2. That the Mayor is hereby authorized to execute an agreement and all
other documents necessary with Stafford Smith, Inc., for Food & Beverage Services for the
Paducah Sports Park, as authorized in Section 1 above. Said agreement shall be in accordance
with the specifications, bid proposal, and all contract documents heretofore approved and
incorporated in the bid.
its adoption.
SECTION 3. This Order will be in full force and effect from and after the date of
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Adopted by the Board of Commissioners,
Recorded by Lindsay Parish, City Clerk,
MO\Agree — Stafford Smith Inc Food & Beverage — Sports Tourism Commission
'k ;GAIA Document A101 -- 2017
Standard Form of Agreement Between Owner and Contractor where the basis of
payment is a Stipulated Sum
AGREEMENT made as of the twenty fourth day of June in the year two thousand
twenty-four.
ADDITIONS AND DELETIONS:
(In words, indicate day, month and year.)
The author of this document has
added information needed for its
BETWEEN the Owner:
completion. The author may also
(Name, legal status, address and other information)
have revised the text of the original
AIA standard form. An Additions and
McCracken County Fiscal Court
Deletions Report that notes added
300 Clarence Gaines Street
information as well as revisions to the
Paducah, KY 42003
standard form text is available from
the author and should be reviewed. A
vertical line in the left margin of this
and the Contractor:
document indicates where the author
(Name, legal status, address and other information)
has added necessary information
and where the author has added to or
Stafford Smith, Inc.
deleted from the original AIA text.
3414 S. Burdick Street
This document has important legal
Kalamazoo, MI 49001
consequences Consultation with an
attorney is encouraged with respect
for the following Project:
to its completion or modification.
(Name, location and detailed description)
The parties should complete
Al 010-2017, Exhibit A, Insurance
Paducah Sports Park
and Bonds, contemporaneously with
Bid Package 2B — Food Services
this Agreement. AIA Document
Paducah, Kentucky 42001
A2010-2017, General Conditions of
the Contract for Construction, is
The Architect:
adopted in this document by
(Name, legal status, address and other information)
reference. Do not use with other
general conditions unless this
Peck Flannery Gream Warren Inc.
document is modified.
PO Box 510
101 South Fourth Street
Paducah, Kentucky 42001
The Owner and Contractor agree as follows.
Init. AIA Document A101 —2017 Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017 All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The
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TABLE OF ARTICLES
1 THE CONTRACT DOCUMENTS
2 THE WORK OF THIS CONTRACT
3 DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
4 CONTRACT SUM
5 PAYMENTS
6 DISPUTE RESOLUTION
7 TERMINATION OR SUSPENSION
8 MISCELLANEOUS PROVISIONS
9 ENUMERATION OF CONTRACT DOCUMENTS
EXHIBIT A INSURANCE AND BONDS
ARTICLE 1 THE CONTRACT DOCUMENTS
The Contract Documents consist of this Agreement, Conditions of the Contract (General, Supplementary, and other
Conditions), Drawings, Specifications, Addenda issued prior to execution of this Agreement, other documents listed in
this Agreement, and Modifications issued after execution of this Agreement, all of which form the Contract, and are as
fully a part of the Contract as if attached to this Agreement or repeated herein. The Contract represents the entire and
integrated agreement between the parties hereto and supersedes prior negotiations, representations, or agreements, either
written or oral. An enumeration of the Contract Documents, other than a Modification, appears in Article 9.
ARTICLE 2 THE WORK OF THIS CONTRACT
The Contractor shall fully execute the Work described in the Contract Documents, except as specifically indicated in
the Contract Documents to be the responsibility of others.
ARTICLE 3 DATE OF COMMENCEMENT AND SUBSTANTIAL COMPLETION
§ 3.1 The date of commencement of the Work shall be:
(Check one of the following boxes.)
[ ] The date of this Agreement.
[ X ] A date set forth in a notice to proceed issued by the Owner.
[ ] Established as follows:
(Insert a date or a means to determine the date of commencement of the Work.)
If a date of commencement of the Work is not selected, then the date of commencement shall be the date of this
Agreement.
§ 3.2 The Contract Time shall be measured from the date of commencement of the Work.
§ 3.3 Substantial Completion
§ 3.3.1 Subject to adjustments of the Contract Time as provided in the Contract Documents, the Contractor shall
achieve Substantial Completion of the entire Work:
(Check one of the following boxes and complete the necessary information.)
Not later than five hundred five ( 505 ) calendar days from the date of commencement of the Work
By the following date:
Init. AIA Document A101 —2017. Copyright@ 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 2
American Institute of Architects. This document was produced at 14:11:45 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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§ 3.3.2 Subject to adjustments of the Contract Time as provided in the Contract Documents, if portions of the Work are
to be completed prior to Substantial Completion of the entire Work, the Contractor shall achieve Substantial
Completion of such portions by the following dates:
Portion of Work Substantial Completion Date
§ 3.3.3 If the Contractor fails to achieve Substantial Completion as provided in this Section 3.3, liquidated damages, if
any, shall be assessed as set forth in Section 4.5.
ARTICLE 4 CONTRACT SUM
§ 4.1 The Owner shall pay the Contractor the Contract Sum in current funds for the Contractor's performance of the
Contract. The Contract Sum shall be six hundred eight thousand, eight hundred thirty-three and 00/100 ($608,833.00),
subject to additions and deductions as provided in the Contract Documents.
§ 4.2 Alternates
§ 4.2.1 Alternates, if any, included in the Contract Sum:
Item
N/A
Price
§ 4.2.2 Subject to the conditions noted below, the following alternates may be accepted by the Owner following
execution of this Agreement. Upon acceptance, the Owner shall issue a Modification to this Agreement.
(Insert below each alternate and the conditions that must be met for the Oivner to accept the alternate.)
Item Price Conditions for Acceptance
N/A
§ 4.3 Allowances, if any, included in the Contract Sum:
(Idents each allowance.)
Item
N/A
Price
§ 4.4 Unit prices, if any:
(Idents the item andstate the unit price and quantity limitations, if any, to which the unit price rvill be applicable.)
Item Units and Limitations Price per Unit ($0.00)
N/A
§ 4.5 Liquidated damages, if any:
(Insert terms and conditions for liquidated damages, if any.)
$1,000.00 per calendar day until completion.
§ 4.6 Other:
(Insert provisions for bonus or other incentives, if any, that might result in a change to the Contract Sum.)
ARTICLE 5 PAYMENTS
§ 5.1 Progress Payments
§ 5.1.1 Based upon Applications for Payment submitted to the Architect by the Contractor and Certificates for
Payment issued by the Architect, the Owner shall make progress payments on account of the Contract Sum to the
Contractor as provided below and elsewhere in the Contract Documents.
Init. AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 3
American Institute of Architects. This document was produced at 14:11:45 ET on 06/18/2024 under Order No 4104248855 which expires on 01/31/2025, is not for
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§ 5.1.2 The period covered by each Application for Payment shall be one calendar month ending on the last day of the
month, or as follows:
§ 5.1.3 Provided that an Application for Payment is received by the Architect not later than the 251h day of a month, the
Owner shall make payment of the amount certified to the Contractor not later than the 15th day of the following
month. If an Application for Payment is received by the Architect after the application date fixed above, payment of
the amount certified shall be made by the Owner not later than forty five ( 45 ) days after the Architect receives the
Application for Payment.
(Federal, state or local laws may require payment within a certain period of time.)
§ 5.1.4 Each Application for Payment shall be based on the most recent schedule of values submitted by the Contractor
in accordance with the Contract Documents. The schedule of values shall allocate the entire Contract Sum among the
various portions of the Work. The schedule of values shall be prepared in such form, and supported by such data to
substantiate its accuracy, as the Architect may require. This schedule of values shall be used as a basis for reviewing
the Contractor's Applications for Payment.
§ 5.1.5 Applications for Payment shall show the percentage of completion of each portion of the Work as of the end of
the period covered by the Application for Payment.
§ 5.1.6 In accordance with AIA Document A201 TM -2017, General Conditions of the Contract for Construction, and
subject to other provisions of the Contract Documents, the amount of each progress payment shall be computed as
follows:
§ 5.1.6.1 The amount of each progress payment shall first include:
.1 That portion of the Contract Sum properly allocable to completed Work;
.2 That portion of the Contract Sum properly allocable to materials and equipment delivered and suitably
stored at the site for subsequent incorporation in the completed construction, or, if approved in advance
by the Owner, suitably stored off the site at a location agreed upon in writing; and
.3 That portion of Construction Change Directives that the Architect determines, in the Architect's
professional judgment, to be reasonably justified.
§ 5.1.6.2 The amount of each progress payment shall then be reduced by:
.1 The aggregate of any amounts previously paid by the Owner;
.2 The amount, if any, for Work that remains uncorrected and for which the Architect has previously
withheld a Certificate for Payment as provided in Article 9 of AIA Document A201-2017;
.3 Any amount for which the Contractor does not intend to pay a Subcontractor or material supplier,
unless the Work has been performed by others the Contractor intends to pay;
.4 For Work performed or defects discovered since the last payment application, any amount for which
the Architect may withhold payment, or nullify a Certificate of Payment in whole or in part, as provided
in Article 9 of AIA Document A201-2017; and
.5 Retainage withheld pursuant to Section 5.1.7.
§ 5.1.7 Retainage
§ 5.1.7.1 For each progress payment made prior to Substantial Completion of the Work, the Owner may withhold the
following amount, as retainage, from the payment otherwise due:
(Insert a percentage or amount to be withheld as retainage from each Application for Payment. The amount of
retainage may be limited by governing latv.)
Ten Percent (10%)
§ 5.1.7.1.1 The following items are not subject to retainage:
(Insert any items not subject to the withholding of retainage, such as general conditions, insurance, etc)
§ 5.1.7.2 Reduction or limitation of retainage, if any, shall be as follows:
Init. AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved, "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 4
American Institute of Architects. This document was produced at 14:11:45 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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(If the retainage established in Section 5.1.7.1 is to be modified prior to Substantial Completion of the entire Work,
including modifications for Substantial Completion of portions of the Work as provided in Section 3.3.2, insert
provisions for such modifications.)
After issuance of Certificate of Substantial Completion, Retainage shall be reduced to five percent (5%).
§ 5.1.7.3 Except as set forth in this Section 5.1.7.3, upon Substantial Completion of the Work, the Contractor may
submit an Application for Payment that includes the retainage withheld from prior Applications for Payment pursuant
to this Section 5.1.7. The Application for Payment submitted at Substantial Completion shall not include retainage as
follows:
(Insert any other conditions for release of retainage upon Substantial Completion.)
§ 5.1.8 If final completion of the Work is materially delayed through no fault of the Contractor, the Owner shall pay
the Contractor any additional amounts in accordance with Article 9 of AIA Document A201-2017.
§ 5.1.9 Except with the Owner's prior approval, the Contractor shall not make advance payments to suppliers for
materials or equipment which have not been delivered and stored at the site.
§ 5.2 Final Payment
§ 5.2.1 Final payment, constituting the entire unpaid balance of the Contract Sum, shall be made by the Owner to the
Contractor when
.1 the Contractor has fully performed the Contract except for the Contractor's responsibility to correct
Work as provided in Article 12 of AIA Document A201-2017, and to satisfy other requirements, if any,
which extend beyond final payment; and
.2 a final Certificate for Payment has been issued by the Architect.
§ 5.2.2 The Owner's final payment to the Contractor shall be made no later than 30 days after the issuance of the
Architect's final Certificate for Payment, or as follows:
§ 5.3 Interest
Payments due and unpaid under the Contract shall bear interest from the date payment is due at the rate stated below,
or in the absence thereof, at the legal rate prevailing from time to time at the place where the Project is located.
(Insert rate of interest agreed upon, if any.)
ARTICLE 6 DISPUTE RESOLUTION
§ 6.1 Initial Decision Maker
The Architect will serve as the Initial Decision Maker pursuant to Article 15 of AIA Document A201-2017, unless the
parties appoint below another individual, not a party to this Agreement, to serve as the Initial Decision Maker.
(If the parties mutually agree, insert the name, address and other contact information of the Initial Decision 1111aker, if
other than the Architect.)
§ 6.2 Binding Dispute Resolution
For any Claim subject to, but not resolved by, mediation pursuant to Article 15 of AIA Document A201-2017, the
method of binding dispute resolution shall be as follows:
(Check the appropriate box.)
[ X ] Arbitration pursuant to Section 15.4 of AIA Document A201-2017
Init. AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA ContracE Documents" are trademarks of The 5
American Institute of Architects. This document was produced at 14:11:45 ET on 06/18/2024 under Order N6.4104248855 which expires on 01/31/2025, is not for
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Litigation in a court of competent jurisdiction
Other (Specify)
If the Owner and Contractor do not select a method of binding dispute resolution, or do not subsequently agree in
writing to a binding dispute resolution method other than litigation, Claims will be resolved by litigation in a court of
competent jurisdiction.
ARTICLE 7 TERMINATION OR SUSPENSION
§ 7.1 The Contract may be terminated by the Owner or the Contractor as provided in Article 14 of AIA Document
A201-2017.
§ 7.1.1 If the Contract is terminated for the Owner's convenience in accordance with Article 14 of AIA Document
A201-2017, then the Owner shall pay the Contractor a termination fee as follows:
(Insert the amount of, or methodfor determining, the fee, if any, payable to the Contractor follolving a termination for
the Owner's convenience.)
§ 7.2 The Work may be suspended by the Owner as provided in Article 14 of AIA Document A201-2017.
ARTICLE 8 MISCELLANEOUS PROVISIONS
§ 8.1 Where reference is made in this Agreement to a provision of AIA Document A201-2017 or another Contract
Document, the reference refers to that provision as amended or supplemented by other provisions of the Contract
Documents.
§ 8.2 The Owner's representative:
(Name, address, email address, and other information)
Steve Ervin, Community Development Project Manager
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42003
§ 8.3 The Contractor's representative:
(Name, address, email address, and other information)
David Stafford, President / CEO
Stafford Smith, Inc.
3414 S. Burdick Street
Kalamazoo, MI 49001
§ 8.4 Neither the Owner's nor the Contractor's representative shall be changed without ten days' prior notice to the
other party.
§ 8.5 Insurance and Bonds
§ 8.5.1 The Owner and the Contractor shall purchase and maintain insurance as set forth in AIA Document
Al01Tm-2017, Standard Form of Agreement Between Owner and Contractor where the basis of payment is a
Stipulated Sum, Exhibit A, Insurance and Bonds, and elsewhere in the Contract Documents.
§ 8.5.2 The Contractor shall provide bonds as set forth in AIA Document AJO1Tm-2017 Exhibit A, and elsewhere in
the Contract Documents.
§ 8.6 Notice in electronic format, pursuant to Article 1 of AIA Document A201-2017, may be given in accordance
with AIA Document E203Tm-2013, Building Information Modeling and Digital Data Exhibit, if completed, or as
otherwise set forth below:
Init. AIA Document A101 —2017. Copyright© 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017- All rights
reserved, "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents' are trademarks of The 6
American Institute of Architects. This document was produced at 14:11:45 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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(If other than in accordance lvith AIA Document E203-2013, insert requirements for delivering notice in electronic
format such as name, title, and email address of the recipient and ivhelher and holy the system ivill be required to
generate a read receipt for the transmission)
§ 8.7 Other provisions:
ARTICLE 9 ENUMERATION OF CONTRACT DOCUMENTS
§ 9.1 This Agreement is comprised of the following documents:
.1 AIA Document A I O 1TM-2017, Standard Form of Agreement Between Owner and Contractor
.2 AIA Document AIO1Tm-2017, Exhibit A, Insurance and Bonds
.3 AIA Document A201 TM -2017, General Conditions of the Contract for Construction
(Paragraphs deleted)
(Insert the date of the E203-2013 incorporated into this Agreement.)
.4 Drawings
Number Title Date Pages
See Attached Index of Drawing 0001 17 -Index of March 26, 2024 8
Drawings
.5 Specifications
Section Title Date Pages
See Attached Table of Contents 000110—Table of March 26, 2024 5
Contents
.6 Addenda, if any:
Number
Date
Pages
Addendum No. 1
February 23, 2024
1
Addendum No. 2
March 11, 2024
102
Addendum No. 3
March 14, 2024
14
Addendum No. 4
March 21, 2024
93
Portions of Addenda relating to bidding or proposal requirements are not part of the Contract
Documents unless the bidding or proposal requirements are also enumerated in this Article 9.
.7 Other Exhibits:
(Check all boxes that apply and include appropriate information identifying the exhibit where
required.)
[ ] AIA Document E204Tm-2017, Sustainable Projects Exhibit, dated as indicated below:
(Insert the date of the E204-2017 incorporated into this Agreement.)
[ ] The Sustainability Plan:
Title
Date
[ ] Supplementary and other Conditions of the Contract:
Document
Title
Pages
Date
Pages
Init. AIA Document A101 —2017. Copyright @ 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects,' AIA; the AIA Logo, and "AIA Contract Documents' are trademarks of The 7
American Institute of Architects. This document was produced at 14:11:45 ET on 06/18/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
/ resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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.9 Other documents, if any, listed below:
(List here any additional documents that are intended to form part of the Contract Documents. AIA
Document A201 T"L2017 provides that the advertisement or invitation to bid, Instructions to Bidders,
sample forms, the Contractor's bid or proposal, portions of Addenda relating to bidding or proposal
requirements, and other information fitrnished by the Owner in anticipation of receiving bids or
proposals, are not part of the Contract Documents unless enumerated in this Agreement. Any such
documents should be listed here only if intended to be part of the Contract Documents.)
Contractors Original Form of Proposal
Exhibit — Cost Reduction List Bid Package 213 -Food Services
Contractors Performance & Payment Bonds
Contractors Certificate of Insurance
Index of Drawings
Table of Contents
This Agreement entered into as of the day and year first written above.
McCracken County Fiscal Court Stafford Smith, Inc.
OWNER (Signature)
Craig Z. Clymer. Judge Executive
(Printed name and title)
CONTRACTOR (Signature)
David Stafford, President / CEO
(Printed name and title)
AIA Document A101 —2017 Copyright © 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1967, 1974, 1977, 1987, 1991, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 8
American Institute of Architects This document was produced at 14:11:45 ET on 06/1812024 under Order No.4104248855 which expires on 01131/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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-'� Document A201"- 2017
General Conditions of the Contract for Construction
for the following PROJECT:
(Name and location or address)
` Paducah Sports Park — Bid Package 2B Food Services ADDITIONS AND DELETIONS:
Paducah, Kentucky 42001 The author of this document has
added information needed for its
THE OWNER: completion. The author may also
have revised the text of the original
(Name, legal status and address) AIA standard form. An Additions and
Deletions Report that notes added
McCracken County Fiscal Court information as well as revisions to the
300 Clarence Gaines Street standard form text is available from
Paducah, KY 42003 the author and should be reviewed. A
vertical line in the left margin of this
THE ARCHITECT: document indicates where the author
(Name, legal status and address) has added necessary information
and where the author has added to or
Peck Flannery Gream Warren Inc. deleted from the original AIA text.
PO Box 510
This document has important legal
101 South Fourth Street consequences. Consultation with an
Paducah, KY 42002-0510 attorney is encouraged with respect
to its completion or modification.
TABLE OF ARTICLES
For guidance in modifying this
1 GENERAL PROVISIONS document to include supplementary
conditions, see AIA Document
2 OWNER A503TM, Guide for Supplementary
Conditions.
3 CONTRACTOR
4 ARCHITECT
5 SUBCONTRACTORS
6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
7 CHANGES IN THE WORK
8 TIME
9 PAYMENTS AND COMPLETION
10 PROTECTION OF PERSONS AND PROPERTY
11 INSURANCE AND BONDS
12 UNCOVERING AND CORRECTION OF WORK
13 MISCELLANEOUS PROVISIONS
Init. AIA Document A201 —2017 Copyright@ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017 All rights
reserved "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 1
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No 4104248855 which expires on 01 /31/2025, is not for
l resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service To report copyright violations,
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14 TERMINATION OR SUSPENSION OF THE CONTRACT
15 CLAIMS AND DISPUTES
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The
American Institute of Architects This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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INDEX
(Topics and numbers in bold are Section headings.)
Acceptance of Nonconforming Work
9.6.6, 9.9.3, 12.3
Acceptance of Work
9.6.6, 9.8.2, 9.9.3, 9.10.1, 9.10.3, 12.3
Access to Work
3.16, 6.2.1, 12.1
Accident Prevention
10
Acts and Omissions
3.2, 3.3.2, 3.12.8, 3.18, 4.2.3, 8.3.1, 9.5.1, 10.2.5,
10.2.8, 13.3.2, 14.1, 15.1.2, 15.2
Addenda
1.1.1
Additional Costs, Claims for
3.7.4, 3.7.5, 10.3.2, 15.1.5
Additional Inspections and Testing
9.4.2, 9.8.3, 12.2.1, 13.4
Additional Time, Claims for
3.2.4, 3.7.4, 3.7.5, 3.10.2, 8.3.2, 15.1.6
Administration of the Contract
3.1.3, 4.2, 9.4, 9.5
Advertisement or Invitation to Bid
1.1.1
Aesthetic Effect
4.2.13
Allowances
3.8
Applications for Payment
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5.1, 9.5.4, 9.6.3, 9.7, 9. 10
Approvals
2.1.1, 2.3.1, 2.5, 3.1.3, 3.10.2, 3.12.8, 3.12.9,
3.12.10.1, 4.2.7, 9.3.2, 13.4.1
Arbitration
8.3.1, 15.3.2, 15.4
ARCHITECT
4
Architect, Definition of
4.1.1
Architect, Extent of Authority
2.5, 3.12.7, 4.1.2, 4 2, 5.2, 6.3, 7.1.2, 7.3.4, 7.4, 9.2,
9.3.1, 9.4, 9.5, 9.6.3, 9.8, 9.10.1, 9.10.3, 12.1, 12.2.1,
13.4.1, 13.4.2, 14.2.2, 14.2.4, 15.1.4, 15.2.1
Architect, Limitations of Authority and Responsibility
2.1.1, 3.12.4, 3.12.8, 3.12.10, 4.1.2, 4.2.1, 4.2.2, 4.2.3,
4.2.6, 4.2.7, 4.2.10, 4.2.12, 4.2.13, 5.2.1, 7.4, 9.4.2,
9.5.4, 9.6.4, 15.1.4, 15.2
Architect's Additional Services and Expenses
2.5,12.2.1,13.4.2,13.4.3,14.2.4
Architect's Administration of the Contract
3.1.3, 3.7.4, 15.2, 9.4.1, 9.5
Architect's Approvals
2.5, 3.1.3, 3.5, 3.10.2, 4.2.7
Architect's Authority to Reject Work
3.5, 4.2.6, 12.1.2, 12.2.1
Architect's Copyright
1.1.7, 1.5
Architect's Decisions
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 4.2.14, 6.3,
7.3.4, 7.3.9, 8.1.3, 8.3.1, 9.2, 9.4.1, 9.5, 9.8.4, 9.9.1,
13.4.2, 15.2
Architect's Inspections
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.8.3, 9.9.2, 9.10.1, 13.4
Architect's Instructions
3.2.4, 3.3.1, 4.2.6, 4.2.7, 13.4.2
Architect's Interpretations
4.2.11, 4.2.12
Architect's Project Representative
4.2.10
Architect's Relationship with Contractor
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2,
3.5, 3.7.4, 3.7.5, 3.9.2, 3.9.3, 3.10, 3.11, 3.12, 3.16,
3.18, 4.1.2, 4.2, 5.2, 6.2.2, 7, 8.3.1, 9.2, 9.3, 9.4, 9.5,
9.7, 9.8, 9.9, 10.2.6, 10.3, 11.3, 12, 13.3.2, 13.4, 15.2
Architect's Relationship with Subcontractors
1. 1. 2, 4.2.3, 4.2.4, 4.2.6, 9.6.3, 9.6.4, 11.3
Architect's Representations
9.4.2, 9.5.1, 9.10.1
Architect's Site Visits
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Asbestos
10.3.1
Attorneys' Fees
3.18.1, 9.6.8, 9.10.2, 10.3.3
Award of Separate Contracts
6.1.1, 6.1.2
Award of Subcontracts and Other Contracts for
Portions of the Work
5.2
Basic Definitions
1.1
Bidding Requirements
1.1.1
Binding Dispute Resolution
8.3.1, 9.7, 11.5, 13.1, 15.1.2, 15.1.3, 15.2.1, 15.2.5,
15.2.6.1, 15.3.1, 15.3.2, 15.3.3, 15.4.1
Bonds, Lien
7.3.4.4, 9.6.8, 9.10.2, 9.10.3
Bonds, Performance, and Payment
7.3.4.4, 9.6.7, 9.10.3, 11.1.2, 11.1.3, 11.5
Building Information Models Use and Reliance
1.8
Building Permit
3.7.1
Capitalization
1.3
Certificate of Substantial Completion
9.8.3, 9.8.4, 9.8.5
AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 3
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No,.4104248855 which expires on 01/31/2025, is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
(1161906028)
User Notes:
Certificates for Payment
4.2.1, 4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7,
9.10.1, 9.10.3, 14.1.1.3, 14.2.4, 15.1.4
Certificates of Inspection, Testing or Approval
13.4.4
Certificates of Insurance
9.10.2
Change Orders
1. 1. 1, 3.4.2, 3.7.4, 3.8.2.3, 3.11, 3.12.8, 4.2.8, 5.2.3,
7.1.2, 7.1.3, 7.2, 7.3.2, 7.3.7, 7.3.9, 7.3.10, 8.3.1,
9.3.1.1, 9.10.3, 10.3.2, l 1.2, 11.5, 12.1.2
Change Orders, Definition of
7.2.1
CHANGES IN THE WORK
2.2.2, 3.11, 4.2.8, 7, 7.2.1, 7.3.1, 7.4, 8.3.1, 9.3. 1. 1,
11.5
Claims, Definition of
15.1.1
Claims, Notice of
1.6.2, 15.1.3
CLAIMS AND DISPUTES
3.2.4, 6.1.1, 6.3, 7.3.9, 9.3.3, 9.10.4, 10.3.3, 15, 15.4
Claims and Timely Assertion of Claims
15.4.1
Claims for Additional Cost
3.2.4, 3.3.1, 3.7.4, 7.3.9, 9.5.2, 10.2.5, 10.3.2, 15.1.5
Claims for Additional Time
3.2.4, 3.3.1, 3.7.4, 6.1.1, 8.3.2, 9.5.2, 10.3.2, 15.1.6
Concealed or Unknown Conditions, Claims for
3.7.4
Claims for Damages
3.2.4, 3.18, 8.3.3, 9.5.1, 9.6.7, 10.2.5, 10.3.3, 11.3,
11.3.2, 14.2.4, 15.1.7
Claims Subject to Arbitration
15.4.1
Cleaning Up
3.15, 6.3
Commencement of the Work, Conditions Relating to
2.2.1, 3.2.2, 3.4.1, 3.7.1, 3.10.1, 3.12.6, 5.2.1, 5.2.3,
6.2.2, 8.1.2, 8.2.2, 8.3.1, 11.1, 11.2, 15.1.5
Commencement of the Work, Definition of
8.1.2
Communications
3.9.1, 4.2.4
Completion, Conditions Relating to
3.4.1, 3.11, 3. 15, 4.2.2, 4.2.9, 8.2, 9.4.2, 9.8, 9.9. 1,
9.10, 12.2, 14.1.2, 15.1.2
COMPLETION, PAYMENTS AND
9
Completion, Substantial
3.10.1, 4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9. 1,
9.10.3, 12.2, 15.1.2
Compliance with Laws
2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 10.2.2, 13. 1,
13.3, 13.4.1, 13.4.2, 13.5, 14.1.1, 14.2.1.3, 15.2.8,
15.4.2, 15.4.3
Concealed or Unknown Conditions
3.7.4, 4.2.8, 8.3.1, 10.3
Conditions of the Contract
1.1.1, 6.1.1, 6.1.4
Consent, Written
3.4.2, 3.14.2, 4.1.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3, 13.2,
15.4.4.2
Consolidation or Joinder
15.4.4
CONSTRUCTION BY OWNER OR BY
SEPARATE CONTRACTORS
1.1.4, 6
Construction Change Directive, Definition of
7.3.1
Construction Change Directives
1.1.1,3.4.2,3.11,3.12.8,4.2.8,7.1.1,7.1.2,7.1.3,7.3,
9.3.1.1
Construction Schedules, Contractor's
3.10, 3.11, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Contingent Assignment of Subcontracts
5.4, 14.2.2.2
Continuing Contract Performance
15.1.4
Contract, Definition of
1.1.2
CONTRACT, TERMINATION OR
SUSPENSION OF THE
5.4.1.1, 5.4.2, l 1.5, 14
Contract Administration
3.1.3, 4, 9.4, 9.5
Contract Award and Execution, Conditions Relating
to
3.7.1, 3.10,5.2, 6.1
Contract Documents, Copies Furnished and Use of
1.5.2, 2.3.6, 5.3
Contract Documents, Definition of
1.1.1
Contract Sum
2.2.2, 2.2.4, 3.7.4, 3.7.5, 3.8, 3.10.2, 5.2.3, 7.3, 7.4,
9.1, 9.2, 9.4.2, 9.5.1.4, 9.6.7, 9.7, 10.3.2, 11.5, 12.1.2,
12.3, 14.2.4, 14.3.2, 15.1.4.2, 15.1.5, 15.2.5
Contract Sum, Definition of
9.1
Contract Time
1. 1.4, 2.2.1, 2.2.2, 3.7.4, 3.7.5, 3.10.2, 5.2.3, 6.1.5,
7.2.1.3, 7.3.1, 7.3.5, 7.3.6, 7, 7, 7.3.10, 7.4, 8. 1. 1,
8.2.1, 8.2.3, 8.3.1, 9.5.1, 9.7, 10.3.2, 12.1.1, 12.1.2,
14.3.2, 15.1.4.2, 15.1.6.1, 15.2.5
Contract Time, Definition of
8.1.1
CONTRACTOR
3
Contractor, Definition of
3.1, 6.1.2
Contractor's Construction and Submittal
Schedules
3.10, 3.12.1, 3.12.2, 4.2.3, 6.1.3, 15.1.6.2
Init. AIA Document A201 — 2017 Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 4
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
1 resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com,
User Notes: (1181906028)
Contractor's Employees
2.2.4, 3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2,
10.3, 11.3, 14.1, 14.2.1.1
Contractor's Liability Insurance
11.1
Contractor's Relationship with Separate Contractors
and Owner's Forces
3.12.5, 3.14.2, 4.2.4, 6, 11.3, 12.2.4
Contractor's Relationship with Subcontractors
1.2.2, 2.2.4, 3.3.2, 3.18.1, 3.18.2, 4.2.4, 5, 9.6.2, 9.6.7,
9.10.2, 11.2, 11.3, 11.4
Contractor's Relationship with the Architect
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2,
3.5.1, 3.7.4, 3.10, 3.11, 3.12, 3.16, 3.18, 4.2, 5.2, 6.2.2,
7,8.3.1,9.2,9.3,9.4,9.5,9.7,9.8,9.9, 10.2.6, 10.3,
11.3, 12, 13.4, 15.1.3, 15.2.1
Contractor's Representations
3.2.1, 3.2.2, 3.5, 3.12.6, 6.2.2, 8.2.1, 9.3.3, 9.8.2
Contractor's Responsibility for Those Performing the
Work
3.3.2,3.18,5.3,6.1.3,6.2,9.5.1, 10.2.8
Contractor's Review of Contract Documents
3.2
Contractor's Right to Stop the Work
2.2.2, 9.7
Contractor's Right to Terminate the Contract
14.1
Contractor's Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 9.2, 9.3, 9.8.2,
9.8.3, 9.9.1, 9.10.2, 9.10.3
Contractor's Superintendent
3.9, 10.2.6
Contractor's Supervision and Construction
Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3,
7.3.4, 7.3.6, 8.2, 10, 12, 14, 15.1.4
Coordination and Correlation
1.2, 3.2.1, 3.3.1, 3.10, 3.12.6, 6.1.3, 6.2.1
Copies Furnished of Drawings and Specifications
1.5, 2.3.6, 3.11
Copyrights
1.5, 3.17
Correction of Work
2.5, 3.7.3, 9.4.2, 9.8.2, 9.8.3, 9.9.1, 12.1.2, 12.2, 12.3,
15.1.3.1, 15.1.3.2, 15.2.1
Correlation and Intent of the Contract Documents
1.2
Cost, Definition of
7.3.4
Costs
2.5, 3.2.4, 3.7.3, 3.8.2, 3.15.2, 5.4.2, 6.1.1, 6.2.3,
7.3.3.3, 7.3.4, 7.3.8, 7.3.9, 9.10.2, 10.3.2, 10.3.6, l 1.2,
12.1.2, 12.2.1, 12.2.4, 13.4, 14
Cutting and Patching
3.14, 6.2.5
Damage to Construction of Owner or Separate
Contractors
3.14.2, 6.2.4, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damage to the Work
3.14.2, 9.9.1, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damages, Claims for
3.2.4, 3.18, 6.1.1, 8.3.3, 9.5.1, 9.6.7, 10.3.3, 11.3.2,
11.3, 14.2.4, 15.1.7
Damages for Delay
6.2.3, 8.3.3, 9.5.1.6, 9.7, 10.3.2, 14.3.2
Date of Commencement of the Work, Definition of
8.1.2
Date of Substantial Completion, Definition of
8.1.3
Day, Definition of
8.1.4
Decisions of the Architect
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 6.3, 7.3.4,
7.3.9, 8.1.3, 8.3.1, 9.2, 9.4, 9.5.1, 9.8.4, 9.9.1, 13.4.2,
14.2.2, 14.2.4, 15.1, 15.2
Decisions to Withhold Certification
9.4.1, 9.5, 9.7, 14.1.1.3
Defective or Nonconforming Work, Acceptance,
Rejection and Correction of
2.5, 3.5, 4.2.6, 6.2.3, 9.5.1, 9.5.3, 9.6.6, 9.8.2, 9.9.3,
9.10.4, 12.2.1
Definitions
1.1,2.1.1,3.1.1,3.5,3.12.1,3.12.2,3.12.3,4.1.1,5.1,
6.1.2, 7.2.1, 7.3.1, 8.1, 9.1, 9.8.1, 15.1.1
Delays and Extensions of Time
3.2, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7,
10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
Digital Data Use and Transmission
1.7
Disputes
6.3, 7.3.9, 15.1, 15.2
Documents and Samples at the Site
3.11
Drawings, Definition of
1.1.5
Drawings and Specifications, Use and Ownership of
3.11
Effective Date of Insurance
8.2.2
Emergencies
10.4, 14.1.1.2, 15.1.5
Employees, Contractor's
3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2,
10.3.3, 11.3, 14.1, 14.2.1.1
Equipment, Labor, or Materials
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15. 1,
4.2.6, 4.2.7, 5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3,
9.10.2, 10.2.1, 10.2.4, 14.2.1.1, 14.2.1.2
Execution and Progress of the Work
1.1.3, 1.2.1, 1.2.2, 2.3.4, 2.3.6, 3.1, 3.3.1, 3.4.1, 3.7.1,
3.10.1, 3.12, 3.14, 4.2, 6.2.2, 7.1.3, 7.3.6, 8.2, 9.5. 1,
9.9.1, 10.2, 10.3, 12.1, 12.2, 14.2, 14.3.1, 15.1.4
AIA Document A201 — 2017. Copyright @ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 5
American Institute of Architects, This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
E resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts,com.
User Notes: (1181906028)
Extensions of Time
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3, 7.4, 9.5.1, 9.7, 10.3.2,
10.4, 14.3, 15.1.6, 15.2.5
Failure of Payment
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Faulty Work
(See Defective or Nonconforming Work)
Final Completion and Final Payment
4.2.1, 4.2.9, 9.8.2, 9.10, 12.3, 14.2.4, 14.4.3
Financial Arrangements, Owner's
2.2.1, 13.2.2, 14.1.1.4
GENERAL PROVISIONS
1
Governing Law
13.1
Guarantees (See Warranty)
Hazardous Materials and Substances
10.2.4, 10.3
Identification of Subcontractors and Suppliers
5.2.1
Indemnification
3.17, 3.18, 9.6.8, 9.10.2, 10.3.3, 11.3
Information and Services Required of the Owner
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10.1, 6.1.3, 6.1.4, 6.2.5,
9.6.1, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2,
14.1.1.4, 14.1.4, 15.1.4
Initial Decision
15.2
Initial Decision Maker, Definition of
1.1.8
Initial Decision Maker, Decisions
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Initial Decision Maker, Extent of Authority
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Injury or Damage to Person or Property
10.2.8, 10.4
Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3,
9.9.2, 9.10.1, 12.2.1, 13.4
Instructions to Bidders
1.1.1
Instructions to the Contractor
3.2.4, 3.3.1, 3.8.1, 5.2.1, 7, 8.2.2, 12, 13.4.2
Instruments of Service, Definition of
1.1.7
Insurance
6.1.1, 7.3.4, 8.2.2, 9.3.2, 9.8.4, 9.9.1, 9.10.2, 10.2.5, 11
Insurance, Notice of Cancellation or Expiration
11.1.4, 11.2.3
Insurance, Contractor's Liability
11.1
Insurance, Effective Date of
8.2.2, 14.4.2
Insurance, Owner's Liability
11.2
Insurance, Property
10.2.5, 11.2, 11.4, 11.5
Insurance, Stored Materials
9.3.2
INSURANCE AND BONDS
11
Insurance Companies, Consent to Partial Occupancy
9.9.1
Insured loss, Adjustment and Settlement of
11.5
Intent of the Contract Documents
1.2.1, 4.2.7, 4.2.12, 4.2.13
Interest
13.5
Interpretation
1.1.8, 1.2.3, 1.4, 4.1.1, 5.1, 6.1.2, 15. 1.1
Interpretations, Written
4.2.11, 4.2.12
Judgment on Final Award
15.4.2
Labor and Materials, Equipment
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15. 1,
5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2, 10.2.1,
10.2.4, 14.2.1.1, 14.2.1.2
Labor Disputes
8.3.1
Laws and Regulations
1.5, 2.3.2, 3.2.3, 3.2.4, 3.6, 3.7, 3.12.10, 3.13, 9.6.4,
9.9.1, 10.2.2, 13.1, 13.3.1, 13.4.2, 13.5, 14, 15.2.8,
15.4
Liens
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Limitations, Statutes of
12.2.5, 15.1.2, 15.4.1.1
Limitations of Liability
3.2.2, 3.5, 3.12.10, 3.12.10.1, 3.17, 3.18.1, 4.2.6,
4.2.7, 6.2.2, 9.4.2, 9.6.4, 9.6.7, 9.6.8, 10.2.5, 10.3.3,
11.3, 12.2.5, 13.3.1
Limitations of Time
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2.7,
5.2, 5.3, 5.4.1, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3,
9.4.1, 9.5, 9.6, 9.7, 9.8, 9.9, 9.10, 12.2, 13.4, 14, 15,
15.1.2, 15.1.3, 15.1.5
Materials, Hazardous
10.2.4, 10.3
Materials, Labor, Equipment and
1.1.3, 1.1.6, 3.4.1, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15. 1,
5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2,
10.2.1.2, 10.2.4, 14.2.1.1, 14.2.1.2
Means, Methods, Techniques, Sequences and
Procedures of Construction
3.3.1, 3.12.10, 4.2.2, 4.2.7, 9.4.2
Mechanic's Lien
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Mediation
8.3.1, 15.1.3.2, 15.2.1, 15.2.5, 15.2.6, 15.3, 15.4. 1,
15.4.1.1
Minor Changes in the Work
1. 1. 1, 3.4.2, 3.12.8, 4.2.8, 7.1, 7.4
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Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 6
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is notfor
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MISCELLANEOUS PROVISIONS
13
Modifications, Definition of
1.1.1
Modifications to the Contract
1.1.1, 1. 1.2, 2.5, 3.11, 4.1.2, 4.2.1, 5.2.3, 7, 8.3.1, 9.7,
10.3.2
Mutual Responsibility
6.2
Nonconforming Work, Acceptance of
9.6.6, 9.9.3, 12.3
Nonconforming Work, Rejection and Correction of
2.4, 2.5, 3.5, 4.2.6, 6.2.4, 9.5.1, 9.8.2, 9.9.3, 9.10.4,
12.2
Notice
1.6, 1.6.1, 1.6.2, 2.1.2, 2.2.2., 2.2.3, 2.2.4, 2.5, 3.2.4,
3.3.1, 3.7.4, 3.7.5, 3.9.2, 3.12.9, 3.12.10, 5.2.1, 7.4,
8.2.2 9.6.8, 9.7, 9.10.1, 10.2.8, 10.3.2, 11.5, 12.2.2.1,
13.4.1, 13.4.2, 14.1, 14.2.2, 14.4.2, 15.1.3, 15.1.5,
15.1.6, 15.4.1
Notice of Cancellation or Expiration of Insurance
11.1.4, 11.2.3
Notice of Claims
1.6.2, 2.1.2, 3.7.4, 9.6.8, 10.2.8, 15.1.3, 15.1.5, 15.1.6,
15.2.8, 15.3.2, 15.4.1
Notice of Testing and Inspections
13.4.1, 13.4.2
Observations, Contractor's
3.2, 3.7.4
Occupancy
2.3.1, 9.6.6, 9.8
Orders, Written
1.1.1, 2.4, 3.9.2, 7, 8.2.2, 11.5, 12.1, 12.2.2.1, 13.4.2,
14.3.1
OWNER
2
Owner, Definition of
2.1.1
Owner, Evidence of Financial Arrangements
2.2, 13.2.2, 14.1.1.4
Owner, Information and Services Required of the
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10, 6.1.3, 6.1.4, 6.2.5, 9.3.2,
9.6.1, 9.6.4, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2,
14.1.1.4, 14.1.4, 15.1.4
Owner's Authority
1.5, 2.1.1, 2.3.32.4, 2.5, 3.4.2, 3.8.1, 3.12.10, 3.14.2,
4.1.2, 4.2.4, 4.2.9, 5.2.1, 5.2.4, 5.4.1, 6.1, 6.3, 7.2.1,
7.3.1, 8.2.2, 8.3.1, 9.3.2, 9.5.1, 9.6.4, 9.9.1, 9.10.2,
10.3.2, 11.4, 11.5, 12.2.2, 12.3, 13.2.2, 14.3, 14.4,
15.2.7
Owner's Insurance
11.2
Owner's Relationship with Subcontractors
1.1.2, 5.2, 5.3, 5.4, 9.6.4, 9.10.2, 14.2.2
Owner's Right to Carry Out the Work
2.5, 14.2.2
Owner's Right to Clean Up
6.3
Owner's Right to Perform Construction and to
Award Separate Contracts
6.1
Owner's Right to Stop the Work
2.4
Owner's Right to Suspend the Work
14.3
Owner's Right to Terminate the Contract
14.2, 14.4
Ownership and Use of Drawings, Specifications
and Other Instruments of Service
1.1.1, 1.1.6, 1.1.7, 1.5, 2.3.6, 3.2.2, 3.1 1, 3.17, 4.2.12,
5.3
Partial Occupancy or Use
9.6.6, 9.9
Patching, Cutting and
3.14, 6.2.5
Patents
3.17
Payment, Applications for
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5, 9.6.3, 9.7, 9.8.5, 9. 10. 1,
14.2.3, 14.2.4, 14.4.3
Payment, Certificates for
4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7, 9. 10. 1,
9.10.3, 14.1.1.3, 14.2.4
Payment, Failure of
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Payment, Final
4.2.1, 4.2.9, 9.10, 12.3, 14.2.4, 14.4.3
Payment Bond, Performance Bond and
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Payments, Progress
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
PAYMENTS AND COMPLETION
9
Payments to Subcontractors
5.4.2, 9.5.1.3, 9.6.2, 9.6.3, 9.6.4, 9.6.7, 14.2.1.2
PCB
10.3.1
Performance Bond and Payment Bond
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Permits, Fees, Notices and Compliance with Laws
2.3.1, 3.7, 3.13, 7.3.4.4, 10.2.2
PERSONS AND PROPERTY, PROTECTION OF
10
Polychlorinated Biphenyl
10.3.1
Product Data, Definition of
3.12.2
Product Data and Samples, Shop Drawings
3.11, 3.12, 4.2.7
Progress and Completion
4.2.2, 8.2, 9.8, 9.9.1, 14.1.4, 15.1.4
Progress Payments
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
AIA Document A201 —2017, Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1967, 1997, 2007 and 2017. All rights
Init. reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 7
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
I resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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Project, Definition of
1.1.4
Project Representatives
4.2.10
Property Insurance
10.2.5, 11.2
Proposal Requirements
1.1.1
PROTECTION OF PERSONS AND PROPERTY
10
Regulations and Laws
1.5, 2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 9.9. 1,
10.2.2, 13.1,13.3, 13.4.1, 13.4.2, 13.5, 14, 15.2.8, 15.4
Rejection of Work
4.2.6, 12.2.1
Releases and Waivers of Liens
9.3.1, 9.10.2
Representations
3.2.1, 3.5, 3.12.6. 8.2.1, 9.3.3, 9.4.2, 9.5.1, 9. 10.1
Representatives
2.1.1, 3.1.1, 3.9, 4.1.1, 4.2.10, 13.2.1
Responsibility for Those Performing the Work
3.3.2, 3.18, 4.2.2, 4.2.3, 5.3, 6.1.3, 6.2, 6.3, 9.5. 1, 10
Retainage
9.3.1,9.6.2,9.8.5,9.9.1,9.10.2,9.10.3
Review of Contract Documents and Field
Conditions by Contractor
3.2, 3.12.7, 6.1.3
Review of Contractor's Submittals by Owner and
Architect
3.10.1, 3.10.2, 3.11, 3.12, 4.2, 5.2, 6.1.3, 9.2, 9.8.2
Review of Shop Drawings, Product Data and Samples
by Contractor
3.12
Rights and Remedies
1.1.2,2.4,2.5,3.5,3.7.4,3.15.2,4.2.6,5.3,5.4,6.1,
6.3, 7.3.1, 8.3, 9.5.1, 9.7, 10.2.5, 10.3, 12.2.1, 12.2.2,
12 2.4,13.3, 14, 15.4
Royalties, Patents and Copyrights
3.17
Rules and Notices for Arbitration
15.4.1
Safety of Persons and Property
10.2, 10.4
Safety Precautions and Programs
3.3.1, 4.2.2, 4.2.7, 5.3, 10.1, 10.2, 10.4
Samples, Definition of
3.12.3
Samples, Shop Drawings, Product Data and
3.11, 3.12, 4.2.7
Samples at the Site, Documents and
3.11
Schedule of Values
9.2, 9.3.1
Schedules, Construction
3.10, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Separate Contracts and Contractors
1. 1.4, 3.12.5, 3.14.2, 4.2.4, 4.2.7, 6, 8.3.1, 12.1.2
Separate Contractors, Definition of
6.1.1
Shop Drawings, Definition of
3.12.1
Shop Drawings, Product Data and Samples
3.1 1, 3.12, 4.2.7
Site, Use of
3.13, 6.1.1, 6.2.1
Site Inspections
3.2.2, 3.3.3, 3.7.1, 3.7.4, 4.2, 9.9.2, 9.4.2, 9.10.1, 13.4
Site Visits, Architect's
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Special Inspections and Testing
4.2.6, 12.2.1, 13.4
Specifications, Definition of
1.1.6
Specifications
1.1.1, 1.1.6, 1.2.2, 1.5, 3.12.10, 3.17, 4.2.14
Statute of Limitations
15.1.2, 15.4.1.1
Stopping the Work
2.2.2, 2.4, 9.7, 10.3, 14.1
Stored Materials
6.2.1, 9.3.2, 10.2.1.2, 10.2.4
Subcontractor, Definition of
5.1.1
SUBCONTRACTORS
5
Subcontractors, Work by
1.2.2, 3.3.2, 3.12.1, 3.18, 4.2.3, 5.2.3, 5.3, 5.4, 9.3.1.2,
9.6.7
Subcontractual Relations
5.3, 5.4, 9.3.1.2, 9.6, 9.10, 10.2.1, 14.1, 14.2.1
Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 7.3.4, 9.2, 9.3, 9.8,
9.9.1, 9.10.2, 9.10.3
Submittal Schedule
3.10.2, 3.12.5, 4.2.7
Subrogation, Waivers of
6.1.1, 11.3
Substances, Hazardous
10.3
Substantial Completion
4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9.1, 9.10.3, 12.2,
15.1.2
Substantial Completion, Definition of
9.8.1
Substitution of Subcontractors
5.2.3, 5.2.4
Substitution of Architect
2.3.3
Substitutions of Materials
3.4.2, 3.5, 7.3.8
Sub -subcontractor, Definition of
5.1.2
Init. AIA Document A201 —2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 8
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
! resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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Subsurface Conditions
3.7.4
Successors and Assigns
13.2
Superintendent
3.9, 10.2.6
Supervision and Construction Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3,
7.3.4, 8.2, 8.3.1, 9.4.2, 10, 12, 14, 15.1.4
Suppliers
1.5, 3.12.1, 4.2.4, 4.2.6, 5.2.1, 9.3, 9.4.2, 9.5.4, 9.6,
9.10.5, 14.2.1
Surety
5.4.1.2, 9.6.8, 9.8.5, 9.10.2, 9.10.3, 11.1.2, 14.2.2,
15.2.7
Surety, Consent of
9.8.5.9.10.2, 9.10.3
Surveys
1.1.7, 2.3.4
Suspension by the Owner for Convenience
14.3
Suspension of the Work
3.7.5, 5.4.2, 14.3
Suspension or Termination of the Contract
5.4.1.1, 14
Taxes
3.6, 3.8.2.1, 7.3.4.4
Termination by the Contractor
14.1, 15.1.7
Termination by the Owner for Cause
5.4.1.1, 14.2, 15.1.7
Termination by the Owner for Convenience
14.4
Termination of the Architect
2.3.3
Termination of the Contractor Employment
14.2.2
TERMINATION OR SUSPENSION OF THE
CONTRACT
14
Tests and Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3,
9.9.2, 9.10.1, 10.3.2, 12.2.1, 13.4
TIME
8
Time, Delays and Extensions of
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7,
10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
Time Limits
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2,
5.2, 5.3, 5.4, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3, 9.4. 1,
9.5, 9.6, 9.7, 9.8, 9.9, 9.10, 12.2, 13.4, 14, 15.1.2,
15.1.3, 15.4
Time Limits on Claims
3.7.4, 10.2.8, 15.1.2, 15.1.3
Title to Work
9.3.2, 9.3.3
UNCOVERING AND CORRECTION OF WORK
12
Uncovering of Work
12.1
Unforeseen Conditions, Concealed or Unknown
3.7.4, 8.3.1, 10.3
Unit Prices
7.3.3.2, 9.1.2
Use of Documents
1.1.1, 1.5, 2.3.6, 3.12.6, 5.3
Use of Site
3.13, 6.1.1, 6.2.1
Values, Schedule of
9.2, 9.3.1
Waiver of Claims by the Architect
13.3.2
Waiver of Claims by the Contractor
9.10.5, 13.3.2, 15.1.7
Waiver of Claims by the Owner
9.9.3, 9.10.3, 9.10.4, 12.2.2.1, 13.3.2, 14.2.4, 15.1.7
Waiver of Consequential Damages
14.2.4, 15.1.7
Waiver of Liens
9.3, 9.10.2, 9.10.4
Waivers of Subrogation
6.1.1, 11.3
Warranty
3.5, 4.2.9, 9.3.3, 9.8.4, 9.9.1, 9.10.2, 9.10.4, 12.2.2,
15.1.2
Weather Delays
8.3, 15.1.6.2
Work, Definition of
1.1.3
Written Consent
1.5.2, 3.4.2, 3.7.4, 3.12.8, 3.14.2, 4.1.2, 9.3.2, 9.10.3,
13.2, 13.3.2, 15.4.4.2
Written Interpretations
4.2.11, 4.2.12
Written Orders
1.1.1, 2.4, 3.9, 7, 8.2.2, 12.1, l 2.2, 13.4.2, 14.3.1
Init. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 9
American Institute of Architects This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
l resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
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ARTICLE 1 GENERAL PROVISIONS
§ 1.1 Basic Definitions
§ 1.1.1 The Contract Documents
The Contract Documents are enumerated in the Agreement between the Owner and Contractor (hereinafter the
Agreement) and consist of the Agreement, Conditions of the Contract (General, Supplementary and other Conditions),
Drawings, Specifications, Addenda issued prior to execution of the Contract, other documents listed in the Agreement,
and Modifications issued after execution of the Contract. A Modification is (1) a written amendment to the Contract
signed by both parties, (2) a Change Order, (3) a Construction Change Directive, or (4) a written order for a minor
change in the Work issued by the Architect. Unless specifically enumerated in the Agreement, the Contract
Documents do not include the advertisement or invitation to bid, Instructions to Bidders, sample forms, other
information furnished by the Owner in anticipation of receiving bids or proposals, the Contractor's bid or proposal, or
portions of Addenda relating to bidding or proposal requirements.
§ 1.1.2 The Contract
The Contract Documents form the Contract for Construction. The Contract represents the entire and integrated
agreement between the parties hereto and supersedes prior negotiations, representations, or agreements, either written
or oral. The Contract may be amended or modified only by a Modification. The Contract Documents shall not be
construed to create a contractual relationship of any kind (1) between the Contractor and the Architect or the
Architect's consultants, (2) between the Owner and a Subcontractor or a Sub -subcontractor, (3) between the Owner
and the Architect or the Architect's consultants, or (4) between any persons or entities other than the Owner and the
Contractor. The Architect shall, however, be entitled to performance and enforcement of obligations under the
Contract intended to facilitate performance of the Architect's duties.
§ 1.1.3 The Work
The term "Work" means the construction and services required by the Contract Documents, whether completed or
partially completed, and includes all other labor, materials, equipment, and services provided or to be provided by the
Contractor to fulfill the Contractor's obligations. The Work may constitute the whole or a part of the Project.
§ 1.1.4 The Project
The Project is the total construction of which the Work performed under the Contract Documents may be the whole or
a part and which may include construction by the Owner and by Separate Contractors.
§ 1.1.5 The Drawings
The Drawings are the graphic and pictorial portions of the Contract Documents showing the design, location and
dimensions of the Work, generally including plans, elevations, sections, details, schedules, and diagrams.
§ 1.1.6 The Specifications
The Specifications are that portion of the Contract Documents consisting of the written requirements for materials,
equipment, systems, standards and workmanship for the Work, and performance of related services.
§ 1.1.7 Instruments of Service
Instruments of Service are representations, in any medium of expression now known or later developed, of the tangible
and intangible creative work performed by the Architect and the Architect's consultants under their respective
professional services agreements. Instruments of Service may include, without limitation, studies, surveys, models,
sketches, drawings, specifications, and other similar materials.
§ 1.1.8 Initial Decision Maker
The Initial Decision Maker is the person identified in the Agreement to render initial decisions on Claims in
accordance with Section 15.2. The Initial Decision Maker shall not show partiality to the Owner or Contractor and
shall not be liable for results of interpretations or decisions rendered in good faith.
§ 1.2 Correlation and Intent of the Contract Documents
§ 1.2.1 The intent of the Contract Documents is to include all items necessary for the proper execution and completion
of the Work by the Contractor. The Contract Documents are complementary, and what is required by one shall be as
binding as if required by all; performance by the Contractor shall be required only to the extent consistent with the
Contract Documents and reasonably inferable from them as being necessary to produce the indicated results.
Inst. AIA Document A201 — 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 10
American Institute of Architects, This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/3112025, is not for
I resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service, To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1181906028)
§ 1.2.1.1 The invalidity of any provision of the Contract Documents shall not invalidate the Contract or its remaining
provisions. If it is determined that any provision of the Contract Documents violates any law, or is otherwise invalid or
unenforceable, then that provision shall be revised to the extent necessary to make that provision legal and
enforceable. In such case the Contract Documents shall be construed, to the fullest extent permitted by law, to give
effect to the parties' intentions and purposes in executing the Contract.
§ 1.2.2 Organization of the Specifications into divisions, sections and articles, and arrangement of Drawings shall not
control the Contractor in dividing the Work among Subcontractors or in establishing the extent of Work to be
performed by any trade.
§ 1.2.3 Unless otherwise stated in the Contract Documents, words that have well-known technical or construction
industry meanings are used in the Contract Documents in accordance with such recognized meanings.
§ 1.3 Capitalization
Terms capitalized in these General Conditions include those that are (1) specifically defined, (2) the titles of numbered
articles, or (3) the titles of other documents published by the American Institute of Architects.
§ 1.4 Interpretation
In the interest of brevity the Contract Documents frequently omit modifying words such as "all" and "any" and articles
such as "the" and "an," but the fact that a modifier or an article is absent from one statement and appears in another is
not intended to affect the interpretation of either statement.
§ 1.5 Ownership and Use of Drawings, Specifications, and Other Instruments of Service
§ 1.5.1 The Architect and the Architect's consultants shall be deemed the authors and owners of their respective
Instruments of Service, including the Drawings and Specifications, and retain all common law, statutory, and other
reserved rights in their Instruments of Service, including copyrights. The Contractor, Subcontractors,
Sub -subcontractors, and suppliers shall not own or claim a copyright in the Instruments of Service. Submittal or
distribution to meet official regulatory requirements or for other purposes in connection with the Project is not to be
construed as publication in derogation of the Architect's or Architect's consultants' reserved rights.
§ 1.5.2 The Contractor, Subcontractors, Sub -subcontractors, and suppliers are authorized to use and reproduce the
Instruments of Service provided to them, subject to any protocols established pursuant to Sections 1.7 and 1.8, solely
and exclusively for execution of the Work. All copies made under this authorization shall bear the copyright notice, if
any, shown on the Instruments of Service. The Contractor, Subcontractors, Sub -subcontractors, and suppliers may not
use the Instruments of Service on other projects or for additions to the Project outside the scope of the Work without
the specific written consent of the Owner, Architect, and the Architect's consultants.
§ 1.6 Notice
§ 1.6.1 Except as otherwise provided in Section 1.6.2, where the Contract Documents require one party to notify or
give notice to the other party, such notice shall be provided in writing to the designated representative of the party to
whom the notice is addressed and shall be deemed to have been duly served if delivered in person, by mail, by courier,
or by electronic transmission if a method for electronic transmission is set forth in the Agreement.
§ 1.6.2 Notice of Claims as provided in Section 15.1.3 shall be provided in writing and shall be deemed to have been
duly served only if delivered to the designated representative of the party to whom the notice is addressed by certified
or registered mail, or by courier providing proof of delivery.
§ 1.7 Digital Data Use and Transmission
The parties shall agree upon protocols governing the transmission and use of Instruments of Service or any other
information or documentation in digital form. The parties will use AIA Document E203T11'-2013, Building
Information Modeling and Digital Data Exhibit, to establish the protocols for the development, use, transmission, and
exchange of digital data.
§ 1.8 Building Information Models Use and Reliance
Any use of, or reliance on, all or a portion of a building information model without agreement to protocols governing
the use of, and reliance on, the information contained in the model and without having those protocols set forth in AIA
Document E203Tm-2013, Building Information Modeling and Digital Data Exhibit, and the requisite AIA Document
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G202Tm-2013, Project Building Information Modeling Protocol Form, shall be at the using or relying party's sole risk
and without liability to the other party and its contractors or consultants, the authors of, or contributors to, the building
information model, and each of their agents and employees.
ARTICLE 2 OWNER
§ 2.1 General
§ 2.1.1 The Owner is the person or entity identified as such in the Agreement and is referred to throughout the Contract
Documents as if singular in number. The Owner shall designate in writing a representative who shall have express
authority to bind the Owner with respect to all matters requiring the Owner's approval or authorization. Except as
otherwise provided in Section 4.2.1, the Architect does not have such authority. The term "Owner" means the Owner
or the Owner's authorized representative.
§ 2.1.2 The Owner shall furnish to the Contractor, within fifteen days after receipt of a written request, information
necessary and relevant for the Contractor to evaluate, give notice of, or enforce mechanic's lien rights. Such
information shall include a correct statement of the record legal title to the property on which the Project is located,
usually referred to as the site, and the Owner's interest therein.
§ 2.2 Evidence of the Owner's Financial Arrangements
§ 2.2.1 Prior to commencement of the Work and upon written request by the Contractor, the Owner shall furnish to the
Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner's obligations
under the Contract. The Contractor shall have no obligation to commence the Work until the Owner provides such
evidence. If commencement of the Work is delayed under this Section 2.2.1, the Contract Time shall be extended
appropriately.
§ 2.2.2 Following commencement of the Work and upon written request by the Contractor, the Owner shall furnish to
the Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner's obligations
under the Contract only if (1) the Owner fails to make payments to the Contractor as the Contract Documents require;
(2) the Contractor identifies in writing a reasonable concern regarding the Owner's ability to make payment when due;
or (3) a change in the Work materially changes the Contract Sum. If the Owner fails to provide such evidence, as
required, within fourteen days of the Contractor's request, the Contractor may immediately stop the Work and, in that
event, shall notify the Owner that the Work has stopped. However, if the request is made because a change in the Work
materially changes the Contract Sum under (3) above, the Contractor may immediately stop only that portion of the
Work affected by the change until reasonable evidence is provided. If the Work is stopped under this Section 2.2.2, the
Contract Time shall be extended appropriately and the Contract Sum shall be increased by the amount of the
Contractor's reasonable costs of shutdown, delay and start-up, plus interest as provided in the Contract Documents.
§ 2.2.3 After the Owner furnishes evidence of financial arrangements under this Section 2.2, the Owner shall not
materially vary such financial arrangements without prior notice to the Contractor.
§ 2.2.4 Where the Owner has designated information furnished under this Section 2.2 as "confidential," the Contractor
shall keep the information confidential and shall not disclose it to any other person. However, the Contractor may
disclose "confidential" information, after seven (7) days' notice to the Owner, where disclosure is required by law,
including a subpoena or other form of compulsory legal process issued by a court or governmental entity, or by court
or arbitrator(s) order. The Contractor may also disclose "confidential" information to its employees, consultants,
sureties, Subcontractors and their employees, Sub -subcontractors, and others who need to know the content of such
information solely and exclusively for the Project and who agree to maintain the confidentiality of such information.
§ 2.3 Information and Services Required of the Owner
§ 2.3.1 Except for permits and fees that are the responsibility of the Contractor under the Contract Documents,
including those required under Section 3.7.1, the Owner shall secure and pay for necessary approvals, easements,
assessments and charges required for construction, use or occupancy of permanent structures or for permanent
changes in existing facilities.
§ 2.3.2 The Owner shall retain an architect lawfully licensed to practice architecture, or an entity lawfully practicing
architecture, in the jurisdiction where the Project is located. That person or entity is identified as the Architect in the
Agreement and is referred to throughout the Contract Documents as if singular in number.
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§ 2.3.3 If the employment of the Architect terminates, the Owner shall employ a successor to whom the Contractor has
no reasonable objection and whose status under the Contract Documents shall be that of the Architect.
§ 2.3.4 The Owner shall furnish surveys describing physical characteristics, legal limitations and utility locations for
the site of the Project, and a legal description of the site. The Contractor shall be entitled to rely on the accuracy of
information furnished by the Owner but shall exercise proper precautions relating to the safe performance of the
Work.
§ 2.3.5 The Owner shall furnish information or services required of the Owner by the Contract Documents with
reasonable promptness. The Owner shall also furnish any other information or services under the Owner's control and
relevant to the Contractor's performance of the Work with reasonable promptness after receiving the Contractor's
written request for such information or services.
§ 2.3.6 Unless otherwise provided in the Contract Documents, the Owner shall furnish to the Contractor one copy of
the Contract Documents for purposes of making reproductions pursuant to Section 1.5.2.
§ 2.4 Owner's Right to Stop the Work
If the Contractor fails to correct Work that is not in accordance with the requirements of the Contract Documents as
required by Section 12.2 or repeatedly fails to carry out Work in accordance with the Contract Documents, the Owner
may issue a written order to the Contractor to stop the Work, or any portion thereof, until the cause for such order has
been eliminated; however, the right of the Owner to stop the Work shall not give rise to a duty on the part of the Owner
to exercise this right for the benefit of the Contractor or any other person or entity, except to the extent required by
Section 6.1.3.
§ 2.5 Owner's Right to Carry Out the Work
If the Contractor defaults or neglects to carry out the Work in accordance with the Contract Documents and fails
within a ten-day period after receipt of notice from the Owner to commence and continue correction of such default or
neglect with diligence and promptness, the Owner may, without prejudice to other remedies the Owner may have,
correct such default or neglect. Such action by the Owner and amounts charged to the Contractor are both subject to
prior approval of the Architect and the Architect may, pursuant to Section 9.5.1, withhold or nullify a Certificate for
Payment in whole or in part, to the extent reasonably necessary to reimburse the Owner for the reasonable cost of
correcting such deficiencies, including Owner's expenses and compensation for the Architect's additional services
made necessary by such default, neglect, or failure. If current and future payments are not sufficient to cover such
amounts, the Contractor shall pay the difference to the Owner. If the Contractor disagrees with the actions of the
Owner or the Architect, or the amounts claimed as costs to the Owner, the Contractor may file a Claim pursuant to
Article 15.
ARTICLE 3 CONTRACTOR
§ 3.1 General
§ 3.1.1 The Contractor is the person or entity identified as such in the Agreement and is referred to throughout the
Contract Documents as if singular in number. The Contractor shall be lawfully licensed, if required in the jurisdiction
where the Project is located. The Contractor shall designate in writing a representative who shall have express
authority to bind the Contractor with respect to all matters under this Contract. The term "Contractor" means the
Contractor or the Contractor's authorized representative.
§ 3.1.2 The Contractor shall perform the Work in accordance with the Contract Documents.
§ 3.1.3 The Contractor shall not be relieved of its obligations to perform the Work in accordance with the Contract
Documents either by activities or duties of the Architect in the Architect's administration of the Contract, or by tests,
inspections or approvals required or performed by persons or entities other than the Contractor.
§ 3.2 Review of Contract Documents and Field Conditions by Contractor
§ 3.2.1 Execution of the Contract by the Contractor is a representation that the Contractor has visited the site, become
generally familiar with local conditions under which the Work is to be performed, and correlated personal
observations with requirements of the Contract Documents.
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§ 3.2.2 Because the Contract Documents are complementary, the Contractor shall, before starting each portion of the
Work, carefully study and compare the various Contract Documents relative to that portion of the Work, as well as the
information furnished by the Owner pursuant to Section 2.3.4, shall take field measurements of any existing
conditions related to that portion of the Work, and shall observe any conditions at the site affecting it. These
obligations are for the purpose of facilitating coordination and construction by the Contractor and are not for the
purpose of discovering errors, omissions, or inconsistencies in the Contract Documents; however, the Contractor shall
promptly report to the Architect any errors, inconsistencies or omissions discovered by or made known to the
Contractor as a request for information in such form as the Architect may require. It is recognized that the Contractor's
review is made in the Contractor's capacity as a contractor and not as a licensed design professional, unless otherwise
specifically provided in the Contract Documents.
§ 3.2.3 The Contractor is not required to ascertain that the Contract Documents are in accordance with applicable laws,
statutes, ordinances, codes, rules and regulations, or lawful orders of public authorities, but the Contractor shall
promptly report to the Architect any nonconformity discovered by or made known to the Contractor as a request for
information in such form as the Architect may require.
§ 3.2.4 If the Contractor believes that additional cost or time is involved because of clarifications or instructions the
Architect issues in response to the Contractor's notices or requests for information pursuant to Sections 3.2.2 or 3.2.3,
the Contractor shall submit Claims as provided in Article 15. If the Contractor fails to perform the obligations of
Sections 3.2.2 or 3.2.3, the Contractor shall pay such costs and damages to the Owner, subject to Section 15.1.7, as
would have been avoided if the Contractor had performed such obligations. If the Contractor performs those
obligations, the Contractor shall not be liable to the Owner or Architect for damages resulting from errors,
inconsistencies or omissions in the Contract Documents, for differences between field measurements or conditions
and the Contract Documents, or for nonconformities of the Contract Documents to applicable laws, statutes,
ordinances, codes, rules and regulations, and lawful orders of public authorities.
§ 3.3 Supervision and Construction Procedures
§ 3.3.1 The Contractor shall supervise and direct the Work, using the Contractor's best skill and attention. The
Contractor shall be solely responsible for, and have control over, construction means, methods, techniques, sequences,
and procedures, and for coordinating all portions of the Work under the Contract. If the Contract Documents give
specific instructions concerning construction means, methods, techniques, sequences, or procedures, the Contractor
shall evaluate the jobsite safety thereof and shall be solely responsible for the jobsite safety of such means, methods,
techniques, sequences, or procedures. If the Contractor determines that such means, methods, techniques, sequences
or procedures may not be safe, the Contractor shall give timely notice to the Owner and Architect, and shall propose
alternative means, methods, techniques, sequences, or procedures. The Architect shall evaluate the proposed
alternative solely for conformance with the design intent for the completed construction. Unless the Architect objects
to the Contractor's proposed alternative, the Contractor shall perform the Work using its alternative means, methods,
techniques, sequences, or procedures.
§ 3.3.2 The Contractor shall be responsible to the Owner for acts and omissions of the Contractor's employees,
Subcontractors and their agents and employees, and other persons or entities performing portions of the Work for, or
on behalf of, the Contractor or any of its Subcontractors.
§ 3.3.3 The Contractor shall be responsible for inspection of portions of Work already performed to determine that
such portions are in proper condition to receive subsequent Work.
§ 3.4 Labor and Materials
§ 3.4.1 Unless otherwise provided in the Contract Documents, the Contractor shall provide and pay for labor,
materials, equipment, tools, construction equipment and machinery, water, heat, utilities, transportation, and other
facilities and services necessary for proper execution and completion of the Work, whether temporary or permanent
and whether or not incorporated or to be incorporated in the Work.
§ 3.4.2 Except in the case of minor changes in the Work approved by the Architect in accordance with Section 3.12.8
or ordered by the Architect in accordance with Section 7.4, the Contractor may make substitutions only with the
consent of the Owner, after evaluation by the Architect and in accordance with a Change Order or Construction
Change Directive.
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reserved. "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 14
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§ 3.4.3 The Contractor shall enforce strict discipline and good order among the Contractor's employees and other
persons carrying out the Work. The Contractor shall not permit employment of unfit persons or persons not properly
skilled in tasks assigned to them.
§ 3.5 Warranty
§ 3.5.1 The Contractor warrants to the Owner and Architect that materials and equipment furnished under the Contract
will be of good quality and new unless the Contract Documents require or permit otherwise. The Contractor further
warrants that the Work will conform to the requirements of the Contract Documents and will be free from defects,
except for those inherent in the quality of the Work the Contract Documents require or permit. Work, materials, or
equipment not conforming to these requirements may be considered defective. The Contractor's warranty excludes
remedy for damage or defect caused by abuse, alterations to the Work not executed by the Contractor, improper or
insufficient maintenance, improper operation, or normal wear and tear and normal usage. If required by the Architect,
the Contractor shall furnish satisfactory evidence as to the kind and quality of materials and equipment.
§ 3.5.2 All material, equipment, or other special warranties required by the Contract Documents shall be issued in the
name of the Owner, or shall be transferable to the Owner, and shall commence in accordance with Section 9.8.4.
§ 3.6 Taxes
The Contractor shall pay sales, consumer, use and similar taxes for the Work provided by the Contractor that are
legally enacted when bids are received or negotiations concluded, whether or not yet effective or merely scheduled to
go into effect.
§ 3.7 Permits, Fees, Notices and Compliance with Laws
§ 3.7.1 Unless otherwise provided in the Contract Documents, the Contractor shall secure and pay for the building
permit as well as for other permits, fees, licenses, and inspections by government agencies necessary for proper
execution and completion of the Work that are customarily secured after execution of the Contract and legally required
at the time bids are received or negotiations concluded.
§ 3.7.2 The Contractor shall comply with and give notices required by applicable laws, statutes, ordinances, codes,
rules and regulations, and lawful orders of public authorities applicable to performance of the Work.
§ 3.7.3 If the Contractor performs Work knowing it to be contrary to applicable laws, statutes, ordinances, codes, rules
and regulations, or lawful orders of public authorities, the Contractor shall assume appropriate responsibility for such
Work and shall bear the costs attributable to correction.
§ 3.7.4 Concealed or Unknown Conditions
If the Contractor encounters conditions at the site that are (1) subsurface or otherwise concealed physical conditions
that differ materially from those indicated in the Contract Documents or (2) unknown physical conditions of an
unusual nature that differ materially from those ordinarily found to exist and generally recognized as inherent in
construction activities of the character provided for in the Contract Documents, the Contractor shall promptly provide
notice to the Owner and the Architect before conditions are disturbed and in no event later than 14 days after first
observance of the conditions. The Architect will promptly investigate such conditions and, if the Architect determines
that they differ materially and cause an increase or decrease in the Contractor's cost of, or time required for,
performance of any part of the Work, will recommend that an equitable adjustment be made in the Contract Sum or
Contract Time, or both. If the Architect determines that the conditions at the site are not materially different from those
indicated in the Contract Documents and that no change in the terms of the Contract is justified, the Architect shall
promptly notify the Owner and Contractor, stating the reasons. If either party disputes the Architect's determination or
recommendation, that party may submit a Claim as provided in Article 15.
§ 3.7.5 If, in the course of the Work, the Contractor encounters human remains or recognizes the existence of burial
markers, archaeological sites or wetlands not indicated in the Contract Documents, the Contractor shall immediately
suspend any operations that would affect them and shall notify the Owner and Architect. Upon receipt of such notice,
the Owner shall promptly take any action necessary to obtain governmental authorization required to resume the
operations. The Contractor shall continue to suspend such operations until otherwise instructed by the Owner but shall
continue with all other operations that do not affect those remains or features. Requests for adjustments in the Contract
Sum and Contract Time arising from the existence of such remains or features may be made as provided in Article 15.
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reserved, "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 15
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§ 3.8 Allowances
§ 3.8.1 The Contractor shall include in the Contract Sum all allowances stated in the Contract Documents. Items
covered by allowances shall be supplied for such amounts and by such persons or entities as the Owner may direct, but
the Contractor shall not be required to employ persons or entities to whom the Contractor has reasonable objection.
§ 3.8.2 Unless otherwise provided in the Contract Documents,
.1 allowances shall cover the cost to the Contractor of materials and equipment delivered at the site and all
required taxes, less applicable trade discounts;
.2 Contractor's costs for unloading and handling at the site, labor, installation costs, overhead, profit, and
other expenses contemplated for stated allowance amounts shall be included in the Contract Sum but
not in the allowances; and
.3 whenever costs are more than or less than allowances, the Contract Sum shall be adjusted accordingly
by Change Order. The amount of the Change Order shall reflect (1) the difference between actual costs
and the allowances under Section 3.8.2.1 and (2) changes in Contractor's costs under Section 3.8.2.2.
§ 3.8.3 Materials and equipment under an allowance shall be selected by the Owner with reasonable promptness.
§ 3.9 Superintendent
§ 3.9.1 The Contractor shall employ a competent superintendent and necessary assistants who shall be in attendance at
the Project site during performance of the Work. The superintendent shall represent the Contractor, and
communications given to the superintendent shall be as binding as if given to the Contractor.
§ 3.9.2 The Contractor, as soon as practicable after award of the Contract, shall notify the Owner and Architect of the
name and qualifications of a proposed superintendent. Within 14 days of receipt of the information, the Architect may
notify the Contractor, stating whether the Owner or the Architect (1) has reasonable objection to the proposed
superintendent or (2) requires additional time for review. Failure of the Architect to provide notice within the 14-day
period shall constitute notice of no reasonable objection.
§ 3.9.3 The Contractor shall not employ a proposed superintendent to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not change the superintendent without the Owner's consent,
which shall not unreasonably be withheld or delayed.
§ 3.10 Contractor's Construction and Submittal Schedules
§ 3.10.1 The Contractor, promptly after being awarded the Contract, shall submit for the Owner's and Architect's
information a Contractor's construction schedule for the Work. The schedule shall contain detail appropriate for the
Project, including (1) the date of commencement of the Work, interim schedule milestone dates, and the date of
Substantial Completion; (2) an apportionment of the Work by construction activity; and (3) the time required for
completion of each portion of the Work. The schedule shall provide for the orderly progression of the Work to
completion and shall not exceed time limits current under the Contract Documents. The schedule shall be revised at
appropriate intervals as required by the conditions of the Work and Project.
§ 3.10.2 The Contractor, promptly after being awarded the Contract and thereafter as necessary to maintain a current
submittal schedule, shall submit a submittal schedule for the Architect's approval. The Architect's approval shall not
be unreasonably delayed or withheld. The submittal schedule shall (1) be coordinated with the Contractor's
construction schedule, and (2) allow the Architect reasonable time to review submittals. If the Contractor fails to
submit a submittal schedule, or fails to provide submittals in accordance with the approved submittal schedule, the
Contractor shall not be entitled to any increase in Contract Sum or extension of Contract Time based on the time
required for review of submittals.
§ 3.10.3 The Contractor shall perform the Work in general accordance with the most recent schedules submitted to the
Owner and Architect.
§ 3.11 Documents and Samples at the Site
The Contractor shall make available, at the Project site, the Contract Documents, including Change Orders,
Construction Change Directives, and other Modifications, in good order and marked currently to indicate field
changes and selections made during construction, and the approved Shop Drawings, Product Data, Samples, and
similar required submittals. These shall be in electronic form or paper copy, available to the Architect and Owner, and
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reserved, "The American Institute of Architects," "American Institute of Architects," "AIA,' the AIA Logo, and "AIA Contract Documents" are trademarks of The 16
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
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delivered to the Architect for submittal to the Owner upon completion of the Work as a record of the Work as
constructed.
§ 3.12 Shop Drawings, Product Data and Samples
§ 3.12.1 Shop Drawings are drawings, diagrams, schedules, and other data specially prepared for the Work by the
Contractor or a Subcontractor, Sub -subcontractor, manufacturer, supplier, or distributor to illustrate some portion of
the Work.
§ 3.12.2 Product Data are illustrations, standard schedules, performance charts, instructions, brochures, diagrams, and
other information furnished by the Contractor to illustrate materials or equipment for some portion of the Work.
§ 3.12.3 Samples are physical examples that illustrate materials, equipment, or workmanship, and establish standards
by which the Work will be judged.
§ 3.12.4 Shop Drawings, Product Data, Samples, and similar submittals are not Contract Documents. Their purpose is
to demonstrate how the Contractor proposes to conform to the information given and the design concept expressed in
the Contract Documents for those portions of the Work for which the Contract Documents require submittals. Review
by the Architect is subject to the limitations of Section 4.2.7. Informational submittals upon which the Architect is not
expected to take responsive action may be so identified in the Contract Documents. Submittals that are not required by
the Contract Documents may be returned by the Architect without action.
§ 3.12.5 The Contractor shall review for compliance with the Contract Documents, approve, and submit to the
Architect, Shop Drawings, Product Data, Samples, and similar submittals required by the Contract Documents, in
accordance with the submittal schedule approved by the Architect or, in the absence of an approved submittal
schedule, with reasonable promptness and in such sequence as to cause no delay in the Work or in the activities of the
Owner or of Separate Contractors.
§ 3.12.6 By submitting Shop Drawings, Product Data, Samples, and similar submittals, the Contractor represents to
the Owner and Architect that the Contractor has (1) reviewed and approved them, (2) determined and verified
materials, field measurements and field construction criteria related thereto, or will do so, and (3) checked and
coordinated the information contained within such submittals with the requirements of the Work and of the Contract
Documents.
§ 3.12.7 The Contractor shall perform no portion of the Work for which the Contract Documents require submittal and
review of Shop Drawings, Product Data, Samples, or similar submittals, until the respective submittal has been
approved by the Architect.
§ 3.12.8 The Work shall be in accordance with approved submittals except that the Contractor shall not be relieved of
responsibility for deviations from the requirements of the Contract Documents by the Architect's approval of Shop
Drawings, Product Data, Samples, or similar submittals, unless the Contractor has specifically notified the Architect
of such deviation at the time of submittal and (1) the Architect has given written approval to the specific deviation as a
minor change in the Work, or (2) a Change Order or Construction Change Directive has been issued authorizing the
deviation. The Contractor shall not be relieved of responsibility for errors or omissions in Shop Drawings, Product
Data, Samples, or similar submittals, by the Architect's approval thereof.
§ 3.12.9 The Contractor shall direct specific attention, in writing or on resubmitted Shop Drawings, Product Data,
Samples, or similar submittals, to revisions other than those requested by the Architect on previous submittals. In the
absence of such notice, the Architect's approval of a resubmission shall not apply to such revisions.
§ 3.12.10 The Contractor shall not be required to provide professional services that constitute the practice of
architecture or engineering unless such services are specifically required by the Contract Documents for a portion of
the Work or unless the Contractor needs to provide such services in order to carry out the Contractor's responsibilities
for construction means, methods, techniques, sequences, and procedures. The Contractor shall not be required to
provide professional services in violation of applicable law.
§ 3.12.10.1 If professional design services or certifications by a design professional related to systems, materials, or
equipment are specifically required of the Contractor by the Contract Documents, the Owner and the Architect will
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specify all performance and design criteria that such services must satisfy. The Contractor shall be entitled to rely upon
the adequacy and accuracy of the performance and design criteria provided in the Contract Documents. The
Contractor shall cause such services or certifications to be provided by an appropriately licensed design professional,
whose signature and seal shall appear on all drawings, calculations, specifications, certifications, Shop Drawings, and
other submittals prepared by such professional. Shop Drawings, and other submittals related to the Work, designed or
certified by such professional, if prepared by others, shall bear such professional's written approval when submitted to
the Architect. The Owner and the Architect shall be entitled to rely upon the adequacy and accuracy of the services,
certifications, and approvals performed or provided by such design professionals, provided the Owner and Architect
have specified to the Contractor the performance and design criteria that such services must satisfy. Pursuant to this
Section 3.12.10, the Architect will review and approve or take other appropriate action on submittals only for the
limited purpose of checking for conformance with information given and the design concept expressed in the Contract
Documents.
§ 3.12.10.2 If the Contract Documents require the Contractor's design professional to certify that the Work has been
performed in accordance with the design criteria, the Contractor shall furnish such certifications to the Architect at the
time and in the form specified by the Architect.
§ 3.13 Use of Site
The Contractor shall confine operations at the site to areas permitted by applicable laws, statutes, ordinances, codes,
rules and regulations, lawful orders of public authorities, and the Contract Documents and shall not unreasonably
encumber the site with materials or equipment.
§ 3.14 Cutting and Patching
§ 3.14.1 The Contractor shall be responsible for cutting, fitting, or patching required to complete the Work or to make
its parts fit together properly. All areas requiring cutting, fitting, or patching shall be restored to the condition existing
prior to the cutting, fitting, or patching, unless otherwise required by the Contract Documents.
§ 3.14.2 The Contractor shall not damage or endanger a portion of the Work or fully or partially completed
construction of the Owner or Separate Contractors by cutting, patching, or otherwise altering such construction, or by
excavation. The Contractor shall not cut or otherwise alter construction by the Owner or a Separate Contractor except
with written consent of the Owner and of the Separate Contractor. Consent shall not be unreasonably withheld. The
Contractor shall not unreasonably withhold, from the Owner or a Separate Contractor, its consent to cutting or
otherwise altering the Work.
§ 3.15 Cleaning Up
§ 3.15.1 The Contractor shall keep the premises and surrounding area free from accumulation of waste materials and
rubbish caused by operations under the Contract. At completion of the Work, the Contractor shall remove waste
materials, rubbish, the Contractor's tools, construction equipment, machinery, and surplus materials from and about
the Project.
§ 3.15.2 If the Contractor fails to clean up as provided in the Contract Documents, the Owner may do so and the Owner
shall be entitled to reimbursement from the Contractor.
§ 3.16 Access to Work
The Contractor shall provide the Owner and Architect with access to the Work in preparation and progress wherever
located.
§ 3.17 Royalties, Patents and Copyrights
The Contractor shall pay all royalties and license fees. The Contractor shall defend suits or claims for infringement of
copyrights and patent rights and shall hold the Owner and Architect harmless from loss on account thereof, but shall
not be responsible for defense or loss when a particular design, process, or product of a particular manufacturer or
manufacturers is required by the Contract Documents, or where the copyright violations are contained in Drawings,
Specifications, or other documents prepared by the Owner or Architect. However, if an infringement of a copyright or
patent is discovered by, or made known to, the Contractor, the Contractor shall be responsible for the loss unless the
information is promptly furnished to the Architect.
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§ 3.18 Indemnification
§ 3.18.1 To the fullest extent permitted by law, the Contractor shall indemnify and hold harmless the Owner,
Architect, Architect's consultants, and agents and employees of any of them from and against claims, damages, losses,
and expenses, including but not limited to attorneys' fees, arising out of or resulting from performance of the Work,
provided that such claim, damage, loss, or expense is attributable to bodily injury, sickness, disease or death, or to
injury to or destruction of tangible property (other than the Work itself), but only to the extent caused by the negligent
acts or omissions of the Contractor, a Subcontractor, anyone directly or indirectly employed by them, or anyone for
whose acts they may be liable, regardless of whether or not such claim, damage, loss, or expense is caused in part by a
party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or reduce other rights or
obligations of indemnity that would otherwise exist as to a party or person described in this Section 3.18.
§ 3.18.2 In claims against any person or entity indemnified under this Section 3.18 by an employee of the Contractor,
a Subcontractor, anyone directly or indirectly employed by them, or anyone for whose acts they may be liable, the
indemnification obligation under Section 3.18.1 shall not be limited by a limitation on amount or type of damages,
compensation, or benefits payable by or for the Contractor or a Subcontractor under workers' compensation acts,
disability benefit acts, or other employee benefit acts.
ARTICLE 4 ARCHITECT
§ 4.1 General
§ 4.1.1 The Architect is the person or entity retained by the Owner pursuant to Section 2.3.2 and identified as such in
the Agreement.
§ 4.1.2 Duties, responsibilities, and limitations of authority of the Architect as set forth in the Contract Documents
shall not be restricted, modified, or extended without written consent of the Owner, Contractor, and Architect. Consent
shall not be unreasonably withheld.
§ 4.2 Administration of the Contract
§ 4.2.1 The Architect will provide administration of the Contract as described in the Contract Documents and will be
an Owner's representative during construction until the date the Architect issues the final Certificate for Payment. The
Architect will have authority to act on behalf of the Owner only to the extent provided in the Contract Documents.
§ 4.2.2 The Architect will visit the site at intervals appropriate to the stage of construction, or as otherwise agreed with
the Owner, to become generally familiar with the progress and quality of the portion of the Work completed, and to
determine in general if the Work observed is being performed in a manner indicating that the Work, when fully
completed, will be in accordance with the Contract Documents. However, the Architect will not be required to make
exhaustive or continuous on-site inspections to check the quality or quantity of the Work. The Architect will not have
control over, charge of, or responsibility for the construction means, methods, techniques, sequences or procedures, or
for the safety precautions and programs in connection with the Work, since these are solely the Contractor's rights and
responsibilities under the Contract Documents.
§ 4.2.3 On the basis of the site visits, the Architect will keep the Owner reasonably informed about the progress and
quality of the portion of the Work completed, and promptly report to the Owner (1) known deviations from the
Contract Documents, (2) known deviations from the most recent construction schedule submitted by the Contractor,
and (3) defects and deficiencies observed in the Work. The Architect will not be responsible for the Contractor's
failure to perform the Work in accordance with the requirements of the Contract Documents. The Architect will not
have control over or charge of, and will not be responsible for acts or omissions of, the Contractor, Subcontractors, or
their agents or employees, or any other persons or entities performing portions of the Work.
§ 4.2.4 Communications
The Owner and Contractor shall include the Architect in all communications that relate to or affect the Architect's
services or professional responsibilities. The Owner shall promptly notify the Architect of the substance of any direct
communications between the Owner and the Contractor otherwise relating to the Project. Communications by and
with the Architect's consultants shall be through the Architect. Communications by and with Subcontractors and
suppliers shall be through the Contractor. Communications by and with Separate Contractors shall be through the
Owner. The Contract Documents may specify other communication protocols.
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§ 4.2.5 Based on the Architect's evaluations of the Contractor's Applications for Payment, the Architect will review
and certify the amounts due the Contractor and will issue Certificates for Payment in such amounts.
§ 4.2.6 The Architect has authority to reject Work that does not conform to the Contract Documents. Whenever the
Architect considers it necessary or advisable, the Architect will have authority to require inspection or testing of the
Work in accordance with Sections 13.4.2 and 13.4.3, whether or not the Work is fabricated, installed or completed.
However, neither this authority of the Architect nor a decision made in good faith either to exercise or not to exercise
such authority shall give rise to a duty or responsibility of the Architect to the Contractor, Subcontractors, suppliers,
their agents or employees, or other persons or entities performing portions of the Work.
§ 4.2.7 The Architect will review and approve, or take other appropriate action upon, the Contractor's submittals such
as Shop Drawings, Product Data, and Samples, but only for the limited purpose of checking for conformance with
information given and the design concept expressed in the Contract Documents. The Architect's action will be taken
in accordance with the submittal schedule approved by the Architect or, in the absence of an approved submittal
schedule, with reasonable promptness while allowing sufficient time in the Architect's professional judgment to
permit adequate review. Review of such submittals is not conducted for the purpose of determining the accuracy and
completeness of other details such as dimensions and quantities, or for substantiating instructions for installation or
performance of equipment or systems, all of which remain the responsibility of the Contractor as required by the
Contract Documents. The Architect's review of the Contractor's submittals shall not relieve the Contractor of the
obligations under Sections 3.3, 3.5, and 3.12. The Architect's review shall not constitute approval of safety
precautions or of any construction means, methods, techniques, sequences, or procedures. The Architect's approval of
a specific item shall not indicate approval of an assembly of which the item is a component.
§ 4.2.8 The Architect will prepare Change Orders and Construction Change Directives, and may order minor changes
in the Work as provided in Section 7.4. The Architect will investigate and make determinations and recommendations
regarding concealed and unknown conditions as provided in Section 3.7.4.
§ 4.2.9 The Architect will conduct inspections to determine the date or dates of Substantial Completion and the date of
final completion; issue Certificates of Substantial Completion pursuant to Section 9.8; receive and forward to the
Owner, for the Owner's review and records, written warranties and related documents required by the Contract and
assembled by the Contractor pursuant to Section 9.10; and issue a final Certificate for Payment pursuant to
Section 9.10.
§ 4.2.10 If the Owner and Architect agree, the Architect will provide one or more Project representatives to assist in
carrying out the Architect's responsibilities at the site. The Owner shall notify the Contractor of any change in the
duties, responsibilities and limitations of authority of the Project representatives.
§ 4.2.11 The Architect will interpret and decide matters concerning performance under, and requirements of, the
Contract Documents on written request of either the Owner or Contractor. The Architect's response to such requests
will be made in writing within any time limits agreed upon or otherwise with reasonable promptness.
§ 4.2.12 Interpretations and decisions of the Architect will be consistent with the intent of, and reasonably inferable
from, the Contract Documents and will be in writing or in the form of drawings. When making such interpretations
and decisions, the Architect will endeavor to secure faithful performance by both Owner and Contractor, will not show
partiality to either, and will not be liable for results of interpretations or decisions rendered in good faith.
§ 4.2.13 The Architect's decisions on matters relating to aesthetic effect will be final if consistent with the intent
expressed in the Contract Documents.
§ 4.2.14 The Architect will review and respond to requests for information about the Contract Documents. The
Architect's response to such requests will be made in writing within any time limits agreed upon or otherwise with
reasonable promptness. If appropriate, the Architect will prepare and issue supplemental Drawings and Specifications
in response to the requests for information.
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ARTICLE 5 SUBCONTRACTORS
§ 5.1 Definitions
§ 5.1.1 A Subcontractor is a person or entity who has a direct contract with the Contractor to perform a portion of the
Work at the site. The term "Subcontractor" is referred to throughout the Contract Documents as if singular in number
and means a Subcontractor or an authorized representative of the Subcontractor. The term "Subcontractor" does not
include a Separate Contractor or the subcontractors of a Separate Contractor.
§ 5.1.2 A Sub -subcontractor is a person or entity who has a direct or indirect contract with a Subcontractor to perform
a portion of the Work at the site. The term "Sub -subcontractor" is referred to throughout the Contract Documents as if
singular in number and means a Sub -subcontractor or an authorized representative of the Sub -subcontractor.
§ 5.2 Award of Subcontracts and Other Contracts for Portions of the Work
§ 5.2.1 Unless otherwise stated in the Contract Documents, the Contractor, as soon as practicable after award of the
Contract, shall notify the Owner and Architect of the persons or entities proposed for each principal portion of the
Work, including those who are to furnish materials or equipment fabricated to a special design. Within 14 days of
receipt of the information, the Architect may notify the Contractor whether the Owner or the Architect (1) has
reasonable objection to any such proposed person or entity or (2) requires additional time for review. Failure of the
Architect to provide notice within the 14 -day period shall constitute notice of no reasonable objection.
§ 5.2.2 The Contractor shall not contract with a proposed person or entity to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not be required to contract with anyone to whom the Contractor
has made reasonable objection.
§ 5.2.3 If the Owner or Architect has reasonable objection to a person or entity proposed by the Contractor, the
Contractor shall propose another to whom the Owner or Architect has no reasonable objection. If the proposed but
rejected Subcontractor was reasonably capable of performing the Work, the Contract Sum and Contract Time shall be
increased or decreased by the difference, if any, occasioned by such change, and an appropriate Change Order shall be
issued before commencement of the substitute Subcontractor's Work. However, no increase in the Contract Sum or
Contract Time shall be allowed for such change unless the Contractor has acted promptly and responsively in
submitting names as required.
§ 5.2.4 The Contractor shall not substitute a Subcontractor, person, or entity for one previously selected if the Owner
or Architect makes reasonable objection to such substitution.
§ 5.3 Subcontractual Relations
By appropriate written agreement, the Contractor shall require each Subcontractor, to the extent of the Work to be
performed by the Subcontractor, to be bound to the Contractor by terms of the Contract Documents, and to assume
toward the Contractor all the obligations and responsibilities, including the responsibility for safety of the
Subcontractor's Work that the Contractor, by these Contract Documents, assumes toward the Owner and Architect.
Each subcontract agreement shall preserve and protect the rights of the Owner and Architect under the Contract
Documents with respect to the Work to be performed by the Subcontractor so that subcontracting thereof will not
prejudice such rights, and shall allow to the Subcontractor, unless specifically provided otherwise in the subcontract
agreement, the benefit of all rights, remedies, and redress against the Contractor that the Contractor, by the Contract
Documents, has against the Owner. Where appropriate, the Contractor shall require each Subcontractor to enter into
similar agreements with Sub -subcontractors. The Contractor shall make available to each proposed Subcontractor,
prior to the execution of the subcontract agreement, copies of the Contract Documents to which the Subcontractor will
be bound, and, upon written request of the Subcontractor, identify to the Subcontractor terms and conditions of the
proposed subcontract agreement that may be at variance with the Contract Documents. Subcontractors will similarly
make copies of applicable portions of such documents available to their respective proposed Sub -subcontractors.
§ 5.4 Contingent Assignment of Subcontracts
§ 5.4.1 Each subcontract agreement for a portion of the Work is assigned by the Contractor to the Owner, provided that
.1 assignment is effective only after termination of the Contract by the Owner for cause pursuant to
Section 14.2 and only for those subcontract agreements that the Owner accepts by notifying the
Subcontractor and Contractor; and
.2 assignment is subject to the prior rights of the surety, if any, obligated under bond relating to the
Contract.
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When the Owner accepts the assignment of a subcontract agreement, the Owner assumes the Contractor's rights and
obligations under the subcontract.
§ 5.4.2 Upon such assignment, if the Work has been suspended for more than 30 days, the Subcontractor's
compensation shall be equitably adjusted for increases in cost resulting from the suspension.
§ 5.4.3 Upon assignment to the Owner under this Section 5.4, the Owner may further assign the subcontract to a
successor contractor or other entity. If the Owner assigns the subcontract to a successor contractor or other entity, the
Owner shall nevertheless remain legally responsible for all of the successor contractor's obligations under the
subcontract.
ARTICLE 6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
§ 6.1 Owner's Right to Perform Construction and to Award Separate Contracts
§ 6.1.1 The term "Separate Contractor(s)" shall mean other contractors retained by the Owner under separate
agreements. The Owner reserves the right to perform construction or operations related to the Project with the
Owner's own forces, and with Separate Contractors retained under Conditions of the Contract substantially similar to
those of this Contract, including those provisions of the Conditions of the Contract related to insurance and waiver of
subrogation.
§ 6.1.2 When separate contracts are awarded for different portions of the Project or other construction or operations on
the site, the term "Contractor" in the Contract Documents in each case shall mean the Contractor who executes each
separate Owner -Contractor Agreement.
§ 6.1.3 The Owner shall provide for coordination of the activities of the Owner's own forces and of each Separate
Contractor with the Work of the Contractor, who shall cooperate with them. The Contractor shall participate with any
Separate Contractors and the Owner in reviewing their construction schedules. The Contractor shall make any
revisions to its construction schedule deemed necessary after a joint review and mutual agreement. The construction
schedules shall then constitute the schedules to be used by the Contractor, Separate Contractors, and the Owner until
subsequently revised.
§ 6.1.4 Unless otherwise provided in the Contract Documents, when the Owner performs construction or operations
related to the Project with the Owner's own forces or with Separate Contractors, the Owner or its Separate Contractors
shall have the same obligations and rights that the Contractor has under the Conditions of the Contract, including,
without excluding others, those stated in Article 3, this Article 6, and Articles 10, 11, and 12.
§ 6.2 Mutual Responsibility
§ 6.2.1 The Contractor shall afford the Owner and Separate Contractors reasonable opportunity for introduction and
storage of their materials and equipment and performance of their activities, and shall connect and coordinate the
Contractor's construction and operations with theirs as required by the Contract Documents.
§ 6.2.2 if part of the Contractor's Work depends for proper execution or results upon construction or operations by the
Owner or a Separate Contractor, the Contractor shall, prior to proceeding with that portion of the Work, promptly
notify the Architect of apparent discrepancies or defects in the construction or operations by the Owner or Separate
Contractor that would render it unsuitable for proper execution and results of the Contractor's Work. Failure of the
Contractor to notify the Architect of apparent discrepancies or defects prior to proceeding with the Work shall
constitute an acknowledgment that the Owner's or Separate Contractor's completed or partially completed
construction is fit and proper to receive the Contractor's Work. The Contractor shall not be responsible for
discrepancies or defects in the construction or operations by the Owner or Separate Contractor that are not apparent.
§ 6.2.3 The Contractor shal I reimburse the Owner for costs the Owner incurs that are payable to a Separate Contractor
because of the Contractor's delays, improperly timed activities or defective construction. The Owner shall be
responsible to the Contractor for costs the Contractor incurs because of a Separate Contractor's delays, improperly
timed activities, damage to the Work or defective construction.
§ 6.2.4 The Contractor shall promptly remedy damage that the Contractor wrongfully causes to completed or partially
completed construction or to property of the Owner or Separate Contractor as provided in Section 10.2.5.
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§ 6.2.5 The Owner and each Separate Contractor shall have the same responsibilities for cutting and patching as are
described for the Contractor in Section 3.14.
§ 6.3 Owner's Right to Clean Up
If a dispute arises among the Contractor, Separate Contractors, and the Owner as to the responsibility under their
respective contracts for maintaining the premises and surrounding area free from waste materials and rubbish, the
Owner may clean up and the Architect will allocate the cost among those responsible.
ARTICLE 7 CHANGES IN THE WORK
§ 7.1 General
§ 7.1.1 Changes in the Work may be accomplished after execution of the Contract, and without invalidating the
Contract, by Change Order, Construction Change Directive or order for a minor change in the Work, subject to the
limitations stated in this Article 7 and elsewhere in the Contract Documents.
§ 7.1.2 A Change Order shall be based upon agreement among the Owner, Contractor, and Architect. A Construction
Change Directive requires agreement by the Owner and Architect and may or may not be agreed to by the Contractor.
An order for a minor change in the Work may be issued by the Architect alone.
§ 7.1.3 Changes in the Work shall be performed under applicable provisions of the Contract Documents. The
Contractor shall proceed promptly with changes in the Work, unless otherwise provided in the Change Order,
Construction Change Directive, or order for a minor change in the Work.
§ 7.2 Change Orders
§ 7.2.1 A Change Order is a written instrument prepared by the Architect and signed by the Owner, Contractor, and
Architect stating their agreement upon all of the following:
.1 The change in the Work;
.2 The amount of the adjustment, if any, in the Contract Sum; and
.3 The extent of the adjustment, if any, in the Contract Time.
§ 7.3 Construction Change Directives
§ 7.3.1 A Construction Change Directive is a written order prepared by the Architect and signed by the Owner and
Architect, directing a change in the Work prior to agreement on adjustment, if any, in the Contract Sum or Contract
Time, or both. The Owner may by Construction Change Directive, without invalidating the Contract, order changes in
the Work within the general scope of the Contract consisting of additions, deletions, or other revisions, the Contract
Sum and Contract Time being adjusted accordingly.
§ 7.3.2 A Construction Change Directive shall be used in the absence of total agreement on the terms of a Change
Order.
§ 7.3.3 If the Construction Change Directive provides for an adjustment to the Contract Sum, the adjustment shall be
based on one of the following methods:
.1 Mutual acceptance of a lump sum properly itemized and supported by sufficient substantiating data to
permit evaluation;
.2 Unit prices stated in the Contract Documents or subsequently agreed upon;
.3 Cost to be determined in a manner agreed upon by the parties and a mutually acceptable fixed or
percentage fee; or
.4 As provided in Section 7.3.4.
§ 7.3.4 If the Contractor does not respond promptly or disagrees with the method for adjustment in the Contract Sum,
the Architect shall determine the adjustment on the basis of reasonable expenditures and savings of those performing
the Work attributable to the change, including, in case of an increase in the Contract Sum, an amount for overhead and
profit as set forth in the Agreement, or if no such amount is set forth in the Agreement, a reasonable amount. In such
case, and also under Section 7.3.3.3, the Contractor shall keep and present, in such form as the Architect may
prescribe, an itemized accounting together with appropriate supporting data. Unless otherwise provided in the
Contract Documents, costs for the purposes of this Section 7.3.4 shall be limited to the following:
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.1 Costs of labor, including applicable payroll taxes, fringe benefits required by agreement or custom,
workers' compensation insurance, and other employee costs approved by the Architect;
.2 Costs of materials, supplies, and equipment, including cost of transportation, whether incorporated or
consumed;
.3 Rental costs of machinery and equipment, exclusive of hand tools, whether rented from the Contractor
or others;
.4 Costs of premiums for all bonds and insurance, permit fees, and sales, use, or similar taxes, directly
related to the change; and
.5 Costs of supervision and field office personnel directly attributable to the change.
§ 7,3.5 If the Contractor disagrees with the adjustment in the Contract Time, the Contractor may make a Claim in
accordance with applicable provisions of Article 15.
§ 7.3.6 Upon receipt of a Construction Change Directive, the Contractor shall promptly proceed with the change in the
Work involved and advise the Architect of the Contractor's agreement or disagreement with the method, if any,
provided in the Construction Change Directive for determining the proposed adjustment in the Contract Sum or
Contract Time.
§ 7.3.7 A Construction Change Directive signed by the Contractor indicates the Contractor's agreement therewith,
including adjustment in Contract Sum and Contract Time or the method for determining them. Such agreement shall
be effective immediately and shall be recorded as a Change Order.
§ 7.3.8 The amount of credit to be allowed by the Contractor to the Owner for a deletion or change that results in a net
decrease in the Contract Sum shall be actual net cost as confirmed by the Architect. When both additions and credits
covering related Work or substitutions are involved in a change, the allowance for overhead and profit shall be figured
on the basis of net increase, if any, with respect to that change.
§ 7.3.9 Pending final determination of the total cost of a Construction Change Directive to the Owner, the Contractor
may request payment for Work completed under the Construction Change Directive in Applications for Payment. The
Architect will make an interim determination for purposes of monthly certification for payment for those costs and
certify for payment the amount that the Architect determines, in the Architect's professional judgment, to be
reasonably justified. The Architect's interim determination of cost shall adjust the Contract Sum on the same basis as
a Change Order, subject to the right of either party to disagree and assert a Claim in accordance with Article 15.
§ 7.3.10 When the Owner and Contractor agree with a determination made by the Architect concerning the
adjustments in the Contract Sum and Contract Time, or otherwise reach agreement upon the adjustments, such
agreement shall be effective immediately and the Architect will prepare a Change Order. Change Orders may be
issued for all or any part of a Construction Change Directive.
§ 7.4 Minor Changes in the Work
The Architect may order minor changes in the Work that are consistent with the intent of the Contract Documents and
do not involve an adjustment in the Contract Sum or an extension of the Contract Time. The Architect's order for
minor changes shall be in writing. If the Contractor believes that the proposed minor change in the Work will affect the
Contract Sum or Contract Time, the Contractor shall notify the Architect and shall not proceed to implement the
change in the Work. If the Contractor performs the Work set forth in the Architect's order for a minor change without
prior notice to the Architect that such change will affect the Contract Sum or Contract Time, the Contractor waives any
adjustment to the Contract Sum or extension of the Contract Time.
ARTICLE 8 TIME
§ 8.1 Definitions
§ 8.1.1 Unless otherwise provided, Contract Time is the period of time, including authorized adjustments, allotted in
the Contract Documents for Substantial Completion of the Work.
§ 8.1.2 The date of commencement of the Work is the date established in the Agreement.
§ 8.1.3 The date of Substantial Completion is the date certified by the Architect in accordance with Section 9.8.
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§ 8.1.4 The term "day" as used in the Contract Documents shall mean calendar day unless otherwise specifically
defined.
§ 8.2 Progress and Completion
§ 8.2.1 Time limits stated in the Contract Documents are of the essence of the Contract. By executing the Agreement,
the Contractor confirms that the Contract Time is a reasonable period for performing the Work.
§ 8.2.2 The Contractor shall not knowingly, except by agreement or instruction of the Owner in writing, commence
the Work prior to the effective date of insurance required to be furnished by the Contractor and Owner.
§ 8.2.3 The Contractor shall proceed expeditiously with adequate forces and shall achieve Substantial Completion
within the Contract Time.
§ 8.3 Delays and Extensions of Time
§ 8.3.1 If the Contractor is delayed at any time in the commencement or progress of the Work by (1) an act or neglect
of the Owner or Architect, of an employee of either, or of a Separate Contractor; (2) by changes ordered in the Work;
(3) by labor disputes, fire, unusual delay in deliveries, unavoidable casualties, adverse weather conditions documented
in accordance with Section 15.1.6.2, or other causes beyond the Contractor's control; (4) by delay authorized by the
Owner pending mediation and binding dispute resolution; or (5) by other causes that the Contractor asserts, and the
Architect determines, justify delay, then the Contract Time shall be extended for such reasonable time as the Architect
may determine.
§ 8.3.2 Claims relating to time shall be made in accordance with applicable provisions of Article 15.
§ 8.3.3 This Section 8.3 does not preclude recovery of damages for delay by either party under other provisions of the
Contract Documents.
ARTICLE 9 PAYMENTS AND COMPLETION
§ 9.1 Contract Sum
§ 9.1.1 The Contract Sum is stated in the Agreement and, including authorized adjustments, is the total amount
payable by the Owner to the Contractor for performance of the Work under the Contract Documents.
§ 9.1.2 If unit prices are stated in the Contract Documents or subsequently agreed upon, and if quantities originally
contemplated are materially changed so that application of such unit prices to the actual quantities causes substantial
inequity to the Owner or Contractor, the applicable unit prices shall be equitably adjusted.
§ 9.2 Schedule of Values
Where the Contract is based on a stipulated sum or Guaranteed Maximum Price, the Contractor shall submit a
schedule of values to the Architect before the first Application for Payment, allocating the entire Contract Sum to the
various portions of the Work. The schedule of values shall be prepared in the form, and supported by the data to
substantiate its accuracy, required by the Architect. This schedule, unless objected to by the Architect, shall be used as
a basis for reviewing the Contractor's Applications for Payment. Any changes to the schedule of values shall be
submitted to the Architect and supported by such data to substantiate its accuracy as the Architect may require, and
unless objected to by the Architect, shall be used as a basis for reviewing the Contractor's subsequent Applications for
Payment.
§ 9.3 Applications for Payment
§ 9.3.1 At least ten days before the date established for each progress payment, the Contractor shall submit to the
Architect an itemized Application for Payment prepared in accordance with the schedule of values, if required under
Section 9.2, for completed portions of the Work. The application shall be notarized, if required, and supported by all
data substantiating the Contractor's right to payment that the Owner or Architect require, such as copies of
requisitions, and releases and waivers of liens from Subcontractors and suppliers, and shall reflect retainage if
provided for in the Contract Documents.
§ 9.3.1.1 As provided in Section 7.3.9, such applications may include requests for payment on account of changes in
the Work that have been properly authorized by Construction Change Directives, or by interim determinations of the
Architect, but not yet included in Change Orders.
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§ 9.3.1.2 Applications for Payment shall not include requests for payment for portions of the Work for which the
Contractor does not intend to pay a Subcontractor or supplier, unless such Work has been performed by others whom
the Contractor intends to pay.
§ 9.3.2 Unless otherwise provided in the Contract Documents, payments shall be made on account of materials and
equipment delivered and suitably stored at the site for subsequent incorporation in the Work. If approved in advance
by the Owner, payment may similarly be made for materials and equipment suitably stored off the site at a location
agreed upon in writing. Payment for materials and equipment stored on or off the site shall be conditioned upon
compliance by the Contractor with procedures satisfactory to the Owner to establish the Owner's title to such materials
and equipment or otherwise protect the Owner's interest, and shall include the costs of applicable insurance, storage,
and transportation to the site, for such materials and equipment stored off the site.
§ 9.3.3 The Contractor warrants that title to all Work covered by an Application for Payment will pass to the Owner no
later than the time of payment. The Contractor further warrants that upon submittal of an Application for Payment all
Work for which Certificates for Payment have been previously issued and payments received from the Owner shall, to
the best of the Contractor's knowledge, information, and belief, be free and clear of liens, claims, security interests, or
encumbrances, in favor of the Contractor, Subcontractors, suppliers, or other persons or entities that provided labor,
materials, and equipment relating to the Work.
§ 9.4 Certificates for Payment
§ 9.4.1 The Architect will, within seven days after receipt of the Contractor's Application for Payment, either (1) issue
to the Owner a Certificate for Payment in the full amount of the Application for Payment, with a copy to the
Contractor; or (2) issue to the Owner a Certificate for Payment for such amount as the Architect determines is properly
due, and notify the Contractor and Owner of the Architect's reasons for withholding certification in part as provided in
Section 9.5.1; or (3) withhold certification of the entire Application for Payment, and notify the Contractor and Owner
of the Architect's reason for withholding certification in whole as provided in Section 9.5.1.
§ 9.4.2 The issuance of a Certificate for Payment will constitute a representation by the Architect to the Owner, based
on the Architect's evaluation of the Work and the data in the Application for Payment, that, to the best of the
Architect's knowledge, information, and belief, the Work has progressed to the point indicated, the quality of the
Work is in accordance with the Contract Documents, and that the Contractor is entitled to payment in the amount
certified. The foregoing representations are subject to an evaluation of the Work for conformance with the Contract
Documents upon Substantial Completion, to results of subsequent tests and inspections, to correction of minor
deviations from the Contract Documents prior to completion, and to specific qualifications expressed by the Architect.
However, the issuance of a Certificate for Payment will not be a representation that the Architect has (1) made
exhaustive or continuous on-site inspections to check the quality or quantity of the Work; (2) reviewed construction
means, methods, techniques, sequences, or procedures; (3) reviewed copies of requisitions received from
Subcontractors and suppliers and other data requested by the Owner to substantiate the Contractor's right to payment;
or (4) made examination to ascertain how or for what purpose the Contractor has used money previously paid on
account of the Contract Sum.
§ 9.5 Decisions to Withhold Certification
§ 9.5.1 The Architect may withhold a Certificate for Payment in whole or in part, to the extent reasonably necessary to
protect the Owner, if in the Architect's opinion the representations to the Owner required by Section 9.4.2 cannot be
made. If the Architect is unable to certify payment in the amount of the Application, the Architect will notify the
Contractor and Owner as provided in Section 9.4.1. If the Contractor and Architect cannot agree on a revised amount,
the Architect wi Il promptly issue a Certificate for Payment for the amount for which the Architect is able to make such
representations to the Owner. The Architect may also withhold a Certificate for Payment or, because of subsequently
discovered evidence, may nullify the whole or a part of a Certificate for Payment previously issued, to such extent as
may be necessary in the Architect's opinion to protect the Owner from loss for which the Contractor is responsible,
including loss resulting from acts and omissions described in Section 3.3.2, because of
.1 defective Work not remedied;
.2 third party claims filed or reasonable evidence indicating probable filing of such claims, unless security
acceptable to the Owner is provided by the Contractor;
.3 failure of the Contractor to make payments properly to Subcontractors or suppliers for labor, materials
or equipment;
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.4 reasonable evidence that the Work cannot be completed for the unpaid balance of the Contract Sum;
.5 damage to the Owner or a Separate Contractor;
.6 reasonable evidence that the Work will not be completed within the Contract Time, and that the unpaid
balance would not be adequate to cover actual or liquidated damages for the anticipated delay; or
.7 repeated failure to carry out the Work in accordance with the Contract Documents.
§ 9.5.2 When either party disputes the Architect's decision regarding a Certificate for Payment under Section 9.5.1, in
whole or in part, that party may submit a Claim in accordance with Article 15.
§ 9.5.3 When the reasons for withholding certification are removed, certification will be made for amounts previously
withheld.
§ 9.5.4 If the Architect withholds certification for payment under Section 9.5.1.3, the Owner may, at its sole option,
issue joint checks to the Contractor and to any Subcontractor or supplier to whom the Contractor failed to make
payment for Work properly performed or material or equipment suitably delivered. If the Owner makes payments by
joint check, the Owner shall notify the Architect and the Contractor shall reflect such payment on its next Application
for Payment.
§ 9.6 Progress Payments
§ 9.6.1 After the Architect has issued a Certificate for Payment, the Owner shall make payment in the manner and
within the time provided in the Contract Documents, and shall so notify the Architect.
§ 9.6.2 The Contractor shall pay each Subcontractor, no later than seven days after receipt of payment from the Owner,
the amount to which the Subcontractor is entitled, reflecting percentages actually retained from payments to the
Contractor on account of the Subcontractor's portion of the Work. The Contractor shall, by appropriate agreement
with each Subcontractor, require each Subcontractor to make payments to Sub -subcontractors in a similar manner.
§ 9.6.3 The Architect will, on request, furnish to a Subcontractor, if practicable, information regarding percentages of
completion or amounts applied for by the Contractor and action taken thereon by the Architect and Owner on account
of portions of the Work done by such Subcontractor.
§ 9.6.4 The Owner has the right to request written evidence from the Contractor that the Contractor has properly paid
Subcontractors and suppliers amounts paid by the Owner to the Contractor for subcontracted Work. If the Contractor
fails to furnish such evidence within seven days, the Owner shall have the right to contact Subcontractors and suppliers
to ascertain whether they have been properly paid. Neither the Owner nor Architect shall have an obligation to pay, or
to see to the payment of money to, a Subcontractor or supplier, except as may otherwise be required by law.
§ 9.6.5 The Contractor's payments to suppliers shall be treated in a manner similar to that provided in Sections 9.6.2,
9.6.3 and 9.6.4.
§ 9.6.6 A Certificate for Payment, a progress payment, or partial or entire use or occupancy of the Project by the
Owner shall not constitute acceptance of Work not in accordance with the Contract Documents.
§ 9.6.7 Unless the Contractor provides the Owner with a payment bond in the full penal sum of the Contract Sum,
payments received by the Contractor for Work properly performed by Subcontractors or provided by suppliers shall be
held by the Contractor for those Subcontractors or suppliers who performed Work or furnished materials, or both,
under contract with the Contractor for which payment was made by the Owner. Nothing contained herein shall require
money to be placed in a separate account and not commingled with money of the Contractor, create any fiduciary
liability or tort liability on the part of the Contractor for breach of trust, or entitle any person or entity to an award of
punitive damages against the Contractor for breach of the requirements of this provision.
§ 9.6.8 Provided the Owner has fulfilled its payment obligations under the Contract Documents, the Contractor shall
defend and indemnify the Owner from all loss, liability, damage or expense, including reasonable attorney's fees and
litigation expenses, arising out of any lien claim or other claim for payment by any Subcontractor or supplier of any
tier. Upon receipt of notice of a lien claim or other claim for payment, the Owner shall notify the Contractor. if
approved by the applicable court, when required, the Contractor may substitute a surety bond for the property against
which the lien or other claim for payment has been asserted.
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§ 9.7 Failure of Payment
If the Architect does not issue a Certificate for Payment, through no fault of the Contractor, within seven days after
receipt of the Contractor's Application for Payment, or if the Owner does not pay the Contractor within seven days
after the date established in the Contract Documents, the amount certified by the Architect or awarded by binding
dispute resolution, then the Contractor may, upon seven additional days' notice to the Owner and Architect, stop the
Work until payment of the amount owing has been received. The Contract Time shall be extended appropriately and
the Contract Sum shall be increased by the amount of the Contractor's reasonable costs of shutdown, delay and
start-up, plus interest as provided for in the Contract Documents.
§ 9.8 Substantial Completion
§ 9.8.1 Substantial Completion is the stage in the progress of the Work when the Work or designated portion thereof is
sufficiently complete in accordance with the Contract Documents so that the Owner can occupy or utilize the Work for
its intended use.
§ 9.8.2 When the Contractor considers that the Work, or a portion thereof which the Owner agrees to accept
separately, is substantially complete, the Contractor shall prepare and submit to the Architect a comprehensive list of
items to be completed or corrected prior to final payment. Failure to include an item on such list does not alter the
responsibility of the Contractor to complete all Work in accordance with the Contract Documents.
§ 9.8.3 Upon receipt of the Contractor's list, the Architect will make an inspection to determine whether the Work or
designated portion thereof is substantially complete. If the Architect's inspection discloses any item, whether or not
included on the Contractor's list, which is not sufficiently complete in accordance with the Contract Documents so
that the Owner can occupy or utilize the Work or designated portion thereof for its intended use, the Contractor shall,
before issuance of the Certificate of Substantial Completion, complete or correct such item upon notification by the
Architect. In such case, the Contractor shall then submit a request for another inspection by the Architect to determine
Substantial Completion.
§ 9.8.4 When the Work or designated portion thereof is substantially complete, the Architect will prepare a Certificate
of Substantial Completion that shall establish the date of Substantial Completion; establish responsibilities of the
Owner and Contractor for security, maintenance, heat, utilities, damage to the Work and insurance; and fix the time
within which the Contractor shall finish all items on the list accompanying the Certificate. Warranties required by the
Contract Documents shall commence on the date of Substantial Completion of the Work or designated portion thereof
unless otherwise provided in the Certificate of Substantial Completion.
§ 9.8.5 The Certificate of Substantial Completion shall be submitted to the Owner and Contractor for their written
acceptance of responsibilities assigned to them in the Certificate. Upon such acceptance, and consent of surety if any,
the Owner shall make payment of retainage applying to the Work or designated portion thereof. Such payment shall be
adjusted for Work that is incomplete or not in accordance with the requirements of the Contract Documents.
§ 9.9 Partial Occupancy or Use
§ 9.9.1 The Owner may occupy or use any completed or partially completed portion of the Work at any stage when
such portion is designated by separate agreement with the Contractor, provided such occupancy or use is consented to
by the insurer and authorized by public authorities having jurisdiction over the Project. Such partial occupancy or use
may commence whether or not the portion is substantially complete, provided the Owner and Contractor have
accepted in writing the responsibilities assigned to each of them for payments, retainage, if any, security, maintenance,
heat, utilities, damage to the Work and insurance, and have agreed in writing concerning the period for correction of
the Work and commencement of warranties required by the Contract Documents. When the Contractor considers a
portion substantially complete, the Contractor shall prepare and submit a list to the Architect as provided under
Section 9.8.2. Consent of the Contractor to partial occupancy or use shall not be unreasonably withheld. The stage of
the progress of the Work shall be determined by written agreement between the Owner and Contractor or, if no
agreement is reached, by decision of the Architect.
§ 9.9.2 Immediately prior to such partial occupancy or use, the Owner, Contractor, and Architect shall jointly inspect
the area to be occupied or portion of the Work to be used in order to determine and record the condition of the Work.
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§ 9.9.3 Unless otherwise agreed upon, partial occupancy or use of a portion or portions of the Work shall not constitute
acceptance of Work not complying with the requirements of the Contract Documents.
§ 9.10 Final Completion and Final Payment
§ 9.10.1 Upon receipt of the Contractor's notice that the Work is ready for final inspection and acceptance and upon
receipt of a final Application for Payment, the Architect will promptly make such inspection. When the Architect finds
the Work acceptable under the Contract Documents and the Contract fully performed, the Architect will promptly
issue a final Certificate for Payment stating that to the best of the Architect's knowledge, information and belief, and
on the basis of the Architect's on-site visits and inspections, the Work has been completed in accordance with the
Contract Documents and that the entire balance found to be due the Contractor and noted in the final Certificate is due
and payable. The Architect's final Certificate for Payment will constitute a further representation that conditions listed
in Section 9.10.2 as precedent to the Contractor's being entitled to final payment have been fulfilled.
§ 9.10.2 Neither final payment nor any remaining retained percentage shall become due until the Contractor submits to
the Architect (1) an affidavit that payrolls, bills for materials and equipment, and other indebtedness connected with
the Work for which the Owner or the Owner's property might be responsible or encumbered (less amounts withheld
by Owner) have been paid or otherwise satisfied, (2) a certificate evidencing that insurance required by the Contract
Documents to remain in force after final payment is currently in effect, (3) a written statement that the Contractor
knows of no reason that the insurance will not be renewable to cover the period required by the Contract Documents,
(4) consent of surety, if any, to final payment, (5) documentation of any special warranties, such as manufacturers'
warranties or specific Subcontractor warranties, and (6) if required by the Owner, other data establishing payment or
satisfaction of obligations, such as receipts and releases and waivers of liens, claims, security interests, or
encumbrances arising out of the Contract, to the extent and in such form as may be designated by the Owner. If a
Subcontractor refuses to furnish a release or waiver required by the Owner, the Contractor may furnish a bond
satisfactory to the Owner to indemnify the Owner against such lien, claim, security interest, or encumbrance. If a lien,
claim, security interest, or encumbrance remains unsatisfied after payments are made, the Contractor shall refund to
the Owner all money that the Owner may be compelled to pay in discharging the lien, claim, security interest, or
encumbrance, including all costs and reasonable attorneys' fees.
§ 9.10.3 If, after Substantial Completion of the Work, final completion thereof is materially delayed through no fault
of the Contractor or by issuance of Change Orders affecting final completion, and the Architect so confirms, the
Owner shall, upon application by the Contractor and certification by the Architect, and without terminating the
Contract, make payment of the balance due for that portion of the Work fully completed, corrected, and accepted. If
the remaining balance for Work not fully completed or corrected is less than retainage stipulated in the Contract
Documents, and if bonds have been furnished, the written consent of the surety to payment of the balance due for that
portion of the Work fully completed and accepted shall be submitted by the Contractor to the Architect prior to
certification of such payment. Such payment shall be made under terms and conditions governing final payment,
except that it shall not constitute a waiver of Claims.
§ 9.10.4 The making of final payment shall constitute a waiver of Claims by the Owner except those arising from
.1 liens, Claims, security interests, or encumbrances arising out of the Contract and unsettled;
.2 failure of the Work to comply with the requirements of the Contract Documents;
.3 terms of special warranties required by the Contract Documents; or
.4 audits performed by the Owner, if permitted by the Contract Documents, after final payment.
§ 9.10.5 Acceptance of final payment by the Contractor, a Subcontractor, or a supplier, shall constitute a waiver of
claims by that payee except those previously made in writing and identified by that payee as unsettled at the time of
final Application for Payment.
ARTICLE 10 PROTECTION OF PERSONS AND PROPERTY
§ 10.1 Safety Precautions and Programs
The Contractor shall be responsible for initiating, maintaining, and supervising all safety precautions and programs in
connection with the performance of the Contract.
§ 10.2 Safety of Persons and Property
§ 10.2.1 The Contractor shall take reasonable precautions for safety of, and shall provide reasonable protection to
prevent damage, injury, or loss to
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.1 employees on the Work and other persons who may be affected thereby;
.2 the Work and materials and equipment to be incorporated therein, whether in storage on or off the site,
under care, custody, or control of the Contractor, a Subcontractor, or a Sub -subcontractor; and
.3 other property at the site or adjacent thereto, such as trees, shrubs, lawns, walks, pavements, roadways,
structures, and utilities not designated for removal, relocation, or replacement in the course of
construction.
§ 10.2.2 The Contractor shall comply with, and give notices required by applicable laws, statutes, ordinances, codes,
rules and regulations, and lawful orders of public authorities, bearing on safety of persons or property or their
protection from damage, injury, or loss.
§ 10.2.3 The Contractor shall implement, erect, and maintain, as required by existing conditions and performance of
the Contract, reasonable safeguards for safety and protection, including posting danger signs and other warnings
against hazards; promulgating safety regulations; and notifying the owners and users of adjacent sites and utilities of
the safeguards.
§ 10.2.4 When use or storage of explosives or other hazardous materials or equipment, or unusual methods are
necessary for execution of the Work, the Contractor shall exercise utmost care and carry on such activities under
supervision of properly qualified personnel.
§ 10.2.5 The Contractor shall promptly remedy damage and loss (other than damage or loss insured under property
insurance required by the Contract Documents) to property referred to in Sections 10.2.1.2 and 10.2.1.3 caused in
whole or in part by the Contractor, a Subcontractor, a Sub -subcontractor, or anyone directly or indirectly employed by
any of them, or by anyone for whose acts they may be liable and for which the Contractor is responsible under
Sections 10.2.1.2 and 10.2.1.3. The Contractor may make a Claim for the cost to remedy the damage or loss to the
extent such damage or loss is attributable to acts or omissions of the Owner or Architect or anyone directly or
indirectly employed by either of them, or by anyone for whose acts either of them may be liable, and not attributable to
the fault or negligence of the Contractor. The foregoing obligations of the Contractor are in addition to the
Contractor's obligations under Section 3.18.
§ 10.2.6 The Contractor shall designate a responsible member of the Contractor's organization at the site whose duty
shall be the prevention of accidents. This person shall be the Contractor's superintendent unless otherwise designated
by the Contractor in writing to the Owner and Architect.
§ 10.2.7 The Contractor shall not permit any part of the construction or site to be loaded so as to cause damage or
create an unsafe condition.
§ 10.2.8 Injury or Damage to Person or Property
If either party suffers injury or damage to person or property because of an act or omission of the other party, or of
others for whose acts such party is legally responsible, notice of the injury or damage, whether or not insured, shall be
given to the other party within a reasonable time not exceeding 21 days after discovery. The notice shall provide
sufficient detail to enable the other party to investigate the matter.
§ 10.3 Hazardous Materials and Substances
§ 10.3.1 The Contractor is responsible for compliance with any requirements included in the Contract Documents
regarding hazardous materials or substances. If the Contractor encounters a hazardous material or substance not
addressed in the Contract Documents and if reasonable precautions will be inadequate to prevent foreseeable bodily
injury or death to persons resulting from a material or substance, including but not limited to asbestos or
polychlorinated biphenyl (PCB), encountered on the site by the Contractor, the Contractor shall, upon recognizing the
condition, immediately stop Work in the affected area and notify the Owner and Architect of the condition.
§ 10.3.2 Upon receipt of the Contractor's notice, the Owner shall obtain the services of a licensed laboratory to verify
the presence or absence of the material or substance reported by the Contractor and, in the event such material or
substance is found to be present, to cause it to be rendered harmless. Unless otherwise required by the Contract
Documents, the Owner shall furnish in writing to the Contractor and Architect the names and qualifications of persons
or entities who are to perform tests verifying the presence or absence of the material or substance or who are to
perform the task of removal or safe containment of the material or substance. The Contractor and the Architect will
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promptly reply to the Owner in writing stating whether or not either has reasonable objection to the persons or entities
proposed by the Owner. If either the Contractor or Architect has an objection to a person or entity proposed by the
Owner, the Owner shall propose another to whom the Contractor and the Architect have no reasonable objection.
When the material or substance has been rendered harmless, Work in the affected area shall resume upon written
agreement of the Owner and Contractor. By Change Order, the Contract Time shall be extended appropriately and the
Contract Sum shall be increased by the amount of the Contractor's reasonable additional costs of shutdown, delay, and
start-up.
§ 10.3.3 To the fullest extent permitted by law, the Owner shall indemnify and hold harmless the Contractor,
Subcontractors, Architect, Architect's consultants, and agents and employees of any of them from and against claims,
damages, losses, and expenses, including but not limited to attorneys' fees, arising out of or resulting from
performance of the Work in the affected area if in fact the material or substance presents the risk of bodily injury or
death as described in Section 10.3.1 and has not been rendered harmless, provided that such claim, damage, loss, or
expense is attributable to bodily injury, sickness, disease or death, or to injury to or destruction of tangible property
(other than the Work itself), except to the extent that such damage, loss, or expense is due to the fault or negligence of
the party seeking indemnity.
§ 10.3.4 The Owner shall not be responsible under this Section 10.3 for hazardous materials or substances the
Contractor brings to the site unless such materials or substances are required by the Contract Documents. The Owner
shall be responsible for hazardous materials or substances required by the Contract Documents, except to the extent of
the Contractor's fault or negligence in the use and handling of such materials or substances.
§ 10.3.5 The Contractor shall reimburse the Owner for the cost and expense the Owner incurs (1) for remediation of
hazardous materials or substances the Contractor brings to the site and negligently handles, or (2) where the
Contractor fails to perform its obligations under Section 10.3.1, except to the extent that the cost and expense are due
to the Owner's fault or negligence.
§ 10.3.6 If, without negligence on the part of the Contractor, the Contractor is held liable by a government agency for
the cost of remediation of a hazardous material or substance solely by reason of performing Work as required by the
Contract Documents, the Owner shall reimburse the Contractor for all cost and expense thereby incurred.
§ 10.4 Emergencies
In an emergency affecting safety of persons or property, the Contractor shall act, at the Contractor's discretion, to
prevent threatened damage, injury, or loss. Additional compensation or extension of time claimed by the Contractor on
account of an emergency shall be determined as provided in Article 15 and Article 7.
ARTICLE 11 INSURANCE AND BONDS
§ 11.1 Contractor's Insurance and Bonds
§ 11.1.1 The Contractor shall purchase and maintain insurance of the types and limits of liability, containing the
endorsements, and subject to the terms and conditions, as described in the Agreement or elsewhere in the Contract
Documents. The Contractor shall purchase and maintain the required insurance from an insurance company or
insurance companies lawfully authorized to issue insurance in the jurisdiction where the Project is located. The
Owner, Architect, and Architect's consultants shall be named as additional insureds under the Contractor's
commercial general liability policy or as otherwise described in the Contract Documents.
§ 11.1.2 The Contractor shall provide surety bonds of the types, for such penal sums, and subject to such terms and
conditions as required by the Contract Documents. The Contractor shall purchase and maintain the required bonds
from a company or companies lawfully authorized to issue surety bonds in the jurisdiction where the Project is located.
§ 11.1.3 Upon the request of any person or entity appearing to be a potential beneficiary of bonds covering payment of
obligations arising under the Contract, the Contractor shall promptly furnish a copy of the bonds or shall authorize a
copy to be furnished.
§ 11.1.4 Notice of Cancellation or Expiration of Contractor's Required Insurance. Within three (3) business days of the
date the Contractor becomes aware of an impending or actual cancellation or expiration of any insurance required by
the Contract Documents, the Contractor shall provide notice to the Owner of such impending or actual cancellation or
expiration. Upon receipt of notice from the Contractor, the Owner shall, unless the lapse in coverage arises from an act
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or omission of the Owner, have the right to stop the Work until the lapse in coverage has been cured by the
procurement of replacement coverage by the Contractor. The furnishing of notice by the Contractor shall not relieve
the Contractor of any contractual obligation to provide any required coverage.
§ 11.2 Owner's Insurance
§ 11.2.1 The Owner shall purchase and maintain insurance of the types and limits of liability, containing the
endorsements, and subject to the terms and conditions, as described in the Agreement or elsewhere in the Contract
Documents. The Owner shall purchase and maintain the required insurance from an insurance company or insurance
companies lawfully authorized to issue insurance in the jurisdiction where the Project is located.
§ 11.2.2 Failure to Purchase Required Property Insurance. If the Owner fails to purchase and maintain the required
property insurance, with all of the coverages and in the amounts described in the Agreement or elsewhere in the
Contract Documents, the Owner shall inform the Contractor in writing prior to commencement of the Work. Upon
receipt of notice from the Owner, the Contractor may delay commencement of the Work and may obtain insurance that
will protect the interests of the Contractor, Subcontractors, and Sub -Subcontractors in the Work. When the failure to
provide coverage has been cured or resolved, the Contract Sum and Contract Time shall be equitably adjusted. In the
event the Owner fails to procure coverage, the Owner waives all rights against the Contractor, Subcontractors, and
Sub -subcontractors to the extent the loss to the Owner would have been covered by the insurance to have been
procured by the Owner. The cost of the insurance shall be charged to the Owner by a Change Order. If the Owner does
not provide written notice, and the Contractor is damaged by the failure or neglect of the Owner to purchase or
maintain the required insurance, the Owner shall reimburse the Contractor for all reasonable costs and damages
attributable thereto.
§ 11.2.3 Notice of Cancellation or Expiration of Owner's Required Property Insurance. Within three (3) business days of
the date the Owner becomes aware of an impending or actual cancellation or expiration of any property insurance
required by the Contract Documents, the Owner shall provide notice to the Contractor of such impending or actual
cancellation or expiration. Unless the lapse in coverage arises from an act or omission of the Contractor: (1) the
Contractor, upon receipt of notice from the Owner, shall have the right to stop the Work until the lapse in coverage has
been cured by the procurement of replacement coverage by either the Owner or the Contractor; (2) the Contract Time
and Contract Sum shall be equitably adjusted; and (3) the Owner waives all rights against the Contractor,
Subcontractors, and Sub -subcontractors to the extent any loss to the Owner would have been covered by the insurance
had it not expired or been cancelled. If the Contractor purchases replacement coverage, the cost of the insurance shall
be charged to the Owner by an appropriate Change Order. The furnishing of notice by the Owner shall not relieve the
Owner of any contractual obligation to provide required insurance.
§ 11.3 Waivers of Subrogation
§ 11.3.1 The Owner and Contractor waive all rights against (1) each other and any of their subcontractors,
sub -subcontractors, agents, and employees, each of the other; (2) the Architect and Architect's consultants; and (3)
Separate Contractors, if any, and any of their subcontractors, sub -subcontractors, agents, and employees, for damages
caused by fire, or other causes of loss, to the extent those losses are covered by property insurance required by the
Agreement or other property insurance applicable to the Project, except such rights as they have to proceeds of such
insurance. The Owner or Contractor, as appropriate, shall require similar written waivers in favor of the individuals
and entities identified above from the Architect, Architect's consultants, Separate Contractors, subcontractors, and
sub -subcontractors. The policies of insurance purchased and maintained by each person or entity agreeing to waive
claims pursuant to this section 11.3.1 shall not prohibit this waiver of subrogation. This waiver of subrogation shall be
effective as to a person or entity (1) even though that person or entity would otherwise have a duty of indemnification,
contractual or otherwise, (2) even though that person or entity did not pay the insurance premium directly or indirectly,
or (3) whether or not the person or entity had an insurable interest in the damaged property.
§ 11.3.2 If during the Project construction period the Owner insures properties, real or personal or both, at or adjacent
to the site by property insurance under policies separate from those insuring the Project, or if after final payment
property insurance is to be provided on the completed Project through a policy or policies other than those insuring the
Project during the construction period, to the extent permissible by such policies, the Owner waives all rights in
accordance with the terms of Section 11.3.1 for damages caused by fire or other causes of loss covered by this separate
property insurance.
§ 11.4 Loss of Use, Business Interruption, and Delay in Completion Insurance
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The Owner, at the Owner's option, may purchase and maintain insurance that will protect the Owner against loss of
use of the Owner's property, or the inability to conduct normal operations, due to fire or other causes of loss. The
Owner waives all rights of action against the Contractor and Architect for loss of use of the Owner's property, due to
fire or other hazards however caused.
§11.5 Adjustment and Settlement of Insured Loss
§ 11.5.1 A loss insured under the property insurance required by the Agreement shall be adjusted by the Owner as
fiduciary and made payable to the Owner as fiduciary for the insureds, as their interests may appear, subject to
requirements of any applicable mortgagee clause and of Section 11.5.2. The Owner shall pay the Architect and
Contractor their just shares of insurance proceeds received by the Owner, and by appropriate agreements the Architect
and Contractor shall make payments to their consultants and Subcontractors in similar manner.
§ 11.5.2 Prior to settlement of an insured loss, the Owner shal I notify the Contractor of the terms of the proposed
settlement as well as the proposed allocation of the insurance proceeds. The Contractor shall have 14 days from receipt
of notice to object to the proposed settlement or allocation of the proceeds. If the Contractor does not object, the
Owner shall settle the loss and the Contractor shall be bound by the settlement and allocation. Upon receipt, the Owner
shall deposit the insurance proceeds in a separate account and make the appropriate distributions. Thereafter, if no
other agreement is made or the Owner does not terminate the Contract for convenience, the Owner and Contractor
shall execute a Change Order for reconstruction of the damaged or destroyed Work in the amount allocated for that
purpose. If the Contractor timely objects to either the terms of the proposed settlement or the allocation of the
proceeds, the Owner may proceed to settle the insured loss, and any dispute between the Owner and Contractor arising
out of the settlement or allocation of the proceeds shall be resolved pursuant to Article 15. Pending resolution of any
dispute, the Owner may issue a Construction Change Directive for the reconstruction of the damaged or destroyed
Work.
ARTICLE 12 UNCOVERING AND CORRECTION OF WORK
§ 12.1 Uncovering of Work
§ 12.1.1 If a portion of the Work is covered contrary to the Architect's request or to requirements specifically
expressed in the Contract Documents, it must, if requested in writing by the Architect, be uncovered for the Architect's
examination and be replaced at the Contractor's expense without change in the Contract Time.
§ 12.1.2 If a portion of the Work has been covered that the Architect has not specifically requested to examine prior to
its being covered, the Architect may request to see such Work and it shall be uncovered by the Contractor. If such
Work is in accordance with the Contract Documents, the Contractor shall be entitled to an equitable adjustment to the
Contract Sum and Contract Time as may be appropriate. If such Work is not in accordance with the Contract
Documents, the costs of uncovering the Work, and the cost of correction, shall be at the Contractor's expense.
§ 12.2 Correction of Work
§ 12.2.1 Before Substantial Completion
The Contractor shall promptly correct Work rejected by the Architect or failing to conform to the requirements of the
Contract Documents, discovered before Substantial Completion and whether or not fabricated, installed or completed.
Costs of correcting such rejected Work, including additional testing and inspections, the cost of uncovering and
replacement, and compensation for the Architect's services and expenses made necessary thereby, shall be at the
Contractor's expense.
§ 12.2.2 After Substantial Completion
§ 12.2.2.1 In addition to the Contractor's obligations under Section 3.5, if, within one year after the date of Substantial
Completion of the Work or designated portion thereof or after the date for commencement of warranties established
under Section 9.9.1, or by terms of any applicable special warranty required by the Contract Documents, any of the
Work is found to be not in accordance with the requirements of the Contract Documents, the Contractor shall correct it
promptly after receipt of notice from the Owner to do so, unless the Owner has previously given the Contractor a
written acceptance of such condition. The Owner shall give such notice promptly after discovery of the condition.
During the one-year period for correction of Work, if the Owner fails to notify the Contractor and give the Contractor
an opportunity to make the correction, the Owner waives the rights to require correction by the Contractor and to make
a claim for breach of warranty. If the Contractor fails to correct nonconforming Work within a reasonable time during
that period after receipt of notice from the Owner or Architect, the Owner may correct it in accordance with
Section 2.5.
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§ 12.2.2.2 The one-year period for correction of Work shall be extended with respect to portions of Work first
performed after Substantial Completion by the period of time between Substantial Completion and the actual
completion of that portion of the Work.
§ 12.2.2.3 The one-year period for correction of Work shall not be extended by corrective Work performed by the
Contractor pursuant to this Section 12.2.
§ 12.2.3 The Contractor shall remove from the site portions of the Work that are not in accordance with the
requirements of the Contract Documents and are neither corrected by the Contractor nor accepted by the Owner.
§ 12.2.4 The Contractor shall bear the cost of correcting destroyed or damaged construction of the Owner or Separate
Contractors, whether completed or partially completed, caused by the Contractor's correction or removal of Work that
is not in accordance with the requirements of the Contract Documents.
§ 12.2.5 Nothing contained in this Section 12.2 shall be construed to establish a period of limitation with respect to
other obligations the Contractor has under the Contract Documents. Establishment of the one-year period for
correction of Work as described in Section 12.2.2 relates only to the specific obligation of the Contractor to correct the
Work, and has no relationship to the time within which the obligation to comply with the Contract Documents may be
sought to be enforced, nor to the time within which proceedings may be commenced to establish the Contractor's
liability with respect to the Contractor's obligations other than specifically to correct the Work.
§ 12.3 Acceptance of Nonconforming Work
If the Owner prefers to accept Work that is not in accordance with the requirements of the Contract Documents, the
Owner may do so instead of requiring its removal and correction, in which case the Contract Sum will be reduced as
appropriate and equitable. Such adjustment shall be effected whether or not final payment has been made.
ARTICLE 13 MISCELLANEOUS PROVISIONS
§ 13.1 Governing Law
The Contract shall be governed by the law of the place where the Project is located, excluding that jurisdiction's
choice of law rules. If the parties have selected arbitration as the method of binding dispute resolution, the Federal
Arbitration Act shall govern Section 15.4.
§ 13.2 Successors and Assigns
§ 13.2.1 The Owner and Contractor respectively bind themselves, their partners, successors, assigns, and legal
representatives to covenants, agreements, and obligations contained in the Contract Documents. Except as provided in
Section 13.2.2, neither party to the Contract shall assign the Contract as a whole without written consent of the other.
If either party attempts to make an assignment without such consent, that party shall nevertheless remain legally
responsible for all obligations under the Contract.
§ 13.2.2 The Owner may, without consent of the Contractor, assign the Contract to a lender providing construction
financing for the Project, if the lender assumes the Owner's rights and obligations under the Contract Documents. The
Contractor shall execute all consents reasonably required to facilitate the assignment.
§ 13.3 Rights and Remedies
§ 13.3.1 Duties and obligations imposed by the Contract Documents and rights and remedies available thereunder
shall be in addition to and not a limitation of duties, obligations, rights, and remedies otherwise imposed or available
by law.
§ 13.3.2 No action or failure to act by the Owner, Architect, or Contractor shall constitute a waiver of a right or duty
afforded them under the Contract, nor shall such action or failure to act constitute approval of or acquiescence in a
breach thereunder, except as may be specifically agreed upon in writing.
§ 13.4 Tests and Inspections
§ 13.4.1 Tests, inspections, and approvals of portions of the Work shall be made as required by the Contract
Documents and by applicable laws, statutes, ordinances, codes, rules, and regulations or lawful orders of public
authorities. Unless otherwise provided, the Contractor shall make arrangements for such tests, inspections, and
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approvals with an independent testing laboratory or entity acceptable to the Owner, or with the appropriate public
authority, and shall bear all related costs of tests, inspections, and approvals. The Contractor shall give the Architect
timely notice of when and where tests and inspections are to be made so that the Architect may be present for such
procedures. The Owner shall bear costs of tests, inspections, or approvals that do not become requirements until after
bids are received or negotiations concluded. The Owner shall directly arrange and pay for tests, inspections, or
approvals where building codes or applicable laws or regulations so require.
§ 13.4.2 If the Architect, Owner, or public authorities having jurisdiction determine that portions of the Work require
additional testing, inspection, or approval not included under Section 13.4.1, the Architect will, upon written
authorization from the Owner, instruct the Contractor to make arrangements for such additional testing, inspection, or
approval, by an entity acceptable to the Owner, and the Contractor shall give timely notice to the Architect of when
and where tests and inspections are to be made so that the Architect may be present for such procedures. Such costs,
except as provided in Section 13.4.3, shall be at the Owner's expense.
§ 13.4.3 If procedures for testing, inspection, or approval under Sections 13.4.1 and 13.4.2 reveal failure of the
portions ofthe Work to comply with requirements established by the Contract Documents, all costs made necessary by
such failure, including those of repeated procedures and compensation for the Architect's services and expenses, shall
be at the Contractor's expense.
§ 13.4.4 Required certificates of testing, inspection, or approval shall, unless otherwise required by the Contract
Documents, be secured by the Contractor and promptly delivered to the Architect.
§ 13.4.5 If the Architect is to observe tests, inspections, or approvals required by the Contract Documents, the
Architect will do so promptly and, where practicable, at the normal place of testing.
§ 13.4.6 Tests or inspections conducted pursuant to the Contract Documents shall be made promptly to avoid
unreasonable delay in the Work.
§ 13.5 Interest
Payments due and unpaid under the Contract Documents shall bear interest from the date payment is due at the rate the
parties agree upon in writing or, in the absence thereof, at the legal rate prevailing from time to time at the place where
the Project is located.
ARTICLE 14 TERMINATION OR SUSPENSION OF THE CONTRACT
§ 14.1 Termination by the Contractor
§ 14.1.1 The Contractor may terminate the Contract if the Work is stopped for a period of 30 consecutive days through
no act or fault of the Contractor, a Subcontractor, a Sub -subcontractor, their agents or employees, or any other persons
or entities performing portions of the Work, for any of the following reasons:
.1 Issuance of an order of a court or other public authority having jurisdiction that requires all Work to be
stopped;
.2 An act of government, such as a declaration of national emergency, that requires all Work to be
stopped;
.3 Because the Architect has not issued a Certificate for Payment and has not notified the Contractor of the
reason for withholding certification as provided in Section 9.4.1, or because the Owner has not made
payment on a Certificate for Payment within the time stated in the Contract Documents; or
.4 The Owner has failed to furnish to the Contractor reasonable evidence as required by Section 2.2.
§ 14.1.2 The Contractor may terminate the Contract if, through no act or fault of the Contractor, a Subcontractor, a
Sub -subcontractor, their agents or employees, or any other persons or entities performing portions of the Work,
repeated suspensions, delays, or interruptions of the entire Work by the Owner as described in Section 14.3, constitute
in the aggregate more than 100 percent of the total number of days scheduled for completion, or 120 days in any
365 -day period, whichever is less.
§ 14.1.3 If one of the reasons described in Section 14. 1.1 or 14.1.2 exists, the Contractor may, upon seven days' notice
to the Owner and Architect, terminate the Contract and recover from the Owner payment for Work executed, as well as
reasonable overhead and profit on Work not executed, and costs incurred by reason of such termination.
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§ 14.1.4 If the Work is stopped for a period of 60 consecutive days through no act or fault of the Contractor, a
Subcontractor, a Sub -subcontractor, or their agents or employees or any other persons or entities performing portions
of the Work because the Owner has repeatedly failed to fulfill the Owner's obligations under the Contract Documents
with respect to matters important to the progress of the Work, the Contractor may, upon seven additional days' notice
to the Owner and the Architect, terminate the Contract and recover from the Owner as provided in Section 14.1.3.
§ 14.2 Termination by the Owner for Cause
§ 14.2.1 The Owner may terminate the Contract if the Contractor
.1 repeatedly refuses or fails to supply enough properly skilled workers or proper materials;
.2 fails to make payment to Subcontractors or suppliers in accordance with the respective agreements
between the Contractor and the Subcontractors or suppliers;
.3 repeatedly disregards applicable laws, statutes, ordinances, codes, rules and regulations, or lawful
orders of a public authority; or
.4 otherwise is guilty of substantial breach of a provision of the Contract Documents.
§ 14.2.2 When any of the reasons described in Section 14.2.1 exist, and upon certification by the Architect that
sufficient cause exists to justify such action, the Owner may, without prejudice to any other rights or remedies of the
Owner and after giving the Contractor and the Contractor's surety, if any, seven days' notice, terminate employment
of the Contractor and may, subject to any prior rights of the surety:
.1 Exclude the Contractor from the site and take possession of all materials, equipment, tools, and
construction equipment and machinery thereon owned by the Contractor;
.2 Accept assignment of subcontracts pursuant to Section 5.4; and
.3 Finish the Work by whatever reasonable method the Owner may deem expedient. Upon written request
of the Contractor, the Owner shall fumish to the Contractor a detailed accounting of the costs incurred
by the Owner in finishing the Work.
§ 14.2.3 When the Owner terminates the Contract for one of the reasons stated in Section 14.2.1, the Contractor shall
not be entitled to receive further payment until the Work is finished.
§ 14.2.4 If the unpaid balance of the Contract Sum exceeds costs of finishing the Work, including compensation for
the Architect's services and expenses made necessary thereby, and other damages incurred by the Owner and not
expressly waived, such excess shall be paid to the Contractor. If such costs and damages exceed the unpaid balance,
the Contractor shall pay the difference to the Owner. The amount to be paid to the Contractor or Owner, as the case
may be, shall be certified by the Initial Decision Maker, upon application, and this obligation for payment shall survive
termination of the Contract.
§ 14.3 Suspension by the Owner for Convenience
§ 14.3.1 The Owner may, without cause, order the Contractor in writing to suspend, delay or interrupt the Work, in
whole or in part for such period of time as the Owner may determine.
§ 14.3.2 The Contract Sum and Contract Time shall be adjusted for increases in the cost and time caused by
suspension, delay, or interruption under Section 14.3.1. Adjustment of the Contract Sum shall include profit. No
adjustment shall be made to the extent
.1 that performance is, was, or would have been, so suspended, delayed, or interrupted, by another cause
for which the Contractor is responsible; or
.2 that an equitable adjustment is made or denied under another provision of the Contract.
§ 14.4 Termination by the Owner for Convenience
§ 14.4.1 The Owner may, at any time, terminate the Contract for the Owner's convenience and without cause.
§ 14.4.2 Upon receipt of notice from the Owner of such termination for the Owner's convenience, the Contractor shall
.1 cease operations as directed by the Owner in the notice;
.2 take actions necessary, or that the Owner may direct, for the protection and preservation of the Work;
and
.3 except for Work directed to be performed prior to the effective date of termination stated in the notice,
terminate all existing subcontracts and purchase orders and enter into no further subcontracts and
purchase orders.
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§ 14.4.3 In case of such termination for the Owner's convenience, the Owner shall pay the Contractor for Work
properly executed; costs incurred by reason of the termination, including costs attributable to termination of
Subcontracts; and the termination fee, if any, set forth in the Agreement.
ARTICLE 15 CLAIMS AND DISPUTES
§ 15.1 Claims
§ 15.1.1 Definition
A Claim is a demand or assertion by one of the parties seeking, as a matter of right, payment of money, a change in the
Contract Time, or other relief with respect to the terms of the Contract. The term "Claim" also includes other disputes
and matters in question between the Owner and Contractor arising out of or relating to the Contract. The responsibility
to substantiate Claims shall rest with the party making the Claim. This Section 15. 1.1 does not require the Owner to
file a Claim in order to impose liquidated damages in accordance with the Contract Documents.
§ 15.1.2 Time Limits on Claims
The Owner and Contractor shall commence all Claims and causes of action against the other and arising out of or
related to the Contract, whether in contract, tort, breach of warranty or otherwise, in accordance with the requirements
of the binding dispute resolution method selected in the Agreement and within the period specified by applicable law,
but in any case not more than 10 years after the date of Substantial Completion of the Work. The Owner and
Contractor waive all Claims and causes of action not commenced in accordance with this Section 15.1.2.
§ 15.1.3 Notice of Claims
§ 15.1.3.1 Claims by either the Owner or Contractor, where the condition giving rise to the Claim is first discovered
prior to expiration of the period for correction of the Work set forth in Section 12.2.2, shall be initiated by notice to the
other party and to the Initial Decision Maker with a copy sent to the Architect, if the Architect is not serving as the
Initial Decision Maker. Claims by either party under this Section 15.1.3.1 shall be initiated within 21 days after
occurrence of the event giving rise to such Claim or within 21 days after the claimant first recognizes the condition
giving rise to the Claim, whichever is later.
§ 15.1.3.2 Claims by either the Owner or Contractor, where the condition giving rise to the Claim is first discovered
after expiration of the period for correction of the Work set forth in Section 12.2.2, shall be initiated by notice to the
other party. In such event, no decision by the Initial Decision Maker is required.
§ 15.1.4 Continuing Contract Performance
§ 15.1.4.1 Pending final resolution of a Claim, except as otherwise agreed in writing or as provided in Section 9.7 and
Article 14, the Contractor shall proceed diligently with performance of the Contract and the Owner shall continue to
make payments in accordance with the Contract Documents.
§ 15.1.4.2 The Contract Sum and Contract Time shall be adjusted in accordance with the Initial Decision Maker's
decision, subject to the right of either party to proceed in accordance with this Article 15. The Architect will issue
Certificates for Payment in accordance with the decision of the Initial Decision Maker.
§ 15.1.5 Claims for Additional Cost
If the Contractor wishes to make a Claim for an increase in the Contract Sum, notice as provided in Section 15.1.3
shall be given before proceeding to execute the portion of the Work that is the subject of the Claim. Prior notice is not
required for Claims relating to an emergency endangering life or property arising under Section 10.4.
§ 15.1.6 Claims for Additional Time
§ 15.1.6.1 If the Contractor wishes to make a Claim for an increase in the Contract Time, notice as provided in Section
15.1.3 shall be given. The Contractor's Claim shall include an estimate of cost and of probable effect of delay on
progress of the Work. In the case of a continuing delay, only one Claim is necessary.
§ 15.1.6.2 If adverse weather conditions are the basis for a Claim for additional time, such Claim shall be documented
by data substantiating that weather conditions were abnormal for the period of time, could not have been reasonably
anticipated, and had an adverse effect on the scheduled construction.
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§ 15.1.7 Waiver of Claims for Consequential Damages
The Contractor and Owner waive Claims against each other for consequential damages arising out of or relating to this
Contract. This mutual waiver includes
.1 damages incurred by the Owner for rental expenses, for losses of use, income, profit, financing,
business and reputation, and for loss of management or employee productivity or of the services of such
persons; and
.2 damages incurred by the Contractor for principal office expenses including the compensation of
personnel stationed there, for losses of financing, business and reputation, and for loss of profit, except
anticipated profit arising directly from the Work.
This mutual waiver is applicable, without limitation, to all consequential damages due to either party's termination in
accordance with Article 14. Nothing contained in this Section 15.1.7 shall be deemed to preclude assessment of
liquidated damages, when applicable, in accordance with the requirements of the Contract Documents.
§ 15.2 Initial Decision
§ 15.2.1 Claims, excluding those where the condition giving rise to the Claim is first discovered after expiration of the
period for correction of the Work set forth in Section 12.2.2 or arising under Sections 10.3, 10.4, and 1 l .5, shall be
referred to the Initial Decision Maker for initial decision. The Architect will serve as the Initial Decision Maker, unless
otherwise indicated in the Agreement. Except for those Claims excluded by this Section 15.2.1, an initial decision
shall be required as a condition precedent to mediation of any Claim. If an initial decision has not been rendered within
30 days after the Claim has been referred to the Initial Decision Maker, the party asserting the Claim may demand
mediation and binding dispute resolution without a decision having been rendered. Unless the Initial Decision Maker
and all affected parties agree, the Initial Decision Maker will not decide disputes between the Contractor and persons
or entities other than the Owner.
§ 15.2.2 The Initial Decision Maker will review Claims and within ten days of the receipt of a Claim take one or more
of the following actions: (1) request additional supporting data from the claimant or a response with supporting data
from the other party, (2) reject the Claim in whole or in part, (3) approve the Claim, (4) suggest a compromise, or (5)
advise the parties that the Initial Decision Maker is unable to resolve the Claim if the Initial Decision Maker lacks
sufficient information to evaluate the merits of the Claim or if the Initial Decision Maker concludes that, in the Initial
Decision Maker's sole discretion, it would be inappropriate for the Initial Decision Maker to resolve the Claim.
§ 15.2.3 In evaluating Claims, the Initial Decision Maker may, but shall not be obligated to, consult with or seek
information from either party or from persons with special knowledge or expertise who may assist the Initial Decision
Maker in rendering a decision. The Initial Decision Maker may request the Owner to authorize retention of such
persons at the Owner's expense.
§ 15.2.4 If the Initial Decision Maker requests a party to provide a response to a Claim or to furnish additional
supporting data, such party shall respond, within ten days after receipt of the request, and shall either (1) provide a
response on the requested supporting data, (2) advise the Initial Decision Maker when the response or supporting data
will be furnished, or (3) advise the Initial Decision Maker that no supporting data will be furnished. Upon receipt of
the response or supporting data, if any, the Initial Decision Maker will either reject or approve the Claim in whole or in
part.
§ 15.2.5 The Initial Decision Maker will render an initial decision approving or rejecting the Claim, or indicating that
the Initial Decision Maker is unable to resolve the Claim. This initial decision shall (1) be in writing; (2) state the
reasons therefor; and (3) notify the parties and the Architect, if the Architect is not serving as the Initial Decision
Maker, of any change in the Contract Sum or Contract Time or both. The initial decision shall be final and binding on
the parties but subject to mediation and, if the parties fail to resolve their dispute through mediation, to binding dispute
resolution.
§ 15.2.6 Either party may file for mediation of an initial decision at any time, subject to the terms of Section 15.2.6.1.
§ 15.2.6.1 Either party may, within 30 days from the date of receipt of an initial decision, demand in writing that the
other party file for mediation. If such a demand is made and the party receiving the demand fails to file for mediation
within 30 days after receipt thereof, then both parties waive their rights to mediate or pursue binding dispute resolution
proceedings with respect to the initial decision.
Init.AIA Document A201 — 2017. Copyright @ 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 38
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
i resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1181906028)
§ 15.2.7 In the event of a Claim against the Contractor, the Owner may, but is not obligated to, notify the surety, if any,
of the nature and amount of the Claim. If the Claim relates to a possibility of a Contractor's default, the Owner may,
but is not obligated to, notify the surety and request the surety's assistance in resolving the controversy.
§ 15.2.8 If a Claim relates to or is the subject of a mechanic's lien, the party asserting such Claim may proceed in
accordance with applicable law to comply with the lien notice or filing deadlines.
§ 15.3 Mediation
§ 15.3.1 Claims, disputes, or other matters in controversy arising out of or related to the Contract, except those waived
as provided for in Sections 9.10.4, 9.10.5, and 15.1.7, shall be subject to mediation as a condition precedent to binding
dispute resolution.
§ 15.3.2 The parties shall endeavor to resolve their Claims by mediation which, unless the parties mutually agree
otherwise, shall be administered by the American Arbitration Association in accordance with its Construction Industry
Mediation Procedures in effect on the date of the Agreement. A request for mediation shall be made in writing,
delivered to the other party to the Contract, and filed with the person or entity administering the mediation. The
request may be made concurrently with the filing of binding dispute resolution proceedings but, in such event,
mediation shall proceed in advance of binding dispute resolution proceedings, which shall be stayed pending
mediation for a period of 60 days from the date of filing, unless stayed for a longer period by agreement of the parties
or court order. If an arbitration is stayed pursuant to this Section 15.3.2, the parties may nonetheless proceed to the
selection of the arbitrator(s) and agree upon a schedule for later proceedings.
§ 15.3.3 Either party may, within 30 days from the date that mediation has been concluded without resolution of the
dispute or 60 days after mediation has been demanded without resolution of the dispute, demand in writing that the
other party file for binding dispute resolution. If such a demand is made and the party receiving the demand fails to
file for binding dispute resolution within 60 days after receipt thereof, then both parties waive their rights to binding
dispute resolution proceedings with respect to the initial decision.
§ 15.3.4 The parties shall share the mediator's fee and any filing fees equally. The mediation shall be held in the place
where the Project is located, unless another location is mutually agreed upon. Agreements reached in mediation shall
be enforceable as settlement agreements in any court having jurisdiction thereof.
§ 15.4 Arbitration
§ 15.4.1 If the parties have selected arbitration as the method for binding dispute resolution in the Agreement, any
Claim subject to, but not resolved by, mediation shall be subject to arbitration which, unless the parties mutually agree
otherwise, shall be administered by the American Arbitration Association in accordance with its Construction Industry
Arbitration Rules in effect on the date of the Agreement. The Arbitration shall be conducted in the place where the
Project is located, unless another location is mutually agreed upon. A demand for arbitration shall be made in writing,
delivered to the other party to the Contract, and filed with the person or entity administering the arbitration. The party
filing a notice of demand for arbitration must assert in the demand all Claims then known to that party on which
arbitration is permitted to be demanded.
§ 15.4.1.1 A demand for arbitration shall be made no earlier than concurrently with the filing of a request for
mediation, but in no event shall it be made after the date when the institution of legal or equitable proceedings based on
the Claim would be barred by the applicable statute of limitations. For statute of limitations purposes, receipt of a
written demand for arbitration by the person or entity administering the arbitration shall constitute the institution of
legal or equitable proceedings based on the Claim.
§ 15.4.2 The award rendered by the arbitrator or arbitrators shall be final, and judgment may be entered upon it in
accordance with applicable law in any court having jurisdiction thereof.
§ 15.4.3 The foregoing agreement to arbitrate and other agreements to arbitrate with an additional person or entity duly
consented to by parties to the Agreement, shall be specifically enforceable under applicable law in any court having
jurisdiction thereof.
Init. AIA Document A201 — 2017.. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents" are trademarks of The 39
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright violations,
e-mail docinfo@aiacontracts,com.
User Notes: (1181906028)
§ 15.4.4 Consolidation or Joinder
§ 15.4.4.1 Subject to the rules of the American Arbitration Association or other applicable arbitration rules, either
party may consolidate an arbitration conducted under this Agreement with any other arbitration to which it is a party
provided that (l) the arbitration agreement governing the other arbitration permits consolidation, (2) the arbitrations to
be consolidated substantially involve common questions of law or fact, and (3) the arbitrations employ materially
similar procedural rules and methods for selecting arbitrator(s).
§ 15.4.4.2 Subject to the rules of the American Arbitration Association or other applicable arbitration rules, either
party may include by joinder persons or entities substantially involved in a common question of law or fact whose
presence is required if complete relief is to be accorded in arbitration, provided that the party sought to be joined
consents in writing to such joinder. Consent to arbitration involving an additional person or entity shall not constitute
consent to arbitration of any claim, dispute or other matter in question not described in the written consent.
§ 15.4.4.3 The Owner and Contractor grant to any person or entity made a party to an arbitration conducted under this
Section 15.4, whether by joinder or consolidation, the same rights of joinder and consolidation as those of the Owner
and Contractor under this Agreement.
Init. AIA Document A201 —2017. Copyright© 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. "The American Institute of Architects," "American Institute of Architects," "AIA," the AIA Logo, and "AIA Contract Documents' are trademarks of The 40
American Institute of Architects. This document was produced at 10:08:47 ET on 06/10/2024 under Order No.4104248855 which expires on 01/31/2025, is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service To report copyright violations,
e-mail docinfo@aiacontracts.com.
User Notes: (1181906028)
Project Manual
Bid Package 02 — Buildings
SECTION 004113.2 - FORM OF PROPOSAL — FOODSERVICE EQUIPMENT
PROJECT: Bid Package 02 — Buildings
Paducah Sports Park
150 Downs Drive
Paducah, Kentucky
Name of Contractor: Stafford Smith, Inc.
Mailing Address:
3414 S. Burdick Street
Kalamazoo, V11
Business Phone: 269.343.1240
TO: Steve Ervin, Community Development Project Manager
McCracken County Fiscal Court
300 Clarence Gaines Street
Paducah, KY 42001
Paducah Sports Park
Paducah, Kentucky
Having carefully examined the Instructions to Bidders, Contract Agreement, General Conditions, Special
Conditions, Specifications, and Drawings on the above referenced project, the undersigned bidder proposes
to furnish all labor, materials, equipment, tools, supplies, services, and temporary devices required to
complete the work in accordance with the contract documents and any addenda listed below for the price
stated herein.
" A ClT "TT .
FOODSERVICE EQUIPMENT
Building 1
Building 3
Building 4
TOTAL BASE BID
$ 1,150,477.00
For the construction required to complete the work in accordance with the contract documents, I/We submit
the following lump sum price of
One Million One Hundred Fifty Thousand One Hundred Fourty Seven and DOLLARS Zero CENTS
(use words)
FORM OF PROPOSAL — FOODSERVICE EQUIPMENT 004113.2-1
Project Manual Paducah Sports Park
Bid Package 02 — Buildings Paducah, Kentucky
ADDENDA:
Receipt of Addenda Number(s) 1 thru 4 is acknowledged.
UNIT PRICES:
Refer to attached sheet(s) for listing of unit prices.
PROPOSED SUBCONTRACTORS:
Refer to attached sheet(s) for listing of proposed subcontractors.
PROPOSED MATERIALS AND EQUIPMENT:
Refer to attached sheet(s) for listing of proposed materials and equipment.
FORM OF PROPOSAL — FOODSERVICE EQUIPMENT 004113.2-2
Project Manual Paducah Sports Park
Bid Package 02 — Buildings Paducah, Kentucky
UNIT PRICES:
Unit Prices shall include the furnishing of all labor, materials, supplies, services and shall include
all: Items of cost, overhead and profit for the contractor and subcontractor involved, and shall be
used uniformly without modification for either addition or deduction. The unit prices as established
shall be used to determine the equitable adjustment of the contract price in connection with changes
or extra work performed under the contract, and rules of measurement as set forth in the General
Conditions shall govern.
LIZ Eel 19
1. $
2. $
3. $
4. $
5. $
6. $
Name of Contractor: Stafford smith, Inc.
Authorized
(Signature)
PRICE UNIT
N/A
Title President/CEO
Date 4/26/2024
FORM OF PROPOSAL — FOODSERVICE EQUIPMENT 004113.2-3
Project Manual Paducah Sports Park
Bid Package 02 — Buildings Paducah, Kentucky
LIST OF PROPOSED SUBCONTRACTORS
The following list of proposed subcontractors is required to be executed, completed and submitted with the
Bidder's Proposal. All subcontractors are subject to approval by the Owner. Failure to submit this list,
completely filled out, may cause rejection of bid.
BRANCH OF WORK SUBCONTRACTOR
FORM OF PROPOSAL — FOODSERVICE EQUIPMENT 004113.2-4
Project Manual Paducah Sports Park
Bid Package 02 — Buildings Paducah, Kentucky
LIST OF PREVIOUS PROJECTS
The following list of previous projects is required to be executed, completed and submitted with the Bidder's
Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
PROJECT NAME: See attahed Project List
PROJECT LOCATION:
YEAR COMPLETED.-
PROJECT
OMPLETED:
PROJECT NAME:
PROJECT LOCATION:
YEAR COMPELTED:
PROJECT NAME:
PROJECT LOCATION:
YEAR COMPLETED:
FORM OF PROPOSAL — FOODSERVICE EQUIPMENT 004113.2-5
Project Manual
Bid Package 02 — Buildings
Paducah Sports Park
Paducah, Kentucky
LIST OF PROJECT REFERENCES
The following list of project references is required to be executed, completed and submitted with the
Bidder's Proposal. Failure to submit this list, completely filled out, may cause rejection of bid.
PROJECT NAME:
PROJECT LOCATION:
REFERENCE NAME:
CONTACT INFORMATION
PROJECT NAME:
PROJECT LOCATION:
REFERENCE NAME:
CONTACT INFORMATION:
PROJECT NAME:
PROJECT LOCATION:
REFERENCE NAME:
CONTACT INFORMATION:
Clark Construction
231.549.7202
Hunt Construction
305.492.9264
Mortenson Construction
414.335.9138
FORM OF PROPOSAL — FOODSERVICE EQUIPMENT 004113.2-6
CNA INSURANCE COMPANIES
KNOWALL MIEN BY THESE PRESENTS:
That we Stafford -Smith, Inc., 3414 South Burdick Street, Kalamazoo, MI 49001
Principal, and Western Surety Company, One Towne Square, Suite 1075, Southfield, MI 48076
Surety, are held and firmly bound unto McCracken County Fiscal Court, 300 Clarence Gaines Street, Paducah, KY 42003
Obligee, In the Slim of Five Percent of Accompanying Bid ----------------
aoillars ($ 5% ) for the payment of which we bind ourselves, our legal representatives,
successors and assigns, jointly and severally, firmly by these presents,
WHEREAS, Principal has submitted or is about to submit a proposal to Obligee on a contract for
Paducah Sports Park - Food Service Equipment
NOW, THEREFORE, if the said contact be awarded to Principal and Principal shall, within such time as may be
specified, enter into the contract in writing and give such bond or bonds as may be specified in the bidding or
contract documents with surety acceptable to Obligee; or if Principal shall fail to do so, pay to Obligee the
damages which Obligee may suffer by reason of such failure not exceeding the penalty of this bond, then this
obligation shall be void; otherwise to retain in full force and effect.
Signed, sealed and dated April 30th, 2024
Stafford -Smith, Inc.
(Principal)
by (Seal)
Western Surety Company
by
Susan L Small , Attomey-In-Fact
CNA------.
i� ill tir Caw ,n nma"M a kr
(Surety)
Western Surety Company
POWER OF ATTORNEY APPOINTING INDIVIDUAL ATTORNEY-IN-FACT
Know All Men By These Presents, That WESTERN SURETY COMPANY, a South Dakota corporation, is a duly organized and existing corporation
having its principal office in the City of Sioux Falls, and State of South Dakota, and that it does by virtue of the signature and seal herein affixed hereby make,
constitute and appoint
Robert Trobec, Wendy L Hingson, John L Budde, Jeffrey A Chandler, Ian J Donald, Kathleen
M Irelan, Susan L Small, Alan P Chandler, Krista L Pocket, Individually, of Troy, MI
Steven K Brandon, T J Griffin, Patrick Williams, John L Budde, Terence J Griffin, Susan
L Small, Alan P Chandler, Individually, of Farmington Hills, MI
its true and lawful Attomey(s)-in-Fact with full power and authority hereby conferred to sign, seal and execute for and on its behalf bonds, undertakings and
other obligatory instruments of similar nature
- In Unlimited Amounts -
and to bind it thereby as fully and to the same extent as if such instruments were signed by a duly authorized officer of the corporation and all the acts of said
Attorney, pursuant to the authority hereby given, are hereby ratified and confirmed.
This Power of Attorney is made and executed pursuant to and by authority of the By -Law and Resolutions printed on the reverse hereof, duly adopted,
as indicated, by the shareholders of the corporation.
In Witness Whereof, WESTERN SURETY COMPANY has caused these presents to be signed by its Vice President and its corporate seal to be hereto
affixed on this 18th day of April, 2023.
'&.. WESTERN SURETY COMPANY
Larry Kasten, Vice President
State of South Dakota 1
County of Minnehaha
I ss
On this 18th day of April, 2023, before me personally came Larry Kasten, to me known, who, being by me duly sworn, did depose and say: that he
resides in the City of Sioux Falls, State of South Dakota; that he is a Vice President of WESTERN SURETY COMPANY described in and which executed
the above instrument; that he knows the seal of said corporation; that the seal affixed to the said instrument is such corporate seal; that it was so affixed pursuant
to authority given by the Board of Directors of said corporation and that he signed his name thereto pursuant to like authority, and acknowledges same to be
the act and deed of said corporation.
My commission expires M BENT #
gV=n
'/FWt1L1C W r
March 2.2026 u ��
M. Bent, Notary Public
CERTIFICATE
I, L. Nelson, Assistant Secretary of WESTERN SURETY COMPANY do hereby certify that the Power of Attorney hereinabove set forth is still in force,
and further certify that the By -Law and Resolutions of the corporation printed on the reverse hereof is still in force. In testimony whereof I have hereunto
subscribed my name and affixed the seal of the said corporation this 30th day of April, 2024
WESTERN SURETY COMPANY
UCAL
L. Nelson, Assistant Secretary
Form F4280-4-2023
Go to www.ciiisurety_.com > Owner / Obligee Services > Validate Bond Coverage, if you want to verify bond authenticity.
Authorizing By -Laws and Resolutions
ADOPTED BY THE SHAREHOLDERS OF WESTERN SURETY COMPANY
This Power of Attorney is made and executed pursuant to and by authority of the following By -Law duly adopted by the shareholders
of the Company.
Section 7. All bonds, policies, undertakings, Powers of Attorney, or other obligations of the corporation shall be executed in the
corporate name of the Company by the President, Secretary, and Assistant Secretary, Treasurer, or any Vice President, or by such other
officers as the Board of Directors may authorize. The President, any Vice President, Secretary, any Assistant Secretary, or the Treasurer may
appoint Attorneys in Fact or agents who shall have authority to issue bonds, policies, or undertakings in the name of the Company. The
corporate seal is not necessary for the validity of any bonds, policies, undertakings, Powers of Attorney or other obligations of the corporation.
The signature of any such officer and the corporate seal may be printed by facsimile.
This Power of Attorney is signed by Larry Kasten, Vice President, who has been authorized pursuant to the above Bylaw to execute power
of attorneys on behalf of Western Surety Company.
This Power of Attorney may be signed by digital signature and sealed by a digital or otherwise electronic -formatted corporate seal under and
by the authority of the following Resolution adopted by the Board of Directors of the Company by unanimous written consent dated the 27th
day of April, 2022:
"RESOLVED: That it is in the best interest of the Company to periodically ratify and confirm any corporate documents signed by digital
signatures and to ratify and confirm the use of a digital or otherwise electronic -formatted corporate seal, each to be considered the act
and deed of the Company."
Project Name: Paducah Sports Park
Project Location: Paducah, KY
Due Date: 4/30/2024
Addenda: 1,2,3,4
Notes:
Prepared By: Stafford Smith, Inc.
Bidding To: Mail Out To Owner
CM/GC:
FS Consultant: Duray
Architects:
substantial Completion Date: TBD
Installing: TBD
Item k Prefix
Spec Item M
MANUFACTURER BID
Description
City
Total
1
1
Imperial Brown
Walk -In Cooler/Freezer
1
$
165,582
1
2
Imperial Brown -included with #1-1
Cooler Evaporator Coil
1
S
L
3
Imperial Brown -included with 111-1
Cooler Evaporator Coil
1
$
1
4
Imperial Brown -included with #1-1
Cooler Evaporator Coil
1
$
'
1
5
Imperial Brown -included with #1-1
Cooler Evaporator Coil
1
5
1
6
Metro
Cooler/Freezer Shelving
LOT
5
4,501
1
7
Metro
Dry storage Shelving
LOT
$
2,444
1
8
Spare
Spare
1
$
Y
9
Spare
Spare
1
5
1
10
Spare
Spare
1
$
1
_
11
Advance
Hand Sink Assembly
3
$
2.599
1
12
By Others
Soap & Towel Dispenser
3
S
-
1
13
Commerical Stainless
Soiled Dishtable
1
5
3,318
1
13.1
T&S
Twist Waste
1
$
106
1
-14
Fisher
Pre -Rinse Faucet
1
$
302
1
1s
Commerical Stainless
Glass Rack Shelf
1
S
350
1
16
Hobart
Dishwasher, Door Type
1
5
25,044
1
17
By Others
Condensate Hood
1
5
1
18
Commerical Stainless
Pot Wash Sink/Clean Dishtable
1
$
7,086
1
18.1
T&S
Wall/Splash Mount Faucet
2
$
1,094
1
19
By Others
Grease Interceptor
1
5
1
20
By Others
Moo Sink Assembly
1
$
1
21
Commerical Stainless
Wall Shelf
2
$
1,872
1
22
Metro
Pot/Pan Shelving
1
5
434
1
23
Metro
Mobile Heated Cabinet
10
5
29,460
1
24
Manitowoc
Ice Maker
1
5
8,589
1
25
Manitowoc -included with #1-24
Ice Storage Bin
1
$
1
_
26
Everoure
Water Filtration System
1
$
348
1
27
Commerical Stainless
Prep Table w/Sink
1
S
3.729
1
27.1
T&S
Wall/Splash Mount Faucet
1
$
381
1
27.2
T&S-included with 91.27.1
Twist Waste
2
$
_
28
Commerical Stainless
Wall Shelf
2
5
1,404
1
29
Spare
Spare
1
$
1
30
Spare
Spare
1
$
1
31
True MFG
Reach -In Refrigerator
1
$
4,609
1
32
Metro
Dry Storage Shelving
LOT
$
366
1
_
33
Spare
Spare
1
5
1
34
Spare
Spare
1
$
.1
35
By Others
Exhaust Hood Assembly
1
5
1
36
By Others
Fire Suppression Svstem
1
S
1
37
Turbo Chef
Pizza Oven w/Stand
1
$
16,106
38
True MFG
Refrigerated Equipment Stand
1
$
6,032
1
39
Alto-Shaam
Cook and Hold Smoker Oven
1
$
12,987
1
40
Commerical Stainless
Wall Flashing
1
5
3,545
1.
41
Garland
2 Burner Hot Plate (Gas)
1
$
1,283
1
41.1
Krowne
Gas Hose
1
$
206
1
42
Garland
Griddle (Gas)
1
S
2.999
1
42.1
Krowne
Gas Hose
1
5
206
1
43
Dean
Fryer Assembly (Gas)
1
$
8,679
t
43.1
Krowne
Gas Hose
1
$
621
1
44
True MFG
Reach -In Freezer
1
5
6,072
1
45
Carter Hoffmann
French Fry Warmer
1
$
4,016
1
46
Commerical Stainless
Work Table
1
5
2.668
1
47
APW
Hot Food Well
1
S
1,772
1
48
True MFG
Sandwich Prep Table
1
$
4,169
1
49
Spare
Spare
1
$
1
_
50
Spare
Spare
1
S
1
$1
Commerical Stainless
Back Counter
1
S
5.158
1
52
Commerical Stainless
Pass-Thru Window and Trim
1
$
1,351
1
53
By Others
Cheese Dispenser
1
$
1
54
Nemco
Hot Dog Grill
1
$
2,593
1
55
Gold Medal
Popcorn Popper
1
$
1,929
1
56
Commerical Stainless
Serving Counter
1
$
17,979
1
57
Hatco
Heated Merchandiser
1
5
5,075
1
58
Hatco
Heated Merchandiser
1
5
6,917
1
59
Spare
Spare
1
$
1
6o
Spare
Spare
1
$
1
61
By Others
Pretzel Display Cabinet
1
5
1
62
Hatco
Heated Display Cabinet
1
$
3,210
1
63
Gold Medal
Popcorn Warmer
1
5
2,201
1
64
True MFG
Pass-Thru Refrigerator
3
5
24.375
1
65
Commerical Stainless
Serving Counter
1
$
6,822
1
0
By Others
Cup Dispenser
1
$
i
67
By Others
Soda & Ice Dispenser
1
$
1
68
By Others
Undercounter Soda Bag -N -Box System
1
$
1
69
Spare
Spare
1
5
1
_
70
Spare
Spare
1
$
I
71
By Others
Cup Dispenser
1
$
-
1
72
By Others
Coffee Maker
1
S
1
73
By Others
Condiment Caddy
1
5
1
74
Commerical Stainless
Cashier Counter
4
$
13,136
1
75
By Others
POS
1
$
1
75
Commerical Stainless
Condiment Caddy
1
S
5,167
1
77
By Others
Trash Can
LOT
$
_
1
78
By Others
Condiment Caddy
1
$
1
79
15pare
Spare
1
$
1
80
Spare
Spare
1
$
1
81
By Others
Condiment Dispenser
1
$
i
82
By Others
Portion Cup/Lid Dispenser
1
$
1
83
Spare
Spare
1
S
1
84
Spare
Spare
1
$
1
85
Spare
Spare
1
$ _
_
1
86
Spare
Spare
1
$
-
1
87
Spare
Spare
1
$
1
88
Spare
Spare
1
$
1
89
Spare
Spare
1
$
1
90
Spare
Spare
1
$
2
1
By Others
POS Counter
1
$
2
2
By Others
POS
3
5
-
2
3
By Others
Packaged Snack Rack
4
$
2
4
Commerical Stainless
Mobile Condiment Counter
2
5
6,214
2
5
Server
Condiment Dispenser
6
$
2,562
2
6
By Others
Beverage Counter
1
5
2
7
By Others
Coffee Machine
1
$
2
8
By Others
Hot Chocolate Dispenser
2
$
-
2
9
Spare
Spare
1
$
2
10
Spare
Spare
1
$
2
11
By Others
Disposable Cup Dispenser
2
$
2
12
By Others
Condiment Caddy
2
$
2
13
True MFG
Pass-Thru Refrigerator
3
S
24,375
2
14
Metro
Dry Storage Shelving
LOT
5
1,288
2
15
True MFG
Reach -fn Re frigera tar
_ 1
$
4,609
2
16
Spare
Spare
1
$
-
2
17
Advance
Hand Sink Assembly
1
S
866
2
18
By Others
Soap & Towel Dispenser
1
$
-
_
2
19
Spare
Spare
1
$
2
20
Spare
Spare
1
$
-
3
1
Commerical Stainless
Front Counter
1
$
13,958
3
2
By Others
POS
6
$
3
3
By Others
Soda & Ice Dispenser
2
$
3
4
Dlspensite Rite
Cup Dispenser
2
$
564
3
5
Wells
Drawer Warmer
4
S
16,092
3
6
By Others
Beverage Refrigerator
6
$
3
7
Commerical Stainless
Back Counter w/Hand Sink
1
$
3,053
3
7.1
T&S
Deck Mount Faucet
1
$
112
3
8
By Others
Soap & Towel Dispenser
4
5
3
9
Krowne
Draft Beer Cooler
1
$
5,419
3
10
Spare
Spare
1
$
-
3
11
True MFG
Undercounter Refrigerator
3
S
13,085
3
12
Hatco
Heated Merchandiser Cabinet
3
$
21,716
3
12.1
Commerical Stainless
Pass-Thru Shelf
1
S
1,004
3
13
By Others
Coffee Machine
3
$
3
14
Hatco
Heated Display Cabinet
5
$
16,052
3
15
Gold Medal
Popcorn Popper
2
$
3,859
3
16
By Others
Cheese Dispenser
3
$
3
17
Commerical Stainless
Back Counter
1
$
1,773
3
18
Commerical Stainless
Back Counter
1
$
3,053
3
19
Spare
Spare
1
$
-
3
20
Spare
Spare
1
5
3
21
Commerical Stainless
Stainless Steel Chase
1
$
1,157
3
22
Advance
Hand Sink Assembly
1
$
1,733
3
23
Metro
Dry Storage Shelving
LOT
$
1.317
3
24
By Others
Mop Sink Assembly
1
5
3
25
Commerical Stainless
Pot Wash Sink
1
$
4,824
3
_
25.1
T&S
Wall/Splash Mount Faucet
2
$
1,094
3
25.2
T&S-included with #3-25.1
Twist Waste
4
$
3
26
Commerical Stainless
Wall Shelf
2
$
1,497
3
27
By Others
Grease Interceptor
1
$
3
28
By Others
Trash Can
LOT
$
-
3
29
Spare
Spare
1
5
3
30
Spare
Spare
1
$
3
31
Metro -included with #1-23
IMobile Heated Cabinet
LOT
S
3
32
True MFG
Sandwich Prep Table
3
$
12,507
,3
33
Commerical Stainless
Work Table
1
$
1,474
3
34
Commerical Stainless
Wall Shelf
2
5
842
1
35
Commerical Stainless
Work Table
1
$
1,734
3
36
Commerical Stainless
Wall Shelf
2
5
655
3
37
Commerical Stainless
island Worktable
1
5
5,259
3
38
APW
Hot Food Well
1
$
2,329
3
39
Spare
Spare
1
$
3
40
Spare
Spare
1
$
3
41
Carter Hoffmann
French Fry Warmer
1
5
4,016
3
42
By Others
Exhaust Hood Assembly
1
$
3
43
By Others
Fire Suppression System
1
$
3
44
Commerical Stainless
Wall Flashing
1
$
2.726
3
45
Turbo Chef
Pizza Oven w/Stand
1
S
16.106
3
46
True MFG
Refrigerated Equipment Stand
1
5
6,032
3
47
Garland
2 Burner Hot Plate (Gas)
1
$
1,283
3
47.1
Krowne
Gas Hose
1
$
206
3
48
Garland
Griddle (Gas)
1
S
2.999
3
48.1
Krowne
Gas Hose
2
$
413
3
49
Alto-Shaam
Cook and Hold Smoker Oven
1
$
10,148
3
50
Spare
Spare
1
$
3
51
Dean
Fryer Assembly (Gas)
1
5
8,679
3
51.1
Krowne
Gas Hose
1
$
621
3
52
True MFG
Reach -In Freezer
1
$
4,330
3
5_3
Commerical Stainless
Work Table
1
S
1,474
3
54
Commerical Stainless
Wall Shelf
2
5
842
3
55
Manitowoc
ice Maker
1
$
8.589
3
55
Manitowoc -included with #3-55
Ice Storage Bin
1
$
-
3
57
Everpure
Water Filtration S stem
1
5
348
3
58
By Others
Soda Bag -N Box System
1
$
3
59
Spare
Spare
1
$
3
60
Spare
Spare
1
S
3
61
imperial Brown -included with #1-1
Walk -In Cooler/Freezer
1
S
3
62
Imperial Brown -included with 91-1
Walk -In Cooler/Freezer
1
$
3
63
Imperial Brown -included with #1-1
Walk -In Cooler/Freezer
1
$
3
64
Imperial Brown -included with #1-1
Walk -In Cooler/Freezer
1
$
-
3
65
Imperial Brown -included with #1-1
Walk -In Cooler/Freezer
1
5
3
66
Metro
Cooler/Freezer Shelving
LOT
5
3,092
3
67
Spare
Spare
1
$
1
68
Spare
Spare
1
$
3
69
Spare
Spare
1
$
3
70
Spare
Spare
1
S
3
71
,Spare
Spare
1
$
3
72
Spare
Spare
1
$
3
73
Spare
Spare
1
$
3
74
Spare
Spare
1
5
3
75
Spare
Spare
1
$
4
1
Commerical Stainless
Front Counter
1
$
13,958
4
2
By Others
POS
6
$
4
3
By Others
Soda & Ice Dispenser
2
$
-
4
4
Dispensite Rite
Cup Dispenser
2
$
564
4
5
Wells
Drawer Warmer
4
S
16.092
4
6
By Others
Beverage Refrigerator
6
5
4
7
Commerical Stainless
Back Counter w/Hand Sink
1
$
3,053
4
7.1
T&S
Deck Mount Faucet
1
$
112
4
8
By Others
Soap & Towel Dispenser
4
5
4
9
Krowne
Draft Beer Cooler
1
$
5,419
4
11
True MFG
Undercounter Refrigerator
3
$
13,085
4
12
Hatco
Heated Merchandiser Cabinet
3
5
21.716
4
12.1
Commerical Stainless
Pass Thru Shelf
3
$
1,004
4
13
By Others
Coffee Machine
3
$
4
14
Hatco
Heated Display Cabinet
5
$
16,052
4
1s
Gold Medal
Popcorn Popper
2
S
3.859
4
16
By Others
Cheese Dispenser
3
5
4
27
Commerical Stainless
Back Counter
1
$
1,773
4
18
Commerical Stainless
Back Counter
1
$
3,053
4
19
Spare
Spare
1
5
4
20
Spare
Spare
1
$
4
21
Commerical Stainless
Stainless Steel Chase
1
5
1,157
4
22
Advance
Hand Sink Assembly
1
S
1.733
4
23
Metro
Dry Storage Shelving
LOT
$
1,386
4
24
By Others
Mop Sink Assembly
1
$
4
25
Commerical Stainless
Pot Wash Sink
1
$
4,824
4
25.1
T&S
Wall/Splash Mount Faucet
2
S
1,094
4
25.2
T&S-included with #4-25.1
Twist Waste
4
$
4
26
Commerical Stainless
Wall Shelf
2
$
1,497
4
27
By Others
Grease Interceptor
1
5
4
28
By Others
Trash Can
LOT
$
4
29
Spare
Spare
1
$
4
30
Spare
Spare
1
$
4
31
Metro -included with 41-23
Mobile Heated Cabinet
LOT
$
4
32
True MFG
Sandwich Prep Table
3
S
12,507
"4
33
Commerical Stainless
Work Table
1
5
1.474
4
34
Commerical Stainless
Wall Shelf
2
$
842
4
35
Commerical Stainless
Work Table
1
$
1,734
4
36,
Commerical Stainless
Wall Shelf
2
$
655
4
37
Commerical Stainless
Island Worktable
1
5
5,259
4
- 38
APW
Hot Food Well
1
$
2.329
4
39
Spare
Spare
1
S
-
4
40
Spare
Spare
1
S
4
41
Carter Hoffmann
French Fry Warmer
1
$
4,016
4
42
By Others
Exhaust Hood Assembly
1
$
4
43
By Others
Fire Suppression System
1
5
4
44
Commerical Stainless
Wall Flashing
1
S
2.726
4
45
Turbo Chef
Pizza Oven w/Stand
1
$
16,106
4
46
True MFG
Refrigerated Equipment Stand
1
$
6,032
4
47
Garland
2 Burner Hot Plate (Gas)
1
$
1,283
4
48
Garland
Griddle (Gas)
1
S
2,999
4
48.1
Krowne
Gas Hose
1
$
206
4
49
Alto-Shaam
Cook and Hold Somker Oven
1
$
10,148
4
50
Spare
Spare
1
S
-
4
51
Dean
Fryer Assembly (Gas)
1
5
8,679
4
51.1
Krowne
Gas Hose
1
$
621
4
52
True MFG
Reach -In Freezer
1
$
4,330
4
53
Commerical Stainless
Work Table
1
$
1,474
4
54
Commerical Stainless
Wall Shef
2
$
842
4
55
Manitowoc
Ice Maker
1
$
8,103
4
56
Manitowoc -included with #4-55
Ice Storage Bin
1
$
4
57
Everpure
Water Filter Assembly
1
$
348
4
58
By Others
Soda Bag -N Box System
1
5
4
59
Spare
Spare
1
5
4
60
Spare
Spare
1
$
4
61
Imperial Brown -included with #1-1
Walk -In Cooler/Freezer
1
$
4
62
Imperial Brown -included with #1-1
Walk -In Cooler/Freezer
1
5
4
63
Imperial Brown -included with #1-1
Walk -In Cooler/Freezer
1
$
4
64
Imperial Brown -included with #1-1
Walk -In Cooler/Freezer
1
$
4
6S
Imperial Brown -included with 91-1
Walk -In Cooler/Freezer
1 _
$
-
4
66
Metro
Cooler/Freezer Shelving
LOT
5
3,218
4
67
Spare
Spare
1
S
4
68
Spare
Spare
1
$
4
69
Spare
Spare
1
$
4
70
Spare
Spare
1
5
-
4
71
Spare
Spare
1
5
4
72
Spare
Spare
1
5
4
73
Spare
Spare
1
5
4
74
Spare
Spare
1
5
4
75
Spare
Spare
1
$
-
5
1
By Others
Action Station Table
4
$
5
2
By Others
Induction Warmer
2
$
5
3
By Others
Carving Station
2
$
_
5
4
By Others
Mobile Bar
2
$
-
5
5
By Others
POS
2
$
5
6
Krowne
Draft Beer Cooler
1
$
3,482
5
7
Spare
Spare
1
$
5
a
Spare
Spare
1
$
5
9
Spare
Spare
1
5
5
10
Spare
Spare
1
$
5
889,719
BREAKDOWN
Amount $
FREIGHT
$
13,330
EQUIPMENT
$
889,719
PARTS
$
1,200
INSTALLATION by Subs
S
166,845
SALES TAX/USE TAX
$
64,194
TRUCKING
$
5,000
MISCELLANEOUS
$
S00
CAD
5
2,600
SUBTOTAL
$
1,143,688
PERFORMANCE BOND
$
6,862
GRAND TOTAL
$
1,150,SS0
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Project Manual Paducah Sports Park
Bid Package 02 — Buildings Paducah, Kentucky
OCUMENT 000117 — INDEX OF DRAWINGS
BID PACKAGE 02 - BUILDINGS
PADUCAH SPORTS PARK
PADUCAH,KENTUCKY
TITLE
COVER SHEET: BID PACKAG 02 — BUILDINGS
BUILDING 1 - GRANDSTAND
L1.0 LEGEND AND SHEET INDEX
LS1.1 LIFE SAFETY PLAN AND CODE REVIEW
LS12 LIFE SAFETY PLAN AND CODE REVIEW
LS1.3 LIFE SAFETY PLAN AND CODE REVIEW
STRUCTURAL
S0.1
STRUCTURAL NOTES
S1.0
GRANDSTAND DEMOLITION PLANS
S1.1
GRANDSTAND FOUNDATION PLAN
S1.2
GRANDSTAND MEZZANINE PLAN
S 1.3
GRANDSTAND UPPER LEVEL PLAN
SIA
GRANDSTAND UPPER ROOF PLAN
S3.1
FOUNDATION DETAILS
S32
FOUNDATION DETAILS
S4.1
FRAMING DETAILS
S42
FRAMING DETAILS
S4.3
FRAMING DETAILS
S5.1
STRUCTURAL SCHEDULES
ARCHITECTURAL
A0.1 DEMOLITION PLAN - MAIN AND MEZZANINE LEVELS
A02 DEMOLITION PLAN - UPPER LEVEL AND ROOF
A L I FLOOR PLAN - MAIN LEVEL
Al2 FLOOR PLAN - MEZZANINE LEVEL
A1.3
FLOOR PLAN - UPPER LEVEL
A2.1
ROOF PLAN AND DETAILS
A3.1
EXTERIOR ELEVATIONS
A32
EXTERIOR ELEVATIONS
A4.1
BUILDING SECTIONS
A42
BUILDING SECTIONS
A4.3
BUILDING SECTIONS
A5.1
WALL SECTIONS
A52
WALL DETAILS
A6.1
REFLECTED CEILING PLANS
A62
REFLECTED CEILING PLAN
A7.1
TOILET INTERIOR ELEVATIONS
A72 ENLARGED PLANS AND CASEWORK ELEVATIONS
A8.1 DOOR SCHEDULE AND DETAILS
A82 FINISH SCHEDULE
INDEX OF DRAWINGS 000117-1
Project Manual
Bid Package 02 - Buildings
FIRE PROTECTION
Paducah Sports Park
Paducah, Kentucky
FPO.1 FIRE PROTECTION LEAD SHEET
FPD1.1 FIRE PROTECTION DEMOLITION PLAN - GRANDSTAND- LOWER LEVEL
FPD1.2 FIRE PROTECTION DEMOLITION PLAN - GRANDSTAND- MEZZANINE LEVEL
FPD1.3 FIRE PROTECTION DEMOLITION PLAN - GRANDSTAND - UPPER LEVEL
FP1.1 FIRE PROTECTION PLANS - GRANDSTAND - LOWER LEVEL
FP1.2 FIRE PROTECTION PLANS - GRANDSTAND - MEZZANINE LEVEL
FP1.3 FIRE PROTECTION PLANS - GRANDSTAND - UPPER LEVEL
PLUMBING
P0.1 PLUMBING LEAD SHEET
PD1.1 PLUMBING DEMOLITION PLAN - GRANDSTAND - LOWER LEVEL
PD1.2 PLUMBING DEMOLITION PLAN - GRANDSTAND - UPPER LEVEL
PLL
PLUMBING PLANS - GRANDSTAND - LOWER LEVEL
P1.2
PLUMBING PLANS - GRANDSTAND - MEZZANINE LEVEL
P 1.3
PLUMBING PLANS - GRANDSTAND - UPPER LEVEL
P2.1
PLUMBING ENLARGED PLANS - GRANDSTAND
P3.1
PLUMBING DIAGRAMS
P4.1
PLUMBING DETAILS
P4.2
PLUMBING DETAILS
MECHANICAL
H0.1
HVAC LEAD SHEET
HD1.1
HVAC DEMOLITION PLAN - GRANDSTAND- LOWER LEVEL
HD1.2
HVAC DEMOLITION PLAN - GRANDSTAND- MEZZANINE LEVEL
HD1.3
HVAC DEMOLITION PLAN - GRANDSTAND - UPPER LEVEL
H1.1
HVAC PLANS - GRANDSTAND - LOWER LEVEL
H1.2
HVAC PLANS - GRANDSTAND - MEZZANINE LEVEL
H1.3
HVAC PLANS - GRANDSTAND - UPPER LEVEL
H2.1
HVAC ENLARGED PLANS
H2.2
HVAC ENLARGED PLANS
H4.1
HVAC DETAILS
H4.2
HVAC DETAILS
H4.3
AHU-1 VIEWS
H5.1
HVAC SCHEDULES
H5.2
HVAC SCHEDULES
H5.3
HVAC SCHEDULES
ELECTRICAL
E0.1
ELECTRICAL LEAD SHEET
ED1.1
ELECTRICAL DEMOLITION PLAN - GRANDSTAND - LOWER LEVEL
ED1.2
ELECTRICAL DEMOLITION PLAN - GRANDSTAND - UPPER LEVEL
E1.1
ELECTRICAL PLANS - GRANDSTAND - LOWER LEVEL
E1.2
ELECTRICAL PLANS - GRANDSTAND - MEZZANINE LEVEL
E1.3
ELECTRICAL PLANS - GRANDSTAND - UPPER LEVEL
E2.1
ELECTRICAL ENLARGED FLOOR PLANS
E3.1
ELECTRICAL RISER DIAGRAMS
E4.1 ELECTRICAL DETAILS
E4.2 ELECTRICAL DETAILS
E4.3 ELECTRICAL DETAILS
INDEX OF DRAWINGS
000117-2
Project Manual
Bid Package 02 — Buildings
E4.4 ELECTRICAL DETAILS
E5.1 ELECTRICAL SCHEDULES
E5.2 ELECTRICAL SCHEDULES
BUILDING 2 — OFFICIALS' BUILDING
L1.0 LEGEND AND SHEET INDEX
LS1.1 LIFE SAFETY PLAN AND CODE REVIEW
STRUCTURAL
S1.0 STRUCTURAL NOTES AND PLAN
ARCHITECTURAL
Paducah Sports Park
Paducah, Kentucky
A1.1
FLOOR PLANS, FINISH SCHEDULE AND TOILET ELEVATIONS
A2.1
ROOF PLAN AND DETAILS
A3.1
EXTERIOR ELEVATIONS
A4.1
BUILDING AND WALL SECTIONS
A8.1
DOOR SCHEDULE AND DETAILS
PLUMBING
P0.1 PLUMBING LEAD SHEET
P1.1 PLUMBING PLANS - OFFICIAL'S BUILDING
MECHANICAL
1-10.1 HVAC LEAD SHEET
H1.1 HVAC PLANS - OFFICIAL'S BUILDING
DME L I DEMOLITION MECH-ELEC PLANS — OFFICIALS' BUILDING
ELECTRICAL
E0.1
ELECTRICAL LEAD SHEET
E1.1
ELECTRICAL FLOOR PLANS — OFFICIALS' BUILDING
E4.1
ELECTRICAL DETAILS
E4.2
ELECTRICAL DETAILS
E5.1
ELECTRICAL SCHEDULES
BUILDING 3 — RESTROOM/CONCESSION
L1.0 LEGEND AND SHEET INDEX
LSLI LIFE SAFETY PLAN AND CODE REVIEW
STRUCTURAL
S0.1
STRUCTURAL NOTES
S1.1
RESTROOM/CONCESSION - DIAMOND FLOOR PLAN
S3.1
FOUNDATION DETAILS
S4.1
FRAMING DETAILS
S5.1
STRUCTURAL SCHEDULES
ARCHITECTURAL
A L I FLOOR PLANS
A2.1 ROOF PLAN AND DETAILS
A3.1 EXTERIOR ELEVATIONS
A4.1 BUILDING SECTIONS
INDEX OF DRAWINGS 000117-3
Project Manual
Bid Package 02 - Buildings
A6.1 REFLECTED CEILING PLAN AND DETAILS
A7.1 FINISH SCHEDULE AND TOILET ELEVATIONS
A8.1 DOOR SCHEDULE AND DETAILS
PLUMBING
P0.1
PLUMBING LEAD SHEET
P1.1
PLUMBING PLANS - CONCESSIONS - DIAMOND FIELDS
P3.1
PLUMBING DIAGRAMS
P4.1
PLUMBING DETAILS
P4.2
PLUMBING DETAILS
MECHANICAL
Paducah Sports Park
Paducah, Kentucky
1-10.1
HVAC LEAD SHEET
HLI
HVAC PLANS - CONCESSIONS - DIAMOND FIELDS
H5.1
HVAC SCHEDULES
H5.2
HVAC SCHEDULES
ME1.1
MECH-ELEC ROOF PLAN - CONCESSIONS - DIAMOND FIELDS
ELECTRICAL
E0.1
ELECTRICAL LEAD SHEET
E1.1
ELECTRICAL FLOOR PLANS - CONCESSIONS - DIAMOND FIELDS
E2.1
ELECTRICAL ENLARGED FLOOR PLAN
E3.1
ELECTRICAL RISER DIAGRAMS
E4.1
ELECTRICAL DETAILS
E4.2
ELECTRICAL DETAILS
E4.3
ELECTRICAL DETAILS
E5.1
ELECTRICAL SCHEDULES
E5.2
ELECTRICAL SCHEDULES
BUILDING 4 - RESTROOM/CONCESSION
L1.0 LEGEND AND SHEET INDEX
LS1.1 LIFE SAFETY PLAN AND CODE REVIEW
STRUCTURAL
S0.1
STRUCTURAL NOTES
S1.1
RESTROOM/CONCESSION - RECTANGLE PLANS
S3.1
FOUNDATION DETAILS
S4.1
FRAMING DETAILS
S4.2
FRAMING DETAILS
S5.1
STRUCTURAL SCHEDULES
ARCHITECTURAL
A L I
FLOOR PLANS
A2.1
ROOF PLAN AND DETAILS
A3.1
EXTERIOR ELEVATIONS
A4.1
BUILDING SECTIONS
A5.1
WALL SECTIONS
A6.1
REFLECTED CEILING PLAN
A7.1
TOILET ELEVATIONS
A8.1
SCHEDULES AND DETAILS
INDEX OF DRAWINGS 000117-4
Project Manual
Bid Package 02 - Buildings
PLUMBING
P0.1 PLUMBING LEAD SHEET
Paducah Sports Park
Paducah, Kentucky
P1.1
PLUMBING PLANS - CONCESSIONS - MULTIPURPOSE FIELDS
P1.2
PLUMBING PLANS - CONCESSIONS - MULTIPURPOSE FIELDS
P3.1
PLUMBING DIAGRAMS
P4.1
PLUMBING DETAILS
P4.2
PLUMBING DETAILS
MECHANICAL
H0.1
HVAC LEAD SHEET
H1.1
HVAC PLANS - CONCESSIONS - MULTIPURPOSE FIELDS
H1.2
HVAC PLANS - CONCESSIONS - MULTIPURPOSE FIELDS
H5.1
HVAC SCHDULES
H5.2 HVAC SCHDULES
ME1.2 MECH-ELEC ROOF PLAN - CONCESSIONS - MULTIPURPOSE FIELDS
ELECTRICAL
E0.1
ELECTRICAL LEAD SHEET
E1.1
ELECTRICAL PLANS - CONCESSIONS - MULTIPURPOSE FIELDS
E1.2
ELECTRICAL PLANS - CONCESSIONS - MULTIPURPOSE FIELDS
E2.1
ELECTRICAL ENLARGED FLOOR PLAN
E3.1
ELECTRICAL RISER DIAGRAMS
E4.1
ELECTRICAL DETAILS
E4.2
ELECTRICAL DETAILS
E4.3
ELECTRICAL DETAILS
E5.1
ELECTRICAL SCHEDULES
E5.2
ELECTRICAL SCHEDULES
BUILDINGS 5-8 - MAINTENANCE
L1.0 LEGEND AND SHEET INDEX
LS1.1 LIFE SAFETY PLAN AND CODE REVIEW
STRUCTURAL
50.1 STRUCTURAL NOTES
S1.1 MAINTENANCE BUILDING PLANS
51.2 EXTG. MAINT. BUILDINGS AND NEW COVERS PLAN
52.1 MAINTENANCE BUILDING FRAMING ELEVATIONS
53.1 FOUNDATION DETAILS
54.1 FRAMING DETAILS
55.1 STRUCTURAL SCHEDULES
ARCHITECTURAL
ALL
DEMOLITION PLANS
A1.2
FLOOR PLANS
A1.3
FLOOR PLAN
A2.1
ROOF PLANS
A3.1 EXTERIOR ELEVATIONS
A3.2 EXTERIOR ELEVATIONS
A4.1 BUILDING SECTIONS
A6.1 REFLECTED CEILING PLAN
INDEX OF DRAWINGS
000117-5
Project Manual
Bid Package 02 - Buildings
A7.1 FINISH SCHEDULE AND TOILET ELEVATIONS
A8.1 DOOR SCHEDULE AND DETAILS
PLUMBING
P0.1
PLUMBING LEAD SHEET
P1.1
PLUMBING PLANS - MAINTENANCE BUILDINGS
P3.1
PLUMBING DIAGRAMS
P4.1
PLUMBING DETAILS
MECHANICAL
Paducah Sports Park
Paducah, Kentucky
110.1 HVAC LEAD SHEET
111.1 HVAC PLANS - MAINTENANCE BUILDINGS
H5.1 HVAC SCHEDULES
DME1.2 DEMOLITION MECH-ELEC PLANS - MAINTANENCE BUILDINGS
ELECTRICAL
E0.1
ELECTRICAL LEAD SHEET
E1.1
ELECTRICAL LIGHTING PLANS - MAINTENANCE BUILDINGS
E1.2
ELECTRICAL POWER PLANS - MAINTENANCE BUILDINGS
E4.1
ELECTRICAL DETAILS
E4.2
ELECTRICAL DETAILS
E5.1
ELECTRICAL SCHEDULES
E5.2
ELECTRICAL SCHEDULES
BUILDING 9 - COMMUNITY SHELTER 1
L1.0 LEGEND AND SHEET INDEX
LS1.1 LIFE SAFETY PLAN AND CODE REVIEW
STRUCTURAL
S0.1 STRUCTURAL NOTES
S1.1 LARGE SHELTER FOUNDATION PLAN & DETAILS
ARCHITECTURAL
AL I FLOOR PLANS, TOILET ELEVATIONS
A2.1 ROOF PLAN, DETAILS AND EXTERIOR ELEVATIONS
A8.1 DOOR AND FINISH SCHEDULES AND DETAILS
PLUMBING
P0.1 PLUMBING LEAD SHEET
P1.1 PLUMBING PLAN - COMMUNITY SHELTER 1
MECHANICAL
110.1 HVAC LEAD SHEET
H1.1 HVAC PLAN - COMMUNITY SHELTER 1
ELECTRICAL
E0.1 ELECTRICAL LEAD SHEET
E1.1 ELECTRICAL FLOOR PLANS - COMMUNITY SHELTER 1
E4.1 ELECTRICAL DETAILS
E4.2 ELECTRICAL DETAILS
INDEX OF DRAWINGS 000117-6
Project Manual
Bid Package 02 - Buildings
E5.1 ELECTRICAL SCHEDULES
BUILDING 10 - COMMUNITY SHELTER 2
L1.0 LEGEND AND SHEET INDEX
LS1.1 LIFE SAFETY PLAN AND CODE REVIEW
STRUCTURAL
S0.1 STRUCTURAL NOTES
S1.1 SMALL SHELTER FOUNDATION PLAN & DETAILS
ARCHITECTURAL
A L I FLOOR PLANS, TOILET ELEVATIONS
A2.1 ROOF PLAN, DETAILS AND EXTERIOR ELEVATIONS
A8.1 DOOR AND FINISH SCHEDULES AND DETAILS
PLUMBING
P0.1 PLUMBING LEAD SHEET
P1.1 PLUMBING PLAN - COMMUNITY SHELTER 2
MECHANICAL
1-10.1 HVAC LEAD SHEET
H1.1 HVAC PLAN - COMMUNITY SHELTER 2
ELECTRICAL
E0.1
ELECTRICAL LEAD SHEET
E1.1
ELECTRICAL FLOOR PLANS - COMMUNITY SHELTER 2
E4.1
ELECTRICAL DETAILS
E4.2
ELECTRICAL DETAILS
E5.1
ELECTRICAL SCHEDULES
E5.2
ELECTRICAL SCHEDULES
FOOD SERVICE DRAWINGS
FS0.0
FOOD SERVICE GENERAL NOTES
FS0.0
FOOD SERVICE GENERAL NOTES
FSLI
FOOD SERVICE EQUIPMENT PLAN
FS1.2A
FOOD SERVICE EQUIPMENT UTILITY SCHEDULE
FS1.2B
FOOD SERVICE EQUIPMENT UTILITY SCHEDULE
FS1.3
FOOD SERVICE BUILDING CONDITIONS PLAN
FS I A
FOOD SERVICE PLUMBING PLAN
FS1.5
FOOD SERVICE ELECTRICAL PLAN
FS2.1
FOOD SERVICE EQUIPMENT PLAN
FS2.2
FOOD SERVICE EQUIPMENT UTILITY SCHEDULE
FS2.3
FOOD SERVICE BUILDING CONDITIONS PLAN
FS2.4
FOOD SERVICE PLUMBING PLAN
FS2.5
FOOD SERVICE ELECTRICAL PLAN
FS3.1
FOOD SERVICE EQUIPMENT PLAN
FS3.2
FOOD SERVICE EQUIPMENT UTILITY SCHEDULE
FS3.3
FOOD SERVICE BUILDING CONDITIONS PLAN
FS3.4 FOOD SERVICE PLUMBING PLAN
FS3.5 FOOD SERVICE ELECTRICAL PLAN
Paducah Sports Park
Paducah, Kentucky
INDEX OF DRAWINGS 000117-7
Project Manual Paducah Sports Park
Bid Package 02 — Buildings Paducah, Kentucky
END OF DOCUMENT 000117
INDEX OF DRAWINGS 000117-8
Project Manual
Bid Package 02 - Buildings
Bid Package 02 - Buildings
Paducah Sports Park
150 Downs Drive
Paducah, Kentucky
DOCUMENT 000110 - TABLE OF CONTENTS
Paducah Sports Park
Paducah, Kentucky
DIVISION 00 — PROCUREMENT AND CONTRACTING REQUIREMENTS PAGES
000116
INVITATION TO BID...............................................................................................
2
000117
INDEX OF DRAWINGS............................................................................................
7
001100
PUBLIC NOTICE.......................................................................................................
1
002113
AIA DOCUMENT A701-2018 INSTRUCTIONS TO BIDDERS .............................
8
003119
EXISTING CONDITION INFORMATION..............................................................
1
003126
EXISTING HAZARDOUS MATERIAL INFORMATION ......................................
1
003143
PERMIT APPLICATION...........................................................................................
1
004113.1
FORM OF PROPOSAL — BUILDINGS....................................................................
12
004113.2
FORM OF PROPOSAL — FOODSERVICE EQUIPMENT ......................................
6
004600.1
BID EVALUATION FORM — BUILDINGS.............................................................
1
004600.2
BID EVALUATION FORM — FOODSERVICE EQUIPMENT ...............................
1
005100.1
NOTICE OF AWARD — BUILDINGS......................................................................
2
005100.2
NOTICE OF AWARD — FOODSERVICE EQUIPMENT ........................................
2
005213
AIA DOCUMENT A101-2017 STANDARD FORM OF AGREEMENT
BETWEEN ONWER AND CONTRACTOR WHERE THE BASIS OF
PAYMENT IS A STIPULATED SUM......................................................................
8
006113.13
AIA DOCUMENT A312-2010 PERFORMANCE BOND ........................................
4
006113.14
AIA DOCUMENT A312-2010 PAYMENT BOND ..................................................
4
007213
AIA DOCUMENT A201-2007 GENERAL CONDITIONS OF THE
CONTRACT FOR CONSTRUCTION.......................................................................
39
007216
GENERAL CONDITIONS AMENDMENT..............................................................
2
007300
SUPPLEMENTARY CONDITIONS.........................................................................
4
DIVISION O1 - GENERAL REQUIREMENTS PAGES
011000
SUMMARY................................................................................................................ 4
011200
MULTIPLE CONTRACT SUMMARY..................................................................... 8
012100
ALLOWANCES......................................................................................................... 5
012300
ALTERNATES........................................................................................................... 2
012500
SUBSTITUTION PROCEDURES............................................................................. 4
012600
CONTRACT MODIFICATION PROCEDURES...................................................... 2
012900
PAYMENT PROCEDURES...................................................................................... 4
013100
PROJECT MANAGEMENT AND COORDINATION ............................................. 6
013300
SUBMITTAL PROCEDURES................................................................................... 9
015000
TEMPORARY FACILITIES AND CONTROLS...................................................... 5
016000
PRODUCT REQUIREMENTS.................................................................................. 7
017300
EXECUTION.............................................................................................................. 5
017419
CONSTRUCTION WASTE MANAGEMENT AND DISPOSAL ............................ 4
017700
CLOSEOUT PROCEDURES..................................................................................... 4
017823
OPERATION AND MAINTENANCE DATA.......................................................... 8
017839
PROJECT RECORD DOCUMENTS......................................................................... 5
017900
DEMONSTRATION AND TRAINING.................................................................... 4
TABLE OF CONTENTS 000110-1
Project Manual
Bid Package 02 - Buildings
Paducah Sports Park
Paducah, Kentucky
DIVISION 02 — EXISTING CONDITIONS PAGES
024116 STRUCTURE DEMOLITION................................................................................... 7
028200 ASBESTOS ABATEMENT....................................................................................... 29
DIVISION 03 — CONCRETE PAGES
033000 CAST IN PLACE CONCRETE.................................................................................. 10
DIVISION 04 — MASONRY PAGES
042000 UNIT MASONRY...................................................................................................... 15
042200 CONCRETE MASONRY UNIT - LOADBEARING................................................ 8
DIVISION 05 — METALS PAGES
051200 STRUCTURAL STEEL FRAMING.......................................................................... 8
052100 STEEL JOIST FRAMING.......................................................................................... 4
053100 STEEL DECKING...................................................................................................... 6
054000 COLD -FORMED METAL FRAMING...................................................................... 13
055000 METAL FABRICATIONS......................................................................................... 9
055113 METAL PAN STAIRS............................................................................................... 11
055213 PIPE AND TUBE RAILINGS.................................................................................... 10
DIVISION 06 — WOODS PLASTICS AND COMPOSITES PAGES
061000 ROUGH CARPENTRY.............................................................................................. 4
061600 SHEATHING.............................................................................................................. 9
061753 SHOP -FABRICATED WOOD TRUSSES................................................................. 4
061800 GLUED -LAMINATED CONSTRUCTION.............................................................. 4
064116 PLASTIC -LAMINATE -CLAD ARCHITECTURAL CABINETS ........................... 7
DIVISION 07 — THERMAL AND MOISTURE PROTECTION PAGES
072100
THERMAL INSULATION........................................................................................
4
072119
FOAMED -IN-PLACE INSULATION.......................................................................
2
072726
FLUID -APPLIED MEMBRANE AIR BARRIERS ...................................................
7
073113
ASPHALT SHINGLES..............................................................................................
5
074113.13
FORMED METAL ROOF PANELS..........................................................................
12
074213.13
FORMED METAL WALL PANELS.........................................................................
11
074293
SOFFIT PANELS.......................................................................................................
5
075423
THERMOPLASTIC -POLYOLEFIN (TPO) ROOFING ............................................
12
076200
SHEET METAL FLASHING AND TRIM................................................................
9
077100
ROOF SPECIALTIES................................................................................................
10
077200
ROOF ACCESSORIES..............................................................................................
7
078123
INTUMESCENT FIRE PROTECTION.....................................................................
6
078443
JOINT FIRESTOPPING.............................................................................................
3
079200
JOINT SEALANTS....................................................................................................
11
DIVISION 08 — OPENINGS PAGES
081113 HOLLOW METAL DOORS AND FRAMES............................................................ 6
081213 HOLLOW METAL FRAMES.................................................................................... 5
081416 FLUSH WOOD DOORS............................................................................................ 6
083313 COILING COUNTER DOORS.................................................................................. 6
TABLE OF CONTENTS 000110-2
Project Manual
Bid Package 02 - Buildings
Paducah Sports Park
Paducah, Kentucky
083323
OVERHEAD COILING DOORS...............................................................................
9
083326
OVERHEAD COILING GRILLES............................................................................
7
084313
ALUMINUM -FRAMED STOREFRONTS...............................................................
9
087100
DOOR HARDWARE.................................................................................................
13
088000
GLAZING...................................................................................................................
8
DIVISION 09
— FINISHES
PAGES
092216
NON-STRUCTURAL METAL FRAMING..............................................................
6
092900
GYPSUM BOARD.....................................................................................................
8
095113
ACOUSTICAL PANEL CEILINGS..........................................................................
8
096513
RESILIENT BASE AND ACCESSORIES................................................................
4
096519
RESILIENT TILE FLOORING..................................................................................
5
096813
TILE CARPETING.....................................................................................................
6
098436
SOUND-ABSORBNING CEILING UNITS..............................................................
6
099113
EXTERIOR PAINTING.............................................................................................
7
099123
INTERIOR PAINTING..............................................................................................
7
DIVISION 10 — SPECIALTIES PAGES
102113.19 PLASTIC TOILET COMPARTMENTS.................................................................... 5
104413 FIRE PROTECTION CABINETS.............................................................................. 5
104416 FIRE EXTINGUISHERS............................................................................................ 3
105300 HANGER ROD SUPPORTED CANOPIES.............................................................. 2
DIVISION 11 — EQUIPMENT PAGES
011400 FOODSERVICE EQUIPMENT................................................................................. 43
DIVISION 12 — FURNISHINGS PAGES
123623.16 PLASTIC -LAMINATE -CLAD COUNTERTOPS..................................................... 5
DIVISION 14 — CONVEYING EQUIPMENT PAGES
142123.16 MACHINE ROOM -LESS ELECTRIC TRACTION PASSENGER ELEVATORS. 5
DIVISION 21 — FIRE SUPPRESSION PAGES
210000 GENERAL PROVISIONS FOR FIRE SUPPRESSION ............................................ 2
210500 COMMON WORK RESULTS FOR FIRE SUPPRESSION ..................................... 2
210553 IDENTIFICATION FOR FIRE SUPPRESSION AND EQUIPMENT ...................... 2
211000 WATER-BASED FIRE SUPPRESSION SYSTEMS ................................................ 18
212000 FIRE PROTECTION HOSE CABINETS................................................................. 4
DIVISION 22 — PLUMBING PAGES
220000
GENERAL PROVISIONS FOR PLUMBING........................................................... 2
220500
COMMON WORK RESULTS FOR PLUMBING .................................................... 2
220519
METERS AND GAGES FOR PLUMBING PIPING ................................................. 2
220523
GENERAL -DUTY VALVES FOR PLUMBING PIPING ......................................... 2
220529
HANGERS AND SUPPORTS FOR PLUMBING PIPING AND EQUIPMENT ..... 2
220548
VIBRATION AND SEISMIC CONTROLS FOR PLUMBING PIPING AND
EQUIPMENT.............................................................................................................. 2
220553
IDENTIFICATION FOR PLUMBING PIPING AND EQUIPMENT ....................... 2
TABLE OF CONTENTS 000110-3
Project Manual Paducah Sports Park
Bid Package 02 - Buildings Paducah, Kentucky
220700
PLUMBING INSULATION.......................................................................................
2
220800
COMMISSIONING OF PLUMBING SYSTEMS .....................................................
2
221116
DOMESTIC WATER PIPING...................................................................................
10
221119
DOMESTIC WATER PIPING SPECIALTIES..........................................................
10
221123
FACILITY NATURAL-GAS PIPING.......................................................................
10
221316
SANITARY WASTE AND VENT PIPING...............................................................
4
221319
SANITARY WASTE PIPING SPECIALTIES..........................................................
4
221413
FACILITY STORM DRAINAGE PIPING................................................................
4
221423
STORM DRAINAGE PIPING SPECIALTIES..........................................................
4
223300
ELECTRIC DOMESTIC WATER HEATERS..........................................................
4
223400
FUEL -FIRED DOMESTIC WATER HEATERS ......................................................
4
224000
PLUMBING FIXTURES...........................................................................................
10
224500
EMERGENCY PLUMBING FIXTURES..................................................................
4
224700
DRINKING FOUNTAINS AND WATER COOLERS ............................................
4
DIVISION 23 — HEATING VENTILATING AND AIR CONDITIONING PAGES
230000
GENERAL PROVISIONS FOR MECHANICAL.....................................................
16
230500
COMMON WORK RESULTS FOR MECHANICAL ..............................................
8
230519
METERS AND GAGES FOR MECHANICAL PIPING ...........................................
4
230523
GENERAL -DUTY VALVES FOR MECHANICAL PIPING ...................................
6
230529
HANGERS AND SUPPORTS FOR MECHANICAL PIPING AND EQUIPMENT
8
230548
VIBRATION AND SEISMIC CONTROLS FOR MECHANICAL PIPING AND
EQUIPMENT..............................................................................................................
12
230553
IDENTIFICATION FOR MECHANICAL PIPING AND EQUIPMENT .................
4
230593
TESTING, ADJUSTING, AND BALANCING FOR HVAC ....................................
14
230700
MECHANICAL INSULATION.................................................................................
20
230800
COMMISSIONING OF MECHANICAL AND ELECTRICAL ...............................
12
230900
INSTRUMENTATION AND CONTROL FOR HVAC ............................................
28
230993
SEQUENCE OF OPERATIONS FOR HVAC CONTROLS .....................................
28
232113
HYDRONIC PIPING..................................................................................................
14
232123
HYDRONIC PUMPS..................................................................................................
4
232300
REFRIGERANT PIPING..........................................................................................
6
232500
HVAC WATER TREATMENT................................................................................
8
233113
METAL DUCTS.........................................................................................................
10
233300
AIR DUCT ACCESSORIES......................................................................................
8
233423
HVAC POWER VENTILATORS..............................................................................
4
233600
AIR TERMINAL UNITS...........................................................................................
4
233713
DIFFUSERS AND GRILLES.....................................................................................
2
233716
LOUVERS AND VENTS...........................................................................................
4
233723
HVAC GRAVITY VENTILATORS..........................................................................
4
233813
COMMERCIAL -KITCHEN HOODS........................................................................
8
233850
PACKAGED, OUTDOOR, COMMERCIAL -KITCHEN HEATING -ONLY
MAKEUP AIR UNITS...............................................................................................
4
234100
PARTICULATE AIR FILTRATION........................................................................
2
235216
CONDENSING BOILERS........................................................................................
6
235533
FUEL -FIRED UNIT HEATERS................................................................................
4
236200
PACKAGED COMPRESSOR AND CONDENSER UNITS ....................................
4
237313
MODULAR INDOOR CENTRAL -STATION AIR -HANDLING UNITS ...............
8
237413
PACKAGED, OUTDOOR, CENTRAL -STATION AIR -HANDLING UNITS .......
6
237438
DEDICATED VENTILATION AIR -CONDITIONER WITH ENERGY
TABLE OF CONTENTS 000110-4
Project Manual Paducah Sports Park
Bid Package 02 - Buildings Paducah, Kentucky
RECOVERY VENTILATOR..................................................................................... 8
238126 FURNACES AND CONDENSING UNITS............................................................... 6
238128 DUCTLESS SPLIT -SYSTEM HEAT PUMPS.......................................................... 4
238239 UNIT HEATERS........................................................................................................ 4
DIVISION 26 — ELECTRICAL PAGES
260000
GENERAL PROVISIONS FOR ELECTRICAL.......................................................
12
260500
COMMON WORK RESULTS FOR ELECTRICAL .................................................
4
260519
LOW -VOLTAGE ELECTRICAL POWER CONDUCTORS AND CABLES ........
4
260526
GROUNDING AND BONDING FOR ELECTRICAL SYSTEMS ..........................
4
260529
HANGERS AND SUPPORTS FOR ELECTRICAL SYSTEMS ..............................
6
260533
RACEWAY AND BOXES FOR ELECTRICAL SYSTEMS ....................................
6
260548
VIBRATION AND SEISMIC CONTROLS FOR ELECTRICAL SYSTEMS .........
8
260553
IDENTIFICATION FOR ELECTRICAL SYSTEMS ................................................
4
260800
COMMISSIONING OF LIGHTING CONTROL SYSTEMS ...................................
2
260923
LIGHTING CONTROL DEVICES............................................................................
10
262413
SWITCHBOARDS.....................................................................................................
8
262416
PANELBOARDS........................................................................................................
6
262726
WIRING DEVICE......................................................................................................
4
262816
ENCLOSED SWITCHES AND CIRCUIT BREAKERS ..........................................
4
264313
TRANSIENT VOLTAGE SUPPRESSION FOR LOW VOLTAGE
ELECTRICAL POWER CIRCUITS..........................................................................
4
265100
INTERIOR LIGHTING..............................................................................................
4
265213
EMERGENCY AND EXIT LIGHTING....................................................................
8
265619
LED EXTERIOR LIGHTING....................................................................................
6
DIVISION 27 — COMMUNICATIONS PAGES
270000
GENERAL PROVISIONS FOR COMMUNICATIONS ...........................................
2
270500
COMMON WORK RESULTS FOR COMMUNICATIONS ....................................
2
270526
GROUNDING AND BONDING FOR COMMUNICATIONS SYSTEMS ..............
6
270528
PATHWAYS FOR COMMUNICATIONS SYSTEMS .............................................
10
270529
HANGERS AND SUPPORTS FOR COMMUNICATIONS SYSTEMS ..................
6
270548
VIBRATION AND SEISMIC CONTROL FOR COMMUNICATIONS
SYSTEMS...................................................................................................................
2
270553
IDENTIFICATION FOR COMMUNICATIONS SYSTEMS ...................................
2
271100
COMMUNICATIONS EQUIPMENT ROOM FITTINGS ........................................
4
271323
COMMUNICATIONS OPTICAL FIBER BACKBONE CABLING ........................
8
271513
COMMUNICATIONS COPPER HORIZONTAL CABLING ..................................
10
275116
PUBLIC ADDRESS SYSTEMS................................................................................
8
DIVISION 28 — ELECTRONIC SAFETY AND SECURITY PAGES
281300 ACCESS CONTROL SOFTWARE AND DATA MANAGEMENT ........................ 32
281500 ACCESS CONTROL HARDWARE DEVICES........................................................ 8
282000 VIDEO SURVEILLANCE........................................................................................ 12
284621.11 ADDRESSABLE FIRE -ALARM SYSTEM.............................................................. 30
APPENDIX
Appendix 1 PHASE 1 ENVIRONMENTAL SITE ASSESSMENT .............................................. 27
Appendix 2 GEOTECHNICAL EXPLORATION REPORT......................................................... 82
TABLE OF CONTENTS 000110-5
Project Manual Paducah Sports Park
Bid Package 02 - Buildings Paducah, Kentucky
Appendix 3 ASBESTOS INSPECTION REPORT........................................................................ 45
END OF DOCUMENT 000110
TABLE OF CONTENTS 000110-6
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Approve an Ordinance Creating a Real Estate Parcel Fee for the Funding of 911 Services,
Maintenance, and Equipment - D. JORDAN
Category: Ordinance
Staff Work By: Daron Jordan,
Jonathan Perkins
Presentation By: Daron Jordan
Background Information: The City of Paducah and McCracken County have entered into an Interlocal
Cooperation Agreement for the provision of joint 911 services. There is currently a fee-based system for
financial support based upon a per -month charge on "land -line" phones in Paducah, McCracken County,
Kentucky. Due to the ever-increasing use and reliance on mobile phones and the concomitant decreasing
existence of land -line phones has resulted in a significant decrease in revenues to support the operations of
emergency 911 communication services in Paducah, McCracken County. The reduction in revenues has
resulted in inadequate funding to continue operating emergency 911 communication services in Paducah,
McCracken County, Kentucky. A real estate parcel fee would assist in the funding of emergency 911
communication services and also ensure the distribution of funding to a broader range of citizens rather than
just those who have land -line phones
This ordinance establishes an annual parcel fee on all occupied individual residential units and all occupied
individual commercial, religious, charitable, educational, and public use units located within the territorial
limits of the City of Paducah. The fee will be used for the delivery of Enhanced 911 emergency telephone
service and the associated maintenance of systems and devices, including but not limited to, operating costs of
the Paducah -McCracken County 911 Services Center and purchase and maintenance of E911 equipment.
The ordinance sets annual parcel fees as follows:
• Super Commercial Unit (contains structure in excess of 25,000 sq. ft.) $1,550
• Large Commercial Unit (contains structure between 7,500 and 25,000 sq. ft.) $860
• Medium Commercial Unit (contains structure between 2,500 and 7,500 sq. ft.) $325
• Small Commercial Unit (structure between 1 and 2,500 sq. ft.) $210
• Parking Lots $150
• Public Use Units (emergency service, governmental, religious, charitable, and educational) $35
• Residential Units $45
Parcel fees shall be placed upon the City of Paducah's property tax bills beginning with the 2024 tax bill and
continuing every year thereafter. The due dates will be the same as the property tax due dates set by the Board
of Commissioners. In the first year, occupied rental units will be eligible to claim a rebate of $22.50 per unit
against the annual fee due.
Does this Agenda Action Item align with a Commission Priority? Yes
If yes, please list the Commission Priority: 911 Radio Equipment Upgrade, Governance, and Revenue
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Approval.
Attachments:
ORD Parcel Fee Ordinance 6-20-24
ORDINANCE NO. 2024 -
AN ORDINANCE ESTABLISHING AND IMPOSING A FEE ON ALL OCCUPIED REAL
ESTATE PARCELS LOCATED WITHIN THE TERRITORIAL LIMITS OF THE CITY
OF PADUCAH TO FACILITATE FUNDING FOR THE PROVISION OF JOINT 911
SERVICES AS MORE FULLY SET FORTH IN THE INTERLOCAL COOPERATION
AGREEMENT BETWEEN THE CITY OF PADUCAH AND MCCRACKEN COUNTY
WHEREAS, the City of Paducah and McCracken County are responsible for promoting
public safety and the general welfare of the citizens of Paducah, McCracken County, Kentucky;
and
WHEREAS, the operation of an emergency 911 communications system is one of the most
critical of all public services, indispensable and necessary for the safety of the citizens of Paducah,
McCracken County to ensure prompt response to emergencies; and
WHEREAS, the City of Paducah and McCracken County have entered into an Interlocal
Cooperation Agreement for the provision of joint 911 services; and
WHEREAS, there is currently a fee-based system for financial support based upon a per -
month charge on "land -line" phones in Paducah, McCracken County, Kentucky, and
WHEREAS, the ever-increasing use and reliance on mobile phones and the concomitant
decreasing existence of land -line phones has resulted in a significant decrease in revenues to
support the operations of emergency 911 communication services in Paducah, McCracken County,
Kentucky; and
WHEREAS, the reduction in revenues has resulted in a lack of adequate funding to
continue to operate emergency 911 communication services in Paducah, McCracken County,
Kentucky; and
WHEREAS, KRS 65.760 (3) expressly permits local governments to fund emergency 911
communication services by the imposition of fees not in conflict with the Constitution and statutes
of this state; and
1
WHEREAS, the distribution of funding for emergency 911 communication services
among the citizens of Paducah, Kentucky through a fee on parcels located in the City of Paducah
is more equitable; bears a reasonable relationship to the benefit received; and requires more
citizens to support the system than the existing "land -line" phone fee; and
WHEREAS, the Kentucky Supreme Court has expressly permitted fees on real estate
parcels as an appropriate mechanism for funding emergency 911 communication services; and
WHEREAS, a real estate parcel fee would assist in the funding of emergency 911
communication services and also ensure the distribution of funding to a broader range of citizens
rather than just those who have land -line phones; and
WHEREAS, the Commission will repeal the land -line phone fee once sufficient funding
for 911 has been collected via parcel fees.
NOW THEREFORE, BE IT HEREBY ORDAINED BY THE BOARD OF
COMMISSIONERS OF THE CITY OF PADUCAH AS FOLLOWS:
SECTION 1. That there is hereby established, imposed, and implemented an annual
parcel fee on all occupied individual residential units and all occupied individual commercial,
religious, charitable, educational, and public use units located within the territorial limits of
the City of Paducah, as determined from the records of the McCracken County Property
Valuation Administrator's office. The fee shall be used for the delivery of Enhanced 911
emergency telephone service as provided for by KRS 65.760 and the associated maintenance
of systems and devices, including but not limited to, operating costs of the Paducah -
McCracken County 911 Services Center and purchase and maintenance of E911 equipment.
SECTION 2. The Board of Commissioners hereby imposes the following annual
parcel fees on all parcels of occupied real property, as more accurately defined in Sections 3
through 5 of this Ordinance, which are located within the jurisdictional limits of the City of
2
Paducah:
A. Super Commercial Unit (contains structure in excess of
25,000 sq. ft.) $1,550
B. Large Commercial Unit (contains structure between 7,500
and 25,000 sq. ft.) 860
C. Medium Commercial Unit (contains structure between 2,500 and
7,500 sq. ft.) 325
D. Small Commercial Unit (structure between 1 and 2,500 sq. ft.) 210
E. Parking Lots (which shall include, but not be limited to, parking lots,
garages, or other areas designed for the parking of motor vehicles as
defined by KRS 186.010(4) whereby the owner, occupant, lessee, or
possessor of any portion of the parcel leases, rents, licenses, bails, or
otherwise allows the parking or storage of motor
vehicles in exchange for consideration) 150
F. Public Use Units (emergency service, governmental, religious,
charitable, and educational) 35
G. Residential Units 45
In the event a parcel is mixed use, the parcel shall be assessed at the highest applicable
assessment rate.
SECTION 3. An occupied residential unit shall be defined as each residential space
designed and/or utilized for occupancy for residential purposes and includes each apartment
and/or duplex unit, house, and mobile home as a separate residential unit.
SECTION 4. An occupied commercial unit shall be defined as a non-residential
building space of any size designed and/or utilized for occupancy by an individual non-
residential business or private enterprise which involves the manufacture, sale, lease, or rental
of goods, or services to the public.
SECTION 5. An occupied public use unit shall be defined as any parcel owned or
leased by:
A. Any City, County, State, or Federal Government in which the parcel is used for the
purposes of conducting the regular business of its government, its police department,
or its fire department.
B. A Fire District so long as the parcel is used by the District to deliver fire protection
services pursuant to KRS Ch. 75.
C. A non-residential building space of any size designed and/or utilized for occupancy
for religious activities and/or worship.
D. A non-residential building space of any size designed and/or utilized for occupancy
for the carrying out of a charitable purpose as determined by Section 501 of the
Internal Revenue Code.
E. A non-residential building space of any size designed and/or utilized for occupancy
for the purpose of education, the administration thereof or extracurricular activities.
SECTION 6. The 911 parcel fee shall be placed upon the City of Paducah's property tax
bills prepared by the City's Finance Department beginning with the 2024 tax bill and continuing
every year thereafter. The due dates shall be the same as the property tax due dates set by the
Board of Commissioners.
SECTION 7. For the first year only, owners of all occupied residential rental units shall
be eligible to claim a rebate of $22.50 per unit against the annual fee due. This rebate, which is
the equivalent of a 6 -month share of the fee, is granted to allow owners of rental property
additional time to recover some or all of the amount of the fee from tenants. In subsequent years,
the full amount of the annual 911 parcel fee shall be paid for all occupied residential rental units.
In order to be eligible for this rebate, the property owner of the occupied rental unit(s) shall
complete and submit the form, attached hereto, to the City of Paducah Finance Department,
which shall be received by the Finance Department on or before March 1, 2025.
4
SECTION 8. The Board of Commissioners, in conjunction with McCracken County,
Kentucky, shall amend the Interlocal Agreement for Provision of Emergency 911 Services to
create a "Joint 911 Parcel Fee Appeals Board" to address all appeals of parcel fee assessments.
SECTION 9. Any property owner may appeal the classification of their property under
the terms of this Ordinance. However, an appeal shall not affect the date the parcel fee is due. A
property owner wishing to appeal a classification shall file an appeal by delivering a notice of
appeal to the Paducah City Clerk by no later than December 1st of the year for which the fee is
due. The Joint Appeals Board shall set a date for a meeting in which the property owner can
present evidence and otherwise be heard on the issue of classification. The property owner shall
bear the burden of proof that the property has been incorrectly classified by clear and
convincing evidence. The City shall also have the right to present evidence of proof that the
classification is appropriate. If the property owner presents sufficient proof of lack of
occupancy and/or any other evidence to indicate that the parcel was inappropriately classified,
the Joint Appeals Board shall provide relief to the party by a majority vote, including, but not
limited to, a refund of all or a portion of the parcel fee paid during the applicable tax year.
SECTION 10. All real estate parcel fees shall be collected by the City of Paducah's
Finance Department.
SECTION 11. The real estate parcel fees collected shall be accounted for and kept
separate and apart from other accounts and may only be used for the funding of emergency 911
services as permitted by state law and as more fully set forth in the Interlocal Cooperation
Agreement between the City of Paducah and McCracken County.
SECTION 12. The failure of any owner of real property to pay the fee as set forth in this
Ordinance shall be punishable as a Class A Misdemeanor and/or by civil collection process.
SECTION 13. As more fully set forth in the Interlocal Agreement for the Provision of
Emergency 911 Services entered into by the City of Paducah and McCracken County, the 911
Board shall review the fee imposed by this Ordinance and by no later than April 1st of each year
make a recommendation to the City of Paducah as to any adjustments to the then -effective parcel
fee to ensure adequate funding of the Joint 911 services.
SECTION 14. Unless otherwise determined by the Paducah Board of Commissioners,
commencing April 1, 2025, and on April 1st of each successive year thereafter, all parcel fees set
forth in this Article shall be automatically adjusted based on the Urban Consumer Price Index for
the South Region as published by the U.S. Department of Labor, Bureau of Labor Statistics, for
the prior January.
SECTION 15. The provisions of this Ordinance are declared to be severable. If any
section, phrase or provision shall for any reason be declared invalid, such declaration shall not
affect the validity of the remainder of this Ordinance.
SECTION 16. This Ordinance shall be read on two separate days and become effective
upon summary publication pursuant to KRS Chapter 424.
MAYOR
ATTEST:
City Clerk
Introduced by the Board of Commissioners, , 2024
Adopted by the Board of Commissioners, , 2024
Recorded by City Clerk, , 2024
Published by The Paducah Sun, , 2024
4859-4231-7447
Ce
APPLICATION FOR OCCUPIED RESIDENTIAL RENTAL UNIT REBATE
(Submit one form for each parcel containing one or multiple units)
Name of Property Owner:
Address of Property Owner
Telephone Number of Property Owner:
Name of Occupied Rental Property (if applicable)
Address of Occupied Rental Property:
Number of rental units located on this parcel:
I hereby certify that the information contained herein is true:
Signature of Property Owner
Date
THIS FORM MUST BE RECEIVED BY THE CITY'S FINANCE DEPARTMENT ON OR
BEFORE MARCH 1, 2025 BY PERSONAL DELIVERY OR MAIL TO:
Paducah City Hall
Finance Department
300 South 5th Street
Paducah, Kentucky 42001
7
Agenda Action Form
Paducah City Commission
Meeting Date: June 25, 2024
Short Title: Approve Section 8 Housing Choice Voucher Program FY25 Budget - LASICA McEWEN
Category: Ordinance
Staff Work
By: Lasica
McEwen
Presentation
By: Lasica
McEwen
Background Information: Pursuant to 24 CFR § 990.315 the Section 8 Housing Choice Voucher Program
is required to submit approval of its annual operating budget to the US Department of Housing and Urban
Development (HUD). The City Commission is the approving authority for the Section 8 budget. This action
approves the annual operation budget for the Section 8 Housing Choice Voucher Program for Fiscal Year 2025
as attached.
Does this Agenda Action Item align with a Commission Priority? No
If yes, please list the Commission Priority:
Communications Plan:
Funds Available: Account Name:
Account Number:
Staff Recommendation: Approval.
Attachments:
1. ORD Section 8 Budget FY 24-25
2. Resolution 892-24 Section 8 (003)
ORDINANCE NO. 2024 -
AN ORDINANCE ADOPTING THE ANNUAL OPERATING BUDGET FOR THE
PADUCAH KENTUCKY SECTION 8 HOUSING CHOICE VOUCHER PROGRAM FOR
THE FISCAL YEAR JULY 1, 2024, THROUGH JUNE 30, 2025, BY ESTIMATING
REVENUES AND RESOURCES AND APPROPRIATING FUNDS FOR THE OPERATION
OF SAID PROGRAM
WHEREAS, pursuant to 24 CFR § 990.315 the Section 8 Housing Choice Voucher
Program is required to submit approval of its operating budget to the US Department of Housing
and Urban Development (hereinafter "HUD"); and,
WHEREAS, said annual operating budget must be approved by the Paducah City
Commission.
WHEREAS, the Board of Commissioners has reviewed the proposed Annual Operating
Budget for the Paducah Section 8 Housing Choice Voucher Program and desires to adopt it for
Fiscal Year 2025.
NOW, THEREFORE, BE IT ORDAINED by the City of Paducah, Kentucky as follows:
Section 1. The Annual Operating Budget for the Fiscal Year beginning July 1, 2024, and
ending June 30, 2025, for the Section 8 Housing Choice Voucher Program as set forth in Exhibit
A attached hereto is hereby adopted.
Section 2. The provisions of this Ordinance are hereby declared to be severable, and if
any section, phrase or provision shall for any reason be declared invalid, such declaration of
invalidity shall not affect the validity of the remainder of this Ordinance.
Section 3. All prior Municipal Orders or Ordinances or parts of any Municipal Order or
Ordinance in conflict herewith are hereby repealed.
Section 4. This ordinance shall be read on two separate days and will become effective
upon publication in full pursuant to KRS Chapter 424.
George Bray, Mayor
ATTEST:
Lindsay Parish, City Clerk
Introduced by the Board of Commissioners,
Adopted by the Board of Commissioners,
Recorded by Claudia S. Meeks, Assistant City Clerk,
Published by The Paducah Sun,
ORD/FINBudget Section 8 FY24-25
Exhibit A
Budget Section 8
Start Date 07/01/2024 TO 06/30/2025
Beginning Balance Estimate $ 298,875.00
YR end
Balance
ACCOUNT NAME
ACCOUNT #
Budget
12 MONTH
ENDINGEXPENSE BALANCE
NON -TECH Salaries
4110
$ 125,000.00
$ 125,000.00
Legal Fees
4130
$ 1,500.00
$ 1,500.00
Staff Training
4140
$ 5,000.00
$ 5,000.00
Travel
Reimbursement Paid
to staff
4150
$ 650.00
$ 650.00
Travel in Town
4150.1
$ 200.00
$ 200.00
Purchase New
Vehicle
4150.4
$ -
$ -
Accounting Fees
4170
$ 7,800.00
$ 7,800.00
Audit Fees
4171
$ 5,000.00
$ 5,000.00
Employee Benefits
4182
$ 64,000.00
$ 64,000.00
Office Supplies
4190.01
$ 3,650.00
$ 3,650.00
Postage
4190.03
$ 2,500.00
$ 2,500.00
Printing
4190.07
$ 1,250.00
$ 1,250.00
Advertising
4190.08
$ 525.00
$ 525.00
Inspection Services
4190.09
$ 22,500.00
$ 22,500.00
Membership
Dues/Fees
4190.12
$ 1,800.00
$ 1,800.00
Telephone
4190.13
$ 3,000.00
$ 3,000.00
Forms & Office
Supplies
4190.17
$ 350.00
$ 350.00
Misc/Fees/Late
Pymts/Pics
4190.18
$ 200.00
$ 200.00
Administrative
Contracts/Wilson
copy
4190.19
$ 8,500.00
$ 8,500.00
Sundry Computer
under $2500
4190.21
$ 100.00
$ 100.00
Outside Management
Fees
4195
$ 25,000.00
$ 25,000.00
Maintenance &
Operation
4400
$ 925.00
$ 925.00
Automobile
Insurance
4510.03
$ 925.00
$ 925.00
Extraordinary
Maintenance
4610
$ 3,500.00
$ 3,500.00
Tem sPlus
4195
$ 15,000.00
$ 15,000.00
Total
$ 298,875.00
-
$ 298,875.00
RESOLUTION TO ADOPT FY 2025 OPERATING BUDGET/ SECTION 8
July 1, 2024 - June 30, 2025
BACKGROUND:
HUD requires that the Board of Commissioners adopt an annual operating budget. This
year we anticipate that Operating Subsidy will be funded at 95%. It is difficult to project
revenue and expenses when dealing with developments that are 65+ years old and the
uncertainty of Federal Funding and tenant rents. We have tried closely to match
budgeted amounts with actual expenditures from the previous fiscal years and adjusted
as we deemed prudent.
ISSUE:
We will continue to monitor the operating expenses and income closely throughout
the year by meeting regularly with management personnel to review income and
expenses. We do not propose reducing any existing staff salaries or benefits.
F.*T*K#JkTW7i 0, -072W[6113
Approve the FY 2025 Operating Budget beginning July 1, 2024, and ending June 30;
2025. It is understood that this our best estimate and is subject to change based on our
actual expenses and income.
RESOLUTION NO. 892-24
BE IT RESOLVED THE BOARD OF COMMISSIONERS ACCEPTS THE .OPERATING BUDGET
FOR FISCAL YEAR ENDING June 30, 2025 AS SUBMITTED.
CERTIFICATE OF RECORDING OFFICER
The undersigned, being the secretary to the Board of Commissioners of the Housing
Authority of Paducah, does hereby certify that the foregoing resolution was approved
and adopted by the Board of Commissioners at its special called meeting on June 11,
2024.
• -•
I .
�iAnderson
Executive Director