HomeMy WebLinkAboutMO # 2110MUNICIPAL ORDER NO. 2110
MUNICIPAL ORDER APPROVING THE ADVERTISEMENT FOR BID AND
DISTRIBUTION OF A PRELIMINARY OFFICIAL STATEMENT FOR THE
PURCHASE OF CITY OF PADUCAH, KENTUCKY GENERAL OBLIGATION
BONDS, SERIES 2018A AND CITY OF PADUCAH, KENTUCKY GENERAL
OBLIGATION REFUNDING BONDS, SERIES 2018B IN AGGREGATE
PRINCIPAL AMOUNTS OF APPROXIMATELY $2,910,000 AND $2,845,000,
RESPECTIVELY.
WHEREAS, the City of Paducah, Kentucky (the "City") has determined that it is a public
purpose of the City to finance the acquisition, construction and installation of improvements to
the City's riverfront and the acquisition and installation 911 equipment (collectively, the "2018
Project"); and
WHEREAS, the City further has determined that the present conditions of the municipal
market are such that it is advantageous and in the best interests of the City for the City to
currently refund a General Obligation Lease dated March 2, 2009, as amended (the "2009
Lease") between the City and the Kentucky League of Cities Funding Trust and a Lease
Agreement dated as of July 1, 2003, as amended (the "2003 Lease") with the Kentucky League
of Cities Funding Trust, the proceeds of which were used to finance various public
improvements in the City, including (i) improvements to the City's floodwall, (ii) the
construction of parking lots and related infrastructure at the Four Rivers Center, (iii) structural
improvements and installation of an HVAC system at the City Building, (iv) the installation of
an HVA system and related construction at the City's Police Building (v) playground equipment
and restroom and shelter renovations at Kolb Park, (vi) basketball court and sprayground
improvements as well as restroom renovations at Blackburn Park, (vii) trail development at
Perkins Creek Nature Preserve and (viii) new restrooms and shelters and playground renovations
at Noble Park (collectively, the "Prior Projects, " and together with the 2018 Project, the
"Projects"); and
WHEREAS, in order to achieve the foregoing objectives of the City, the City has
determined and does hereby confirm that it is necessary and desirable at this time for the City to
proceed with the issuance of (i) its General Obligation Bonds, Series 2018A in the approximate
principal amount of $2,910,000 (which amount may be increased or decreased by up to
$290,000) (the "Series 2018A Bonds") to finance the 2018 Project and (ii) its General Obligation
Refunding Bonds, Series 2018B in in the approximate principal amount of $2,845,000 (which
amount may be increased or decreased by up to $285,000) (the "Series 2018B Bonds," and
together with the Series 2018A Bonds, the 'Bonds") to currently refund the 2003 Lease and 2009
Lease; and
WHEREAS, on the 12th day of June, 2018 the City gave first reading to, and on the 26th
day of June, 2018 proposes to give second reading to and adopt, an ordinance providing for the
issuance of the Bonds in order to provide funds to pay the costs, not otherwise provided for the
financing and refinancing of the Projects, which ordinance is titled as follows:
AN ORDINANCE OF THE CITY OF PADUCAH, KENTUCKY
AUTHORIZING THE ISSUANCE OF (1) CITY OF PADUCAH, KENTUCKY
GENERAL OBLIGATION BONDS, SERIES 2018A IN THE APPROXIMATE
AGGREGATE PRINCIPAL AMOUNT OF $2,910,000 (SUBJECT TO A
PERMITTED ADJUSTMENT INCREASING OR DECREASING THE
PRINCIPAL AMOUNT OF SERIES 2018A BONDS BY UP TO $290,000) FOR
THE PURPOSE OF FINANCING A PORTION OF THE COSTS OF THE
CONSTRUCTION OF RIVERFRONT IMPROVEMENTS AND THE
ACQUISITION OF 911 EQUIPMENT, AND (II) CITY OF PADUCAH,
KENTUCKY GENERAL OBLIGATION REFUNDING BONDS, SERIES
2018B IN THE APPROXIMATE AGGREGATE PRINCIPAL AMOUNT OF
$2,845,000 (SUBJECT TO A PERMITTED ADJUSTMENT INCREASING OR
DECREASING THE PRINCIPAL AMOUNT OF SERIES 2018B BONDS BY
UP TO $285,000) FOR THE PURPOSE OF CURRENTLY REFUNDING A
GENERAL OBLIGATION LEASE AGREEMENT DATED MARCH 2, 2009
BETWEEN THE CITY AND THE KENTUCKY LEAGUE OF CITIES
FUNDING TRUST AND A LEASE AGREEMENT DATED JULY 1, 2003
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BETWEEN THE CITY AND THE KENTUCKY LEAGUE OF CITIES
FUNDING TRUST, THE PROCEEDS OF WHICH IN TURN FUNDED THE
COSTS OF VARIOUS PUBLIC IMPROVEMENTS WITHIN THE CITY;
APPROVING THE FORMS OF BONDS; AUTHORIZING DESIGNATED
OFFICERS TO EXECUTE AND DELIVER THE BONDS; AUTHORIZING
AND DIRECTING THE FILING OF NOTICE WITH THE STATE LOCAL
DEBT OFFICER; PROVIDING FOR THE PAYMENT AND SECURITY OF
THE BONDS; CREATING BOND PAYMENT FUNDS; MAINTAINING THE
HERETOFORE ESTABLISHED SINKING FUND; AUTHORIZING
ACCEPTANCE OF THE BIDS OF THE BOND PURCHASERS FOR THE
PURCHASE OF THE BONDS; AND REPEALING INCONSISTENT
ORDINANCES.
WHEREAS, it is appropriate at this time that the City authorize the advertisement for bid for
the purchase of the Bonds.
NOW, THEREFORE, BE IT ORDERED BY THE CITY OF PADUCAH, KENTUCKY,
AS FOLLOWS:
SECTION 1. The City shall comply with the requirements of KRS Chapters 66 and 424
by advertising for bids for the purchase of the Bonds. Actions heretofore taken by the City in
connection with the preparation of such instruments and the distribution of such information by
the City as shall be necessary to accomplish the foregoing, including the preparation of a
Preliminary Official Statement (the "Preliminary Official Statement") which Preliminary Official
Statement shall be deemed final by the Mayor of the City in accordance with Rule 15c2-12 of the
Securities and Exchange Commission (the "Rule"), are hereby ratified and approved. In order to
enable prospective purchasers to submit a bid for the purchase of the Bonds, the City hereby
covenants and agrees that it will execute, comply with and carry out all of the provisions of a
continuing disclosure undertaking (the "Continuing Disclosure Undertaking") in connection with
the issuance of the Bonds. Failure to comply with any such provisions of the Continuing
Disclosure Undertaking shall not constitute a default on the Bonds; however, any holder of the
Bonds, including the beneficial owners of the Bonds, may take such action as may be necessary
and appropriate, including seeking specific performance, to cause the City to comply with its
obligations under the Continuing Disclosure Undertaking.
SECTION 2. Proposals for the purchase of the Bonds shall be opened and reviewed by the
Finance Director of the City, and shall be acted upon by the City Manager or Finance Director on
that same day, based upon the advice of the City's financial advisor, J.J.B. Hilliard, W.L. Lyons,
LLC, without the need for further action by this Board of Commissioners. The City hereby ratifies
and approves the use of the "Notice of Bond Sale," substantially in the form attached hereto, which
shall be published as required by law.
SECTION 3. The Mayor, City Manager or Finance Director of the City shall, in a certificate
of award accepting the successful bid or bids for the Bonds (the "Certificate of Award"), determine
the exact principal amount of Bonds to be awarded and the exact rate or rates of interest which said
Bonds shall bear, and the interest rate or rates on said Bonds shall be automatically fixed at the rate
or rates set out in the successful bid accepted by said Certificate of Award. The proceeds of the sale
of said Bonds shall be applied to the costs of the Projects and the costs of issuing the Bonds and
shall be expended as provided in the Ordinance authorizing the Bonds.
SECTION 4. In the event that no bid shall be accepted for the purchase of the Bonds, bids
may again be solicited for the purchase of the Bonds at a future date and hour at the discretion of the
Mayor, without the necessity of further authorization by the City.
SECTION 5. All motions, orders, resolutions and parts thereof in conflict herewith, are
hereby repealed to the extent of such conflict, and this Municipal Order shall be effective
immediately.
SECTION 6. This Municipal Order shall be in full force and effect immediately upon its
adoption.
INTRODUCED, PUBLICLY READ, AND FINALLY APPROVED on one reading,
this 12' day of June, 2018.
301
hest:
iL-U'9M
Tammara Sanderson, City Clerk
Brandi Harless, Mayor
Adopted by the Board of Commissioners, June 12, 2018
Recorded by Tammara S. Sanderson, City Clerk, June 12, 2018
\no\Bond-Advertisement for bid 2018A & 2018B
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CERTIFICATE
I, Tammara Sanderson, hereby certify that I am the duly qualified and acting City Clerk of
the City of Paducah, Kentucky, that the foregoing is a full, true, and correct copy of a Municipal
Order adopted by the Board of Commissioners of the City, at a meeting duly held on June 12, 2018,
that said Municipal Order (together with the Notice of Bond Sale approved therein) appears as a
matter of public record in the official records of the City, that said meeting was duly held in
accordance with all applicable requirements of Kentucky law, including KRS 61.810, 61.815,
61.820, and 61.823, that a quorum was present at said meeting, that said Municipal Order has not
been modified, amended, revoked, or repealed; and that same is now in full force and effect.
2018.
IN TESTIMONY WHEREOF, witness my signature on this day of ,
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City Clerk
EXHIBIT A
NOTICE OF BOND SALE
Notice is hereby given that electronic bids will be received by the City of Paducah,
Kentucky (the "City"), until 10:00 a.m., C.T. and 10:30 a.m. C.T., respectively, on July 11, 2018
(or at such later time and date announced at least forty-eight hours in advance via the
BiDCOMPTM/PARITYTM system) for the purchase of approximately $2,910,000 of the City's
General Obligation Bonds, Series 2019A (the "Series A Bonds") and $2,845,000 of the City's
General Obligation Refunding Bonds, Series 2018B (the "Series B Bonds," and collectively with
the Series A, the "Bonds"). Alternatively, written sealed or facsimile bids for one or more series
of the Bonds by the designated time will be received by the Finance Director, 300 South Fifth
Street, Paducah, Kentucky 42002 (FAX: (270) 440-8589).
The Bonds will each be dated their date of initial delivery, will be issued as fully
registered bonds in denominations in multiples of $5,000 (within the same maturity), and will
mature in varying amounts as described in the Preliminary Official Statement relating to the
Bonds. Electronic bids may be submitted via BiDCOMPTM/PARITYTM, in the manner described
below.
Additional information, including the Preliminary Official Statement, the Official Terms
and Conditions of Bond Sale and the Official Bid Form, may be obtained from the City's
Financial Advisor, J.J.B. Hilliard, W.L. Lyons, LLC; 2929 Broadway Street, Paducah, Kentucky,
42001, Telephone (270) 443-8240 or at http://pos.hilliard.com. Further information regarding
BiDCOMPTM/PARITYTM may be obtained from BiDCOMPTM/PARITYTM, 1359 Broadway - 2nd
Floor, New York, NY 10018, Telephone: (800) 850-7422.
Sale of Bonds on tax-exempt basis. Issuance of Bonds subject to approving legal opinion
of Dinsmoe & Shohl LLP, Bond Counsel, Covington, Kentucky. The City has designated each of
the Bonds as "qualified tax-exempt obligations" pursuant to Section 265 of the Internal Revenue
Code of 1986, as amended. Right to reject bids or waive informality reserved.
12945781v2
CITY OF PADUCAH, KENTUCKY
By /s/ Brandi Harless
Mayor
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