HomeMy WebLinkAbout2020-08-8646ORDINANCE NO. 2020-08-8646
AN ORDINANCE OF THE CITY OF PADUCAH, KENTUCKY
AUTHORIZING THE ISSUANCE OF GENERAL OBLIGATION REFUNDING
BONDS, SERIES 2020B IN THE AGGREGATE PRINCIPAL AMOUNT OF
$2,945,000 (SUBJECT TO A PERMITTED ADJUSTMENT INCREASING THE
SIZE OF THE BONDS BY UP TO $295,000 OR DECREASING THE SIZE OF
THE BONDS BY ANY AMOUNT) FOR THE PURPOSE OF REFUNDING THE
OUTSTANDING CITY OF PADUCAH, KENTUCKY GENERAL
OBLIGATION REFUNDING BONDS, SERIES 2010B MATURING ON OR
AFTER JUNE 1, 2021, THE PROCEEDS OF WHICH WERE USED TO
REFUND THE ORIGINAL COSTS OF FINANCING THE EXPANSION OF
THE JULIAN CARROLL CONVENTION CENTER AND THE
CONSTRUCTION OF THE FOUR RIVERS CENTER FOR THE PERFORMING
ARTS; AUTHORIZING AND APPROVING THE EXECUTION AND
DELIVERY OF AN AMENDED AND RESTATED INTERLOCAL
COOPERATION AGREEMENT BY AND AMONG THE CITY OF PADUCAH,
KENTUCKY, THE COUNTY OF MCCRACKEN, KENTUCKY, THE
PADUCAH CONVENTION AND VISITORS BUREAU, THE PADUCAH-
MCCRACKEN COUNTY CONVENTION CENTER CORPORATION, AND
THE MCCRACKEN COUNTY SPORTS TOURISM COMMISSION IN
CONNECTION WITH THE ISSUANCE OF THE BONDS; APPROVING THE
FORM OF THE BONDS; AUTHORIZING DESIGNATED OFFICERS TO
EXECUTE AND DELIVER THE BONDS; AUTHORIZING AND DIRECTING
THE FILING OF NOTICE WITH THE STATE LOCAL DEBT OFFICER;
PROVIDING FOR THE PAYMENT AND SECURITY OF THE BONDS;
CREATING A BOND PAYMENT FUND; MAINTAINING THE
HERETOFORE ESTABLISHED SINKING FUND; AUTHORIZING
ACCEPTANCE OF THE BIDS OF THE BOND PURCHASER FOR THE
PURCHASE OF THE BONDS; AUTHORIZING OTHER ACTIONS IN
CONNECTION WITH THE ISSUANCE OF THE BONDS AND THE PLAN OF
REFUNDING; AND REPEALING INCONSISTENT ORDINANCES.
WHEREAS, in furtherance of the public purposes of the City of Paducah, Kentucky (the
"City") in fostering economic development in the City and the well-being of the citizens, residents,
and inhabitants of the City, the City, the County of McCracken, Kentucky (the "County"), Paducah
Convention and Visitors Bureau, f/k/a the Paducah -McCracken County Convention and Visitors
Bureau (the "Bureau"), and the Paducah -McCracken County Convention Center Corporation (the
"Corporation") previously determined that it was necessary and desirable to finance the expansion
of the Julian Carroll Convention Center and to construct the Four Rivers Center for the Performing
Arts (collectively, the "Project"); and
WHEREAS, in conjunction with the plan of financing and pursuant to the Constitution and
laws of the Commonwealth of Kentucky, and particularly Section 65.210 through 65.300 of the
Kentucky Revised Statutes, as amended (the "Interlocal Act"), the City, the County, the Bureau,
and the Corporation entered into an Interlocal Cooperation Agreement on dated as of June 1, 2001
(the "2001 Interlocal Cooperation Agreement"), whereunder certain rights and duties of the City,
the County, the Corporation, and the Bureau were established with respect to the financing and
operation of the Project; and
WHEREAS, pursuant to the 2001 Interlocal Agreement and in order to finance the Project,
the City heretofore issued its $9,290,000 General Obligation Bonds, Series of 2001 (Convention
and Arts Center Projects) (the "2001 Bonds"); and
WHEREAS, pursuant to the 2001 Interlocal Agreement and in furtherance of the plan of
financing the Project, the County issued to the City its $4,645,000 General Obligation Note, Series
of 2001 (the "2001 Note"); and
WHEREAS, pursuant to the 2001 Interlocal Agreement and in order to refinance the costs
of the Project and refunding the 2001 Bonds, the City issued its $7,165,000 City of Paducah,
Kentucky General Obligation Refunding Bonds, Series 2010B (the "2010B Bonds"); and
WHEREAS, pursuant to the 2001 Interlocal Agreement and in furtherance of the plan of
refinancing the 2001 Bonds, the County issued to the City its $3,582,500 General Obligation
Refunding Note, Series 2010 (the "2010 Note"); and
WHEREAS, on August 26, 2019, the City, the County, the Bureau, the Corporation, and
the McCracken County Sports Tourism Commission (the "Sports Commission") amended and
restated the 2001 Interlocal Agreement through the adoption of a new Internal Cooperation
Agreement (the "2019 Interlocal Agreement") and also added the Sports Commission as a party
thereto; and
WHEREAS, pursuant to the Constitution and Laws of the Commonwealth of Kentucky,
and particularly Sections 66.011 et. seq. of the Kentucky Revised Statutes, as amended (the "Act"),
a city or a county may issue bonds or notes, subject to the requirements of the Act, to refund
outstanding bonds, notes, or obligations issued to pay all or any portion of the costs of any public
project that such city or county is authorized to acquire, improve, or construct; and
WHEREAS, the City, the County, Bureau, the Corporation, and the Sports Commission
(collectively, the "Project Participants") have determined that the present conditions of the
municipal market are more favorable than at the time the 2010B Bonds were issued and that it is
therefore advantageous and in the best interests of the Project Participants for the City to proceed
with the issuance of its General Obligation Refunding Bonds, Series 2020B in the approximate
principal amount of $2,945,000 (which amount may be increased by up to $295,000 or decreased
by any amount) (the "Bonds") to refund the 2010B Bonds maturing on or after June 1, 2021 and
enable the Project Participants to realize debt service savings; and
WHEREAS, in conjunction with the refunding of the 2010B Bonds, the County shall issue
to the City its General Obligation Refunding Note, Series 2020B in an aggregate principal amount
equal to 50% of the aggregate principal amount of the Bonds (the "Refunding Note"); and
WHEREAS, it is further necessary and desirable in connection with the plan of refunding
for the Project Participants to enter into an Amended and Restated Interlocal Cooperation
Agreement (the "2020 Interlocal Agreement"), subject to approval by the Commonwealth of
Kentucky's Office of the Attorney General or Department for Local Government, to amend certain
references in the 2019 Interlocal Agreement to the 2010B Bonds to mean the Bonds and any
obligations issued to refund the Bonds; and
WHEREAS, the City desires to now proceed with the plan of refunding the 2010B Bonds
maturing on or after June 1, 2021 through the issuance of the Bonds to be sold and awarded to the
successful bidder (the "Purchaser") at public, competitive sale in accordance with the provisions
of Chapter 424 of the Kentucky Revised Statutes.
NOW, THEREFORE, BE IT ORDAINED by the City of Paducah, Kentucky, as follows:
Section 1. Necessity, Authorization, and Purpose. The City hereby declares that it is
necessary to issue and authorizes the issuance of its General Obligation Refunding Bonds, Series
2020B, in an aggregate principal amount of $2,945,000, subject to a permitted adjustment (the
"Permitted Adjustment") increasing the principal amount of Bonds awarded to the Purchaser
thereof by up to $295,000 or decreasing the principal amount of the Bonds award to the Purchaser
thereof by any amount, for the purpose of (i) refunding the 2010B Bonds maturing on or after June
1, 2021 and (ii) paying the costs of issuance of the Bonds.
Notwithstanding anything contained in this Bond Ordinance to the contrary, only
$2,945,000 of Bonds shall be offered for sale in accordance with the provisions hereof, and the
determination of the best bids for the Bonds shall be made on the basis of all bids submitted for
exactly $2,945,000 principal amount of Bonds; provided however, the Permitted Adjustment is i
reserved in the City hereunder, with such increase or decrease to be made in any principal maturity
so that the total principal amount of Bonds awarded to the best bidder may be a maximum of
$295,000 or a minimum of any amount. In the event of any such Permitted Adjustment, no
rebidding or recalculation of a submitted bid will be required or permitted; the price at which such
adjusted principal amount of Bonds will be sold shall be at the same price per $1,000 of Bonds as
the price per $1,000 of the $2,945,000 of Bonds bid.
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Section 2. Form of Bonds. The Bonds shall be issued as fully registered Bonds, shall
be designated "General Obligation Refunding Bonds, Series 202013", shall express upon their faces
the purpose for which they are issued, that they are issued under the Act and shall be substantially
in the form set forth in Annex A attached hereto.
The Bonds shall be in denominations as requested by the Purchaser, which shall be in
integral multiples of five thousand dollars ($5,000). The Bonds shall each be dated their date of
initial issuance and delivery, or such other date as is determined in an Award Certificate accepting
the bids of the Purchaser (the "Award Certificate") to be executed by the Mayor on the date of the
sale of the Bonds.
Interest on the Bonds shall be payable each June 1St and December 1St (an "Interest Payment
Date"), commencing December 1, 2020, at the stated interest rate or rates on the principal amount
thereof.
The Bonds shall be serial or term Bonds maturing or subject to mandatory sinking fund
redemption on June 1, 2021 and each June 1' thereafter in the years and in the amounts to be
established in the Award Certificate after advertised competitive sale of the Bonds based on the
interest rates set forth in the successful bid (the "Bid") and the provisions of this Section 2,
provided that the final maturity date of the Bonds shall be as set forth in the Award Certificate but
shall be no later than June 1, 2026. The interest rate or rates on the Bonds shall be determined in
the Award Certificate based on the Bid; provided that the true interest cost of the Bonds shall not
exceed six percent (6.0%).
The Bonds shall not be subject to optional redemption prior to their respective maturities.
At least thirty days before the optional or mandatory sinking fund redemption date of any
Bonds, U.S. Bank National Association (the "Paying Agent and Registrar") shall cause a notice of
such redemption either in whole or in part, signed by the Paying Agent and Registrar, to be mailed,
first class, postage prepaid, to all registered owners of the Bonds to be redeemed at their addresses
as they appear on the registration books kept by the Paying Agent and Registrar, but failure to mail
any such notice shall not affect the validity of the proceedings for such redemption of Bonds for
which such notice has been sent. Each such notice shall set forth the date fixed for redemption, the
redemption price to be paid and, if less than all of the Bonds being payable by their terms on a
single date then outstanding shall be called for redemption, the distinctive series, number, or
letters, if any, of such Bonds to be redeemed.
On the date so designated for redemption, notice having been mailed in the manner under
the conditions hereinabove provided and moneys for payment of the redemption price being held
in the Bond Payment Fund by the Paying Agent and Registrar for the registered owners of the
Bonds to be redeemed, the Bonds so called for redemption shall become and be due and payable
at the redemption price provided for redemption of such Bonds on such date, interest on the Bonds
so called for redemption shall cease to accrue, and the registered owners of such Bonds shall have
no right in respect thereof except to receive payment of the redemption price thereof.
Notwithstanding the foregoing, any such redemption may be conditioned upon funds being
deposited with the Paying Agent and Registrar on or before the applicable redemption date in an
amount sufficient to carry out such redemption. A failure to make such deposit shall not constitute
an event of default under this Resolution and the redemption in such event shall be cancelled. If
the City knows in advance of an applicable redemption date that the necessary deposit will not
occur, the City shall notify the Paying Agent and Registrar with instructions to give notice to the
registered holders of the cancellation of the redemption.
Section 3. Execution and Delivery. The Bonds shall be executed by the manual or
facsimile signature of the Mayor and duly attested by the manual or facsimile signature of the City
Clerk (which, together with any other person as may be authorized by resolution are referred to as
"Designated Officers") and shall have the seal of the City or a facsimile thereof affixed thereto.
Additionally, the Bonds shall bear the manual authenticating signature of the Paying Agent and
Registrar. The Designated Officers are further authorized and directed to deliver the Bonds to the
Purchaser to the County, upon the terms and conditions provided herein, in the Award Certificate
and in the Bid for the Bonds, receive the proceeds therefor, execute and deliver such certificates
and other closing documents and take such other action as may be necessary or appropriate in order
to effectuate the proper issuance, sale, and delivery of the Bonds.
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The City authorizes and directs the Paying Agent and Registrar to authenticate the Bonds
and to deliver the Bonds to the Purchaser upon payment of the purchase price thereof.
Section 4. Payment. Payment of or on account of the interest on and principal of the
Bonds shall be made directly to the Paying Agent and Registrar for the account of the registered
owner. Interest on the Bonds shall be payable by check, mailed to the person whose name appears
on the fifteenth day preceding an Interest Payment Date on the bond registration records as the
registered owner, on each Interest Payment Date or by other transfer of funds acceptable to such
registered owner and the Paying Agent and Registrar. Principal shall be payable in such coin or
currency of the United States of America as shall be legal tender for the payment of public and
private debts at the time and place of payment upon delivery of the Bonds to the Paying Agent and
Registrar or by other transfer of funds acceptable to the Paying Agent and Registrar and such
registered owner. All such payments shall be valid and effectual to satisfy and discharge the
liability upon such Bonds to the extent of the sum or sums so paid.
Section 5. Filing. The Designated Officers are hereby authorized to undertake and
cause all filings of notices or information which may be required by law to be filed by the City
with respect to the Bonds, including without limitation the filing with the State Local Debt Officer
required by law.
Section 6. Bond Payment Fund; Payment of Bonds. There is hereby established with
the Paying Agent and Registrar a bond payment fund in the name of the City to be known as the
"City of Paducah, Kentucky General Obligation Refunding Bonds, Series 2020B Bond Payment
Fund" (the "Bond Payment Fund"), into which the City covenants to deposit, and into which the
Designated Officers are hereby authorized and directed to deposit (i) all amounts received from
the Bureau and the County under the 2020 Interlocal Agreement, (ii) all payments received under
the Refunding Note and, (iii) from the Sinking Fund (hereinafter defined), on or before the twenty-
fifth day of each month which precedes an Interest Payment Date, the amount required to pay
principal of and interest due on the Bonds on such Interest Payment Date. The Paying Agent and
Registrar shall, without further authorization from the City, withdraw from the Bond Payment
Fund, on such Interest Payment Date, the amounts necessary to pay principal of, and interest on,
the Bonds to the registered owner of the same.
The Paying Agent and Registrar is hereby appointed depository of the Bond Payment Fund
with respect to the Bonds.
If the City shall fail or refuse to make any required deposit in the Bond Payment Fund from
the Sinking Fund, the Paying Agent and Registrar shall (i) notify any agency of the Commonwealth
of Kentucky or any political subdivision thereof which may collect and distribute taxes or revenues
for the City to seek any available necessary or proper remedial action; and (ii) upon being
indemnified against cost and expense, exercise any remedy provided in the Act or at law or in
equity for the benefit of the owner of the Bonds or its assignee, and shall disburse all funds so
collected to the owners of the Bonds as payment of the Bonds.
Section 7. General Obligation. The Bonds shall be full general obligations of the City
and, for the payment of the Bonds, and the interest thereon, the full faith, credit and taxing power
of the City are hereby pledged for the prompt payment thereof. During the period the Bonds are
outstanding, there shall be and there hereby is levied on all the taxable property in the City, in
addition to all other taxes, without limitation as to rate, a direct tax annually in an amount sufficient
to pay the principal of and interest on the Bonds when and as due, it being hereby found and
determined that current tax rates are within all applicable limitations. The tax shall be and is hereby
ordered computed, certified, levied and extended upon the tax duplicate and collected by the same
officers in the same manner and at the same time that taxes for general purposes for each of the
years are certified, extended and collected. The tax shall be placed before and in preference to all
other items and for the full amount thereof provided, however, that in each year to the extent that
the other lawfully available funds of the City are available for the payment of the Bonds, including
amounts available under the Interlocal Agreement, and are appropriated for such purpose, the
amount of such direct tax upon all of the taxable property in the City shall be reduced by the
amount of such other funds so available and appropriated.
Section 8. Maintenance of Sinking Fund. Pursuant to Ordinance No. 2001-5-6353
adopted by the City Commission of the City (the "2001 General Obligation Ordinance"), there has
heretofore been established a sinking fund (the "Sinking Fund"), which is hereby ordered to be
continued and maintained as long as any of the Bonds shall remain outstanding. The funds derived
from the tax levy required by Section 7 hereof or other lawfully available funds shall be placed in
the Sinking Fund and, together with interest collected on the same, are irrevocably pledged for the
payment of the interest on and principal of all bonds issued under the Act and Tax -Supported
Leases, as defined in the Act, when and as the same fall due. Amounts shall be transferred from
the Sinking Fund to the Bond Payment Fund at the times and in the amounts required by Section 6
hereof.
Section 9. Pledge of Amounts Received Under the 2020 Interlocal Agreement and
Refunding Note to Payment of Bonds. In addition to the pledge of the full faith, credit, and taxing
power of the City and the levy of an annual tax sufficient to pay the principal of and interest on
the Bonds when and as due, the City hereby unconditionally and irrevocably pledges the totality
of (i) amounts to be received by the City from the County and the Bureau under the 2020 Interlocal
Agreement during the period that any of the Bonds are outstanding and (ii) amounts received under
the Refunding Note.
All sums collected by the City from the Bureau and the County under the 2020 Interlocal
Agreement and from the County under the Refunding Note shall be immediately deposited in the
Bond Payment Fund and held separate and apart from all other funds of the City. Amounts and
shall be used solely to pay the principal of, interest on, and redemption premium of the Bonds as
and when the same shall be due and payable, whether at maturity or upon the earlier redemption
thereof.
Section 10. Sale of Bonds; Award Certificate. The Designated Officers are hereby
directed to sell the Bonds to the Purchaser at advertised competitive sale, the final principal amount
of, the principal amortization of and the interest rate or rates on the Bonds to be established in
accordance with the requirements of Sections 1 and 2 hereof by adoption of the Award Certificate.
The Mayor of the City is hereby authorized to execute the Award Certificate establishing the terms
of the Bonds described herein without any further action by the City Commission.
Section 11. Bonds Registered Owners; Transfer; Exchange. As long as the Bonds
executed and delivered hereunder shall remain outstanding, the Paying Agent and Registrar shall
maintain an office for the Registration of such Bonds and shall also keep at such office books for
such registration and transfers. The registered owner of the Bonds, as set forth in the registration
books maintained by the Paying Agent and Registrar on the fifteenth day preceding the an Interest
Payment Date, or its assignees, for purposes of this Ordinance, to the extent of its interest, shall be
treated as the owner of the applicable Bonds and shall be entitled to all rights and security of the
owner of the Bonds hereunder.
Upon surrender for registration of transfer of Bonds at the office of the Paying Agent and
Registrar with a written instrument of transfer satisfactory to the Paying Agent and Registrar, duly
executed by the registered owner or the registered owner's duly authorized attorney, the Paying
Agent and Registrar shall execute and deliver, in the name of the designated transferee or
transferees, one or more Bonds of the same series of any authorized denomination and of a like
tenor and effect.
All Bonds, upon surrender thereof at the office of the Paying Agent and Registrar, may, at
the option of the registered owner thereof be exchanged for an equal aggregate principal amount
of Bonds of the same series of any authorized denomination.
In all cases in which the privilege of exchanging or transferring Bonds is exercised, the
Paying Agent and Registrar shall execute and deliver Bonds in accordance with the provisions of
this Section. Every such exchange or transfer of Bonds, whether temporary or definitive, shall be
without charge; provided that the Paying Agent and Registrar may impose a charge sufficient to
reimburse it for any tax, fee or other governmental charge required to be paid with respect to such
exchange or transfer, which sum or sums shall be paid by the person requesting such exchange or
transfer as a condition precedent to the exercise of the privilege of making such exchange or
transfer.
Section 12. Disposition of Proceeds of Bonds. The proceeds of the sale of the Bonds
shall be deposited, together with other available funds, as follows: (a) accrued interest, if any, shall
be deposited to the Bond Payment Fund created in Section 6 hereof; (b) an amount sufficient to
refund the 2010B Bonds maturing on or after June 1, 2021 shall be deposited to the Bond Payment
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Fund established by the ordinance authorizing the 2010B Bonds; and (c) the remainder of the
proceeds shall be deposited to a special cost of issuance fund hereby directed to be established and
designated as the "City of Paducah, Kentucky General Obligation Refunding Bonds, Series 2020B
Cost of Issuance Fund" (the "Cost of Issuance Fund") and used to pay the costs of issuing the
Bonds.
Section 13. Approval and Authorization of 2020 Interlocal Agreement. The City hereby
approves the 2020 Interlocal Agreement in substantially the form attached hereto as Annex B and
made a part hereof. It is hereby found and determined that the 2020 Interlocal Agreement is to be
entered into in furtherance of proper public purposes of the City and in accordance with the
provisions of the Interlocal Act. It is further determined that it is necessary and desirable and in
the best interests of the City to enter into the 2020 Interlocal Agreement for the purposes therein
specified, and the execution and delivery of the 2020 Interlocal Agreement is hereby authorized
and approved. The Mayor and Clerk of the City are hereby authorized to execute the 2020
Interlocal Agreement, together with such other agreements, instruments, or certifications which
may be necessary to accomplish the transactions contemplated by the 2020 Interlocal Agreement
with such changes in the 2020 Interlocal Agreement not inconsistent with this Ordinance and not
substantially adverse to the City as may be approved by the officials executing the same on behalf
of the City. The approval of such changes by the officials, and that such are not substantially
adverse to the City, shall be conclusively evidenced by the execution of such 2020 Interlocal
Agreement by such officials.
Section 14. Further Actions. In connection with the undertaking and implementation by
the City of the plan of refunding herein described, which is hereby expressly directed, the
Designated Officers are hereby authorized and directed to take and carry out such further
necessary, desirable or appropriate actions to effect such plan of refunding.
Section 15. Discharge of Ordinance. If the City shall pay or cause to be paid, or there
shall otherwise be paid, to the owners of the Bonds the total principal and interest due or to become
due thereon through maturity, in the manner stipulated therein and in this Ordinance, then the
pledges made under this Ordinance, and all covenants, agreements, and other obligations of the
City hereunder, shall thereupon cease, terminate, and become void and be discharged and satisfied.
Section 16. Designation of Bonds. The Bonds shall not constitute "qualified tax-exempt
obligations" for the purposes of § 265(b)(3) of the Internal Revenue Code of 1986, as amended.
The City anticipates issuing more than $10,000,000 of "qualified tax-exempt obligations" during
calendar year 2020.
Section 17. Severability. If any one or more of the provisions of this Ordinance should
be determined by a court of competent jurisdiction to be contrary to law, then such provisions shall
be deemed to be severable from all remaining provisions and shall not affect the validity of such
other provisions.
Section 18. Inconsistent Actions. All prior ordinances, resolutions, orders, or parts
thereof inconsistent herewith are hereby repealed.
Section 19. Open Meetings Compliance. All meetings of the City Commission and of
its committees and any other public bodies, at which the formal actions in connection with the
issuance of the Bonds were taken, or at which deliberations that resulted in such formal actions
were held, were open meetings, and such formal actions were taken and any such deliberations
took place while such meetings, after proper notice, were open to the public, in compliance with
all legal requirements including KRS Sections 61.805 through 61.850.
Section 20. Effective Date. This Ordinance shall become effective immediately upon
adoption and publication of a summary thereof, as provided by law.
INTRODUCED AND PUBLICLY READ ON FIRST READING on August 11, 2020.
PUBLICLY READ, ADOPTED, AND APPROVED ON SECOND READING, on
August 12, 2020.
Attest:
By: rVA IA.d2!'a�
City Cler
CITY OF PADUCAH, KENTUCKY
By:
Ma &r
CERTIFICATION
I, the undersigned, do hereby certify that I am the duly qualified and acting City Clerk of
the City of Paducah, Kentucky, and as such City Clerk, I further certify that the foregoing is a true,
correct, and complete copy of an Ordinance duly enacted by the City Commission of the City at a
duly convened meeting held on the August 12, 2020, on the same occasion signed by the Mayor
as evidence of his approval, and now in full force and effect, all as appears from the official records
of the City in my possession and under my control.
Witness my hand and the seal of the City as of August 12, 2020.
By: d' —P�. , '��
City le k
[SEAL]
Introduced by the Board of Commissioners, August 11, 2020
Adopted by the Board of Commissioners, August 12, 2020
Recorded Lindsay Parish, City Clerk, August 12, 2020
Published by The Paducah Sun, August 16, 2020
ORD\FINANCE\2020B Bonds — Refund 2010B
ANNEX A
TO
BOND ORDINANCE
Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York
corporation ("DTC") to issuer or its agent for registration of transfer, exchange, or payment and any certificate issued
is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of DTC
(and any payment is made to Cede & Co. or to such other entity as is requested by an authorized representative of
DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY
PERSON IS WRONGFUL inasmuch as the registered owner hereof, Cede & Co., has an interest herein.
COMMONWEALTH OF KENTUCKY
CITY OF PADUCAH, KENTUCKY
GENERAL OBLIGATION REFUNDING BOND, SERIES 2020B
No. R-[ ] $[�
DATE OF MATURITY
INTEREST RATE ORIGINAL ISSUE DATE CUSIP
[_1% 1 June 1, 20[ 1
REGISTERED HOLDER: CEDE & CO.
PRINCIPAL AMOUNT:
DOLLARS
KNOW ALL PERSONS BY THESE PRESENTS: That the City of Paducah, Kentucky
(the "City"), for value received, hereby acknowledges itself obligated to, and promises to pay to
the registered holder identified above, or registered assigns, the principal sum identified above (or,
if any part thereof has been paid, the balance thereof remaining unpaid), on the maturity date
specified above, and to pay interest on the principal sum (or, if any part thereof has been paid, the
balance thereof remaining unpaid) from the date hereof, payable each June 1 and December 1,
commencing December 1, 2020, at the Interest Rate per annum identified above, calculated on the
basis of a 360 day year with 30 -day months, except as the provisions hereinafter set forth with
respect to prior redemption may be and become applicable hereto. The principal of and interest on
this bond are payable, without deduction for exchange, collection, or service charges, in lawful
money of the United States of America. Principal is payable at the designated corporate trust office
of U.S. Bank National Association, Louisville, Kentucky, or any successor (the "Paying Agent
and Registrar") or by other transfer of funds acceptable to the Paying Agent and Registrar and such
owner. All interest on this bond and principal payable prior to the final maturity date shall be
payable by check or draft mailed to the record date registered holder hereof at the address shown
on the registration records kept by the Paying Agent and Registrar or by other transfer of funds
acceptable to the Paying Agent and Registrar and such owner. The record date shall be the fifteenth
day of the month preceding each interest payment date.
This Bond is one of an issue of Bonds of like tenor and effect, except as to denomination
and maturity, numbered from R-1 upward, inclusive, of the denomination of $5,000 or any integral
multiple thereof originally aggregating U Dollars ($r ]) in principal amount, issued for
the purpose of (i) refunding in advance of maturity the outstanding City of Paducah, Kentucky
General Obligation Refunding Bonds, Series of 2010B (the "2010B Bonds"), the proceeds of
which were used to refinance the costs of the expansion of the Julian Carroll Convention Center
and to construct the Four Rivers Center for the Performing Arts (collectively, the "Project") and
(ii) paying the costs of issuance of the Bonds, all pursuant to and in full compliance with the
general laws of the Commonwealth of Kentucky and particularly Chapter 66 of the Kentucky
Revised Statutes, and pursuant to an ordinance duly adopted by the City Commission of the City
on August 12, 2020 (the "Bond Ordinance") upon the affirmative vote of at least a majority of the
members of its City Commission at a public meeting duly and regularly held, and after filing proper
notice with the State Local Debt Officer of the Commonwealth of Kentucky.
This Bond and the issue of which it forms a part is a general obligation of the City and the
full faith, credit, and taxing power of the City are pledged to the payments due hereunder. THIS
BOND IS CONTINUALLY SECURED BY THE FAITH, CREDIT, AND TAXING POWER OF
THE CITY. This Bond is further secured by all amounts received or to be received by the City (i)
from pledged transient room taxes dedicated to the Bonds under an Amended and Restated
A-1
Interlocal Cooperation Compact dated as of [Interlocal Agreement Date] (the "2020 Interlocal
Agreement") among the City, the County of McCracken, Kentucky (the "County"), the Paducah
Convention and Visitors Bureau f/k/a the Paducah -McCracken County Convention and Visitors
Bureau (the "Bureau"), the Paducah -McCracken County Convention Center Corporation, and the
McCracken County Sports Tourism Commission (ii) from the Bureau, the County, and the City
under the 2020 Interlocal Agreement and (iii) under a general obligation note (the "2020
Refunding Note") of the County issued in an aggregate principal amount equal to fifty percent
(50%) of the aggregate principal amount of the Bonds and bearing interest at an interest rate or
rates equal to the interest rate on the Bonds set forth below.
The Bonds mature on the 11 day of June of the following years, in the respective principal
amounts and bear interest at the following rates of interest:
Maturity
Interest
Date
Amount
Rate
June 1, 2021
$[]
[1%
June 1, 2022
$[]
r1%
June 1, 2023
$r I
r]%
June 1, 2024
$[ I
r ]%
June 1, 2025
$r]
r ]%
June 1, 2026
$r ]
[]%
The Bonds shall not be subject to optional redemption prior to their respective maturities.
[Insert any mandatory sinking fund redemption provisions.]
At least thirty days before the redemption date of any Bonds the Paying Agent and
Registrar shall cause a notice of such redemption signed by the Paying Agent and Registrar, to be
mailed, first class, postage prepaid, to all registered owners of the Bonds to be redeemed at their
addresses as they appear on the registration books kept by the Paying Agent and Registrar, but
failure to mail any such notice shall not affect the validity of the proceedings for such redemption
of Bonds for which such notice has been sent. Each such notice shall set forth the date fixed for
redemption, the redemption price to be paid and, if less than all of the Bonds being payable by
their terms on a single date then outstanding shall be called for redemption, the distinctive number
or letters, if any, of such Bonds to be redeemed.
On the date so designated for redemption, notice having been published in the manner
under the conditions hereinabove provided and moneys for payment of the redemption price being
held in the Payment Fund by the Paying Agent and Registrar for the registered owners of the Bonds
to be redeemed, the Bonds so called for redemption shall become and be due and payable at the
redemption price provided for redemption of such Bonds on such date, interest on the Bonds so
called for redemption shall cease to accrue, and the registered owners of such Bonds shall have no
right in respect thereof except to receive payment of the redemption price thereof.
Notwithstanding the foregoing, any such redemption may be conditioned upon funds being
deposited with the Paying Agent and Registrar on or before the applicable redemption date in an
amount sufficient to carry out such redemption. A failure to make such deposit shall not constitute
an event of default under this Resolution and the redemption in such event shall be cancelled. If
the City knows in advance of an applicable redemption date that the necessary deposit will not
occur, the City shall notify the Paying Agent and Registrar with instructions to give notice to the
registered holders of the cancellation of the redemption.
No recourse shall be had for the payment of the principal of or the interest on this Bond, or
for any claim based hereon, against any officer, agent, or employee, past, present, or future, of the
City, as such, either directly or through the City, whether by virtue of any constitutional provision,
statute, or rule of law, or by the enforcement of any assessment or penalty, or otherwise; all such
liability of such officers, agents, or employees is hereby renounced, waived, and released as a
condition of and as consideration for the issuance, execution, and acceptance of this Bond.
It is hereby certified that all acts, conditions, and things required to be done, to occur or be
performed precedent to and in the issuance of this Bond, or in the creation of the obligations of
which this Bond is evidence, have been done, have occurred, and have been performed in regular
EW
and due form and manner as required by law; that the faith, credit, and taxing power of the City
are hereby irrevocably pledged for the prompt payment of the principal hereof and interest hereon;
that the repayment obligation represented by this Bond is not in excess of any constitutional or
statutory limitation; and that due provision has been made for the levy and collection of a tax
sufficient in amount to pay the interest on this Bond as it falls due and to provide for the redemption
of this Bond at maturity or upon earlier redemption.
A-3
IN WITNESS WHEREOF, the City has caused this Bond to be signed either manually or
by facsimile in its name by its Mayor and duly attested either manually or by facsimile by its City
Clerk and an impression or facsimile of the City's seal to be imprinted hereon, as of the date set
forth above.
[SEAL]
Attest:
CITY OF PADUCAH, KENTUCKY
in
Mayor
City Clerk
CERTIFICATE OF AUTHENTICATION
This is to certify that this Bond is one of the Bonds described hereinabove.
Date of Authentication:
CERTIFICATE
Authorized Signature
U.S. Bank National Association
Paying Agent and Registrar
It is hereby certified that the following is a correct and complete copy of the text of the
legal opinion of Dinsmore & Shohl LLP, Attorneys, Louisville, Kentucky, regarding the issue of
which the within bond is one, the original of which opinion was manually executed, dated and
issued as of the date of delivery of and payment for the issue and a copy of which is on file with
the undersigned.
City Clerk
[FORM OF APPROVING OPINION]
ME
ASSIGNMENT
FOR VALUE RECEIVED, the undersigned hereby sells, assigns and transfers unto:
(please print or typewrite social security number or other identifying number and name and address of transferee)
the within Bond and does hereby irrevocably constitute and appoint the
or its successor as Bond Paying Agent and Registrar to transfer the the
Bond on the books kept for registration thereof with full power of substitution in the premises.
Dated:
Note: The signature to this assignment must correspond with the name of the registered owner as
it appears upon the face of the within Bond in every particular, without alteration or enlargement
or any change whatever.
A-5
ANNEX B
TO
BOND ORDINANCE
FORM OF 2020 INTERLOCAL AGREEMENT
AMENDED AND RESTATED INTERLOCAL COOPERATION AGREEMENT
This AMENDED AND RESTATED INTERLOCAL COOPERATION AGREEMENT (this
"Agreement") is made and entered into as of August 13, 2020, by and among the CITY OF
PADUCAH, KENTUCKY (the "City"), the COUNTY OF McCRACKEN, KENTUCKY (the
"County"), the PADUCAH CONVENTION AND VISITORS BUREAU f/k/a the Paducah -
McCracken County Tourist and Convention Commission (the "Bureau"), the PADUCAH-
McCRACKEN COUNTY CONVENTION CENTER CORPORATION (the "Corporation"), and the
McCRACKEN COUNTY SPORTS TOURISM COMMISSION (the "Sports Commission").
WITNESSETH:
WHEREAS, the parties entered into an Interlocal Cooperation Agreement on August 26,
2019 (the "Prior Agreement") pursuant to the provisions of KRS 65.210 to 65.300 for the purpose
of establishing their respective rights and responsibilities with respect to tourism, convention, and
recreation activities within the City of Paducah and McCracken County and to further provide for
the obligations of the City and the County with respect to the levy, collection, and application of
revenues received from the City Room Tax and the County Room Tax (as defined therein)
respectively, including the use of such revenues to pay debt service on indebtedness incurred by
the City to foster tourism, convention, and recreation activities with the City of Paducah and
McCracken County; and
WHEREAS, the City desires to refinance a portion of the indebtedness reflected in the
Prior Agreement and therefore the parties wish to amend and restate the Prior Agreement
pursuant to KRS 65.210 to 65.300 to extend the requirements of the Prior Agreement regarding
the City Room Tax and the County Room Tax to financings of the indebtedness referenced
therein.
NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL COVENANTS AMONG
THE PARTIES, IT IS AGREED AS FOLLOWS:
ARTICLE I - THE BUREAU
Section 1.1 - County Withdrawal. The McCracken County Fiscal Court, by its own
unilateral action, will take official action to withdraw from the jointly -created Paducah -McCracken
County Tourist and Convention Commission, effective October 1, 2019.
Section 1.2 - City Acceptance. Upon notice of the County's withdrawal, the City will pass
a city ordinance to accept and assume the current and existing Bureau, along with all of its assets,
liabilities, and employees, and establish it as the Paducah Convention and Visitors Bureau. The
City will repeal, amend, and/or revise its ordinances, resolutions, and all amendments and
supplements thereto governing its relationship with the Bureau to reflect its sole sponsorship
thereof, and will continue its awarding -winning and accredited work promoting recreational,
convention, and tourist activities.
Section 1.3 - Legal Entity. As the Bureau is already established and exists with taxpayer
identification numbers and all other corporate formalities, it is the express intent of the parties that
the status of the legal entity shall not change. The City's revised ordinances will reflect acceptance
of the same board members, same employees, same personnel and employment benefits, same
contracts, same vendors, same assets, and same liabilities as are currently held by the Bureau.
The only changes will be that future board members will be appointed by the City only, in
compliance with state statutes, and funded by the City Room Tax, in compliance with state
statutes.
Section 1.4 - Purpose. The Bureau will continue to undertake any activity permitted by
statute, and will continue its current focus and work on all tourism -related activity in the County,
including sports and recreation.
ARTICLE II - THE SPORTS COMMISSION
Section 2.1 - The Sports Commission. The McCracken County Fiscal Court did
establish the McCracken County Sports Tourism Commission pursuant to KRS 91A.350, et seq.
Section 2.2 - Purpose. The Sports Commission may undertake any activity permitted by
statute; however, its primary focus will be sports tourism. It will pursue a sports commission
accreditation.
Section 2.3 - Intent to be bound. The parties intend for the Sports Commission to be
bound and be a party to this Agreement.
ARTICLE 111 - DECLARATION OF PUBLIC POLICY
Section 3.1 - Declaration. The parties hereby declare that it is in the best interest of each
to cooperate in focusing their tourism; convention, and recreation efforts, and in developing the
new sports attractions discussed herein. This is to be declared a public project, for public
purposes, as defined in the Kentucky Revised Statutes. In accordance with this declaration, the
parties have entered into this Agreement pursuant to the provisions of the Interlocal Act, so that
the public policy goals herein may be realized by the parties.
Section 3.2 - Cooperation and Collaboration. It is the express intent of the parties that
the Bureau, the Sports Commission, and the Corporation shall work cooperatively and shall
collaborate on projects related to the attraction, retention, and promotion of tourism, convention,
and recreational activities and facilities. The parties agreed that a representative from each shall
hold quarterly meetings to discuss cooperation and collaboration. It is anticipated that the Sports
Commission and the Bureau will discuss the possibility of the Bureau initially mentoring the Sports
Commission as it begins its program of work and management. However, nothing in this
paragraph or agreement is intended to alter the Kentucky statutory framework (KRS 91A.350
through KRS 91A.390) of management of either the City's Bureau or the County's Sports
Commission.
Section 3.3 - City's Current Request for Qualification. The City has advertised a
Request for Qualifications for the Development of Athletic Fields and Associated Facilities to
develop designs for construction. This RFQ notes that that the working designs/plans must be
acceptable to the City and the County with a working group including both City and County
representatives. The Sports Commission will also be included.
Section 3.4 - Sports Complex. The parties agree that the Sports Commission will pursue
the long term development, design, construction, operation, maintenance, sales and marketing of
tournament worthy sports facilities which will attract out-of-town tourists to our community. It is
anticipated that the Sports Commission will consider, with input from the parties, both the short
term and long term development and/or purchase of facilities which could service the tourism
aspects of the following sports, including but not limited to, baseball, soccer, softball and volleyball
(alphabetically and not in priority.)
ARTICLE IV - COUNTY ROOM TAX
Section 4.1 - County Room Tax. The Fiscal Court of the County shall take all actions
necessary to cause the County to levy the County Room Tax on all Room Rents within the
County's jurisdictional boundaries during the term of this Agreement. For so long as this
Agreement is in effect, all County Room Tax Revenues shall be applied as follows:
33.33% (constituting Convention Center Room Tax Revenues) shall be
deposited in the Bond Payment Fund in accordance with ARTICLE VII
hereof;
16.67% shall be transferred to a convention center operating in McCracken
County and designated by the McCracken County Fiscal Court as the
County Convention Center; and
50.00% shall be transferred to the Sports Commission and applied by the
Sports Commission for the purposes set forth herein.
Notwithstanding any other provision of this Agreement, the County shall levy, collect, and apply
the Convention Center Room Tax as set forth herein for so long as any Bond issued by the City
is owed by the City or is outstanding.
ARTICLE V - CITY ROOM TAX
Section 5.1 - City Room Tax. The City shall take all actions necessary to cause the City
to levy the City Room Tax on all Room Rents within the City's jurisdictional boundaries during the
term of this Agreement. For so long as this Agreement is in effect, all City Room Tax Revenues
shall be applied as follows:
75.00% shall be transferred to the Bureau and applied by the Bureau as
set forth herein; and
25.00% shall be transferred to the Corporation and applied by the
Corporation for the purposes set forth herein.
Agency
Transient
Distribution
Agency
Room Tax
Percentage
McCracken County Sports
3%
50%
Tourism Commission
4%
100%
Convention Center and Fine Arts
2%
33.33%
Center Escrow Account
Convention Center operating in
1%
16.67%
McCracken County and
designated by the McCracken
County Fiscal Court as the
Convention Center
-County
Totals
6%
100%
Notwithstanding any other provision of this Agreement, the County shall levy, collect, and apply
the Convention Center Room Tax as set forth herein for so long as any Bond issued by the City
is owed by the City or is outstanding.
ARTICLE V - CITY ROOM TAX
Section 5.1 - City Room Tax. The City shall take all actions necessary to cause the City
to levy the City Room Tax on all Room Rents within the City's jurisdictional boundaries during the
term of this Agreement. For so long as this Agreement is in effect, all City Room Tax Revenues
shall be applied as follows:
75.00% shall be transferred to the Bureau and applied by the Bureau as
set forth herein; and
25.00% shall be transferred to the Corporation and applied by the
Corporation for the purposes set forth herein.
Agency
Transient
Room Tax
Distribution
Percentage
Convention and Visitors Bureau
Paducah
3%
75%
Convention Center Corporation
1%
25%
Total
4%
100%
ARTICLE VI - COLLECTION OF ROOM TAX
Section 6.1 - Collection. The parties agree that the City Room Tax and the County Room
Tax will be collected and handled by the McCracken County Treasurer, and enforcement will be
handled by the McCracken County Attorney's office. The McCracken County Treasurer will
receive and disburse the City Room Tax Revenues and the County Room Tax Revenues to the
designated recipients thereof.
Section 6.2 - Effective Date. The parties agree that the effective cut-off date for the
distribution of the transient room tax monies pursuant to the 2010 Interlocal Cooperation Compact
shall be the 1 st day of October, 2019. The parties also acknowledge that there is a two-month lag
in the reporting and collection of the current transient room tax revenues. Accordingly, all monies
due and owing prior to the effective date must be distributed in the same manner as was done
before the imposition of the City Room Tax and the County Room Tax and allocations as set forth
herein.
ARTICLE VII -CURRENT CONTRACTS AND LIABILITIES
The parties hereby acknowledge and agree that none of the terms described in this
Agreement are intended to modify the substance of the existing agreements and arrangements
among two or more of the parties regarding the payment of and the security for the Series 2010
Bonds and the Series 2017 Financing Lease. Given, however, that the financial support for the
Bureau will change from the County to the City as a result of this Agreement, the parties hereby
agree, for the purpose of maintaining such existing agreements and arrangements:
(a) That the rights, duties, and obligations of the County, the City, and the
Bureau under the 2010 Interlocal Cooperation Compact are hereby acknowledged and affirmed
except to the extent such Compact is hereby amended and supplemented in accordance with the
terms of conditions of the immediately following subsection (b). The County, the City, and the
Bureau hereby agree and acknowledge that the amendments and supplements contained in the
immediately following subsection (b) are not intended to substantively change the obligations of
the County, the City, and the Bureau with respect to the funding of Debt Service for the Series
2010 Bonds, but to reaffirm their respective obligations in light of the parties' actions with respect
to the Bureau reflected herein.
(b) That for so long as any Bonds remain outstanding:
(i) The County shall levy the Convention Center Room Tax and shall
remit all Convention Center Room Tax Revenues to the City to pay Debt Service for the Bonds.
The City shall deposit all Convention Center Room Tax Revenues in the Bond Payment Fund and
shall apply, or shall cause the Paying Agent to apply, all Convention Center Room Tax Revenues
to the payment of Debt Service for the Bonds.
(ii) If the sum of Convention Center Room Tax Revenues deposited in
the Bond Payment Fund five Business Days before any Debt Service Payment Date are
insufficient to pay Debt Service on the immediately following Debt Service Payment Date, the
City, the County, and the Bureau shall each deposit monies in the Bond Payment Fund, or cause
monies to be deposited in the Bond Payment Fund, in amounts equal to one third of the Deficiency
determined as of such date.
(iii) If either the City or the Bureau fails to deposit the full amount
required on any date pursuant to subsection (ii) above, the County shall deposit any additional
amount needed before the applicable Debt Service Payment Date to permit the Paying Agent to
pay the full amount of Debt Service due on such Debt Service Payment Date provided that such
payment, when combined with all such prior payments by the County hereunder, do not exceed
the principal balance of the County Note.
(c) That the rights, duties, and obligations of the City and the County under the
2017 Interlocal Cooperation Agreement are hereby acknowledged and affirmed with respect to
the Series 2017 Financing Lease.
ARTICLE VIII - TERM
This Agreement will become operational -and will have force and effect -upon its execution
and approval by the Attorney General (pursuant to KRS 65.260) and the filing of this Agreement
with the McCracken County Clerk. The term of this Agreement will be from its effective date
through (and including) the fiscal year end after all Bonds are paid in full, whereupon this
Agreement may be deemed terminated.
ARTICLE IX - NON -LIABILITY OF OFFICERS AND EMPLOYEES
No officer or employee of the City or County may be subjected to any personal liability for
any debt or contract created by this Agreement, nor resulting from it.
ARTICLE X - NATURE OF AGREEMENT
The City and County agree to engage in a joint and cooperative undertaking within only
the scope set out in this Agreement. They do not intend to create any relationship of surety or
indemnification, nor responsibility for indebtedness, liabilities, or claims incurred by either the City
or the County in their governmental operations. Furthermore, the execution of this Agreement will
not constitute a waiver of any defense or immunity to which the City or County would otherwise
be entitled under any applicable law.
ARTICLE XI - AMENDMENT; TERMINATION
This Agreement may only be amended or modified only by agreement and joint action of
the parties hereto. Termination of the Agreement shall not affect the legal status or standing of
the Bureau, Corporation, or Sports Commission, and each shall retain its own assets and
property. Notwithstanding the foregoing, this Agreement may not be terminated for so long as any
Bond or the Series 2017 Financing Lease are owed or outstanding.
Upon the retirement and payment in full of all bonds, financing leases and/or any other
long term debts or liabilities this Agreement may be terminated through unilateral action by either
the City or the County upon giving one years written notice to all parties.
ARTICLE XII - DEFINITIONS
Capitalized terms used not otherwise defined in this Agreement shall have the following
meanings:
"Bond" or "Bonds" means the Series 2010 Bonds and/or any Refunding Bonds.
"Bond Payment Fund" means, with respect to any particular series of Bonds, the bond
payment fund established in the ordinance authorizing such series of Bonds. With respect to the
Series 2010 Bonds, the "Bond Payment Fund" shall be the "General Obligation Refunding Bonds,
Series 2010B Bond Payment Fund" established by the Series 2010 Ordinance.
"City Room Tax" means an aggregate transient room tax levied by the City on Room Rents
pursuant to Section 91A.390 of the Kentucky Revised Statutes equal to 4.0% of the amount of
such Room Rents.
"City Room Tax Revenues" means all tax revenues generated by the City's levy of the City
Room Tax.
"Convention Center Room Tax" means a transient room tax levied by the County on Room
Rents pursuant to Section 91A.390 of the Kentucky Revised Statutes equal to 2.0% of the amount
of such Room Rents.
"Convention Center Room Tax Revenues" means all tax revenues generated by the
County's levy of the Convention Center Room Tax.
"County" means the County of McCracken, Kentucky, a county and a political subdivision
of the Commonwealth of Kentucky.
"County Room Tax" means an aggregate transient room tax levied by the County on Room
Rents pursuant to Section 91A.390 of the Kentucky Revised Statutes equal to 6.0% of the amount
of such Room Rents. The County Room Tax shall include the Convention Center Room Tax.
"County Room Tax Revenues" means all tax revenues generated by the County's levy of
the County Room Tax.
"County Refunding Note" means any promissory note issued by the County and payable
to the City in connection with the whole or partial refinancing of the Series 2010 Bonds or the
refinancing of any other bond issued by the City to wholly or partially refinance the indebtedness
initially represented by the Series 2010 Bonds.
"County Note" means the County Series 2010 Note and/or any County Refunding Note.
"County Series 2010 Note" means the County of McCracken, Kentucky General Obligation
Refunding Note, Series 2010.
"Debt Service" means all principal of and accrued interest payable on any Bonds in
accordance with their terms or the terms of their authorizing ordinance.
"Debt Service Payment Date" means the date of any scheduled payment of principal or
interest for any Bonds.
"Deficiency" means, with respect to any Debt Service Payment Date, the difference
between the Debt Service Due on such Debt Service Payment Date and the amount of
Convention Center Room Tax Revenues deposited in the Bond Payment Fund on the relevant
date of determination.
"First Amendment to Interlocal Cooperation Compact" means the First Amendment to
Interlocal Cooperation Compact dated as of July 1, 2010, by and among the County, the City, the
Bureau, and the Corporation.
"Interlocal Act" means Sections 65.210 through 65.300 of the Kentucky Revised Statutes.
"Paying Agent" means the paying agent appointed by the City to serve in that capacity in
connection with a particular series of Bonds. With respect to the Series 2010 Bonds, the "Paying
Agent" is The Bank of New York Mellon Trust Company, N.A., Dallas, Texas.
"Refunding Bonds" means the Series 2020B Bonds and any bond issued or incurred by
the City to wholly or partially refinance the Series 2020B Bonds. Refunding Bonds shall exclude
any indebtedness incurred by the City to refund indebtedness other than the Series 2010 Bonds
or the Series 2020B Bonds.
"Room Rents" means the revenue produced by the rental by any person, company,
corporation, or like or similar person of a suite, room, or rooms subject to taxation pursuant to
Section 91A.390 of the Kentucky Revised Statutes.
"Series 2010 Bonds" means the City of Paducah, Kentucky General Obligation Refunding
Bonds, Series 2010 outstanding as of the date hereof in an aggregate principal amount of
$3,610,000.
"Series 2010 Ordinance" means Ordinance No. 2010-7-7714 adopted by the City
Commission of the City of Paducah, Kentucky on July 27, 2010.
"Series 2017 Financing Lease" means the General Obligation Lease Agreement dated as
of January 24, 2017, by and between the City, as lessee, and Community Financial Services
Bank, as lessor ("Financing Lessor") in an original principal amount of $3,000,000.
"Series 2020B Bonds" means the City of Paducah, Kentucky General Obligation - -
Refunding Bonds, Series 2020B issued by the City for the purpose of refunding all or a portion of
the Series 2010 Bonds; provided, however, that if the Series 2020B Bonds are issued in a
calendar year other than calendar year 2020 as a result of changing market conditions, the
designation of the Series 2020B Bonds may be revised by the City to reflect their year and order
of issuance (i.e., "City of Paducah, Kentucky General Obligation Refunding Bonds, Series
2021A").
"2001 Interlocal Cooperation Compact" means the Interlocal Cooperation Compact dated
as of June 1, 2001, by and among the County, the City, the Bureau, and the Corporation.
"2010 Interlocal Cooperation Compact" means the 2001 Interlocal Cooperation Company,
as amended and supplemented by the First Amendment to Interlocal Cooperation Compact.
"2017 Interlocal Cooperation Agreement" means the Interlocal Cooperation Agreement
dated as of January 1, 2017, by and between the City and the County governing the Series 2017
Financing Lease.
ARTICLE XIII - MISCELLANEOUS
This Agreement will be binding upon the parties hereto and upon their respective permitted
successors and transferees.
Nothing expressed or implied herein is intended or may be construed to confer upon any
person, firm, or corporation -other than the parties hereto and the Financing Lessor -any right,
remedy, or claim by reason of this Agreement or any term hereof. All terms contained herein will
be for the sole and exclusive benefit of the parties hereto, their successors and permitted
transferees, and the Financing Lessor.
This Agreement shall be governed by and construed in accordance with the laws of the
Commonwealth of Kentucky.
If one or more provisions of this Agreement (or the applicability of any such provisions, for
any set of circumstances), is determined invalid or ineffective for any reason, such a determination
may not affect the validity and enforceability of the remaining provisions of this Agreement. If any
provisions are found to be invalid or ineffective for a specific set of circumstances, they may not
be rendered invalid or ineffective for any other set of circumstances.
This Agreement may be executed in one or more counterparts. When each party hereto
has executed at least one counterpart, this Agreement will become binding on all parties. Such
counterparts will be deemed to be one and the same document with this Agreement.
This Agreement amends and restates the Original Agreement in its entirety and as of the
date hereof the Original Agreement shall be of no force or effect.
[Signature pages to follow]
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed
by their duly authorized representatives as of the date first above written.
CITY OF PADUCAH, KENTUCKY,
Authorized by Action of the City
Commission on 12020
0
Have seen and approved as to form:
City Attorney Glenn D. Denton
Brandi Harless, Mayor
COUNTY OF MCCRACKEN, KENTUCKY,
Authorized by Action of the Fiscal Court of
McCracken County on , 2020
in
Have seen and approved as to form:
County Attorney Samuel G -R Clymer
Craig Z. Clymer, Judge Executive
PADUCAH CONVENTION AND VISITORS
BUREAU f/k/a the Paducah -McCracken
County Tourist and Convention
Commission, Authorized by Action of the
Board of Commissioners on
2020
la
Have seen and approved as to form:
CVB Attorney Elizabeth A. Wienke
Glenn Denton, Chair
Have seen and approved as to form:
CCC Attorney Nicholas M. Holland
PADUCAH-MCCRACKEN CONVENTION
CENTER CORPORATION, Authorized by
Action of the Board of Commissioners on
'2020
la
Mark Whitlow, Chairman
MCCRACKEN COUNTY SPORTS
TOURISM COMMISSION, Authorized by
Action of Board of Commissioner on
'2020
Jim Dudley, Chair
Have seen and approved as to form:
Sports Commission Attorney Kent Price
APPROVAL
Office of the Attorney General
700 Capitol Avenue, Suite 118
Frankfort, Kentucky 40601-3449
(502) 696-5300
This Amended and Restated Interlocal Cooperation Agreement is in proper form and is
compatible with the laws of the Commonwealth of Kentucky; therefore, it is approved this
12020.
OFFICE OF KENTUCKY ATTORNEY
GENERAL DANIEL CAMERON
Title:
Date: